UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
Gabelli Equity Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The Gabelli Small Cap Growth Fund | Report Date: 07/01/2020 1 |
Investment Company Report | ||||||||||||||
OCH-ZIFF CAPITAL MANAGEMENT GROUP INC | ||||||||||||||
Security | 67551U204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OZM | Meeting Date | 02-Jul-2019 | |||||||||||
ISIN | US67551U2042 | Agenda | 935034619 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard G. Ketchum | For | For | |||||||||||
2 | J. Morgan Rutman | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
AZZ INC. | ||||||||||||||
Security | 002474104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZZ | Meeting Date | 09-Jul-2019 | |||||||||||
ISIN | US0024741045 | Agenda | 935034532 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel E. Berce | For | For | |||||||||||
2 | Paul Eisman | For | For | |||||||||||
3 | Daniel R. Feehan | For | For | |||||||||||
4 | Thomas E. Ferguson | For | For | |||||||||||
5 | Kevern R. Joyce | For | For | |||||||||||
6 | Venita McCellon-Allen | For | For | |||||||||||
7 | Ed McGough | For | For | |||||||||||
8 | Stephen E. Pirnat | For | For | |||||||||||
9 | Steven R. Purvis | For | For | |||||||||||
2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as AZZ's independent registered public accounting firm for the fiscal year ending February 29, 2020. | Management | For | For | ||||||||||
CAVCO INDUSTRIES, INC. | ||||||||||||||
Security | 149568107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVCO | Meeting Date | 09-Jul-2019 | |||||||||||
ISIN | US1495681074 | Agenda | 935052150 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Greenblatt | For | For | |||||||||||
2 | Richard A. Kerley | For | For | |||||||||||
3 | Julia W. Sze | For | For | |||||||||||
2. | Ratification of the appointment of independent auditor for fiscal 2020. | Management | For | For | ||||||||||
3. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
Security | 84790A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPB | Meeting Date | 10-Jul-2019 | |||||||||||
ISIN | US84790A1051 | Agenda | 935044141 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of the Class I Director: Sherianne James | Management | For | For | ||||||||||
1.2 | Election of the Class I Director: Norman Matthews | Management | For | For | ||||||||||
1.3 | Election of the Class I Director: Joseph Steinberg | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP ("KPMG") as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019 ("Fiscal 2019"). | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's executive officers. | Management | For | For | ||||||||||
CADIZ INC. | ||||||||||||||
Security | 127537207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CDZI | Meeting Date | 10-Jul-2019 | |||||||||||
ISIN | US1275372076 | Agenda | 935050055 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Brackpool | For | For | |||||||||||
2 | John A. Bohn | For | For | |||||||||||
3 | Jeffrey J. Brown | For | For | |||||||||||
4 | Stephen E. Courter | For | For | |||||||||||
5 | Maria Echaveste | For | For | |||||||||||
6 | Geoffrey Grant | For | For | |||||||||||
7 | Winston H. Hickox | For | For | |||||||||||
8 | Murray H. Hutchison | For | For | |||||||||||
9 | Richard Nevins | For | For | |||||||||||
10 | Scott S. Slater | For | For | |||||||||||
11 | Carolyn Webb de Macías | For | For | |||||||||||
2. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
3. | The approval of the Cadiz Inc. 2019 Equity Incentive Plan to serve as the successor of the Cadiz Inc. 2014 Equity Incentive Plan. | Management | For | For | ||||||||||
4. | To vote on a non-binding, advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
5. | To vote on a stockholder proposal to amend the Bylaws to expand the notice requirements for stockholder business to be timely brought before an annual meeting, if properly presented. | Shareholder | Against | For | ||||||||||
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 711311516 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 28 MARCH 2019, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORTS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 28 MARCH 2019 ('2019 ANNUAL REPORT') | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 28 MARCH 2019 AS SET OUT IN PAGES 101 TO 106 OF THE 2019 ANNUAL REPORT | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
4.A | TO RE-ELECT TONY DENUNZIO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.B | TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.C | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.D | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.E | TO RE-ELECT PAUL MOODY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.F | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.G | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.H | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
7 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
8 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
9 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
10 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
11 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
12 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
WILLAMETTE VALLEY VINEYARDS, INC. | ||||||||||||||
Security | 969136100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WVVI | Meeting Date | 14-Jul-2019 | |||||||||||
ISIN | US9691361003 | Agenda | 935035116 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James Ellis | For | For | |||||||||||
2 | Heather Westing | For | For | |||||||||||
2. | Ratification of appointment of Moss-Adams, LLP as the independent registered public accounting firm of Willamette Valley Vineyards, Inc. for the year ending December 31, 2019. | Management | For | For | ||||||||||
PARK ELECTROCHEMICAL CORP. | ||||||||||||||
Security | 700416209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PKE | Meeting Date | 16-Jul-2019 | |||||||||||
ISIN | US7004162092 | Agenda | 935053075 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Dale Blanchfield | Management | For | For | ||||||||||
1b. | Election of Director: Emily J. Groehl | Management | For | For | ||||||||||
1c. | Election of Director: Brian E. Shore | Management | For | For | ||||||||||
1d. | Election of Director: Carl W. Smith | Management | For | For | ||||||||||
1e. | Election of Director: Steven T. Warshaw | Management | For | For | ||||||||||
2. | Approval, on an advisory (non-binding) basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Approval of an amendment of the Restated Certificate of Incorporation of the Company, dated March 28, 1989, as amended, to change the name of the Company from "Park Electrochemical Corp." to "Park Aerospace Corp.". | Management | For | For | ||||||||||
4. | Ratification of appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the fiscal year ending March 1, 2020. | Management | For | For | ||||||||||
RITE AID CORPORATION | ||||||||||||||
Security | 767754872 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RAD | Meeting Date | 17-Jul-2019 | |||||||||||
ISIN | US7677548726 | Agenda | 935051893 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Bruce G. Bodaken | Management | For | For | ||||||||||
1b. | Election of Director: Elizabeth 'Busy' Burr | Management | For | For | ||||||||||
1c. | Election of Director: Robert E. Knowling, Jr. | Management | For | For | ||||||||||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||||
1e. | Election of Director: Louis P. Miramontes | Management | For | For | ||||||||||
1f. | Election of Director: Arun Nayar | Management | For | For | ||||||||||
1g. | Election of Director: Katherine Quinn | Management | For | For | ||||||||||
1h. | Election of Director: Marcy Syms | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
4. | Consider a stockholder proposal, if properly presented at the Annual Meeting, seeking a By-Law amendment for a 10% ownership threshold for stockholders to call special meetings. | Shareholder | Against | For | ||||||||||
CHINA AUTOMOTIVE SYSTEMS, INC. | ||||||||||||||
Security | 16936R105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAAS | Meeting Date | 18-Jul-2019 | |||||||||||
ISIN | US16936R1059 | Agenda | 935045129 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hanlin Chen | For | For | |||||||||||
2 | Qizhou Wu | For | For | |||||||||||
3 | Guangxun Xu | For | For | |||||||||||
4 | Heng Henry Lu | For | For | |||||||||||
5 | Tong Kooi Teo | For | For | |||||||||||
2. | To approve an advisory (non-binding) proposal concerning the Company's named executive officer compensation program. | Management | For | For | ||||||||||
3. | To approve an advisory (non-binding) vote concerning the frequency of holding future advisory votes on executive compensation. | Management | 2 Years | For | ||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
FARMERS & MERCHANTS BANK OF LONG BEACH | ||||||||||||||
Security | 308243104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMBL | Meeting Date | 18-Jul-2019 | |||||||||||
ISIN | US3082431046 | Agenda | 935056057 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JoAnn M. Bourne | For | For | |||||||||||
2 | Richard W. Darling | For | For | |||||||||||
3 | Walter M. Florie | For | For | |||||||||||
4 | Lawrence J. McLaughlin | For | For | |||||||||||
5 | Christine A. Scheuneman | For | For | |||||||||||
6 | Daniel K. Walker | For | For | |||||||||||
7 | Timothy M. Wilson | For | For | |||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | ||||||||||
3. | APPROVAL OF POTENTIAL FUTURE SHARE REPURCHASES BY THE BANK FOR AN AGGREGATE AMOUNT NOT TO EXCEED $20.0 MILLION. | Management | For | For | ||||||||||
ITO EN,LTD. | ||||||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jul-2019 | ||||||||||||
ISIN | JP3143000002 | Agenda | 711348917 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Reduction of Capital Reserve | Management | For | For | ||||||||||
2 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
3 | Appoint a Director Tanaka, Yutaka | Management | For | For | ||||||||||
4.1 | Appoint a Corporate Auditor Nakagomi, Shuji | Management | For | For | ||||||||||
4.2 | Appoint a Corporate Auditor Miyajima, Takashi | Management | Against | Against | ||||||||||
STEEL CONNECT, INC. | ||||||||||||||
Security | 858098106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STCN | Meeting Date | 24-Jul-2019 | |||||||||||
ISIN | US8580981061 | Agenda | 935056437 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Warren G. Lichtenstein | For | For | |||||||||||
2 | Glen M. Kassan | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
4. | To approve the Board Declassification Proposal. | Management | For | For | ||||||||||
ROCK FIELD CO.,LTD. | ||||||||||||||
Security | J65275109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jul-2019 | ||||||||||||
ISIN | JP3984200000 | Agenda | 711376283 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Increase Capital Shares to be issued to 60,000,000 shares | Management | For | For | ||||||||||
3.1 | Appoint a Director Iwata, Kozo | Management | For | For | ||||||||||
3.2 | Appoint a Director Furutsuka, Takashi | Management | For | For | ||||||||||
3.3 | Appoint a Director Hosomi, Toshihiro | Management | For | For | ||||||||||
3.4 | Appoint a Director Izawa, Osamu | Management | For | For | ||||||||||
3.5 | Appoint a Director Endo, Hiroshi | Management | For | For | ||||||||||
3.6 | Appoint a Director Nakano, Kanji | Management | For | For | ||||||||||
3.7 | Appoint a Director Kadokami, Takeshi | Management | For | For | ||||||||||
3.8 | Appoint a Director Matsumura, Harumi | Management | For | For | ||||||||||
4.1 | Appoint a Corporate Auditor Oka, Goro | Management | For | For | ||||||||||
4.2 | Appoint a Corporate Auditor Mito, Kazuya | Management | For | For | ||||||||||
MODINE MANUFACTURING COMPANY | ||||||||||||||
Security | 607828100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOD | Meeting Date | 25-Jul-2019 | |||||||||||
ISIN | US6078281002 | Agenda | 935056033 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Mr. David G. Bills | Management | For | For | ||||||||||
1b. | Election of Director: Mr. Thomas A. Burke | Management | For | For | ||||||||||
1c. | Election of Director: Mr. Charles P. Cooley | Management | For | For | ||||||||||
2. | Advisory vote to approve of the Company's named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
BROWN-FORMAN CORPORATION | ||||||||||||||
Security | 115637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BFA | Meeting Date | 25-Jul-2019 | |||||||||||
ISIN | US1156371007 | Agenda | 935058405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
1b. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
1c. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
1d. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
1e. | Election of Director: Bruce L. Byrnes | Management | For | For | ||||||||||
1f. | Election of Director: John D. Cook | Management | For | For | ||||||||||
1g. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
1h. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
1i. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
1j. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
1k. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
1l. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
1m. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1n. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
CRIMSON WINE GROUP, LTD. | ||||||||||||||
Security | 22662X100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CWGL | Meeting Date | 26-Jul-2019 | |||||||||||
ISIN | US22662X1000 | Agenda | 935044951 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Cumming | For | For | |||||||||||
2 | Joseph S. Steinberg | For | For | |||||||||||
3 | Avraham M. Neikrug | For | For | |||||||||||
4 | Douglas M. Carlson | For | For | |||||||||||
5 | Craig D. Williams | For | For | |||||||||||
6 | Colby A. Rollins | For | For | |||||||||||
7 | Luanne D. Tierney | For | For | |||||||||||
2. | Ratification of the selection of BPM LLP as independent auditors of the Company for the year ending December 31, 2019. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers ("say-on-pay"). | Management | For | For | ||||||||||
4. | To vote, on an advisory basis, on the frequency of future say-on-pay votes ("say-on-frequency"). | Management | 2 Years | For | ||||||||||
LIBERTY EXPEDIA HOLDINGS, INC. | ||||||||||||||
Security | 53046P109 | Meeting Type | Special | |||||||||||
Ticker Symbol | LEXEA | Meeting Date | 26-Jul-2019 | |||||||||||
ISIN | US53046P1093 | Agenda | 935058265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | For | For | ||||||||||
2. | A proposal to approve, by advisory (non-binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | ||||||||||
BREMBO SPA | ||||||||||||||
Security | T2204N116 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2019 | ||||||||||||
ISIN | IT0005252728 | Agenda | 711362513 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO APPOINT ONE DIRECTOR AS PER ART. 2386 OF THE ITALIAN CIVIL CODE UNTIL THE END OF THE TERM OF OFFICE OF THE CURRENT BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO: DANIELE SCHILLACI | Management | No Action | |||||||||||
2 | TO PROPOSE THE AMENDMENT OF THE EMOLUMENT OF THE BOARD OF DIRECTORS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | 01 JUL 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
STERIS PLC | ||||||||||||||
Security | G8473T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STE | Meeting Date | 30-Jul-2019 | |||||||||||
ISIN | IE00BFY8C754 | Agenda | 935051817 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Re-election of Director: Richard C. Breeden | Management | For | For | ||||||||||
1b. | Re-election of Director: Cynthia L. Feldmann | Management | For | For | ||||||||||
1c. | Re-election of Director: Dr. Jacqueline B. Kosecoff | Management | For | For | ||||||||||
1d. | Re-election of Director: David B. Lewis | Management | For | For | ||||||||||
1e. | Re-election of Director: Walter M Rosebrough, Jr. | Management | For | For | ||||||||||
1f. | Re-election of Director: Dr. Nirav R. Shah | Management | For | For | ||||||||||
1g. | Re-election of Director: Dr. Mohsen M. Sohi | Management | For | For | ||||||||||
1h. | Re-election of Director: Dr. Richard M. Steeves | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending March 31, 2020. | Management | For | For | ||||||||||
3. | To appoint Ernst & Young Chartered Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. | Management | For | For | ||||||||||
4. | To authorize the Directors of the Company or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. | Management | For | For | ||||||||||
5. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2019. | Management | For | For | ||||||||||
SKYLINE CHAMPION | ||||||||||||||
Security | 830830105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SKY | Meeting Date | 30-Jul-2019 | |||||||||||
ISIN | US8308301055 | Agenda | 935053621 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Anderson | For | For | |||||||||||
2 | Timothy Bernlohr | For | For | |||||||||||
3 | Michael Berman | For | For | |||||||||||
4 | John C. Firth | For | For | |||||||||||
5 | Michael Kaufman | For | For | |||||||||||
6 | Gary E. Robinette | For | For | |||||||||||
7 | Mark Yost | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To consider a non-binding advisory vote on fiscal 2019 compensation paid to Skyline Champion's named executive officers. | Management | For | For | ||||||||||
LEGG MASON, INC. | ||||||||||||||
Security | 524901105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LM | Meeting Date | 30-Jul-2019 | |||||||||||
ISIN | US5249011058 | Agenda | 935053950 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert E. Angelica | For | For | |||||||||||
2 | Carol Anthony Davidson | For | For | |||||||||||
3 | Edward P. Garden | For | For | |||||||||||
4 | Michelle J. Goldberg | For | For | |||||||||||
5 | Stephen C. Hooley | For | For | |||||||||||
6 | John V. Murphy | For | For | |||||||||||
7 | Nelson Peltz | For | For | |||||||||||
8 | Alison A. Quirk | For | For | |||||||||||
9 | Joseph A. Sullivan | For | For | |||||||||||
2. | An advisory vote to approve the compensation of Legg Mason's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
4. | Consideration of a shareholder proposal to remove supermajority voting provisions from our charter and bylaws. | Shareholder | For | |||||||||||
TRANS-LUX CORPORATION | ||||||||||||||
Security | 893247304 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TNLX | Meeting Date | 30-Jul-2019 | |||||||||||
ISIN | US8932473049 | Agenda | 935060739 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Yantao Yu | For | For | |||||||||||
2 | Salvatore J. Zizza | For | For | |||||||||||
2. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
KEMET CORPORATION | ||||||||||||||
Security | 488360207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KEM | Meeting Date | 31-Jul-2019 | |||||||||||
ISIN | US4883602074 | Agenda | 935053633 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Jacob T. Kotzubei | Management | For | For | ||||||||||
1.2 | Election of Director: Robert G. Paul | Management | For | For | ||||||||||
1.3 | Election of Director: Yasuko Matsumoto | Management | For | For | ||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
HAWKINS, INC. | ||||||||||||||
Security | 420261109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HWKN | Meeting Date | 01-Aug-2019 | |||||||||||
ISIN | US4202611095 | Agenda | 935057390 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John S. McKeon | For | For | |||||||||||
2 | Patrick H. Hawkins | For | For | |||||||||||
3 | James A. Faulconbridge | For | For | |||||||||||
4 | Duane M. Jergenson | For | For | |||||||||||
5 | Mary J. Schumacher | For | For | |||||||||||
6 | Daniel J. Stauber | For | For | |||||||||||
7 | James T. Thompson | For | For | |||||||||||
8 | Jeffrey L. Wright | For | For | |||||||||||
2. | To approve the Hawkins, Inc. 2019 Equity Incentive Plan. | Management | For | For | ||||||||||
3. | Non-binding advisory vote to approve executive compensation ("say-on-pay"). | Management | For | For | ||||||||||
GP STRATEGIES CORPORATION | ||||||||||||||
Security | 36225V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GPX | Meeting Date | 07-Aug-2019 | |||||||||||
ISIN | US36225V1044 | Agenda | 935055423 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Tamar Elkeles | Management | For | For | ||||||||||
1B. | Election of Director: Marshall S. Geller | Management | For | For | ||||||||||
1C. | Election of Director: Scott N. Greenberg | Management | For | For | ||||||||||
1D. | Election of Director: Steven E. Koonin | Management | For | For | ||||||||||
1E. | Election of Director: Jacques Manardo | Management | For | For | ||||||||||
1F. | Election of Director: Richard C. Pfenniger | Management | For | For | ||||||||||
1G. | Election of Director: Samuel D. Robinson | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan. | Management | For | For | ||||||||||
MONRO, INC. | ||||||||||||||
Security | 610236101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MNRO | Meeting Date | 13-Aug-2019 | |||||||||||
ISIN | US6102361010 | Agenda | 935062252 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frederick M. Danziger | For | For | |||||||||||
2 | Stephen C. McCluski | For | For | |||||||||||
3 | Robert E. Mellor | For | For | |||||||||||
4 | Peter J. Solomon | For | For | |||||||||||
2. | To approve, on a non-binding basis, the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 28, 2020. | Management | For | For | ||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJM | Meeting Date | 14-Aug-2019 | |||||||||||
ISIN | US8326964058 | Agenda | 935056920 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director for a term expire in 2020: Kathryn W. Dindo | Management | For | For | ||||||||||
1b. | Election of Director for a term expire in 2020: Paul J. Dolan | Management | For | For | ||||||||||
1c. | Election of Director for a term expire in 2020: Jay L. Henderson | Management | For | For | ||||||||||
1d. | Election of Director for a term expire in 2020: Gary A. Oatey | Management | For | For | ||||||||||
1e. | Election of Director for a term expire in 2020: Kirk L. Perry | Management | For | For | ||||||||||
1f. | Election of Director for a term expire in 2020: Sandra Pianalto | Management | For | For | ||||||||||
1g. | Election of Director for a term expire in 2020: Nancy Lopez Russell | Management | For | For | ||||||||||
1h. | Election of Director for a term expire in 2020: Alex Shumate | Management | For | For | ||||||||||
1i. | Election of Director for a term expire in 2020: Mark T. Smucker | Management | For | For | ||||||||||
1j. | Election of Director for a term expire in 2020: Richard K. Smucker | Management | For | For | ||||||||||
1k. | Election of Director for a term expire in 2020: Timothy P. Smucker | Management | For | For | ||||||||||
1l. | Election of Director for a term expire in 2020: Dawn C. Willoughby | Management | For | For | ||||||||||
2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
NII HOLDINGS, INC. | ||||||||||||||
Security | 62913F508 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NIHD | Meeting Date | 20-Aug-2019 | |||||||||||
ISIN | US62913F5089 | Agenda | 935063254 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||||
1B. | Election of Director: James V. Continenza | Management | For | For | ||||||||||
1C. | Election of Director: Howard S. Hoffmann | Management | For | For | ||||||||||
1D. | Election of Director: Ricardo Knoepfelmacher | Management | For | For | ||||||||||
1E. | Election of Director: Christopher T. Rogers | Management | For | For | ||||||||||
1F. | Election of Director: Robert A. Schriesheim | Management | For | For | ||||||||||
1G. | Election of Director: Steven M. Shindler | Management | For | For | ||||||||||
2. | Advisory Vote to approve Executive Compensation. | Management | For | For | ||||||||||
3. | Amendment of the Company's 2015 Incentive Compensation Plan to increase the authorized shares available for issuance. | Management | Against | Against | ||||||||||
4. | Amendment of the Company's Restated Certificate of Incorporation and Restated Bylaws to reduce the minimum number of directors of the Company from three to one. | Management | For | For | ||||||||||
5. | Ratification of KPMG LLP as our Independent Registered Public Accounting Firm for fiscal year 2019. | Management | For | For | ||||||||||
KLX ENERGY SERVICES HOLDINGS, INC. | ||||||||||||||
Security | 48253L106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KLXE | Meeting Date | 22-Aug-2019 | |||||||||||
ISIN | US48253L1061 | Agenda | 935059382 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard G. Hamermesh | For | For | |||||||||||
2 | Theodore L. Weise | For | For | |||||||||||
3 | John T. Whates, Esq. | For | For | |||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||||||||
LA-Z-BOY INCORPORATED | ||||||||||||||
Security | 505336107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LZB | Meeting Date | 27-Aug-2019 | |||||||||||
ISIN | US5053361078 | Agenda | 935061161 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kurt L. Darrow | For | For | |||||||||||
2 | Sarah M. Gallagher | For | For | |||||||||||
3 | Edwin J. Holman | For | For | |||||||||||
4 | Janet E. Kerr | For | For | |||||||||||
5 | Michael T. Lawton | For | For | |||||||||||
6 | H. George Levy, MD | For | For | |||||||||||
7 | W. Alan McCollough | For | For | |||||||||||
8 | Rebecca L. O'Grady | For | For | |||||||||||
9 | Lauren B. Peters | For | For | |||||||||||
10 | Dr. Nido R. Qubein | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | To approve, through a non-binding advisory vote, the compensation of the company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||||
Security | 232806109 | Meeting Type | Special | |||||||||||
Ticker Symbol | CY | Meeting Date | 27-Aug-2019 | |||||||||||
ISIN | US2328061096 | Agenda | 935063987 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. | Management | For | For | ||||||||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
3. | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | Management | For | For | ||||||||||
LOOMIS AB | ||||||||||||||
Security | W5650X104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Aug-2019 | ||||||||||||
ISIN | SE0002683557 | Agenda | 711430556 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 7 TO 9 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
7 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NUMBER OF BOARD MEMBERS SHALL BE SEVEN, WITHOUT DEPUTIES | Management | No Action | |||||||||||
8 | ELECTION OF BOARD MEMBERS: NEW ELECTION OF LARS BLECKO AND JOHAN LUNDBERG AS BOARD MEMBERS FOR THE TIME UP TO AND INCLUDING THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. GUN NILSSON HAS DECLARED THAT SHE IS NO LONGER AT THE DISPOSAL FOR THE BOARD. IT IS NOTED THAT THE BOARD AFTER THE ELECTION THEREBY WILL CONSIST OF ALF GORANSSON (CHAIRMAN), PATRIK ANDERSSON, LARS BLECKO, INGRID BONDE, CECILIA DAUN WENNBORG, JOHAN LUNDBERG AND JAN SVENSSON | Management | No Action | |||||||||||
9 | DETERMINATION OF FEES TO BOARD MEMBERS | Management | No Action | |||||||||||
10 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
SIGNATURE AVIATION PLC | ||||||||||||||
Security | G08932165 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Aug-2019 | ||||||||||||
ISIN | GB00B1FP8915 | Agenda | 711495526 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | THAT THE DIRECTORS BE AUTHORISED TO TAKE ALL SUCH STEPS, EXECUTE ALL SUCH AGREEMENTS NECESSARY IN CONNECTION WITH THE TRANSACTION | Management | For | For | ||||||||||
VITASOY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
Security | Y93794108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Sep-2019 | ||||||||||||
ISIN | HK0345001611 | Agenda | 711431231 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0716/ltn20190716307.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0716/ltn20190716297.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND OF HK38.0 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
3.A.I | TO RE-ELECT MR. WINSTON YAU-LAI LO AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.AII | TO RE-ELECT MR. PAUL JEREMY BROUGH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Against | Against | ||||||||||
3AIII | TO RE-ELECT MR. ROBERTO GUIDETTI AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
3.B | TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
4 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: KPMG AUDITORS | Management | Against | Against | ||||||||||
5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | Against | Against | ||||||||||
5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||||
5.C | TO ADD THE NUMBER OF SHARES BOUGHT-BACK PURSUANT TO RESOLUTION 5B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 5A | Management | Against | Against | ||||||||||
CASEY'S GENERAL STORES, INC. | ||||||||||||||
Security | 147528103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CASY | Meeting Date | 04-Sep-2019 | |||||||||||
ISIN | US1475281036 | Agenda | 935061197 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: H. Lynn Horak | Management | For | For | ||||||||||
1.2 | Election of Director: Judy A. Schmeling | Management | For | For | ||||||||||
1.3 | Election of Director: Allison M. Wing | Management | For | For | ||||||||||
1.4 | Election of Director: Darren M. Rebelez | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2020. | Management | For | For | ||||||||||
3. | To hold an advisory vote on our named executive officer compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company's Articles of Incorporation to increase the permissible range of the Board of Directors from 4-9 directors to 7-12 directors with the precise number of directors to be determined by the Board of Directors from time to time. | Management | For | For | ||||||||||
DAKTRONICS, INC. | ||||||||||||||
Security | 234264109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAKT | Meeting Date | 04-Sep-2019 | |||||||||||
ISIN | US2342641097 | Agenda | 935061630 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kevin P. McDermott | Withheld | Against | |||||||||||
2 | James B. Morgan | Withheld | Against | |||||||||||
2. | Advisory (non-binding) approval of the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche, LLP as our independent registered public accounting firm for the Company for fiscal 2020. | Management | For | For | ||||||||||
LIONS GATE ENTERTAINMENT CORP. | ||||||||||||||
Security | 535919401 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LGFA | Meeting Date | 10-Sep-2019 | |||||||||||
ISIN | CA5359194019 | Agenda | 935065599 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Michael Burns | Management | For | For | ||||||||||
1b. | Election of Director: Gordon Crawford | Management | For | For | ||||||||||
1c. | Election of Director: Arthur Evrensel | Management | For | For | ||||||||||
1d. | Election of Director: Jon Feltheimer | Management | For | For | ||||||||||
1e. | Election of Director: Emily Fine | Management | For | For | ||||||||||
1f. | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
1g. | Election of Director: Sir Lucian Grainge | Management | For | For | ||||||||||
1h. | Election of Director: Susan McCaw | Management | For | For | ||||||||||
1i. | Election of Director: Mark H. Rachesky, M.D. | Management | For | For | ||||||||||
1j. | Election of Director: Daniel Sanchez | Management | For | For | ||||||||||
1k. | Election of Director: Daryl Simm | Management | For | For | ||||||||||
1l. | Election of Director: Hardwick Simmons | Management | For | For | ||||||||||
1m. | Election of Director: David M. Zaslav | Management | For | For | ||||||||||
2. | Appointment of Auditors: To reappoint Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending March 31, 2020 at a remuneration to be determined by the Audit & Risk Committee. See the section entitled "Proposal 2: Re-Appointment of Independent Registered Public Accounting Firm" in the Notice and Proxy Statement. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation: To pass a non-binding advisory resolution to approve the compensation paid to the Company's Named Executive Officers. See the section entitled "Proposal 3: Advisory Vote to Approve Executive Compensation" in the Notice and Proxy Statement. | Management | For | For | ||||||||||
4. | Lions Gate Entertainment Corp. 2019 Performance Incentive Plan: To approve the Lions Gate Entertainment 2019 Performance Incentive Plan. See the section entitled "Proposal 4: Proposal to Approve Lions Gate Entertainment Corp. 2019 Performance Incentive Plan" in the Notice and Proxy Statement. | Management | Against | Against | ||||||||||
5. | In their discretion, the proxies are authorized to vote upon such other business as may properly come before the Meeting and any continuations, adjournments or postponements thereof. | Management | Against | Against | ||||||||||
NETSCOUT SYSTEMS, INC. | ||||||||||||||
Security | 64115T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NTCT | Meeting Date | 12-Sep-2019 | |||||||||||
ISIN | US64115T1043 | Agenda | 935065107 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Anil K. Singhal | For | For | |||||||||||
2 | John R. Egan | For | For | |||||||||||
3 | Robert E. Donahue | For | For | |||||||||||
2. | To approve the NetScout Systems, Inc. 2019 Equity Incentive Plan as described in Proposal 2 in the proxy statement. | Management | Against | Against | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as NetScout's independent registered public accounting firm for the fiscal year ended March 31, 2020. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, the compensation of NetScout's named executive officers as disclosed in the proxy statement in accordance with Securities and Exchange Commission rules. | Management | For | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 16-Sep-2019 | |||||||||||
ISIN | US7033951036 | Agenda | 935065462 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1b. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1c. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1d. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1e. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1f. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1g. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1h. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. | Management | For | For | ||||||||||
GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
Security | 362409104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTYH | Meeting Date | 16-Sep-2019 | |||||||||||
ISIN | US3624091043 | Agenda | 935067896 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Class I Director: Randolph Cowen | Management | For | For | ||||||||||
1B | Election of Class I Director: Stephen Rohleder | Management | For | For | ||||||||||
2 | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTWO | Meeting Date | 18-Sep-2019 | |||||||||||
ISIN | US8740541094 | Agenda | 935065842 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
1C. | Election of Director: J Moses | Management | For | For | ||||||||||
1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
1G. | Election of Director: Paul Viera | Management | For | For | ||||||||||
1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
NATHAN'S FAMOUS, INC. | ||||||||||||||
Security | 632347100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NATH | Meeting Date | 18-Sep-2019 | |||||||||||
ISIN | US6323471002 | Agenda | 935066503 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert J. Eide | For | For | |||||||||||
2 | Eric Gatoff | For | For | |||||||||||
3 | Brian S. Genson | For | For | |||||||||||
4 | Barry Leistner | For | For | |||||||||||
5 | Howard M. Lorber | For | For | |||||||||||
6 | Wayne Norbitz | For | For | |||||||||||
7 | A.F. Petrocelli | For | For | |||||||||||
8 | Charles Raich | For | For | |||||||||||
2. | The adoption of the Nathan's Famous. Inc. 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2020. | Management | For | For | ||||||||||
4. | A non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | Abstain | For | ||||||||||
ALITHYA GROUP INC. | ||||||||||||||
Security | 01643B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALYA | Meeting Date | 18-Sep-2019 | |||||||||||
ISIN | CA01643B1067 | Agenda | 935069319 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Dana Ades-Landy | For | For | |||||||||||
2 | Robert Comeau | For | For | |||||||||||
3 | Fredrick DiSanto | For | For | |||||||||||
4 | Lucie Martel | For | For | |||||||||||
5 | Paul Raymond | For | For | �� | ||||||||||
6 | Ghyslain Rivard | For | For | |||||||||||
7 | Jeffrey Rutherford | For | For | |||||||||||
8 | C. Lee Thomas | For | For | |||||||||||
9 | Pierre Turcotte | For | For | |||||||||||
2 | To appoint Raymond Chabot Grant Thornton LLP as auditors of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
EL PASO ELECTRIC COMPANY | ||||||||||||||
Security | 283677854 | Meeting Type | Special | |||||||||||
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 | |||||||||||
ISIN | US2836778546 | Agenda | 935069511 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For | ||||||||||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For | ||||||||||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For | ||||||||||
AAR CORP. | ||||||||||||||
Security | 000361105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AIR | Meeting Date | 24-Sep-2019 | |||||||||||
ISIN | US0003611052 | Agenda | 935068519 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James E. Goodwin | Management | For | For | ||||||||||
1B. | Election of Director: John M. Holmes | Management | For | For | ||||||||||
1C. | Election of Director: Marc J. Walfish | Management | For | For | ||||||||||
2. | Advisory proposal to approve our Fiscal 2019 executive compensation. | Management | For | For | ||||||||||
3. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2020. | Management | For | For | ||||||||||
BARNES & NOBLE EDUCATION, INC. | ||||||||||||||
Security | 06777U101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BNED | Meeting Date | 25-Sep-2019 | |||||||||||
ISIN | US06777U1016 | Agenda | 935072912 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Emily C. Chiu | Management | For | For | ||||||||||
1.2 | Election of Director: Daniel A. DeMatteo | Management | For | For | ||||||||||
1.3 | Election of Director: David G. Golden | Management | For | For | ||||||||||
1.4 | Election of Director: Michael P. Huseby | Management | For | For | ||||||||||
1.5 | Election of Director: John R. Ryan | Management | For | For | ||||||||||
1.6 | Election of Director: Jerry Sue Thornton | Management | For | For | ||||||||||
1.7 | Election of Director: David A. Wilson | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accountants for the Company's fiscal year ending May 2, 2020. | Management | For | For | ||||||||||
JOHN WILEY & SONS, INC. | ||||||||||||||
Security | 968223305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JWB | Meeting Date | 26-Sep-2019 | |||||||||||
ISIN | US9682233054 | Agenda | 935070968 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian A. Napack | For | For | |||||||||||
2 | Jesse C. Wiley | For | For | |||||||||||
3 | Mari J. Baker | For | For | |||||||||||
4 | George Bell | For | For | |||||||||||
5 | Laurie A. Leshin | For | For | |||||||||||
6 | Raymond W. McDaniel Jr | For | For | |||||||||||
7 | William J. Pesce | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
NAVIGATOR HOLDINGS LTD | ||||||||||||||
Security | Y62132108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVGS | Meeting Date | 26-Sep-2019 | |||||||||||
ISIN | MHY621321089 | Agenda | 935071352 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David J. Butters | For | For | |||||||||||
2 | Dr. Henry Deans | For | For | |||||||||||
3 | Dr. Heiko Fischer | For | For | |||||||||||
4 | David Kenwright | For | For | |||||||||||
5 | Harold Malone | For | For | |||||||||||
6 | Alexander Oetker | For | For | |||||||||||
7 | Florian Weidinger | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP, as the Company's independent public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
NEOGEN CORPORATION | ||||||||||||||
Security | 640491106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEOG | Meeting Date | 03-Oct-2019 | |||||||||||
ISIN | US6404911066 | Agenda | 935075552 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JOHN E. ADENT | For | For | |||||||||||
2 | WILLIAM T. BOEHM | For | For | |||||||||||
3 | JAMES P. TOBIN | For | For | |||||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
NATIONAL BEVERAGE CORP. | ||||||||||||||
Security | 635017106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FIZZ | Meeting Date | 04-Oct-2019 | |||||||||||
ISIN | US6350171061 | Agenda | 935076984 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cecil D. Conlee | Management | For | For | ||||||||||
1B. | Election of Director: Stanley M. Sheridan | Management | For | For | ||||||||||
VALUE LINE, INC. | ||||||||||||||
Security | 920437100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VALU | Meeting Date | 07-Oct-2019 | |||||||||||
ISIN | US9204371002 | Agenda | 935072405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | H.A. Brecher | For | For | |||||||||||
2 | S.R. Anastasio | For | For | |||||||||||
3 | M. Bernstein | For | For | |||||||||||
4 | A.R. Fiore | For | For | |||||||||||
5 | S.P. Davis | For | For | |||||||||||
6 | G.J. Muenzer | For | For | |||||||||||
STRATTEC SECURITY CORPORATION | ||||||||||||||
Security | 863111100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STRT | Meeting Date | 08-Oct-2019 | |||||||||||
ISIN | US8631111007 | Agenda | 935079081 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frank J. Krejci | For | For | |||||||||||
2. | To approve the non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To approve an amendment to the Amended and Restated Articles of Incorporation to provide for a majority voting standard for election of directors in uncontested elections of directors. | Management | For | For | ||||||||||
THE L.S. STARRETT COMPANY | ||||||||||||||
Security | 855668109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCX | Meeting Date | 16-Oct-2019 | |||||||||||
ISIN | US8556681091 | Agenda | 935080034 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard B. Kennedy# | For | For | |||||||||||
2 | Terry A. Piper* | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
INTERNATIONAL SPEEDWAY CORPORATION | ||||||||||||||
Security | 460335300 | Meeting Type | Special | |||||||||||
Ticker Symbol | ISCB | Meeting Date | 16-Oct-2019 | |||||||||||
ISIN | US4603353008 | Agenda | 935082381 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The proposal to approve an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the "Company"), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. | Management | Abstain | Against | ||||||||||
2. | The non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. | Management | Abstain | Against | ||||||||||
3. | The proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). | Management | Abstain | Against | ||||||||||
ENTERTAINMENT ONE LTD | ||||||||||||||
Security | 29382B102 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 17-Oct-2019 | ||||||||||||
ISIN | CA29382B1022 | Agenda | 711585692 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | FOR AUTHORISING THE SPECIAL RESOLUTION WITH RESPECT TO THE ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHER THINGS, THE ACQUSITION BY A SUBSIDIARY OF HASBRO, INC. OF ALL OF THE OUTSTANDING COMMON SHARES OF THE COMPANY PURSUANT TO AN ARRANGEMENT AGREEMENT DATED 22 AUGUST 2019 AMONG THE COMPANY, 11573390 CANADA INC. AND HASBRO, INC. AS SET FORTH IN SCHEDULE "B" TO THE COMPANY'S MANAGEMENT PROXY CIRCULAR DATED 23 SEPTEMBER 2019 ("2019 CIRCULAR") | Management | For | For | ||||||||||
2 | FOR RECEIVING THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | For | For | ||||||||||
3 | FOR APPROVING THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | For | For | ||||||||||
4 | FOR THE ELECTION OF ALLAN LEIGHTON TO THE BOARD OF DIRECTORS OF THE COMPANY (THE "DIRECTORS", AND TOGETHER THE "BOARD") | Management | For | For | ||||||||||
5 | FOR THE ELECTION OF DARREN THROOP TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
6 | FOR THE ELECTION OF JOSEPH SPARACIO TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
7 | FOR THE ELECTION OF LINDA ROBINSON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
8 | FOR THE ELECTION OF MARK OPZOOMER TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
9 | FOR THE ELECTION OF MICHAEL FRIISDAHL TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
10 | FOR THE ELECTION OF MITZI REAUGH TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
11 | FOR THE ELECTION OF ROBERT MCFARLANE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
12 | FOR THE ELECTION OF SCOTT LAWRENCE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
13 | FOR THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
14 | FOR THE APPROVAL TO AUTHORISE THE BOARD TO AGREE TO THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
15 | FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 2 OF PART 3 OF SCHEDULE I OF THE COMPANY'S ARTICLES OF AMALGAMATION DATED 15 JULY 2010, AS AMENDED 28 JUNE 2013 AND 16 SEPTEMBER 2014 (THE "ARTICLES"), TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES): A) UP TO A MAXIMUM AGGREGATE NUMBER OF 166,214,367 COMMON SHARES (BEING APPROXIMATELY 33.33 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE PRIOR TO THE DATE OF THE 2019 CIRCULAR, BEING 23 SEPTEMBER 2019 ("LAST PRACTICABLE DATE")) TO SUCH PERSONS AND UPON SUCH CONDITIONS AS THE DIRECTORS MAY DETERMINE; AND B) COMPRISING RELEVANT SECURITIES UP TO AN AGGREGATE NUMBER OF 332,428,735 COMMON SHARES (BEING APPROXIMATELY 66.66 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE) (THAT AMOUNT TO BE REDUCED BY THE AGGREGATE NOMINAL AMOUNT OF SHARES ALLOTTED OR RELEVANT SECURITIES GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION 15) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE: (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER. THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | For | For | ||||||||||
16 | SUBJECT TO THE PASSING OF RESOLUTION 15, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 15 AUTHORISING THE ALLOTMENT OF SECURITIES AS IF ARTICLE 3.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES DID NOT APPLY TO THE ALLOTMENT, PROVIDED THAT SUCH POWER WOULD BE LIMITED TO THE ALLOTMENT OF: A) EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY IN RESOLUTION 15(B) BY WAY OF RIGHTS ISSUE ONLY); (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (A) ABOVE, EQUITY SECURITIES PURSUANT TO THE AUTHORITY IN RESOLUTION 15(A) UP TO A MAXIMUM AGGREGATE NUMBER OF 24,934,648 COMMON SHARES (BEING APPROXIMATELY 5 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE). THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | For | For | ||||||||||
17 | SUBJECT TO THE PASSING OF RESOLUTION 15 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS | Management | For | For | ||||||||||
DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 15 AUTHORISING THE ALLOTMENT OF SECURITIES AS IF ARTICLE 3.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES DID NOT APPLY TO THE ALLOTMENT, PROVIDED THAT SUCH POWER WOULD BE LIMITED TO THE ALLOTMENT OF: A) EQUITY SECURITIES PURSUANT TO THE AUTHORITY IN RESOLUTION 15(A) UP TO A MAXIMUM AGGREGATE NUMBER OF 24,934,648 COMMON SHARES (BEING APPROXIMATELY 5 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE); AND B) USED ONLY FOR PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN 6 MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THE NOTICE OF THE MEETING. THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||||
18 | FOR AUTHORISING THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS COMMON SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF COMMON SHARES AUTHORISED TO BE PURCHASED IS 49,869,297 (BEING APPROXIMATELY 10 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE); B) THE MINIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS NOT LESS THAN ZERO; C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MARKET VALUE OF A COMMON SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATIONS 2003. THIS AUTHORITY, UNLESS PREVIOUSLY RENEWED, SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO | Management | For | For | ||||||||||
BE HELD AFTER THE DATE OF THE PASSING OF THIS RESOLUTION EXCEPT IN RELATION TO THE PURCHASE OF ANY COMMON SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE DATE OF EXPIRY OF THE AUTHORITY AND WHICH WOULD OR MIGHT BE COMPLETED WHOLLY OR PARTLY AFTER THAT DATE | ||||||||||||||
19 | FOR AUTHORISING AN AMENDMENT OF THE ARTICLES AS SET FORTH IN SCHEDULE "J" TO THE 2019 CIRCULAR | Management | For | For | ||||||||||
20 | FOR AUTHORISING AN AMENDMENT OF THE BY- LAWS AS SET FORTH IN SCHEDULE "K" TO THE 2019 CIRCULAR | Management | For | For | ||||||||||
CMMT | 02 OCT 2019: PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS,-PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||
CMMT | 02 OCT 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
KIMBALL INTERNATIONAL, INC. | ||||||||||||||
Security | 494274103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KBAL | Meeting Date | 22-Oct-2019 | |||||||||||
ISIN | US4942741038 | Agenda | 935076201 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | ELECTION OF DIRECTOR: PATRICK E. CONNOLLY | Management | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: KIMBERLY K. RYAN | Management | For | For | ||||||||||
2. | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. | Management | For | For | ||||||||||
STANDEX INTERNATIONAL CORPORATION | ||||||||||||||
Security | 854231107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SXI | Meeting Date | 22-Oct-2019 | |||||||||||
ISIN | US8542311076 | Agenda | 935078445 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Thomas E. Chorman | Management | For | For | ||||||||||
1.2 | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
2. | To conduct an advisory vote on the total compensation paid to the named executive officers of the Company. | Management | For | For | ||||||||||
3. | To ratify the appointment by the Audit Committee of Grant Thornton LLP as independent auditors. | Management | For | For | ||||||||||
WRIGHT INVESTORS' SERVICE HOLDINGS, INC. | ||||||||||||||
Security | 982345100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WISH | Meeting Date | 22-Oct-2019 | |||||||||||
ISIN | US9823451003 | Agenda | 935085262 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Harvey P. Eisen | For | For | |||||||||||
2 | Dort A. Cameron III | For | For | |||||||||||
3 | Lawrence G. Schafran | For | For | |||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratifying the appointment of EisnerAmper LLP as independent auditors for fiscal 2019. | Management | For | For | ||||||||||
KENNAMETAL INC. | ||||||||||||||
Security | 489170100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KMT | Meeting Date | 29-Oct-2019 | |||||||||||
ISIN | US4891701009 | Agenda | 935079031 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | DIRECTOR | Management | ||||||||||||
1 | Joseph Alvarado | For | For | |||||||||||
2 | Cindy L. Davis | For | For | |||||||||||
3 | William J. Harvey | For | For | |||||||||||
4 | William M. Lambert | For | For | |||||||||||
5 | Lorraine M. Martin | For | For | |||||||||||
6 | Timothy R. McLevish | For | For | |||||||||||
7 | Sagar A. Patel | For | For | |||||||||||
8 | Christopher Rossi | For | For | |||||||||||
9 | Lawrence W Stranghoener | For | For | |||||||||||
10 | Steven H. Wunning | For | For | |||||||||||
II | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2020. | Management | For | For | ||||||||||
III | NON-BINDING (ADVISORY) VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
TWIN DISC, INCORPORATED | ||||||||||||||
Security | 901476101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TWIN | Meeting Date | 31-Oct-2019 | |||||||||||
ISIN | US9014761012 | Agenda | 935079562 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John H. Batten | For | For | |||||||||||
2 | Harold M. Stratton II | For | For | |||||||||||
3 | Michael C. Smiley | For | For | |||||||||||
2. | Advise approval of the compensation of the Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of RSM US LLP as our independent auditors for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
MEREDITH CORPORATION | ||||||||||||||
Security | 589433101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDP | Meeting Date | 13-Nov-2019 | |||||||||||
ISIN | US5894331017 | Agenda | 935082026 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stephen M. Lacy# | For | For | |||||||||||
2 | C. Roberts III* | For | For | |||||||||||
3 | D.M. Meredith Frazier* | For | For | |||||||||||
4 | Beth J. Kaplan* | For | For | |||||||||||
2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2020 | Management | For | For | ||||||||||
ETHAN ALLEN INTERIORS INC. | ||||||||||||||
Security | 297602104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ETH | Meeting Date | 13-Nov-2019 | |||||||||||
ISIN | US2976021046 | Agenda | 935085680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M. Farooq Kathwari | Management | For | For | ||||||||||
1B. | Election of Director: James B. Carlson | Management | For | For | ||||||||||
1C. | Election of Director: John J. Dooner, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Domenick J. Esposito | Management | For | For | ||||||||||
1E. | Election of Director: Mary Garrett | Management | For | For | ||||||||||
1F. | Election of Director: James W. Schmotter | Management | For | For | ||||||||||
1G. | Election of Director: Tara I. Stacom | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, Named Executive Officer compensation, as described in the proxy statement. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
CARDIOVASCULAR SYSTEMS, INC. | ||||||||||||||
Security | 141619106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CSII | Meeting Date | 13-Nov-2019 | |||||||||||
ISIN | US1416191062 | Agenda | 935085692 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director: Scott R. Ward | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
ORITANI FINANCIAL CORP | ||||||||||||||
Security | 68633D103 | Meeting Type | Special | |||||||||||
Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||||||||||
ISIN | US68633D1037 | Agenda | 935085022 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Agreement and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. | Management | For | For | ||||||||||
3. | Approval of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. | Management | For | For | ||||||||||
CARRIZO OIL & GAS, INC. | ||||||||||||||
Security | 144577103 | Meeting Type | Special | |||||||||||
Ticker Symbol | CRZO | Meeting Date | 14-Nov-2019 | |||||||||||
ISIN | US1445771033 | Agenda | 935092318 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
Security | 405217100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HAIN | Meeting Date | 19-Nov-2019 | |||||||||||
ISIN | US4052171000 | Agenda | 935092394 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1C. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
1D. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
1E. | Election of Director: Roger Meltzer | Management | For | For | ||||||||||
1F. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
1G. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
1H. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
1I. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
SIGNATURE AVIATION PLC | ||||||||||||||
Security | G08932165 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 22-Nov-2019 | ||||||||||||
ISIN | GB00B1FP8915 | Agenda | 711744993 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVE SPECIAL DIVIDEND AND SHARE CONSOLIDATION | Management | For | For | ||||||||||
2 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
CMMT | 06 NOV 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
DONALDSON COMPANY, INC. | ||||||||||||||
Security | 257651109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DCI | Meeting Date | 22-Nov-2019 | |||||||||||
ISIN | US2576511099 | Agenda | 935086668 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Hoffman | For | For | |||||||||||
2 | Douglas A. Milroy | For | For | |||||||||||
3 | Willard D. Oberton | For | For | |||||||||||
4 | John P. Wiehoff | For | For | |||||||||||
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | To adopt the Donaldson Company, Inc. 2019 Master Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
CHR. HANSEN HOLDING A/S | ||||||||||||||
Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2019 | ||||||||||||
ISIN | DK0060227585 | Agenda | 711732025 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 6.A.A, 6.B.A TO 6.B.F AND 7.A. THANK YOU | Non-Voting | ||||||||||||
1 | REPORT ON THE COMPANY'S ACTIVITIES | Non-Voting | ||||||||||||
2 | APPROVAL OF THE 2018/19 ANNUAL REPORT | Management | No Action | |||||||||||
3 | RESOLUTION ON THE APPROPRIATION OF PROFIT: DKK 7.07 PER SHARE | Management | No Action | |||||||||||
4 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.A | APPROVAL OF THE REVISED REMUNERATION POLICY | Management | No Action | |||||||||||
6.A.A | RE-ELECTION OF A CHAIR OF THE BOARD OF DIRECTORS: DOMINIQUE REINICHE | Management | No Action | |||||||||||
6.B.A | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD | Management | No Action | |||||||||||
6.B.B | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL | Management | No Action | |||||||||||
6.B.C | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER | Management | No Action | |||||||||||
6.B.D | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: NIELS PEDER NIELSEN | Management | No Action | |||||||||||
6.B.E | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KRISTIAN VILLUMSEN | Management | No Action | |||||||||||
6.B.F | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON | Management | No Action | |||||||||||
7.A | RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |||||||||||
8 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
CMMT | 01 NOV 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
COLLECTORS UNIVERSE, INC. | ||||||||||||||
Security | 19421R200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLCT | Meeting Date | 03-Dec-2019 | |||||||||||
ISIN | US19421R2004 | Agenda | 935093574 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Deborah A. Farrington | For | For | |||||||||||
2 | Joseph R. Martin | For | For | |||||||||||
3 | A.J. "Bert" Moyer | For | For | |||||||||||
4 | Joseph J. Orlando | For | For | |||||||||||
5 | Bruce A. Stevens | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
3. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers in 2019. | Management | For | For | ||||||||||
MSG NETWORKS INC. | ||||||||||||||
Security | 553573106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGN | Meeting Date | 06-Dec-2019 | |||||||||||
ISIN | US5535731062 | Agenda | 935095592 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph J. Lhota | For | For | |||||||||||
2 | Joel M. Litvin | For | For | |||||||||||
3 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of our 2010 Stock Plan for Non-Employee Directors, as amended. | Management | For | For | ||||||||||
COPART, INC. | ||||||||||||||
Security | 217204106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPRT | Meeting Date | 06-Dec-2019 | |||||||||||
ISIN | US2172041061 | Agenda | 935099855 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Willis J. Johnson | Management | For | For | ||||||||||
1.2 | Election of Director: A. Jayson Adair | Management | For | For | ||||||||||
1.3 | Election of Director: Matt Blunt | Management | For | For | ||||||||||
1.4 | Election of Director: Steven D. Cohan | Management | For | For | ||||||||||
1.5 | Election of Director: Daniel J. Englander | Management | For | For | ||||||||||
1.6 | Election of Director: James E. Meeks | Management | For | For | ||||||||||
1.7 | Election of Director: Thomas N. Tryforos | Management | For | For | ||||||||||
1.8 | Election of Director: Diane M. Morefield | Management | For | For | ||||||||||
1.9 | Election of Director: Stephen Fisher | Management | For | For | ||||||||||
2. | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
1-800-FLOWERS.COM, INC. | ||||||||||||||
Security | 68243Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLWS | Meeting Date | 09-Dec-2019 | |||||||||||
ISIN | US68243Q1067 | Agenda | 935095148 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Geralyn R. Breig | For | For | |||||||||||
2 | Celia R. Brown | For | For | |||||||||||
3 | James A. Cannavino | For | For | |||||||||||
4 | Eugene F. DeMark | For | For | |||||||||||
5 | Leonard J. Elmore | For | For | |||||||||||
6 | Adam Hanft | For | For | |||||||||||
7 | Sean Hegarty | For | For | |||||||||||
8 | Christopher G. McCann | For | For | |||||||||||
9 | James F. McCann | For | For | |||||||||||
10 | Katherine Oliver | For | For | |||||||||||
11 | Larry Zarin | For | For | |||||||||||
2. | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2020. | Management | For | For | ||||||||||
WD-40 COMPANY | ||||||||||||||
Security | 929236107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2019 | |||||||||||
ISIN | US9292361071 | Agenda | 935096164 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel T. Carter | For | For | |||||||||||
2 | Melissa Claassen | For | For | |||||||||||
3 | Eric P. Etchart | For | For | |||||||||||
4 | Trevor I. Mihalik | For | For | |||||||||||
5 | David B. Pendarvis | For | For | |||||||||||
6 | Daniel E. Pittard | For | For | |||||||||||
7 | Garry O. Ridge | For | For | |||||||||||
8 | Gregory A. Sandfort | For | For | |||||||||||
9 | Anne G. Saunders | For | For | |||||||||||
10 | Neal E. Schmale | For | For | |||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
FARMER BROS. CO. | ||||||||||||||
Security | 307675108 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | FARM | Meeting Date | 10-Dec-2019 | |||||||||||
ISIN | US3076751086 | Agenda | 935097419 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Charles F. Marcy | For | For | |||||||||||
2 | D. Deverl Maserang II | For | For | |||||||||||
3 | Christopher P. Mottern | For | For | |||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
3. | Non-binding, advisory vote to approve compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of a management proposal to amend the Company's Amended and Restated Certificate of Incorporation to provide for the phased-in declassification of the Board of Directors, beginning at the 2020 annual meeting. | Management | For | For | ||||||||||
5. | Non-binding stockholder proposal urging the Board of Directors to provide for the phased-in declassification of the Board of Directors. | Shareholder | Abstain | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US6778641000 | Agenda | 935094932 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Joseph C. Miller | For | For | |||||||||||
5 | Michael A. Nemeroff | For | For | |||||||||||
6 | George C. Roeth | For | For | |||||||||||
7 | Allan H. Selig | For | For | |||||||||||
8 | Paul E. Suckow | For | For | |||||||||||
9 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
3. | Approval of the amendment of the Oil-Dri Corporation of America 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
THE MADISON SQUARE GARDEN COMPANY | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSG | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US55825T1034 | Agenda | 935095580 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frank J. Biondi, Jr. | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Richard D. Parsons | For | For | |||||||||||
5 | Nelson Peltz | For | For | |||||||||||
6 | Frederic V. Salerno | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
VITAMIN SHOPPE, INC. | ||||||||||||||
Security | 92849E101 | Meeting Type | Special | |||||||||||
Ticker Symbol | VSI | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US92849E1010 | Agenda | 935103313 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Agreement and Plan of Merger, dated August 7, 2019 (as may be amended from time to time, the "Merger Agreement"), by and among Vitamin Shoppe, Inc. ("Vitamin Shoppe"), Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) and Valor Acquisition, LLC. | Management | For | For | ||||||||||
2. | To approve, on an advisory (non-binding basis), the compensation that may be paid or become payable to Vitamin Shoppe's named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | For | For | ||||||||||
3. | To approve any adjournment of the special meeting of the stockholders of Vitamin Shoppe (the "Special Meeting") to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. | Management | For | For | ||||||||||
IDT CORPORATION | ||||||||||||||
Security | 448947507 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDT | Meeting Date | 12-Dec-2019 | |||||||||||
ISIN | US4489475073 | Agenda | 935105468 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Michael Chenkin | Management | For | For | ||||||||||
1.2 | Election of Director: Eric F. Cosentino | Management | For | For | ||||||||||
1.3 | Election of Director: Howard S. Jonas | Management | For | For | ||||||||||
1.4 | Election of Director: Bill Pereira | Management | For | For | ||||||||||
1.5 | Election of Director: Judah Schorr | Management | For | For | ||||||||||
2. | Approve an amendment to the IDT Corporation 2015 Stock Option and Incentive Plan that will: (a) increase the number of shares of Class B common stock available for the grant of awards thereunder by 425,000 (b) change the automatic annual grant to independent, non- employee directors from 4,000 fully vested restricted shares of Class B common stock to a number of fully vested restricted shares of Company's Class B common stock with a value of $50,000 based on the average of the high and the low stock trading price of Class B common stock. | Management | For | For | ||||||||||
VILLAGE SUPER MARKET, INC. | ||||||||||||||
Security | 927107409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLGEA | Meeting Date | 13-Dec-2019 | |||||||||||
ISIN | US9271074091 | Agenda | 935095681 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert Sumas | For | For | |||||||||||
2 | William Sumas | For | For | |||||||||||
3 | John P. Sumas | For | For | |||||||||||
4 | Nicholas Sumas | For | For | |||||||||||
5 | John J. Sumas | For | For | |||||||||||
6 | Kevin Begley | For | For | |||||||||||
7 | Steven Crystal | For | For | |||||||||||
8 | Peter R. Lavoy | For | For | |||||||||||
9 | Stephen F. Rooney | For | For | |||||||||||
2. | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | Shareholder proposal to change from a plurality to a majority voting standard for uncontested director nominees. | Shareholder | Against | For | ||||||||||
THOR INDUSTRIES, INC. | ||||||||||||||
Security | 885160101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | THO | Meeting Date | 13-Dec-2019 | |||||||||||
ISIN | US8851601018 | Agenda | 935097370 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Andrew Graves | For | For | |||||||||||
2 | Amelia A. Huntington | For | For | |||||||||||
3 | Wilson Jones | For | For | |||||||||||
4 | Christopher Klein | For | For | |||||||||||
5 | J.Allen Kosowsky | For | For | |||||||||||
6 | Robert W. Martin | For | For | |||||||||||
7 | Peter B. Orthwein | For | For | |||||||||||
8 | Jan H. Suwinski | For | For | |||||||||||
9 | James L. Ziemer | For | For | |||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2020. | Management | For | For | ||||||||||
3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Management | For | For | ||||||||||
WINNEBAGO INDUSTRIES, INC. | ||||||||||||||
Security | 974637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WGO | Meeting Date | 17-Dec-2019 | |||||||||||
ISIN | US9746371007 | Agenda | 935096974 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert M. Chiusano | For | For | |||||||||||
2 | Richard (Rick) D. Moss | For | For | |||||||||||
3 | John M. Murabito | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2020. | Management | For | For | ||||||||||
UNITED NATURAL FOODS, INC. | ||||||||||||||
Security | 911163103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UNFI | Meeting Date | 18-Dec-2019 | |||||||||||
ISIN | US9111631035 | Agenda | 935098360 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Eric F. Artz | Management | For | For | ||||||||||
1B. | Election of Director: Ann Torre Bates | Management | For | For | ||||||||||
1C. | Election of Director: Denise M. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Daphne J. Dufresne | Management | For | For | ||||||||||
1E. | Election of Director: Michael S. Funk | Management | For | For | ||||||||||
1F. | Election of Director: James P. Heffernan | Management | For | For | ||||||||||
1G. | Election of Director: James L. Muehlbauer | Management | For | For | ||||||||||
1H. | Election of Director: Peter A. Roy | Management | For | For | ||||||||||
1I. | Election of Director: Steven L. Spinner | Management | For | For | ||||||||||
1J. | Election of Director: Jack Stahl | Management | For | For | ||||||||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending August 1, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
4. | To approve the United Natural Foods, Inc. 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
CANTEL MEDICAL CORP. | ||||||||||||||
Security | 138098108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||||||||||
ISIN | US1380981084 | Agenda | 935108705 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
1B. | Election of Director: Alan R. Batkin | Management | For | For | ||||||||||
1C. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
1D. | Election of Director: Mark N. Diker | Management | For | For | ||||||||||
1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||||||||||
1F. | Election of Director: Laura L. Forese | Management | For | For | ||||||||||
1G. | Election of Director: George L. Fotiades | Management | For | For | ||||||||||
1H. | Election of Director: Ronnie Myers | Management | For | For | ||||||||||
1I. | Election of Director: Karen N. Prange | Management | For | For | ||||||||||
1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||||||||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||||||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
T.HASEGAWA CO.,LTD. | ||||||||||||||
Security | J83238105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Dec-2019 | ||||||||||||
ISIN | JP3768500005 | Agenda | 711833067 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Hasegawa, Tokujiro | Management | For | For | ||||||||||
1.2 | Appoint a Director Umino, Takao | Management | For | For | ||||||||||
1.3 | Appoint a Director Chino, Yoshiaki | Management | For | For | ||||||||||
1.4 | Appoint a Director Narushima, Makiyo | Management | For | For | ||||||||||
1.5 | Appoint a Director Nakamura, Minoru | Management | For | For | ||||||||||
1.6 | Appoint a Director Kato, Takumi | Management | For | For | ||||||||||
1.7 | Appoint a Director Okado, Shingo | Management | For | For | ||||||||||
1.8 | Appoint a Director Yuhara, Takao | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Kataoka, Koji | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Arita, Tomoyoshi | Management | For | For | ||||||||||
2.3 | Appoint a Corporate Auditor Yamamura, Kazuhito | Management | For | For | ||||||||||
2.4 | Appoint a Corporate Auditor Imura, Junko | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor Matsumoto, Takehiro | Management | For | For | ||||||||||
CALLON PETROLEUM COMPANY | ||||||||||||||
Security | 13123X102 | Meeting Type | Special | |||||||||||
Ticker Symbol | CPE | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | US13123X1028 | Agenda | 935091847 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve and adopt the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended from time to time, the "merger agreement"), with Carrizo Oil & Gas, Inc. ("Carrizo"). | Management | For | For | ||||||||||
2. | Approve the issuance of shares of Callon common stock to shareholders of Carrizo in connection with the merger contemplated by the merger agreement (the "merger"). | Management | For | For | ||||||||||
3. | Approve and adopt an amendment to Callon's certificate of incorporation to increase Callon's authorized shares of common stock to 525 million shares. | Management | For | For | ||||||||||
4. | Omitted. | Management | For | |||||||||||
5. | Approve any motion to adjourn the Callon special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 and 3. | Management | For | For | ||||||||||
EROS INTERNATIONAL PLC | ||||||||||||||
Security | G3788M114 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EROS | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | IM00B86NL059 | Agenda | 935100040 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal to receive and adopt the Company's annual report and accounts on Form 20-F for the year ended March 31, 2019. | Management | For | For | ||||||||||
2. | Proposal to reappoint Mr Dilip Thakkar as a director. | Management | For | For | ||||||||||
3. | Proposal to reappoint Mrs Rishika Lulla Singh as a director. | Management | For | For | ||||||||||
4. | Proposal to reappoint Grant Thornton India LLP as auditors. | Management | For | For | ||||||||||
5. | Proposal to adopt amended Articles of Association. | Management | For | For | ||||||||||
CARRIZO OIL & GAS, INC. | ||||||||||||||
Security | 144577103 | Meeting Type | Special | |||||||||||
Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | US1445771033 | Agenda | 935107703 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
CARRIZO OIL & GAS, INC. | ||||||||||||||
Security | 144577103 | Meeting Type | Special | |||||||||||
Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | US1445771033 | Agenda | 935113390 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935115077 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The submission of a requisition that the board of directors (the "Board") of Argo Group International Holdings, Ltd. ("Argo") convene a special general meeting of shareholders of Argo (the "Special Meeting") for the purpose of considering proposals to remove without cause five members of the Board and to elect five nominees to the Board as directors to serve until the next election of the class of directors for which each such director shall have been chosen or until their successors shall have been duly elected and qualified. | Management | No Action | |||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935115887 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | REVOKE CONSENT REGARDING THE VOCE SOLICITATION TO REQUISITION A SPECIAL GENERAL MEETING. FOR = Yes, Revoke my Consent; AGAINST = No, Do Not Revoke my Consent | Management | No Action | |||||||||||
STRATASYS LTD | ||||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSYS | Meeting Date | 31-Dec-2019 | |||||||||||
ISIN | IL0011267213 | Agenda | 935113566 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-Election of Director: Elchanan Jaglom | Management | For | For | ||||||||||
1B. | Re-Election of Director: S. Scott Crump | Management | For | For | ||||||||||
1C. | Re-Election of Director: Victor Leventhal | Management | For | For | ||||||||||
1D. | Re-Election of Director: John J. McEleney | Management | For | For | ||||||||||
1E. | Re-Election of Director: Dov Ofer | Management | For | For | ||||||||||
1F. | Re-Election of Director: Ziva Patir | Management | For | For | ||||||||||
1G. | Re-Election of Director: David Reis | Management | For | For | ||||||||||
1H. | Re-Election of Director: Yair Seroussi | Management | For | For | ||||||||||
1I. | Re-Election of Director: Adina Shorr | Management | For | For | ||||||||||
2. | Approval of additional performance-based grant of 10,000 RSUs and additional $200,000 cash payment to each of David Reis (Vice Chairman and Executive Director) and Dov Ofer (Director) for continuing additional services on oversight committee of the Board | Management | For | For | ||||||||||
3. | Approval of $150,000 bonus for S. Scott Crump (Chairman of Executive Committee and CIO) in respect of (i) 2018 year and (ii) service on oversight committee of the Board | Management | For | For | ||||||||||
4. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2019 and additional period until next annual general meeting | Management | For | For | ||||||||||
LINDSAY CORPORATION | ||||||||||||||
Security | 535555106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LNN | Meeting Date | 07-Jan-2020 | |||||||||||
ISIN | US5355551061 | Agenda | 935110255 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael N. Christodolou | For | For | |||||||||||
2 | David B. Rayburn | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2020. | Management | For | For | ||||||||||
3. | Non-binding vote on resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
THE GREENBRIER COMPANIES, INC. | ||||||||||||||
Security | 393657101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GBX | Meeting Date | 08-Jan-2020 | |||||||||||
ISIN | US3936571013 | Agenda | 935102424 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Wanda F. Felton | For | For | |||||||||||
2 | Graeme A. Jack | For | For | |||||||||||
3 | David L. Starling | For | For | |||||||||||
4 | Wendy L. Teramoto | For | For | |||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||||
ACUITY BRANDS, INC. | ||||||||||||||
Security | 00508Y102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AYI | Meeting Date | 08-Jan-2020 | |||||||||||
ISIN | US00508Y1029 | Agenda | 935106078 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: W. Patrick Battle | Management | For | For | ||||||||||
1B. | Election of Director: Peter C. Browning | Management | For | For | ||||||||||
1C. | Election of Director: G. Douglas Dillard, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: James H. Hance, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. McCullough | Management | For | For | ||||||||||
1F. | Election of Director: Vernon J. Nagel | Management | For | For | ||||||||||
1G. | Election of Director: Dominic J. Pileggi | Management | For | For | ||||||||||
1H. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
1I. | Election of Director: Mary A. Winston | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
RAFAEL HOLDINGS, INC. | ||||||||||||||
Security | 75062E106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RFL | Meeting Date | 15-Jan-2020 | |||||||||||
ISIN | US75062E1064 | Agenda | 935111637 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Stephen Greenberg | Management | For | For | ||||||||||
1.2 | Election of Director: Howard S. Jonas | Management | For | For | ||||||||||
1.3 | Election of Director: Boris C. Pasche | Management | For | For | ||||||||||
1.4 | Election of Director: Michael J. Weiss | Management | For | For | ||||||||||
2. | To ratify the appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the Fiscal Year ending July 31, 2020. | Management | For | For | ||||||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||||
Security | G8878S103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jan-2020 | ||||||||||||
ISIN | KYG8878S1030 | Agenda | 711911607 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1223/2019122300419.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1223/2019122300443.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO APPROVE THE SUPPLY AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE RELEVANT ANNUAL CAPS | Management | For | For | ||||||||||
D.R. HORTON, INC. | ||||||||||||||
Security | 23331A109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHI | Meeting Date | 22-Jan-2020 | |||||||||||
ISIN | US23331A1097 | Agenda | 935119188 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald R. Horton | Management | For | For | ||||||||||
1B. | Election of director: Barbara K. Allen | Management | For | For | ||||||||||
1C. | Election of director: Brad S. Anderson | Management | For | For | ||||||||||
1D. | Election of Director: Michael R. Buchanan | Management | For | For | ||||||||||
1E. | Election of Director: Michael W. Hewatt | Management | For | For | ||||||||||
1F. | Election of Director: Maribess L. Miller | Management | For | For | ||||||||||
2. | Proposal Two: Approval of the advisory resolution on executive compensation. | Management | For | For | ||||||||||
3. | Proposal Three: Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | ||||||||||||||
Security | 810186106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMG | Meeting Date | 27-Jan-2020 | |||||||||||
ISIN | US8101861065 | Agenda | 935115243 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James Hagedorn | For | For | |||||||||||
2 | Brian D. Finn | For | For | |||||||||||
3 | Nancy G. Mistretta | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2020 | |||||||||||
ISIN | US29272W1099 | Agenda | 935115798 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: John E. Klein | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
4. | Approval of Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
CAPITOL FEDERAL FINANCIAL, INC. | ||||||||||||||
Security | 14057J101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CFFN | Meeting Date | 28-Jan-2020 | |||||||||||
ISIN | US14057J1016 | Agenda | 935115178 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director for three-year term: Michel' Philipp Cole | Management | For | For | ||||||||||
1B | Election of Director for three-year term: Jeffrey M. Johnson | Management | For | For | ||||||||||
1C | Election of Director for three-year term: Michael T. McCoy, M.D. | Management | For | For | ||||||||||
2 | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3 | The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
WOODWARD, INC. | ||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWD | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US9807451037 | Agenda | 935114897 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Paul Donovan | Management | For | For | ||||||||||
1B | Election of Director: Mary L. Petrovich | Management | For | For | ||||||||||
1C | Election of Director: James R. Rulseh | Management | For | For | ||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2020. | Management | For | For | ||||||||||
3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | ||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MWA | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US6247581084 | Agenda | 935114936 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
MERIDIAN BIOSCIENCE, INC. | ||||||||||||||
Security | 589584101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIVO | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US5895841014 | Agenda | 935116132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JAMES M. ANDERSON | For | For | |||||||||||
2 | DWIGHT E. ELLINGWOOD | For | For | |||||||||||
3 | JACK KENNY | For | For | |||||||||||
4 | JOHN C. MCILWRAITH | For | For | |||||||||||
5 | DAVID C. PHILLIPS | For | For | |||||||||||
6 | JOHN M. RICE, JR. | For | For | |||||||||||
7 | CATHERINE A. SAZDANOFF | For | For | |||||||||||
8 | FELICIA WILLIAMS | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as Meridian's independent registered public accountants for fiscal year 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve compensation of named executive officers, as disclosed in the Proxy Statement ("Say-on-Pay" Proposal). | Management | For | For | ||||||||||
CRAZY WOMAN CREEK BANCORP INCORPORATED | ||||||||||||||
Security | 225233105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRZY | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US2252331051 | Agenda | 935119215 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard Reimann | Withheld | Against | |||||||||||
2 | Sandra K. Todd | Withheld | Against | |||||||||||
3 | Paul M. Brunkhorst | Withheld | Against | |||||||||||
2. | The ratification of the appointment of Anderson Zurmuehlen, CPA as independent auditors of Crazy Woman Creek Bancorp Incorporated for the fiscal year ending September 30, 2019. | Management | For | For | ||||||||||
POST HOLDINGS, INC. | ||||||||||||||
Security | 737446104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | POST | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US7374461041 | Agenda | 935112209 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert E. Grote | For | For | |||||||||||
2 | David W. Kemper | For | For | |||||||||||
3 | Robert V. Vitale | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
SPIRE INC. | ||||||||||||||
Security | 84857L101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SR | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US84857L1017 | Agenda | 935113732 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Edward L. Glotzbach | For | For | |||||||||||
2 | Rob L. Jones | For | For | |||||||||||
3 | John P. Stupp Jr. | For | For | |||||||||||
2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2020 fiscal year. | Management | For | For | ||||||||||
SALLY BEAUTY HOLDINGS, INC. | ||||||||||||||
Security | 79546E104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBH | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US79546E1047 | Agenda | 935114479 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Timothy R. Baer | Management | For | For | ||||||||||
1B. | Election of Director: Christian A. Brickman | Management | For | For | ||||||||||
1C. | Election of Director: Marshall E. Eisenberg | Management | For | For | ||||||||||
1D. | Election of Director: Diana S. Ferguson | Management | For | For | ||||||||||
1E. | Election of Director: Dorlisa K. Flur | Management | For | For | ||||||||||
1F. | Election of Director: Linda Heasley | Management | For | For | ||||||||||
1G. | Election of Director: Robert R. McMaster | Management | For | For | ||||||||||
1H. | Election of Director: John A. Miller | Management | For | For | ||||||||||
1I. | Election of Director: P. Kelly Mooney | Management | For | For | ||||||||||
1J. | Election of Director: Susan R. Mulder | Management | For | For | ||||||||||
1K. | Election of Director: Denise Paulonis | Management | For | For | ||||||||||
1L. | Election of Director: Edward W. Rabin | Management | For | For | ||||||||||
2. | Approval of the compensation of the Corporation's executive officers including the Corporation's compensation practices and principles and their implementation. | Management | For | For | ||||||||||
3. | Ratification of the selection of KPMG LLP as the Corporation's Independent Registered Public Accounting Firm for the fiscal year 2020. | Management | For | For | ||||||||||
ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||
Security | 044186104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASH | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US0441861046 | Agenda | 935115166 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brendan M. Cummins | Management | For | For | ||||||||||
1B. | Election of Director: William G. Dempsey | Management | For | For | ||||||||||
1C. | Election of Director: Jay V. Ihlenfeld | Management | For | For | ||||||||||
1D. | Election of Director: Susan L. Main | Management | For | For | ||||||||||
1E. | Election of Director: Guillermo Novo | Management | For | For | ||||||||||
1F. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1G. | Election of Director: Craig A. Rogerson | Management | For | For | ||||||||||
1H. | Election of Director: Mark C. Rohr | Management | For | For | ||||||||||
1I. | Election of Director: Ricky C. Sandler | Management | For | For | ||||||||||
1J. | Election of Director: Janice J. Teal | Management | For | For | ||||||||||
1K. | Election of Director: Kathleen Wilson-Thompson | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
3. | A non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
VALVOLINE INC. | ||||||||||||||
Security | 92047W101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VVV | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US92047W1018 | Agenda | 935115180 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||||
1C. | Election of Director: Stephen F. Kirk | Management | For | For | ||||||||||
1D. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||||
1E. | Election of Director: Stephen E. Macadam | Management | For | For | ||||||||||
1F. | Election of Director: Vada O. Manager | Management | For | For | ||||||||||
1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||||
1I. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | A non-binding advisory resolution approving Valvoline's executive compensation, as set forth in the Proxy Statement. | Management | For | For | ||||||||||
GRIFFON CORPORATION | ||||||||||||||
Security | 398433102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GFF | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US3984331021 | Agenda | 935116144 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas J. Brosig | For | For | |||||||||||
2 | Robert G. Harrison | For | For | |||||||||||
3 | Lacy M. Johnson | For | For | |||||||||||
4 | James W. Sight | For | For | |||||||||||
5 | Samanta Hegedus Stewart | For | For | |||||||||||
2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Approval of the amendment to the Griffon Corporation 2016 Equity Incentive Plan. | Management | Against | Against | ||||||||||
4. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
GENTING SINGAPORE LIMITED | ||||||||||||||
Security | Y2692C139 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Feb-2020 | ||||||||||||
ISIN | SGXE21576413 | Agenda | 712006394 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | PROPOSED BID FOR THE INTEGRATED RESORT PROJECT IN JAPAN | Management | For | For | ||||||||||
2 | PROPOSED GRANT OF SPECIAL INCENTIVE AWARDS TO NON-EXECUTIVE DIRECTORS | Management | Against | Against | ||||||||||
3 | PROPOSED INCREASE IN LIMIT OF PSS SHARE AWARDS TO CHAIRMAN | Management | Against | Against | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |||||||||||
ISIN | US7739031091 | Agenda | 935116120 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | Steven R. Kalmanson | For | For | |||||||||||
2 | James P. Keane | For | For | |||||||||||
3 | Pam Murphy | For | For | |||||||||||
4 | Donald R. Parfet | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
D. | To approve the Rockwell Automation, Inc. 2020 Long- Term Incentives Plan. | Management | Against | Against | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US4570301048 | Agenda | 935117881 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
J & J SNACK FOODS CORP. | ||||||||||||||
Security | 466032109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JJSF | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US4660321096 | Agenda | 935119253 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gerald B. Shreiber | For | For | |||||||||||
2. | Advisory vote on Approval of the Company's Executive Compensation Programs | Management | For | For | ||||||||||
MOOG INC. | ||||||||||||||
Security | 615394202 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOGA | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US6153942023 | Agenda | 935119289 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Janet M. Coletti* | For | For | |||||||||||
2 | Kraig H. Kayser** | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2020 fiscal year. | Management | For | For | ||||||||||
MOOG INC. | ||||||||||||||
Security | 615394301 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOGB | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US6153943013 | Agenda | 935119291 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brenda L. Reichelderfer | For | For | |||||||||||
2 | John R. Scannell | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2020 fiscal year. | Management | For | For | ||||||||||
SANDY SPRING BANCORP, INC. | ||||||||||||||
Security | 800363103 | Meeting Type | Special | |||||||||||
Ticker Symbol | SASR | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US8003631038 | Agenda | 935121640 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the issuance of shares of Sandy Spring Bancorp, Inc. common stock in connection with the merger of Revere Bank with and into Sandy Spring Bank. | Management | For | For | ||||||||||
2. | Approval of the adjournment of the Sandy Spring Bancorp, Inc. special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Sandy Spring Bancorp, Inc. share issuance proposal. | Management | For | For | ||||||||||
SURMODICS, INC. | ||||||||||||||
Security | 868873100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRDX | Meeting Date | 13-Feb-2020 | |||||||||||
ISIN | US8688731004 | Agenda | 935118794 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | José H. Bedoya | For | For | |||||||||||
2 | Susan E. Knight | For | For | |||||||||||
2. | Set the number of directors at seven (7). | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as Surmodics' independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
4. | Approve, in a non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
Security | 577128101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MATW | Meeting Date | 20-Feb-2020 | |||||||||||
ISIN | US5771281012 | Agenda | 935125650 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory S. Babe | For | For | |||||||||||
2 | Don W. Quigley | For | For | |||||||||||
3 | David A. Schawk | For | For | |||||||||||
2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
Security | 85814R107 | Meeting Type | Special | |||||||||||
Ticker Symbol | SPLP | Meeting Date | 20-Feb-2020 | |||||||||||
ISIN | US85814R1077 | Agenda | 935127402 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the adoption of the Eighth Amended and Restated Agreement of Limited Partnership (the "Amended LP Agreement") to provide for a three-year extension of the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies (the "Tax Benefits Extension Proposal"). | Management | For | For | ||||||||||
2. | Subject to the approval and adoption of the Tax Benefits Extension Proposal, to approve the adoption of the Amended LP Agreement with an expanded definition of "stock ownership," as contained in the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies. | Management | For | For | ||||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NAV | Meeting Date | 25-Feb-2020 | |||||||||||
ISIN | US63934E1082 | Agenda | 935121828 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Troy A. Clarke | For | For | |||||||||||
2 | José María Alapont | For | For | |||||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||||
4 | Vincent J. Intrieri | For | For | |||||||||||
5 | Raymond T. Miller | For | For | |||||||||||
6 | Mark H. Rachesky, M.D. | For | For | |||||||||||
7 | Andreas H. Renschler | For | For | |||||||||||
8 | Christian Schulz | For | For | |||||||||||
9 | Kevin M. Sheehan | For | For | |||||||||||
10 | Dennis A. Suskind | For | For | |||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
GREIF, INC. | ||||||||||||||
Security | 397624206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GEFB | Meeting Date | 25-Feb-2020 | |||||||||||
ISIN | US3976242061 | Agenda | 935122604 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Vicki L. Avril-Groves | For | For | |||||||||||
2 | Bruce A. Edwards | For | For | |||||||||||
3 | Mark A. Emkes | For | For | |||||||||||
4 | John F. Finn | For | For | |||||||||||
5 | Michael J. Gasser | For | For | |||||||||||
6 | Daniel J. Gunsett | For | For | |||||||||||
7 | Judith D. Hook | For | For | |||||||||||
8 | John W. McNamara | For | For | |||||||||||
9 | Peter G. Watson | For | For | |||||||||||
2. | Advisory Vote on Approval of Compensation of Named Executive Officers. | Management | For | For | ||||||||||
3. | Approval of Amendment to Material Term of Current Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
4. | Approval of New 2020 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
5. | Approval of Amendment to Material Term of 2001 Management Equity Incentive Plan. | Management | Against | Against | ||||||||||
NORDSON CORPORATION | ||||||||||||||
Security | 655663102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NDSN | Meeting Date | 25-Feb-2020 | |||||||||||
ISIN | US6556631025 | Agenda | 935123719 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sundaram Nagarajan | For | For | |||||||||||
2 | Ginger M. Jones | For | For | |||||||||||
3 | Joseph P. Keithley | For | For | |||||||||||
4 | Michael J. Merriman, Jr | For | For | |||||||||||
5 | Mary G. Puma | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
HAYNES INTERNATIONAL, INC. | ||||||||||||||
Security | 420877201 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HAYN | Meeting Date | 25-Feb-2020 | |||||||||||
ISIN | US4208772016 | Agenda | 935125826 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Election of Director: Donald C. Campion | Management | For | For | ||||||||||
2. | Election of Director: Robert H. Getz | Management | For | For | ||||||||||
3. | Election of Director: Dawne S. Hickton | Management | For | For | ||||||||||
4. | Election of Director: Michael L. Shor | Management | For | For | ||||||||||
5. | Election of Director: Larry O. Spencer | Management | For | For | ||||||||||
6. | Election of Director: William P. Wall | Management | For | For | ||||||||||
7. | Ratification of Independent Registered Public Accounting Firm: To ratify the appointment of Deloitte & Touche, LLP as Haynes' independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
8. | 2020 Incentive Compensation Plan: To hold a vote on the Haynes International, Inc. 2020 Incentive Compensation Plan. | Management | For | For | ||||||||||
9. | Advisory Vote on Executive Compensation: To hold an advisory vote on executive compensation. | Management | For | For | ||||||||||
TFS FINANCIAL CORPORATION | ||||||||||||||
Security | 87240R107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TFSL | Meeting Date | 27-Feb-2020 | |||||||||||
ISIN | US87240R1077 | Agenda | 935121549 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William C. Mulligan | Management | For | For | ||||||||||
1B. | Election of Director: Terrence R. Ozan | Management | For | For | ||||||||||
1C. | Election of Director: Marc A. Stefanski | Management | For | For | ||||||||||
2. | Advisory vote on compensation of named Executive Officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent accountant for the Company's fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
INTERXION HOLDING N V | ||||||||||||||
Security | N47279109 | Meeting Type | Special | |||||||||||
Ticker Symbol | INXN | Meeting Date | 27-Feb-2020 | |||||||||||
ISIN | NL0009693779 | Agenda | 935128567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Legal Merger in accordance with the Legal Merger Proposal. | Management | For | For | ||||||||||
2. | To approve the Legal Demerger in accordance with the Legal Demerger Proposal. | Management | For | For | ||||||||||
3. | To approve (A) the Asset Sale and (B) the Post- Demerger Share Sale. | Management | For | For | ||||||||||
4. | To approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. | Management | For | For | ||||||||||
5. | To grant full and final discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. | Management | For | For | ||||||||||
6. | To approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. | Management | For | For | ||||||||||
7. | To appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board. | Management | For | For | ||||||||||
NOBILITY HOMES, INC. | ||||||||||||||
Security | 654892108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOBH | Meeting Date | 28-Feb-2020 | |||||||||||
ISIN | US6548921088 | Agenda | 935129038 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Terry E. Trexler | For | For | |||||||||||
2 | Thomas W. Trexler | For | For | |||||||||||
3 | Arthur L. Havener, Jr. | For | For | |||||||||||
4 | Robert P. Saltsman | For | For | |||||||||||
2. | To determine whether an advisory vote on executive compensation will occur for every 1, 2 or 3 years. | Management | 3 Years | For | ||||||||||
3. | To approve on advisory resolution on executive compensation for fiscal year 2019. | Management | For | For | ||||||||||
TOLL BROTHERS, INC. | ||||||||||||||
Security | 889478103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOL | Meeting Date | 10-Mar-2020 | |||||||||||
ISIN | US8894781033 | Agenda | 935128935 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert I. Toll | Management | For | For | ||||||||||
1B. | Election of Director: Douglas C. Yearley, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Edward G. Boehne | Management | For | For | ||||||||||
1D. | Election of Director: Richard J. Braemer | Management | For | For | ||||||||||
1E. | Election of Director: Stephen F. East | Management | For | For | ||||||||||
1F. | Election of Director: Christine N. Garvey | Management | For | For | ||||||||||
1G. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||||
1H. | Election of Director: Carl B. Marbach | Management | For | For | ||||||||||
1I. | Election of Director: John A. McLean | Management | For | For | ||||||||||
1J. | Election of Director: Stephen A. Novick | Management | For | For | ||||||||||
1K. | Election of Director: Wendell E. Pritchett | Management | For | For | ||||||||||
1L. | Election of Director: Paul E. Shapiro | Management | For | For | ||||||||||
2. | The ratification of the re-appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | The approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIS | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | US2546871060 | Agenda | 935125648 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
1D. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
1E. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
1F. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
1G. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1H. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
1I. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Management | Against | Against | ||||||||||
5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | For | ||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | US6361801011 | Agenda | 935126107 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson | For | For | |||||||||||
2 | David P. Bauer | For | For | |||||||||||
3 | Barbara M. Baumann | For | For | |||||||||||
4 | Jeffrey W. Shaw | Withheld | Against | |||||||||||
5 | Thomas E. Skains | Withheld | Against | |||||||||||
6 | Ronald J. Tanski | Withheld | Against | |||||||||||
2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
4. | Stockholder Proposal Requesting Declassification of the Board of Directors. | Shareholder | For | Against | ||||||||||
BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||
Security | 070203104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BSET | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | US0702031040 | Agenda | 935129646 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John R. Belk | For | For | |||||||||||
2 | Kristina Cashman | For | For | |||||||||||
3 | Virginia W. Hamlet | For | For | |||||||||||
4 | J. Walter McDowell | For | For | |||||||||||
5 | Robert H. Spilman, Jr. | For | For | |||||||||||
6 | William C. Wampler, Jr. | For | For | |||||||||||
7 | William C. Warden, Jr. | For | For | |||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. | Management | For | For | ||||||||||
3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | For | For | ||||||||||
THE TORO COMPANY | ||||||||||||||
Security | 891092108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTC | Meeting Date | 17-Mar-2020 | |||||||||||
ISIN | US8910921084 | Agenda | 935127553 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jeffrey M. Ettinger | For | For | |||||||||||
2 | Katherine J. Harless | For | For | |||||||||||
3 | D. Christian Koch | For | For | |||||||||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COO | Meeting Date | 18-Mar-2020 | |||||||||||
ISIN | US2166484020 | Agenda | 935127008 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: A. Thomas Bender | Management | For | For | ||||||||||
1B | Election of Director: Colleen E. Jay | Management | For | For | ||||||||||
1C | Election of Director: William A. Kozy | Management | For | For | ||||||||||
1D | Election of Director: Jody S. Lindell | Management | For | For | ||||||||||
1E | Election of Director: Gary S. Petersmeyer | Management | For | For | ||||||||||
1F | Election of Director: Allan E. Rubenstein, M.D. | Management | For | For | ||||||||||
1G | Election of Director: Robert S. Weiss | Management | For | For | ||||||||||
1H | Election of Director: Albert G. White III | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
3. | Approve the 2020 Long-Term Incentive Plan for Non- Employee Directors. | Management | For | For | ||||||||||
4. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||||||
LIMONEIRA COMPANY | ||||||||||||||
Security | 532746104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LMNR | Meeting Date | 24-Mar-2020 | |||||||||||
ISIN | US5327461043 | Agenda | 935131831 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth B. Chess | For | For | |||||||||||
2 | Donald R. Rudkin | For | For | |||||||||||
3 | Robert M. Sawyer | For | For | |||||||||||
2. | TO VOTE ON A PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT AUDITOR FOR LIMONEIRA COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020 ("PROPOSAL 2"). | Management | For | For | ||||||||||
3. | To hold an advisory vote to approve the compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 3"). | Management | For | For | ||||||||||
SAMICK MUSICAL INSTRUMENTS CO. LTD, EUMSEONG | ||||||||||||||
Security | Y7469K107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||||||||
ISIN | KR7002450005 | Agenda | 712224726 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVAL OF FINANCIAL STATEMENT | Management | Against | Against | ||||||||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | ||||||||||
3 | ELECTION OF DIRECTOR CANDIDATES: LEE HYEONG GUK, LEE GANG ROK | Management | Against | Against | ||||||||||
4 | ELECTION OF AUDITOR CANDIDATE: LEE GYEONG HYEONG | Management | Against | Against | ||||||||||
5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||
6 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | ||||||||||
SHIMANO INC. | ||||||||||||||
Security | J72262108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||||||||
ISIN | JP3358000002 | Agenda | 712227669 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Shimano, Yozo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Shimano, Taizo | Management | For | For | ||||||||||
2.3 | Appoint a Director Toyoshima, Takashi | Management | For | For | ||||||||||
2.4 | Appoint a Director Tsuzaki, Masahiro | Management | For | For | ||||||||||
2.5 | Appoint a Director Tarutani, Kiyoshi | Management | For | For | ||||||||||
2.6 | Appoint a Director Matsui, Hiroshi | Management | For | For | ||||||||||
2.7 | Appoint a Director Otake, Masahiro | Management | For | For | ||||||||||
2.8 | Appoint a Director Kiyotani, Kinji | Management | For | For | ||||||||||
2.9 | Appoint a Director Kanai, Takuma | Management | Against | Against | ||||||||||
3 | Appoint a Corporate Auditor Hirata, Yoshihiro | Management | Against | Against | ||||||||||
4 | Appoint a Substitute Corporate Auditor Kondo, Yukihiro | Management | For | For | ||||||||||
DAVIDE CAMPARI - MILANO SPA | ||||||||||||||
Security | T3490M150 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | IT0005252207 | Agenda | 712179058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O.1 | TO APPOINT AN ALTERNATE INTERNAL AUDITOR IN ORDER TO INTEGRATE THE INTERNAL AUDITORS: LISA VASCELLARI DAL FIOL | Management | Abstain | Against | ||||||||||
O.2 | TO APPROVE THE BALANCE SHEET AS OF DECEMBER 31, 2019. RESOLUTION RELATED THERETO | Management | Abstain | Against | ||||||||||
O.3.1 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (I) TO APPROVE THE REWARDING POLICY | Management | Abstain | Against | ||||||||||
O.3.2 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (II) TO APPROVE THE EMOLUMENT | Management | Abstain | Against | ||||||||||
O.4 | TO APPROVE A STOCK OPTION PLAN AS PER ART. 114-BIS OF THE LEGISLATIVE DECREE 58/98 | Management | Abstain | Against | ||||||||||
O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | Abstain | Against | ||||||||||
E.6 | TO TRANSFER THE REGISTERED OFFICE TO AMSTERDAM (THE NETHERLANDS). RESOLUTION RELATED THERETO, INCLUDING THE ADOPTION OF A NEW COMPANY BY-LAW IN COMPLIANCE WITH THE DUTCH LAW | Management | Abstain | Against | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THERE IS WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE CONTACT- YOUR CUSTODIAN CORPORATE ACTIONS TEAM FOR FURTHER INFORMATION. THANK YOU | Non-Voting | ||||||||||||
CMMT | 06 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF AUDITOR-NAME FOR RESOLUTION O.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
KOBAYASHI PHARMACEUTICAL CO.,LTD. | ||||||||||||||
Security | J3430E103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | JP3301100008 | Agenda | 712208594 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Amend Articles to: Increase the Board of Corporate Auditors Size to 5 | Management | For | For | ||||||||||
2.1 | Appoint a Director Kobayashi, Kazumasa | Management | For | For | ||||||||||
2.2 | Appoint a Director Kobayashi, Akihiro | Management | For | For | ||||||||||
2.3 | Appoint a Director Yamane, Satoshi | Management | For | For | ||||||||||
2.4 | Appoint a Director Tsuji, Haruo | Management | For | For | ||||||||||
2.5 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||
2.6 | Appoint a Director Sasaki, Kaori | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Ariizumi, Chiaki | Management | For | For | ||||||||||
RENESAS ELECTRONICS CORPORATION | ||||||||||||||
Security | J4881V107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | JP3164720009 | Agenda | 712227657 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Tsurumaru, Tetsuya | Management | For | For | ||||||||||
1.2 | Appoint a Director Shibata, Hidetoshi | Management | For | For | ||||||||||
1.3 | Appoint a Director Toyoda, Tetsuro | Management | For | For | ||||||||||
1.4 | Appoint a Director Iwasaki, Jiro | Management | For | For | ||||||||||
1.5 | Appoint a Director Selena Loh Lacroix | Management | For | For | ||||||||||
1.6 | Appoint a Director Arunjai Mittal | Management | For | For | ||||||||||
2 | Appoint a Corporate Auditor Fukuda, Kazuki | Management | For | For | ||||||||||
3 | Approve Details of Compensation as Stock Options for Outside Directors | Management | Against | Against | ||||||||||
CHOFU SEISAKUSHO CO.,LTD. | ||||||||||||||
Security | J06384101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | JP3527800001 | Agenda | 712234323 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Taneda, Kiyotaka | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nakamura, Shuichi | Management | For | For | ||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Wada, Takeshi | Management | For | For | ||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Egawa, Yoshiaki | Management | For | For | ||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Tetsuro | Management | For | For | ||||||||||
2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuhiro | Management | For | For | ||||||||||
2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Hashimoto, Kazuhiro | Management | For | For | ||||||||||
3.1 | Appoint a Director who is Audit and Supervisory Committee Member Oeda, Akira | Management | Against | Against | ||||||||||
3.2 | Appoint a Director who is Audit and Supervisory Committee Member Yamamoto, Hiroshi | Management | For | For | ||||||||||
3.3 | Appoint a Director who is Audit and Supervisory Committee Member Yoshimura, Takeshi | Management | Against | Against | ||||||||||
SWEDISH MATCH AB | ||||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||||
ISIN | SE0000310336 | Agenda | 712198565 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: URBAN-BAVESTAM, ATTORNEY AT LAW | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2019, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND-MOTIVATED | Non-Voting | ||||||||||||
STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE-BOARD OF DIRECTORS' REPORT ON ITS WORK AS WELL AS THE WORK AND FUNCTION OF-THE REMUNERATION COMMITTEE AND THE AUDIT COMMITTEE | ||||||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: 12.50 SEK PER SHARE | Management | No Action | |||||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 10 TO 15 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT MEMBERS AND NO DEPUTIES | Management | No Action | |||||||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE-ELECTION FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, PAULINE LINDWALL, WENCHE ROLFSEN AND JOAKIM WESTH. ALSO, ALEXANDER LACIK IS PROPOSED TO BE ELECTED AS NEW MEMBER OF THE BOARD OF DIRECTORS. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS: ONE AND NO DEPUTY AUDITOR | Management | No Action | |||||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
15 | ELECTION OF AUDITOR: THE AUDITOR COMPANY DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021 | Management | No Action | |||||||||||
16 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
17 | RESOLUTION REGARDING: A) THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES; AND B) BONUS ISSUE | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
20 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
21.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION REGARDING PROPOSAL FROM A SHAREHOLDER REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE AN ABOLISHMENT OF VOTING POWER DIFFERENCES BY AMENDING THE SWEDISH COMPANIES ACT | Shareholder | No Action | |||||||||||
21.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION REGARDING PROPOSAL FROM A SHAREHOLDER REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL CONCERNING A SYSTEM FOR GIVING SMALL AND MEDIUM-SIZED SHAREHOLDERS REPRESENTATION IN BOTH THE BOARD OF DIRECTORS OF THE COMPANY AND THE NOMINATING COMMITTEE AND TO STRIVE FOR A CHANGE IN THE NATIONAL LEGAL FRAMEWORK TO ACHIEVE THE SAME AMENDMENT | Shareholder | No Action | |||||||||||
CMMT | 26 FEB 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF RESOLUTION 21.B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
ARCA CONTINENTAL SAB DE CV | ||||||||||||||
Security | P0448R103 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||||
ISIN | MX01AC100006 | Agenda | 712249982 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL I. OF THE REPORT FROM THE GENERAL DIRECTOR THAT IS PREPARED IN ACCORDANCE WITH PART XI OF ARTICLE 44 OF THE SECURITIES MARKET LAW, IN REGARD TO THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019, ACCOMPANIED BY THE OPINION OF THE OUTSIDE AUDITOR, AS WELL AS BY THE OPINION OF THE BOARD OF DIRECTORS IN REGARD TO THE MENTIONED REPORT, II. OF THE REPORT FROM THE BOARD OF DIRECTORS IN REGARD TO THE OPERATIONS AND ACTIVITIES IN WHICH IT HAS INTERVENED IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN THE SECURITIES MARKET LAW, AS WELL AS BY THAT WHICH IS REFERRED TO IN LINE B OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, AND III. OF THE ANNUAL REPORT FROM THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. READING OF THE REPORT IN REGARD TO THE FULFILLMENT OF THE TAX OBLIGATIONS | Management | Abstain | Against | ||||||||||
II | PROPOSAL FOR THE ALLOCATION OF THE RESULTS ACCOUNT FOR THE 2019 FISCAL YEAR, IN WHICH ARE INCLUDED THE DECLARATION AND PAYMENT OF A CASH DIVIDEND, IN MXN, IN THE AMOUNT OF MXN 2.42 FOR EACH ONE OF THE SHARES IN CIRCULATION | Management | For | For | ||||||||||
III | PROPOSAL IN REGARD TO THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS | Management | Abstain | Against | ||||||||||
IV | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, CLASSIFICATION OF THEIR INDEPENDENCE UNDER THE TERMS OF ARTICLE 26 OF THE SECURITIES MARKET LAW, DETERMINATION OF THEIR COMPENSATION AND RELATED RESOLUTIONS. ELECTION OF SECRETARIES | Management | Abstain | Against | ||||||||||
V | DETERMINATION OF THE COMPENSATION OF THE MEMBERS WHO WILL MAKE UP THE VARIOUS COMMITTEES OF THE BOARD OF DIRECTORS, AS WELL AS THE DESIGNATION OF THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | Management | Abstain | Against | ||||||||||
VI | APPOINTMENT OF DELEGATES | Management | For | For | ||||||||||
VII | READING AND, IF DEEMED APPROPRIATE, APPROVAL OF THE MINUTES OF THE GENERAL MEETING | Management | For | For | ||||||||||
H.B. FULLER COMPANY | ||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FUL | Meeting Date | 02-Apr-2020 | |||||||||||
ISIN | US3596941068 | Agenda | 935130788 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel L. Florness* | For | For | |||||||||||
2 | Lee R. Mitau* | For | For | |||||||||||
3 | R. William Van Sant# | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. | Management | For | For | ||||||||||
4. | The approval of the 2020 Master Incentive Plan. | Management | Against | Against | ||||||||||
VESTAS WIND SYSTEMS A/S | ||||||||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Apr-2020 | ||||||||||||
ISIN | DK0010268606 | Agenda | 712233713 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.A TO 4.H AND 6". THANK YOU | Non-Voting | ||||||||||||
1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | ||||||||||||
2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | No Action | |||||||||||
3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 7.93 PER SHARE | Management | No Action | |||||||||||
4.A | ELECTION OF MEMBER ANDERS RUNEVAD TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.B | RE-ELECTION OF MEMBER BERT NORDBERG TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.C | RE-ELECTION OF MEMBER BRUCE GRANT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.D | RE-ELECTION OF MEMBER CARSTEN BJERG TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.E | RE-ELECTION OF MEMBER EVA MERETE SOFELDE BERNEKE TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.F | RE-ELECTION OF MEMBER HELLE THORNING- SCHMIDT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.G | ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4.H | RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.1 | FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 | Management | No Action | �� | ||||||||||
5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2020 | Management | No Action | |||||||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |||||||||||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF THE COMPANY'S REMUNERATION POLICY - THE REMUNERATION POLICY HAS BEEN UPDATED TO ENSURE COMPLIANCE WITH THE REVISED SECTION 139 AND THE NEW SECTION 139A OF THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE ARTICLES OF ASSOCIATION - THE STANDARD AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN AMENDED TO ENSURE COMPLIANCE WITH THE NEW SECTION 139B IN THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 198,901,963 TO NOMINALLY DKK 196,924,115 THROUGH CANCELLATION OF TREASURY SHARES | Management | No Action | |||||||||||
7.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2021 | Management | No Action | |||||||||||
8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | No Action | |||||||||||
STRAUMANN HOLDING AG | ||||||||||||||
Security | H8300N119 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Apr-2020 | ||||||||||||
ISIN | CH0012280076 | Agenda | 712239513 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2019 BUSINESS YEAR | Management | No Action | |||||||||||
1.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE 2019 BUSINESS YEAR | Management | No Action | |||||||||||
2 | APPROPRIATION OF EARNINGS AND DIVIDEND PAYMENT FOR THE 2019 BUSINESS YEAR | Management | No Action | |||||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
4 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE FIXED COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1 APRIL 2020 TO 31 MARCH 2021 | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE LONG-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE CURRENT BUSINESS YEAR | Management | No Action | |||||||||||
5.3 | APPROVAL OF THE SHORT-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE 2019 BUSINESS YEAR | Management | No Action | |||||||||||
6.1 | RE-ELECTION OF GILBERT ACHERMANN AS A MEMBER AND CHAIRMAN | Management | No Action | |||||||||||
6.2 | RE-ELECTION OF MONIQUE BOURQUIN AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.3 | RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.4 | RE-ELECTION OF JUAN-JOSE GONZALEZ AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.5 | RE-ELECTION OF DR BEAT LUETHI AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.6 | RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.7 | RE-ELECTION OF REGULA WALLIMANN AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
6.8 | ELECTION OF MARCO GADOLA AS A MEMBER TO BOARD OF DIRECTORS | Management | No Action | |||||||||||
7.1 | RE-ELECTION OF MONIQUE BOURQUIN AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
7.2 | ELECTION OF DR BEAT LUETHI AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
7.3 | ELECTION OF REGULA WALLIMANN AS A MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
8 | ELECTION OF NEOVIUS AG, BASEL, AS THE INDEPENDENT VOTING REPRESENTATIVE | Management | No Action | |||||||||||
9 | ELECTION OF ERNST AND YOUNG AG, BASEL, AS THE AUDITOR | Management | No Action | |||||||||||
CMMT | 09 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 5.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
LENNAR CORPORATION | ||||||||||||||
Security | 526057302 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LENB | Meeting Date | 07-Apr-2020 | |||||||||||
ISIN | US5260573028 | Agenda | 935133001 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rick Beckwitt | Management | For | For | ||||||||||
1B. | Election of Director: Irving Bolotin | Management | For | For | ||||||||||
1C. | Election of Director: Steven L. Gerard | Management | For | For | ||||||||||
1D. | Election of Director: Tig Gilliam | Management | For | For | ||||||||||
1E. | Election of Director: Sherrill W. Hudson | Management | For | For | ||||||||||
1F. | Election of Director: Jonathan M. Jaffe | Management | For | For | ||||||||||
1G. | Election of Director: Sidney Lapidus | Management | For | For | ||||||||||
1H. | Election of Director: Teri P. McClure | Management | For | For | ||||||||||
1I. | Election of Director: Stuart Miller | Management | For | For | ||||||||||
1J. | Election of Director: Armando Olivera | Management | For | For | ||||||||||
1K. | Election of Director: Jeffrey Sonnenfeld | Management | For | For | ||||||||||
1L. | Election of Director: Scott Stowell | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020. | Management | For | For | ||||||||||
KB HOME | ||||||||||||||
Security | 48666K109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KBH | Meeting Date | 09-Apr-2020 | |||||||||||
ISIN | US48666K1097 | Agenda | 935130827 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Dorene C. Dominguez | Management | For | For | ||||||||||
1B. | Election of Director: Timothy W. Finchem | Management | For | For | ||||||||||
1C. | Election of Director: Dr. Stuart A. Gabriel | Management | For | For | ||||||||||
1D. | Election of Director: Dr. Thomas W. Gilligan | Management | For | For | ||||||||||
1E. | Election of Director: Kenneth M. Jastrow, II | Management | For | For | ||||||||||
1F. | Election of Director: Robert L. Johnson | Management | For | For | ||||||||||
1G. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
1H. | Election of Director: Jeffrey T. Mezger | Management | For | For | ||||||||||
1I. | Election of Director: James C. Weaver | Management | For | For | ||||||||||
1J. | Election of Director: Michael M. Wood | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratify Ernst & Young LLP's appointment as KB Home's independent registered public accounting firm for the fiscal year ending November 30, 2020. | Management | For | For | ||||||||||
BOYD GAMING CORPORATION | ||||||||||||||
Security | 103304101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BYD | Meeting Date | 09-Apr-2020 | |||||||||||
ISIN | US1033041013 | Agenda | 935139976 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John R. Bailey | For | For | |||||||||||
2 | Robert L. Boughner | For | For | |||||||||||
3 | William R. Boyd | For | For | |||||||||||
4 | William S. Boyd | For | For | |||||||||||
5 | Marianne Boyd Johnson | For | For | |||||||||||
6 | Keith E. Smith | For | For | |||||||||||
7 | Christine J. Spadafor | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Peter M. Thomas | For | For | |||||||||||
10 | Paul W. Whetsell | For | For | |||||||||||
11 | Veronica J. Wilson | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Boyd Gaming Corporation 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
KAMAN CORPORATION | ||||||||||||||
Security | 483548103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KAMN | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US4835481031 | Agenda | 935132528 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: George E. Minnich | Management | For | For | ||||||||||
1.2 | Election of Director: Thomas W. Rabaut | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
A.O. SMITH CORPORATION | ||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AOS | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US8318652091 | Agenda | 935136348 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William P. Greubel | For | For | |||||||||||
2 | Dr. Ilham Kadri | For | For | |||||||||||
3 | Idelle K. Wolf | For | For | |||||||||||
4 | Gene C. Wulf | For | For | |||||||||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
4. | Proposal to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000. | Management | For | For | ||||||||||
SONOCO PRODUCTS COMPANY | ||||||||||||||
Security | 835495102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SON | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US8354951027 | Agenda | 935148040 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | H. A. Cockrell | For | For | |||||||||||
2 | R. H. Coker | For | For | |||||||||||
3 | P.L. Davies | For | For | |||||||||||
4 | T. J. Drew | For | For | |||||||||||
5 | P. Guillemot | For | For | |||||||||||
6 | J. R. Haley | For | For | |||||||||||
7 | R. R. Hill, Jr. | For | For | |||||||||||
8 | R. G. Kyle | For | For | |||||||||||
9 | B. J. McGarvie | For | For | |||||||||||
10 | J. M. Micali | For | For | |||||||||||
11 | S. Nagarajan | For | For | |||||||||||
12 | M. D. Oken | For | For | |||||||||||
13 | T. E. Whiddon | For | For | |||||||||||
14 | L. M. Yates | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve the advisory (non-binding) resolution to approve Executive Compensation. | Management | For | For | ||||||||||
4. | Amendment of Article 6(d) of the Articles of Incorporation and Article III, Section 7 of the By-laws relating to the vote required for removal of directors. | Management | For | For | ||||||||||
5. | Amendment of Article 6(f) of the Articles of Incorporation relating to quorum or voting requirements for shareholder. | Management | For | For | ||||||||||
6. | Amendment of Article IX, Section I of the By-laws relating to the shareholder vote required to amend the By-laws. | Management | For | For | ||||||||||
7. | Advisory (non-binding) shareholder proposal regarding right to call special shareholder meeting. | Shareholder | For | For | ||||||||||
INNOVATIVE SOLUTIONS AND SUPPORT,INC. | ||||||||||||||
Security | 45769N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ISSC | Meeting Date | 16-Apr-2020 | |||||||||||
ISIN | US45769N1054 | Agenda | 935133544 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: Geoffrey S. M. Hedrick | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Winston J. Churchill | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: Roger A. Carolin | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Robert E. Mittelstaedt, Jr. | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Glen R. Bressner | Management | For | For | ||||||||||
2. | Advisory vote on named executive officer compensation as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended September 30, 2020. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||||
ISIN | NL0010545661 | Agenda | 935138950 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2D. | Release from liability of the executive directors and the non- executive directors of the Board. | Management | For | For | ||||||||||
3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||||
3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||||
3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. | Management | For | For | ||||||||||
4A. | Re-appointment of Suzanne Heywood (executive director) | Management | For | For | ||||||||||
4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) | Management | Abstain | Against | ||||||||||
4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||||
4D. | Re-appointment of John B. Lanaway (non-executive director) | Management | For | For | ||||||||||
4E. | Re-appointment of Alessandro Nasi (non-executive director) | Management | For | For | ||||||||||
4F. | Re-appointment of Lorenzo Simonelli (non-executive director) | Management | For | For | ||||||||||
4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) | Management | For | For | ||||||||||
4H. | Re-appointment of Jacques Theurillat (non-executive director) | Management | For | For | ||||||||||
4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||||
4J. | Appointment of Nelda (Janine) Connors (non-executive director) | Management | For | For | ||||||||||
4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||||
4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 16-Apr-2020 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935150514 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amend the Amended and Restated Bye-Laws of the Company (the "Bye-Laws") to declassify the Board of Directors. | Management | For | For | ||||||||||
2A. | Election of Director: Bernard C. Bailey (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2B. | Election of Director: Thomas A. Bradley (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2C. | Election of Director: Fred R. Donner (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2D. | Election of Director: Anthony P. Latham (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2E. | Election of Director: Dymphna A. Lehane | Management | For | For | ||||||||||
2F. | Election of Director: Samuel G. Liss | Management | For | For | ||||||||||
2G. | Election of Director: Carol A. McFate (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2H. | Election of Director: Kathleen A. Nealon | Management | For | For | ||||||||||
2I. | Election of Director: Al-Noor Ramji | Management | For | For | ||||||||||
2J. | Election of Director: Kevin J. Rehnberg (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2K. | Election of Director: John H. Tonelli | Management | For | For | ||||||||||
3. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
4. | Approve Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2020 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
5. | Amend the Bye-Laws to provide a range in the size of the Board of Directors of 3 to 11 directors, with the exact number to be determined by the Board of Directors. | Management | For | For | ||||||||||
6. | Amend the Bye-Laws to modify certain provisions relating to the voting of equity securities of Company subsidiaries. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||||
ISIN | NL0010545661 | Agenda | 935158748 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2D. | Release from liability of the executive directors and the non- executive directors of the Board. | Management | For | For | ||||||||||
3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||||
3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||||
3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. | Management | For | For | ||||||||||
4A. | Re-appointment of Suzanne Heywood (executive director) | Management | For | For | ||||||||||
4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) | Management | Abstain | Against | ||||||||||
4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||||
4D. | Re-appointment of John B. Lanaway (non-executive director) | Management | For | For | ||||||||||
4E. | Re-appointment of Alessandro Nasi (non-executive director) | Management | For | For | ||||||||||
4F. | Re-appointment of Lorenzo Simonelli (non-executive director) | Management | For | For | ||||||||||
4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) | Management | For | For | ||||||||||
4H. | Re-appointment of Jacques Theurillat (non-executive director) | Management | For | For | ||||||||||
4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||||
4J. | Appointment of Nelda (Janine) Connors (non-executive director) | Management | For | For | ||||||||||
4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||||
4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
M.D.C. HOLDINGS, INC. | ||||||||||||||
Security | 552676108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDC | Meeting Date | 20-Apr-2020 | |||||||||||
ISIN | US5526761086 | Agenda | 935133481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David D. Mandarich | For | For | |||||||||||
2 | Paris G. Reece III | For | For | |||||||||||
3 | David Siegel | For | For | |||||||||||
2. | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | Management | For | For | ||||||||||
3. | To approve amendment and restatement of the M.D.C. Holdings, Inc. 2020 Equity Plan for Non-Employee Directors. | Management | For | For | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
OTTER TAIL CORPORATION | ||||||||||||||
Security | 689648103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OTTR | Meeting Date | 20-Apr-2020 | |||||||||||
ISIN | US6896481032 | Agenda | 935133518 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Erickson | For | For | |||||||||||
2 | Nathan I. Partain | For | For | |||||||||||
3 | James B. Stake | For | For | |||||||||||
2. | ADVISORY VOTE APPROVING THE COMPENSATION PROVIDED TO EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2020. | Management | For | For | ||||||||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||||
Security | 82312B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHEN | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US82312B1061 | Agenda | 935133885 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election Of Director: Tracy Fitzsimmons | Management | For | For | ||||||||||
1B. | Election Of Director: John W. Flora | Management | For | For | ||||||||||
1C. | Election Of Director: Kenneth L. Quaglio | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||||||||
FEDERAL SIGNAL CORPORATION | ||||||||||||||
Security | 313855108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSS | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US3138551086 | Agenda | 935137201 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Eugene J. Lowe, III | For | For | |||||||||||
2 | Dennis J. Martin | For | For | |||||||||||
3 | Patrick E. Miller | For | For | |||||||||||
4 | Richard R. Mudge | For | For | |||||||||||
5 | William F. Owens | For | For | |||||||||||
6 | Brenda L. Reichelderfer | For | For | |||||||||||
7 | Jennifer L. Sherman | For | For | |||||||||||
8 | John L. Workman | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
CHURCHILL DOWNS INCORPORATED | ||||||||||||||
Security | 171484108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHDN | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US1714841087 | Agenda | 935138772 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Fealy | For | For | |||||||||||
2 | Douglas C. Grissom | For | For | |||||||||||
3 | Daniel P. Harrington | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||||
PACCAR INC | ||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PCAR | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US6937181088 | Agenda | 935138873 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||
1I. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||
1J. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||
1K. | Election of Director: Charles R. Williamson | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Approval of an amendment to the certificate of incorporation to confirm that stockholders owning at least 25% of the Company's outstanding shares may call special stockholder meetings. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder action by written consent if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
AUTONATION, INC. | ||||||||||||||
Security | 05329W102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AN | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US05329W1027 | Agenda | 935137718 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mike Jackson | Management | For | For | ||||||||||
1B. | Election of Director: Thomas J. Baltimore, Jr | Management | For | For | ||||||||||
1C. | Election of Director: Rick L. Burdick | Management | For | For | ||||||||||
1D. | Election of Director: David B. Edelson | Management | For | For | ||||||||||
1E. | Election of Director: Steven L. Gerard | Management | For | For | ||||||||||
1F. | Election of Director: Robert R. Grusky | Management | For | For | ||||||||||
1G. | Election of Director: Lisa Lutoff-Perlo | Management | For | For | ||||||||||
1H. | Election of Director: G. Mike Mikan | Management | For | For | ||||||||||
1I. | Election of Director: Cheryl Miller | Management | For | For | ||||||||||
1J. | Election of Director: Jacqueline A. Travisano | Management | For | For | ||||||||||
2. | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Adoption of stockholder proposal regarding special meetings. | Shareholder | Against | For | ||||||||||
SYNOVUS FINANCIAL CORP. | ||||||||||||||
Security | 87161C501 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNV | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US87161C5013 | Agenda | 935138683 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Tim E. Bentsen | Management | For | For | ||||||||||
1B. | Election of Director: F. Dixon Brooke, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Stephen T. Butler | Management | For | For | ||||||||||
1D. | Election of Director: Elizabeth W. Camp | Management | For | For | ||||||||||
1E. | Election of Director: Diana M. Murphy | Management | For | For | ||||||||||
1F. | Election of Director: Harris Pastides | Management | For | For | ||||||||||
1G. | Election of Director: Joseph J. Prochaska, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: John L. Stallworth | Management | For | For | ||||||||||
1I. | Election of Director: Kessel D. Stelling | Management | For | For | ||||||||||
1J. | Election of Director: Barry L. Storey | Management | For | For | ||||||||||
1K. | Election of Director: Teresa White | Management | For | For | ||||||||||
2. | To approve amendments to Synovus' articles of incorporation and bylaws to eliminate 10-1 voting provisions. | Management | For | For | ||||||||||
3. | To approve amendments to Synovus' articles of incorporation and bylaws to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, the compensation of Synovus' named executive officers as determined by the Compensation Committee. | Management | For | For | ||||||||||
5. | To recommend, on an advisory basis, that the compensation of Synovus' named executive officers be put to shareholders for their consideration every: one, two or three years. | Management | 1 Year | For | ||||||||||
6. | To ratify the appointment of KPMG LLP as Synovus' independent auditor for the year 2020. | Management | For | For | ||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US2358252052 | Agenda | 935138811 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding a non-binding shareholder vote for Board-adopted Bylaw amendments. | Shareholder | Against | For | ||||||||||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||||||||
Security | 446150104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HBAN | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US4461501045 | Agenda | 935139647 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Lizabeth Ardisana | For | For | |||||||||||
2 | Alanna Y. Cotton | For | For | |||||||||||
3 | Ann B. Crane | For | For | |||||||||||
4 | Robert S. Cubbin | For | For | |||||||||||
5 | Steven G. Elliott | For | For | |||||||||||
6 | Gina D. France | For | For | |||||||||||
7 | J Michael Hochschwender | For | For | |||||||||||
8 | John C. Inglis | For | For | |||||||||||
9 | Katherine M. A. Kline | For | For | |||||||||||
10 | Richard W. Neu | For | For | |||||||||||
11 | Kenneth J. Phelan | For | For | |||||||||||
12 | David L. Porteous | For | For | |||||||||||
13 | Stephen D. Steinour | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory resolution to approve, on a non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||||
Security | 533900106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LECO | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US5339001068 | Agenda | 935151403 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Curtis E. Espeland | For | For | |||||||||||
2 | Patrick P. Goris | For | For | |||||||||||
3 | Stephen G. Hanks | For | For | |||||||||||
4 | Michael F. Hilton | For | For | |||||||||||
5 | G. Russell Lincoln | For | For | |||||||||||
6 | Kathryn Jo Lincoln | For | For | |||||||||||
7 | William E MacDonald III | For | For | |||||||||||
8 | Christopher L. Mapes | For | For | |||||||||||
9 | Phillip J. Mason | For | For | |||||||||||
10 | Ben P. Patel | For | For | |||||||||||
11 | Hellene S. Runtagh | For | For | |||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
VINA DE CONCHA Y TORO SA CONCHATORO | ||||||||||||||
Security | P9796J100 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | CLP9796J1008 | Agenda | 712266471 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS FROM THE OUTSIDE AUDITORS FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2019 | Management | For | For | ||||||||||
2 | DISTRIBUTION OF PROFIT | Management | For | For | ||||||||||
3 | APPROVAL OF THE DIVIDEND POLICY | Management | For | For | ||||||||||
4 | ELECTION OF THE BOARD OF DIRECTORS | Management | Abstain | Against | ||||||||||
5 | ESTABLISHMENT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | Management | Against | Against | ||||||||||
6 | INFORMATION IN REGARD TO THE EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2019 FISCAL YEAR | Management | For | For | ||||||||||
7 | INFORMATION IN REGARD TO THE ACTIVITIES THAT WERE CONDUCTED BY THE COMMITTEE OF DIRECTORS DURING THE 2019 FISCAL YEAR, IN REGARD TO ITS ANNUAL MANAGEMENT REPORT AND THE EXPENSES THAT WERE INCURRED BY THE COMMITTEE DURING THE MENTIONED PERIOD | Management | For | For | ||||||||||
8 | TO ESTABLISH THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE MEMBERS OF THE COMMITTEE THAT IS REFERRED TO IN ARTICLE 50 BIS OF LAW 18,046, AND TO ESTABLISH THE EXPENSE BUDGET FOR THE FUNCTIONING OF THE SAME COMMITTEE DURING THE 2020 FISCAL YEAR | Management | For | For | ||||||||||
9 | DESIGNATION OF OUTSIDE AUDITORS FOR THE 2020 FISCAL YEAR | Management | Abstain | Against | ||||||||||
10 | DESIGNATION OF RISK RATING AGENCIES FOR THE 2020 FISCAL YEAR | Management | For | For | ||||||||||
11 | DETERMINATION OF THE NEWSPAPER IN WHICH THE LEGAL NOTICES WILL BE PUBLISHED | Management | For | For | ||||||||||
12 | TO GIVE AN ACCOUNTING OF THE TRANSACTIONS THAT WERE CARRIED OUT BY THE COMPANY THAT ARE COVERED BY ARTICLE 146, ET SEQ., OF LAW 18,046 | Management | For | For | ||||||||||
13 | OTHER MATTERS THAT ARE WITHIN THE AUTHORITY OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS | Management | Against | Against | ||||||||||
VINA DE CONCHA Y TORO SA CONCHATORO | ||||||||||||||
Security | P9796J100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | CLP9796J1008 | Agenda | 712267839 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | THE ACCEPTANCE OR REJECTION OF THE PROPOSAL TO BUY, FROM VINEDOS EMILIANA S.A., THE BRAND SANTA EMILIANA, FOR THE DOMESTIC MARKET, UNDER THE TERMS AND CONDITIONS THAT ARE TO BE OPPORTUNELY REPORTED TO THE SHAREHOLDERS IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN LINE 2 OF ARTICLE 59 OF THE SHARE CORPORATIONS LAW | Management | For | For | ||||||||||
2 | TO PASS ALL OF THE OTHER RESOLUTIONS THAT ARE NECESSARY FOR THE IMPLEMENTATION OF THE RESOLUTIONS THAT ARE PASSED ON THE BASIS OF THE FOREGOING | Management | For | For | ||||||||||
BREMBO SPA | ||||||||||||||
Security | T2204N116 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | IT0005252728 | Agenda | 712381588 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
E.1.1 | PROPOSAL OF AMENDMENTS TO THE BY-LAWS: UPDATE IN ACCORDANCE WITH THE ITALIAN BUDGET LAW NO. 169/2019 ON GENDER QUOTAS WITHIN THE GOVERNING AND CONTROL BODIES OF LISTED COMPANIES. AMENDMENTS TO ARTICLES 15-BIS, 22 AND 30 | Management | No Action | |||||||||||
E.1.2 | PROPOSAL OF AMENDMENTS TO THE BY-LAWS: UPDATE IN ACCORDANCE WITH NEW CONSOB'S GUIDELINES ON INCREASED VOTING RIGHTS. AMENDMENTS TO ARTICLE 6. RELEVANT AND ENSUING RESOLUTIONS | Management | No Action | |||||||||||
O.1 | PRESENTATION OF THE FINANCIAL STATEMENTS OF BREMBO S.P.A. FOR THE YEAR ENDED 31 DECEMBER 2019, WITH THE DIRECTORS' REPORT ON OPERATIONS, THE STATUTORY AUDITORS' REPORT, THE INDEPENDENT AUDITORS' REPORT AND THE ATTESTATION OF THE MANAGER IN CHARGE OF THE COMPANY'S FINANCIAL REPORTS. RELATED AND ENSUING RESOLUTIONS | Management | No Action | |||||||||||
O.2 | ALLOCATION OF PROFIT FOR THE YEAR. RELATED AND ENSUING RESOLUTIONS | Management | No Action | |||||||||||
O.3 | PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE BREMBO GROUP FOR-THE YEAR ENDED 31 DECEMBER 2019, WITH THE DIRECTORS' REPORT ON OPERATIONS,-THE STATUTORY AUDITORS' REPORT, THE INDEPENDENT AUDITORS' REPORT AND THE- ATTESTATION OF THE MANAGER IN CHARGE OF THE COMPANY'S FINANCIAL REPORTS | Non-Voting | ||||||||||||
O.4 | PRESENTATION OF THE CONSOLIDATED STATEMENT ON NON-FINANCIAL INFORMATION OF- THE BREMBO GROUP FOR THE YEAR ENDED IN 31 DECEMBER 2019, ACCORDING TO THE-D.LGS. N.254/2016 | Non-Voting | ||||||||||||
O.5 | AUTHORIZATION FOR THE BUY-BACK AND DISPOSAL OF OWN SHARES. RELEVANT AND ENSUING RESOLUTIONS | Management | No Action | |||||||||||
O.6.1 | APPOINTMENT OF THE BOARD OF DIRECTORS: DETERMINATION OF THE NUMBER OF THE BOARD OF DIRECTORS AND THE DURATION OF THEIR TERM OF APPOINTMENT | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
O.621 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS: LIST PRESENTED BY NUOVA FOURB SRL, REPRESENTING 53.523PCT OF THE SHARE CAPITAL. ALBERTO BOMBASSEI (CHAIRMAN), CRISTINA BOMBASSEI, MATTEO TIRABOSCHI (VICE-CHAIRMAN), DANIELE SCHILLACI, LAURA CIOLI, ELISABETTA MAGISTRETTI, ELIZABETH MARIE ROBINSON, VALERIO BATTISTA, GIANFELICE ROCCA AND UMBERTO NICODANO | Shareholder | No Action | |||||||||||
O.622 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS: TO APPOINT THE BOARD OF DIRECTORS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR MANAGING FUNDS: AMUNDI AZIONARIO EUROPA AND AMUNDI SVILUPPO ITALIA; AMUNDI LUXEMBOURG SA - AMUNDI EUROPEAN RESEARCH; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA AND ANIMA INIZIATIVA ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS: ARCA ECONOMIA REALE BILANCIATO ITALIA 30, ARCA AZIONI ITALIA AND ARCA ECONOMIA REALE BILANCIATO ITALIA 55; ETICA SGR S.P.A. MANAGING FUNDS: ETICA RENDITA BILANCIA, ETICA OBBLIGAZIONARIO MISTO, ETICA BILANCIATO AND ETICA AZIONARIO; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; MEDIOLANUM GESTIONE FONDI SGR P.A. MANAGING FUND | Shareholder | No Action | |||||||||||
FLESSIBILE FUTURO ITALIA; PRAMERICA SGR S.P.A. MANAGING FUNDS: MITO 25 AND MITO 50; PRAMERICA SICAV SECTION ITALIAN EQUITY AND MID CAP, REPRESENTING 2.27836PCT OF THE SHARE CAPITAL. NICOLETTA GIADROSSI AND ALEX BOLIS | ||||||||||||||
O.6.3 | APPOINTMENT OF THE BOARD OF DIRECTORS: APPOINTMENT OF THE CHAIRMAN AND OF THE DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
O.6.4 | APPOINTMENT OF THE BOARD OF DIRECTORS: DETERMINATION OF THE TOTAL REMUNERATION OF DIRECTORS FOR EACH ANNUAL TERM. RELATED AND ENSUING RESOLUTION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
O.711 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS: INTERNAL AUDITORS: LIST PRESENTED BY NUOVA FOURB SRL, REPRESENTING 53.523PCT OF THE SHARE CAPITAL. MARIO TAGLIAFERRI (EFFECTIVE AUDITOR), PAOLA TAGLIAVINI (EFFECTIVE AUDITOR), DANIELA TRAVELLA (EFFECTIVE AUDITOR), STEFANIA SERINA (ALTERNATE AUDITOR), ALESSANDRA VAIANI (ALTERNATE AUDITOR) | Shareholder | No Action | |||||||||||
O.712 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS: INTERNAL AUDITORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR MANAGING FUNDS: AMUNDI AZIONARIO EUROPA AND AMUNDI SVILUPPO ITALIA; AMUNDI LUXEMBOURG SA - AMUNDI EUROPEAN RESEARCH; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA AND ANIMA INIZIATIVA ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS: ARCA ECONOMIA REALE BILANCIATO ITALIA 30, ARCA AZIONI ITALIA AND ARCA ECONOMIA REALE BILANCIATO ITALIA 55; ETICA SGR S.P.A. MANAGING FUNDS: ETICA RENDITA BILANCIA, ETICA OBBLIGAZIONARIO MISTO, ETICA BILANCIATO AND ETICA AZIONARIO; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. | Shareholder | No Action | |||||||||||
MANAGING FUNDS: PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; MEDIOLANUM GESTIONE FONDI SGR P.A. MANAGING FUND FLESSIBILE FUTURO ITALIA; PRAMERICA SGR S.P.A. MANAGING FUNDS: MITO 25 AND MITO 50; PRAMERICA SICAV SECTION ITALIAN EQUITY AND MID CAP, REPRESENTING 2.27836PCT OF THE SHARE CAPITAL. RAFFAELLA PAGANI (EFFECTIVE AUDITOR) AND MYRIAM AMATO (ALTERNATE AUDITOR) | ||||||||||||||
O.7.2 | APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS: APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF STATUTORY AUDITORS | Management | No Action | |||||||||||
O.7.3 | APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS: DETERMINATION OF THE ANNUAL REMUNERATION OF THE MEMBERS OF THE BOARD OF STATUTORY AUDITORS FOR EACH ANNUAL TERM. RELATED AND ENSUING RESOLUTION | Management | No Action | |||||||||||
O.8.1 | REPORT ON 2020 REMUNERATION AND ABOUT COMPENSATION PAID: EXAM OF SECTION I PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 3 OF CONSOLIDATED LAW ON FINANCE (TUF). RESOLUTIONS PURSUANT TO ARTICLES 123 PARAGRAPH 3-BIS AND 3-TER OF TUF | Management | No Action | |||||||||||
O.8.2 | REPORT ON 2020 REMUNERATION AND ABOUT COMPENSATION PAID: EXAM OF SECTION II PREPARED PURSUANT TO ARTICLES 123-TER PARAGRAPH 4 OF CONSOLIDATED LAW ON FINANCE (TUF). RESOLUTIONS PURSUANT TO ARTICLES 123 PARAGRAPH 6 OF TUF | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384354 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS O.3 AND O.4. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 81725T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SXT | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US81725T1007 | Agenda | 935135500 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director: Joseph Carleone | Management | For | For | ||||||||||
1B. | Election of director: Edward H. Cichurski | Management | For | For | ||||||||||
1C. | Election of director: Mario Ferruzzi | Management | For | For | ||||||||||
1D. | Election of director: Carol R. Jackson | Management | For | For | ||||||||||
1E. | Election of director: Donald W. Landry | Management | For | For | ||||||||||
1F. | Election of director: Paul Manning | Management | For | For | ||||||||||
1G. | Election of director: Deborah McKeithan-Gebhardt | Management | For | For | ||||||||||
1H. | Election of director: Scott C. Morrison | Management | For | For | ||||||||||
1I. | Election of director: Elaine R. Wedral | Management | For | For | ||||||||||
1J. | Election of director: Essie Whitelaw | Management | For | For | ||||||||||
2. | Proposal to approve the compensation paid to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2020. | Management | For | For | ||||||||||
NORTHWESTERN CORPORATION | ||||||||||||||
Security | 668074305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWE | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US6680743050 | Agenda | 935136336 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stephen P. Adik | For | For | |||||||||||
2 | Anthony T. Clark | For | For | |||||||||||
3 | Dana J. Dykhouse | For | For | |||||||||||
4 | Jan R. Horsfall | For | For | |||||||||||
5 | Britt E. Ide | For | For | |||||||||||
6 | Julia L. Johnson | For | For | |||||||||||
7 | Linda G. Sullivan | For | For | |||||||||||
8 | Robert C. Rowe | For | For | |||||||||||
9 | Mahvash Yazdi | For | For | |||||||||||
10 | Jeffrey W. Yingling | For | For | |||||||||||
2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Transaction of any other matters and business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. | Management | Against | Against | ||||||||||
NEWMARKET CORPORATION | ||||||||||||||
Security | 651587107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEU | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US6515871076 | Agenda | 935137186 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Phyllis L. Cothran | Management | For | For | ||||||||||
1B. | Election of Director: Mark M. Gambill | Management | For | For | ||||||||||
1C. | Election of Director: Bruce C. Gottwald | Management | For | For | ||||||||||
1D. | Election of Director: Thomas E. Gottwald | Management | For | For | ||||||||||
1E. | Election of Director: Patrick D. Hanley | Management | For | For | ||||||||||
1F. | Election of Director: H. Hiter Harris, III | Management | For | For | ||||||||||
1G. | Election of Director: James E. Rogers | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For | ||||||||||
LITTELFUSE, INC. | ||||||||||||||
Security | 537008104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LFUS | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US5370081045 | Agenda | 935138633 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||||||||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||||||||
1C. | Election of Director: Cary Fu | Management | For | For | ||||||||||
1D. | Election of Director: Maria Green | Management | For | For | ||||||||||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||||||||||
1F. | Election of Director: David Heinzmann | Management | For | For | ||||||||||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||||||||||
1H. | Election of Director: John Major | Management | For | For | ||||||||||
1I. | Election of Director: William Noglows | Management | For | For | ||||||||||
1J. | Election of Director: Nathan Zommer | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||||
CROWN HOLDINGS, INC. | ||||||||||||||
Security | 228368106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCK | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US2283681060 | Agenda | 935146793 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John W. Conway | For | For | |||||||||||
2 | Timothy J. Donahue | For | For | |||||||||||
3 | Richard H. Fearon | For | For | |||||||||||
4 | Andrea J. Funk | For | For | |||||||||||
5 | Stephen J. Hagge | For | For | |||||||||||
6 | Rose Lee | For | For | |||||||||||
7 | James H. Miller | For | For | |||||||||||
8 | Josef M. Müller | For | For | |||||||||||
9 | B. Craig Owens | For | For | |||||||||||
10 | Caesar F. Sweitzer | For | For | |||||||||||
11 | Jim L. Turner | For | For | |||||||||||
12 | William S. Urkiel | For | For | |||||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||
4. | To consider and act upon a Shareholder's proposal requesting the Board of Directors to adopt a policy for an independent Board Chairman. | Shareholder | Against | For | ||||||||||
THE GORMAN-RUPP COMPANY | ||||||||||||||
Security | 383082104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GRC | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US3830821043 | Agenda | 935149167 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Donald H. Bullock | For | For | |||||||||||
2 | Jeffrey S. Gorman | For | For | |||||||||||
3 | M. Ann Harlan | For | For | |||||||||||
4 | Christopher H. Lake | For | For | |||||||||||
5 | Sonja K. McClelland | For | For | |||||||||||
6 | Vincent K. Petrella | For | For | |||||||||||
7 | Kenneth R. Reynolds | For | For | |||||||||||
8 | Rick R. Taylor | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of the Company's named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as independent registered public accountants for the Company during the year ending December 31, 2020. | Management | For | For | ||||||||||
OLIN CORPORATION | ||||||||||||||
Security | 680665205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OLN | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US6806652052 | Agenda | 935156592 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Heidi S. Alderman | Management | For | For | ||||||||||
1B. | Election of Director: Beverley A. Babcock | Management | For | For | ||||||||||
1C. | Election of Director: Gray G. Benoist | Management | For | For | ||||||||||
1D. | Election of Director: Scott D. Ferguson | Management | For | For | ||||||||||
1E. | Election of Director: John E. Fischer | Management | For | For | ||||||||||
1F. | Election of Director: W. Barnes Hauptfuhrer | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Amended and Restated Articles of Incorporation to declassify the board of directors. | Management | For | For | ||||||||||
ITV PLC | ||||||||||||||
Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2020 | ||||||||||||
ISIN | GB0033986497 | Agenda | 712294711 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
4 | RE-ELECT SALMAN AMIN AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT PETER BAZALGETTE AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT EDWARD BONHAM CARTER AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT MARGARET EWING AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT ROGER FAXON AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT MARY HARRIS AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT CHRIS KENNEDY AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT ANNA MANZ AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT CAROLYN MCCALL AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT DUNCAN PAINTER AS DIRECTOR | Management | For | For | ||||||||||
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
GRACO INC. | ||||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GGG | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US3841091040 | Agenda | 935137679 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick J. McHale | Management | For | For | ||||||||||
1B. | Election of Director: Lee R. Mitau | Management | For | For | ||||||||||
1C. | Election of Director: Martha A. Morfitt | Management | For | For | ||||||||||
1D. | Election of Director: Kevin J. Wheeler | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
WELBILT, INC. | ||||||||||||||
Security | 949090104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBT | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US9490901041 | Agenda | 935140880 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||||
1B. | Election of Director: Dino J. Bianco | Management | For | For | ||||||||||
1C. | Election of Director: Joan K. Chow | Management | For | For | ||||||||||
1D. | Election of Director: Janice L. Fields | Management | For | For | ||||||||||
1E. | Election of Director: Brian R. Gamache | Management | For | For | ||||||||||
1F. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
1G. | Election of Director: William C. Johnson | Management | For | For | ||||||||||
2. | The approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US3614481030 | Agenda | 935144307 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Ernst A. Häberli | Management | For | For | ||||||||||
1.4 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.5 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.6 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.7 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.8 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.9 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | For | For | ||||||||||
LYDALL, INC. | ||||||||||||||
Security | 550819106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LDL | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US5508191062 | Agenda | 935147125 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David G. Bills | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen Burdett | Management | For | For | ||||||||||
1C. | Election of Director: James J. Cannon | Management | For | For | ||||||||||
1D. | Election of Director: Matthew T. Farrell | Management | For | For | ||||||||||
1E. | Election of Director: Marc T. Giles | Management | For | For | ||||||||||
1F. | Election of Director: Sara A. Greenstein | Management | For | For | ||||||||||
1G. | Election of Director: Suzanne Hammett | Management | For | For | ||||||||||
1H. | Election of Director: S. Carl Soderstrom, Jr. | Management | For | For | ||||||||||
2. | Approving the Amended and Restated 2012 Stock Incentive Plan. | Management | Against | Against | ||||||||||
3. | Approving an advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2020. | Management | For | For | ||||||||||
BADGER METER, INC. | ||||||||||||||
Security | 056525108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMI | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US0565251081 | Agenda | 935150110 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Todd A. Adams | For | For | |||||||||||
2 | Kenneth C. Bockhorst | For | For | |||||||||||
3 | Gale E. Klappa | For | For | |||||||||||
4 | Gail A. Lione | For | For | |||||||||||
5 | James W. McGill | For | For | |||||||||||
6 | Tessa M. Myers | For | For | |||||||||||
7 | James F. Stern | For | For | |||||||||||
8 | Glen E. Tellock | For | For | |||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2020. | Management | For | For | ||||||||||
4. | EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. | Shareholder | Against | For | ||||||||||
CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||||||
Security | 209034107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNSL | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US2090341072 | Agenda | 935140741 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert J. Currey | For | For | |||||||||||
2 | Maribeth S. Rahe | For | For | |||||||||||
3 | C. Robert Udell, Jr. | For | For | |||||||||||
2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||||||||||
CRANE CO. | ||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CR | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US2243991054 | Agenda | 935147911 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
1.2 | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
1.3 | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
1.4 | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
1.5 | Election of Director: Ellen McClain | Management | For | For | ||||||||||
1.6 | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1.7 | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
1.8 | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
1.9 | Election of Director: James L. L. Tullis | Management | For | For | ||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2020. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
BURNHAM HOLDINGS, INC. | ||||||||||||||
Security | 122295108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BURCA | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US1222951089 | Agenda | 935157330 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William F. Dodge II | For | For | |||||||||||
2 | John W. Lyman | For | For | |||||||||||
3 | E. Philip Wenger | For | For | |||||||||||
2. | The appointment of Baker Tilly Virchow Krause, LLP or other auditing firm as the Board may select, as independent auditors for the ensuing year. | Management | For | For | ||||||||||
ROLLINS, INC. | ||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US7757111049 | Agenda | 935144408 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Randall Rollins | For | For | |||||||||||
2 | Henry B. Tippie | For | For | |||||||||||
3 | James B. Williams | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | ||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VMI | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US9202531011 | Agenda | 935144597 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mogens C. Bay | For | For | |||||||||||
2 | Walter Scott, Jr. | For | For | |||||||||||
3 | Clark T. Randt, Jr. | For | For | |||||||||||
4 | Richard A. Lanoha | For | For | |||||||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | ||||||||||
3. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2020. | Management | For | For | ||||||||||
MARINE PRODUCTS CORPORATION | ||||||||||||||
Security | 568427108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPX | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US5684271084 | Agenda | 935149078 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Randall Rollins | For | For | |||||||||||
2 | Henry B. Tippie | For | For | |||||||||||
3 | James B. Williams | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold a nonbinding vote on executive compensation, as discussed in the proxy statement. | Management | For | For | ||||||||||
CAPITAL PROPERTIES, INC. | ||||||||||||||
Security | 140430109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPTP | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US1404301095 | Agenda | 935149220 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Alfred J. Corso | For | For | |||||||||||
2 | Robert H. Eder | For | For | |||||||||||
3 | Steven G. Triedman | For | For | |||||||||||
RPC, INC. | ||||||||||||||
Security | 749660106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RES | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US7496601060 | Agenda | 935151821 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Randall Rollins | For | For | |||||||||||
2 | Henry B. Tippie | For | For | |||||||||||
3 | James B. Williams | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold a nonbinding vote on executive compensation, as discussed in the proxy statement. | Management | For | For | ||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||
Security | 090572207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BIO | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US0905722072 | Agenda | 935176354 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Arnold A. Pinkston | Management | For | For | ||||||||||
1.2 | Election of Director: Melinda Litherland | Management | For | For | ||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
THE EASTERN COMPANY | ||||||||||||||
Security | 276317104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EML | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US2763171046 | Agenda | 935138239 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fredrick D. DiSanto | For | For | |||||||||||
2 | John W. Everets | For | For | |||||||||||
3 | Charles W. Henry | For | For | |||||||||||
4 | Michael A. McManus, Jr. | For | For | |||||||||||
5 | James A. Mitarotonda | For | For | |||||||||||
6 | Peggy B. Scott | For | For | |||||||||||
7 | August M. Vlak | For | For | |||||||||||
2. | Approve and adopt The Eastern Company 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
3. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
4. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2020. | Management | For | For | ||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US8832031012 | Agenda | 935139356 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
TENNANT COMPANY | ||||||||||||||
Security | 880345103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TNC | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US8803451033 | Agenda | 935142644 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I director for three-year term: Carol S. Eicher | Management | For | For | ||||||||||
1B. | Election of Class I director for three-year term: Maria C. Green | Management | For | For | ||||||||||
1C. | Election of Class I director for three-year term: Donal L. Mulligan | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Tennant Company 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPC | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US56585A1025 | Agenda | 935144333 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of an amendment to the company's Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | For | For | ||||||||||
2A. | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2B. | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2C. | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2D. | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2020. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||
5. | Shareholder proposal seeking simple majority vote provisions. | Shareholder | For | For | ||||||||||
6. | Shareholder proposal seeking a report on integrating community impacts into the company's executive compensation program. | Shareholder | Abstain | Against | ||||||||||
BORGWARNER INC. | ||||||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BWA | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US0997241064 | Agenda | 935145563 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Dennis C. Cuneo | Management | For | For | ||||||||||
1B. | Election of Director: Michael S. Hanley | Management | For | For | ||||||||||
1C. | Election of Director: Frederic B. Lissalde | Management | For | For | ||||||||||
1D. | Election of Director: Paul A. Mascarenas | Management | For | For | ||||||||||
1E. | Election of Director: John R. McKernan, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
1G. | Election of Director: Alexis P. Michas | Management | For | For | ||||||||||
1H. | Election of Director: Vicki L. Sato | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2020. | Management | For | For | ||||||||||
4. | Stockholder proposal to require stockholder approval of all By- law Amendments. | Shareholder | Against | For | ||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WDR | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US9300591008 | Agenda | 935147909 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sharilyn S. Gasaway | For | For | |||||||||||
2 | Katherine M.A. Kline | For | For | |||||||||||
3 | Jerry W. Walton | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Approve the Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated. | Management | Against | Against | ||||||||||
4. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
SJW GROUP | ||||||||||||||
Security | 784305104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJW | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US7843051043 | Agenda | 935150261 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: K. Armstrong | Management | For | For | ||||||||||
1B. | Election of Director: W. J. Bishop | Management | For | For | ||||||||||
1C. | Election of Director: M. Hanley | Management | For | For | ||||||||||
1D. | Election of Director: H. Hunt | Management | For | For | ||||||||||
1E. | Election of Director: G. P. Landis | Management | For | For | ||||||||||
1F. | Election of Director: D. C. Man | Management | For | For | ||||||||||
1G. | Election of Director: D. B. More | Management | For | For | ||||||||||
1H. | Election of Director: E. W. Thornburg | Management | For | For | ||||||||||
1I. | Election of Director: R. A. Van Valer | Management | For | For | ||||||||||
1J. | Election of Director: C. P. Wallace | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for fiscal year 2020. | Management | For | For | ||||||||||
WINMARK CORPORATION | ||||||||||||||
Security | 974250102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WINA | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US9742501029 | Agenda | 935150994 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Set the number of directors at six (6). | Management | For | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Brett D. Heffes | For | For | |||||||||||
2 | Lawrence A. Barbetta | For | For | |||||||||||
3 | Jenele C. Grassle | For | For | |||||||||||
4 | Kirk A. MacKenzie | For | For | |||||||||||
5 | Paul C. Reyelts | For | For | |||||||||||
6 | Mark L. Wilson | For | For | |||||||||||
3. | Approval of 2020 Stock Plan. | Management | Against | Against | ||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
5. | Ratify the appointment of GRANT THORNTON LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
ENTEGRIS, INC. | ||||||||||||||
Security | 29362U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENTG | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US29362U1043 | Agenda | 935153003 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||||
1B. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||||
1C. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
1D. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
1E. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
1F. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||||
1G. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
1H. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||||
2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | For | For | ||||||||||
4. | Approval of the Entegris, Inc. 2020 Stock Plan. | Management | For | For | ||||||||||
MYERS INDUSTRIES, INC. | ||||||||||||||
Security | 628464109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US6284641098 | Agenda | 935156984 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | SARAH R. COFFIN | For | For | |||||||||||
2 | RONALD M. DE FEO | For | For | |||||||||||
3 | WILLIAM A. FOLEY | For | For | |||||||||||
4 | F. JACK LIEBAU, JR. | For | For | |||||||||||
5 | BRUCE M. LISMAN | For | For | |||||||||||
6 | LORI LUTEY | For | For | |||||||||||
7 | MICHAEL MCGAUGH | For | For | |||||||||||
8 | JANE SCACCETTI | For | For | |||||||||||
9 | ROBERT A. STEFANKO | For | For | |||||||||||
2. | Advisory approval of the compensation of the named executive officers | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US29355X1072 | Agenda | 935158572 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||
2 | Thomas M. Botts | For | For | |||||||||||
3 | Felix M. Brueck | For | For | |||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||
5 | Diane C. Creel | For | For | |||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||
7 | David L. Hauser | For | For | |||||||||||
8 | John Humphrey | For | For | |||||||||||
9 | Kees van der Graaf | For | For | |||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | To approve the EnPro Industries, Inc. 2020 Equity Compensation Plan. | Management | For | For | ||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
GOGO INC. | ||||||||||||||
Security | 38046C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOGO | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US38046C1099 | Agenda | 935163294 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hugh W. Jones | For | For | |||||||||||
2 | Oakleigh Thorne | For | For | |||||||||||
2. | Advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | Approval of an amendment to the Gogo Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Approval of a stock option exchange program. | Management | Against | Against | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
GAM HOLDING AG | ||||||||||||||
Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||||
ISIN | CH0102659627 | Agenda | 712360368 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1 | ELECTION OF AD HOC CHAIRMAN. MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS COMPENSATION REPORT FOR THE YEAR 2019, REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||
2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For | ||||||||||
2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2019 | Management | For | For | ||||||||||
3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||||
5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
5.7 | ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.2 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
6.3 | ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2020 FINANCIAL YEAR | Management | For | For | ||||||||||
7.3 | APPROVAL OF THE VARIABLE COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2019 FINANCIAL YEAR | Management | For | For | ||||||||||
8 | ELECTION OF THE STATUTORY AUDITORS: KPMG AG | Management | For | For | ||||||||||
9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE / MR TOBIAS ROHNER, ZURICH | Management | For | For | ||||||||||
10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||
CMMT | 10 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF- RESOLUTIONS 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
CMMT | 10 APR 2020: DELETION OF COMMENT | Non-Voting | ||||||||||||
INTERPUMP GROUP SPA | ||||||||||||||
Security | T5513W107 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||||
ISIN | IT0001078911 | Agenda | 712426217 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
O.1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS' REPORT ON MANAGEMENT, INTERNAL AUDITORS' REPORT AND ADDITIONAL DOCUMENTS REQUIRED BY CURRENT PROVISIONS, TO PRESENT CONSOLIDATED BALANCE SHEET OF THE GROUP AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS' REPORT AND ADDITIONAL DOCUMENTS REQUIRED BY CURRENT DISPOSITIONS | Management | No Action | |||||||||||
O.2 | TO PRESENT REPORT ON NON-FINANCIAL INFORMATION AS PER LEGISLATIVE DECREE 254- OF 30 DECEMBER 2016 | Non-Voting | ||||||||||||
O.3 | NET INCOME ALLOCATION, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
O.4.1 | REWARDING POLICY REPORT AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO.58 OF 1998: TO APPROVE THE FIRST SECTION OF THE REWARDING POLICIES AND EMOLUMENT'S REPORT, AS PER ART. 123-TER, ITEM 3, OF THE LEGISLATIVE DECREE NO 58 OF 1998 | Management | No Action | |||||||||||
O.4.2 | REWARDING POLICY REPORT AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO.58 OF 1998: TO VOTE ON THE SECOND SECTION OF THE REWARDING POLICIES AND EMOLUMENT'S PAID REPORT, AS PER ART. 123- TER, ITEM 4, OF THE LEGISLATIVE DECREE NO 58 OF 1998 | Management | No Action | |||||||||||
O.5.1 | TO STATE BOARD OF DIRECTORS' MEMBERS' NUMBER | Management | No Action | |||||||||||
O.5.2 | TO STATE THE TERM OF OFFICE | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
O.531 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY GRUPPO IPG HOLDING S.P.A., REPRESENTING 23.3348PCT OF THE SHARE CAPITAL: MARCELLO MARGOTTO, FULVIO MONTIPO', GIOVANNI TAMBURI, VICTOR GOTTARDI, PAOLA TAGLIAVINI, STEFANIA PETRUCCIOLI, FEDERICA MENICHETTI, ANTONIA DI BELLA, FABIO MARASI AND CLAUDIO BERRETTI | Shareholder | No Action | |||||||||||
O.532 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED - STANDARD LIFE INVESTMENTS GLOBAL SICAV; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI RISPARMIO ITALIA; AMUNDI SVILUPPO ITALIA, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI VALORE ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS ARCA ECONOMIA REALE EQUITY ITALIA, ARCA ECONOMIA REALE BILANCIATO ITALIA 30; EURIZON CAPITAL S.A. MANAGING FUND EURIZON FUND DIVISION ITALIAN EQUITY OPPORTUNITIES, EQUITY ITALY SMART VOLATILITY; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON RENDITA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN; FIDELITY INTERNATIONAL- FID FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUND GIP ALLEANZA OBBL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE | Shareholder | No Action | |||||||||||
SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SGR S.P.A MANAGING FUNDS PRAMERICA MITO 25 E MITO 50, REPRESENTING 6.7005PCT OF THE SHARE CAPITAL: ANGELO BUSANI AND FRANCA BRUSCO | ||||||||||||||
O.5.4 | TO STATE BOARD OF DIRECTORS' CHAIRMAN | Management | No Action | |||||||||||
O.6 | TO STATE DIRECTORS' EMOLUMENT REGARDING YEAR 2020 AND THE TOTAL AMOUNT OF THE EMOLUMENT OF DIRECTORS PERFORMING SPECIFIC TASKS, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
O.711 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATES INTERNAL AUDITORS FOR EXERCISES 2020-2021-2022: LIST PRESENTED BY GRUPPO IPG HOLDING S.P.A., REPRESENTING 23.3348PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITORS: MARIO TAGLIAFERRI, ROBERTA DE SIMONE, ACHILLE DELMONTE . ALTERNATE AUDITORS: ANDREA ROMERSA AND VALERIA GASPARINI | Shareholder | No Action | |||||||||||
O.712 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATES INTERNAL AUDITORS FOR EXERCISES 2020-2021-2022: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED - STANDARD LIFE INVESTMENTS GLOBAL SICAV; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI RISPARMIO ITALIA; AMUNDI SVILUPPO ITALIA, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI VALORE ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS ARCA ECONOMIA REALE EQUITY ITALIA, ARCA ECONOMIA REALE BILANCIATO ITALIA 30; EURIZON CAPITAL S.A. MANAGING FUND EURIZON FUND DIVISION ITALIAN EQUITY OPPORTUNITIES, EQUITY ITALY SMART VOLATILITY; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON RENDITA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI | Shareholder | No Action | |||||||||||
EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN; FIDELITY INTERNATIONAL- FID FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUND GIP ALLEANZA OBBL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SGR S.P.A MANAGING FUNDS PRAMERICA MITO 25 E MITO 50, REPRESENTING 6.7005PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITOR: ANNA MARIA ALLIEVI . ALTERNATE AUDITOR: ROBERTA SENNI | ||||||||||||||
O.7.2 | TO STATE INTERNAL AUDITORS' EMOLUMENT | Management | No Action | |||||||||||
O.8 | AUTHORIZATION, AS PER ARTICLES 2357 AND 2357- TER OF THE ITALIAN CIVIL CODE, TO PURCHASE OWN SHARES AND TO FURTHER POSSIBLE DISPOSAL OF OWN SHARES IN PORTFOLIO OR PURCHASED, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
E.1 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE THE STOCK CAPITAL WITHOUT OF OPTION RIGHT, AS PER ART. 2443 AND 2441, ITEM 4, FIRST AND SECOND SENTENCE OF THE ITALIAN CIVIL CODE, TO AMEND ACCORDINGLY THE ART. 5 (STOCK CAPITAL) OF THE BY-LAWS, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 388703 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE | Non-Voting | ||||||||||||
CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | ||||||||||||||
CMMT | 21 APR 2020: PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE-DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN.-THANK YOU | Non-Voting | ||||||||||||
CMMT | 21 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
ASTEC INDUSTRIES, INC. | ||||||||||||||
Security | 046224101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASTE | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US0462241011 | Agenda | 935142923 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William D. Gehl | For | For | |||||||||||
2 | William G. Dorey | For | For | |||||||||||
3 | Charles F. Potts | For | For | |||||||||||
4 | Barry A. Ruffalo | For | For | |||||||||||
2. | To approve the Compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
AVID TECHNOLOGY, INC. | ||||||||||||||
Security | 05367P100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVID | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US05367P1003 | Agenda | 935144143 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Christian A. Asmar | Management | For | For | ||||||||||
1B. | Election of Director: Elizabeth M. Daley | Management | For | For | ||||||||||
1C. | Election of Director: Daniel B. Silvers | Management | For | For | ||||||||||
1D. | Election of Director: John P. Wallace | Management | For | For | ||||||||||
2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2787681061 | Agenda | 935146743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Anthony M. Federico | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
WEIS MARKETS, INC. | ||||||||||||||
Security | 948849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMK | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US9488491047 | Agenda | 935147276 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan H. Weis | For | For | |||||||||||
2 | Harold G. Graber | For | For | |||||||||||
3 | Dennis G. Hatchell | For | For | |||||||||||
4 | Edward J. Lauth III | For | For | |||||||||||
5 | Gerrald B. Silverman | For | For | |||||||||||
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
3. | Proposal to provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Proposal to provide an advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 3 Years | For | ||||||||||
5. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | Against | For | ||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US1713401024 | Agenda | 935150223 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James R. Craigie | Management | For | For | ||||||||||
1B. | Election of Director: Bradley C. Irwin | Management | For | For | ||||||||||
1C. | Election of Director: Penry W. Price | Management | For | For | ||||||||||
1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||||
1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Management | For | For | ||||||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Management | For | For | ||||||||||
5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Management | Abstain | Against | ||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
WOLVERINE WORLD WIDE, INC. | ||||||||||||||
Security | 978097103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WWW | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US9780971035 | Agenda | 935161985 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William K. Gerber | Management | For | For | ||||||||||
1B. | Election of Director: Blake W. Krueger | Management | For | For | ||||||||||
1C. | Election of Director: Nicholas T. Long | Management | For | For | ||||||||||
1D. | Election of Director: Michael A. Volkema | Management | For | For | ||||||||||
2. | An advisory resolution approving compensation for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US3154051003 | Agenda | 935175136 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
Security | 253651103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DBD | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US2536511031 | Agenda | 935137922 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
CMS ENERGY CORPORATION | ||||||||||||||
Security | 125896100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMS | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US1258961002 | Agenda | 935142719 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||
1B. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||
1C. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||
1D. | Election of Director: William D. Harvey | Management | For | For | ||||||||||
1E. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||||
1F. | Election of Director: John G. Russell | Management | For | For | ||||||||||
1G. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||||
1H. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||
1I. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||
1J. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||||
1K. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||
4. | Approve the 2020 Performance Incentive Stock Plan. | Management | For | For | ||||||||||
5. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Abstain | Against | ||||||||||
OWENS & MINOR, INC. | ||||||||||||||
Security | 690732102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OMI | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US6907321029 | Agenda | 935145652 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Mark A. Beck | Management | For | For | ||||||||||
1.2 | Election of Director: Gwendolyn M. Bingham | Management | For | For | ||||||||||
1.3 | Election of Director: Robert J. Henkel | Management | For | For | ||||||||||
1.4 | Election of Director: Mark F. McGettrick | Management | For | For | ||||||||||
1.5 | Election of Director: Eddie N. Moore, Jr. | Management | For | For | ||||||||||
1.6 | Election of Director: Edward A. Pesicka | Management | For | For | ||||||||||
1.7 | Election of Director: Michael C. Riordan | Management | For | For | ||||||||||
1.8 | Election of Director: Robert C. Sledd | Management | For | For | ||||||||||
2. | Approval of Amendment No. 2 to the Owens & Minor, Inc. 2018 Stock Incentive Plan | Management | Against | Against | ||||||||||
3. | Approval of the Owens & Minor, Inc. 2021 Teammate Stock Purchase Plan | Management | For | For | ||||||||||
4. | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
5. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
HUNTSMAN CORPORATION | ||||||||||||||
Security | 447011107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HUN | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US4470111075 | Agenda | 935145753 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter R. Huntsman | Management | For | For | ||||||||||
1B. | Election of Director: Nolan D. Archibald | Management | For | For | ||||||||||
1C. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||
1D. | Election of Director: M. Anthony Burns | Management | For | For | ||||||||||
1E. | Election of Director: Daniele Ferrari | Management | For | For | ||||||||||
1F. | Election of Director: Sir Robert J. Margetts | Management | For | For | ||||||||||
1G. | Election of Director: Wayne A. Reaud | Management | For | For | ||||||||||
1H. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US25470M1099 | Agenda | 935149321 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | James DeFranco | For | For | |||||||||||
4 | Cantey M. Ergen | For | For | |||||||||||
5 | Charles W. Ergen | For | For | |||||||||||
6 | Afshin Mohebbi | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
9 | Carl E. Vogel | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
VALLEY NATIONAL BANCORP | ||||||||||||||
Security | 919794107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US9197941076 | Agenda | 935149698 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
1D. | Election of Director: Graham O. Jones | Management | For | For | ||||||||||
1E. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||||||||||
1G. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
1H. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
1I. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | An amendment to the Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
TELEFLEX INCORPORATED | ||||||||||||||
Security | 879369106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TFX | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US8793691069 | Agenda | 935164335 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: George Babich, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||||
1C. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
THE YORK WATER COMPANY | ||||||||||||||
Security | 987184108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | YORW | Meeting Date | 04-May-2020 | |||||||||||
ISIN | US9871841089 | Agenda | 935148002 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph T. Hand | For | For | |||||||||||
2 | Erin C. McGlaughlin | For | For | |||||||||||
3 | Robert P. Newcomer | For | For | |||||||||||
4 | Ernest J. Waters | For | For | |||||||||||
2. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as auditors. | Management | For | For | ||||||||||
3. | To approve, by non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSP | Meeting Date | 04-May-2020 | |||||||||||
ISIN | US8110544025 | Agenda | 935151605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lauren Rich Fine | Management | Abstain | Against | ||||||||||
1B. | Election of Director: Wonya Y. Lucas | Management | Abstain | Against | ||||||||||
1C. | Election of Director: Kim Williams | Management | Abstain | Against | ||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRN | Meeting Date | 04-May-2020 | |||||||||||
ISIN | US8965221091 | Agenda | 935174362 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John L. Adams | For | For | |||||||||||
2 | Brandon B. Boze | For | For | |||||||||||
3 | John J. Diez | For | For | |||||||||||
4 | Leldon E. Echols | For | For | |||||||||||
5 | Charles W. Matthews | For | For | |||||||||||
6 | E. Jean Savage | For | For | |||||||||||
7 | Dunia A. Shive | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
PENTAIR PLC | ||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNR | Meeting Date | 05-May-2020 | |||||||||||
ISIN | IE00BLS09M33 | Agenda | 935145525 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
1E. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
1F. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
1G. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
1H. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
4. | To approve the Pentair plc 2020 Share and Incentive Plan. | Management | For | For | ||||||||||
5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Against | Against | ||||||||||
7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
NVR, INC. | ||||||||||||||
Security | 62944T105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVR | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US62944T1051 | Agenda | 935148191 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: C. E. Andrews | Management | For | For | ||||||||||
1B. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||||
1C. | Election of Director: Thomas D. Eckert | Management | For | For | ||||||||||
1D. | Election of Director: Alfred E. Festa | Management | For | For | ||||||||||
1E. | Election of Director: Manuel H. Johnson | Management | For | For | ||||||||||
1F. | Election of Director: Alexandra A. Jung | Management | For | For | ||||||||||
1G. | Election of Director: Mel Martinez | Management | For | For | ||||||||||
1H. | Election of Director: William A. Moran | Management | For | For | ||||||||||
1I. | Election of Director: David A. Preiser | Management | For | For | ||||||||||
1J. | Election of Director: W. Grady Rosier | Management | For | For | ||||||||||
1K. | Election of Director: Susan Williamson Ross | Management | For | For | ||||||||||
1L. | Election of Director: Dwight C. Schar | Management | For | For | ||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
ARCOSA, INC. | ||||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACA | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US0396531008 | Agenda | 935148951 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
PRIMO WATER CORPORATION | ||||||||||||||
Security | 74167P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRMW | Meeting Date | 05-May-2020 | |||||||||||
ISIN | CA74167P1080 | Agenda | 935149701 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Britta Bomhard | For | For | |||||||||||
2 | Susan E. Cates | For | For | |||||||||||
3 | Jerry Fowden | For | For | |||||||||||
4 | Stephen H. Halperin | For | For | |||||||||||
5 | Thomas J. Harrington | For | For | |||||||||||
6 | Betty Jane Hess | For | For | |||||||||||
7 | Gregory Monahan | For | For | |||||||||||
8 | Mario Pilozzi | For | For | |||||||||||
9 | Billy D. Prim | For | For | |||||||||||
10 | Eric Rosenfeld | For | For | |||||||||||
11 | Graham W. Savage | For | For | |||||||||||
12 | Steven P. Stanbrook | For | For | |||||||||||
2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers.. | Management | For | For | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US2358511028 | Agenda | 935150615 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Hefner Filler | Management | For | For | ||||||||||
1B. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Teri List-Stoll | Management | For | For | ||||||||||
1D. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||||
1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | Management | For | For | ||||||||||
1G. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||||
1H. | Election of Director: Steven M. Rales | Management | For | For | ||||||||||
1I. | Election of Director: John T. Schwieters | Management | For | For | ||||||||||
1J. | Election of Director: Alan G. Spoon | Management | For | For | ||||||||||
1K. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||||||||
1L. | Election of Director: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation | Management | For | For | ||||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Shareholder | Against | For | ||||||||||
THE MANITOWOC COMPANY, INC. | ||||||||||||||
Security | 563571405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTW | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US5635714059 | Agenda | 935151732 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Roy V. Armes | For | For | |||||||||||
2 | Anne E. Bélec | For | For | |||||||||||
3 | Robert G. Bohn | For | For | |||||||||||
4 | Donald M. Condon, Jr. | For | For | |||||||||||
5 | Anne M. Cooney | For | For | |||||||||||
6 | Kenneth W. Krueger | For | For | |||||||||||
7 | C. David Myers | For | For | |||||||||||
8 | Barry L. Pennypacker | For | For | |||||||||||
9 | John C. Pfeifer | For | For | |||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
ALBEMARLE CORPORATION | ||||||||||||||
Security | 012653101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALB | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US0126531013 | Agenda | 935153469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
2A. | Election of Director: Mary Lauren Brlas | Management | For | For | ||||||||||
2B. | Election of Director: Luther C. Kissam IV | Management | For | For | ||||||||||
2C. | Election of Director: J. Kent Masters | Management | For | For | ||||||||||
2D. | Election of Director: Glenda J. Minor | Management | For | For | ||||||||||
2E. | Election of Director: James J. O'Brien | Management | For | For | ||||||||||
2F. | Election of Director: Diarmuid B. O'Connell | Management | For | For | ||||||||||
2G. | Election of Director: Dean L. Seavers | Management | For | For | ||||||||||
2H. | Election of Director: Gerald A. Steiner | Management | For | For | ||||||||||
2I. | Election of Director: Holly A. Van Deursen | Management | For | For | ||||||||||
2J. | Election of Director: Amb. Alejandro Wolff | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
STRYKER CORPORATION | ||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SYK | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US8636671013 | Agenda | 935153673 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||||
1B. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||||
1C. | Election of Director: Roch Doliveux, DVM | Management | For | For | ||||||||||
1D. | Election of Director: Allan C. Golston(Lead Independent Director) | Management | For | For | ||||||||||
1E. | Election of Director: Kevin A. Lobo(Chairman of the Board) | Management | For | For | ||||||||||
1F. | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||||
1G. | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||||
1H. | Election of Director: Lisa M. Skeete Tatum | Management | For | For | ||||||||||
1I. | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||||
1J. | Election of Director: Rajeev Suri | Management | For | For | ||||||||||
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Non-management employee representation on the Board of Directors. | Management | Against | For | ||||||||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | ||||||||||||||
Security | 419870100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HE | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US4198701009 | Agenda | 935154865 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peggy Y. Fowler# | For | For | |||||||||||
2 | Keith P. Russell# | For | For | |||||||||||
3 | Eva T. Zlotnicka# | For | For | |||||||||||
4 | Micah A. Kane* | For | For | |||||||||||
2. | Advisory vote to approve the compensation of HEI's named executive officers. | Management | For | For | ||||||||||
3. | Amendment of the HEI Amended and Restated Articles of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
4. | Amendment of the HEI Amended and Restated Articles of Incorporation to adopt a majority voting standard in uncontested director elections. | Management | For | For | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as HEI's independent registered public accountant for 2020. | Management | For | For | ||||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||||
Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2020 | ||||||||||||
ISIN | BMG578481068 | Agenda | 712361081 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2019 | Management | For | For | ||||||||||
3 | TO RE-ELECT JAMES RILEY AS A DIRECTOR | Management | Against | Against | ||||||||||
4 | TO RE-ELECT JULIAN HUI AS A DIRECTOR | Management | Against | Against | ||||||||||
5 | TO RE-ELECT ARCHIE KESWICK AS A DIRECTOR | Management | Against | Against | ||||||||||
6 | TO RE-ELECT JEREMY PARR AS A DIRECTOR | Management | Against | Against | ||||||||||
7 | TO RE-ELECT JAMES WATKINS AS A DIRECTOR | Management | Against | Against | ||||||||||
8 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
9 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 21.1 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF | Management | For | For | ||||||||||
SHARES OR OTHER SECURITIES ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 3.2 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||
LOOMIS AB | ||||||||||||||
Security | W5650X104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2020 | ||||||||||||
ISIN | SE0002683557 | Agenda | 712379191 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | ||||||||||||
7.A | PRESENTATION OF: THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
7.B | PRESENTATION OF: THE STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE- GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT APPLICABLE SINCE THE LAST AGM | Non-Voting | ||||||||||||
8.A | RESOLUTIONS REGARDING: ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER 31 DECEMBER 2019 | Management | No Action | |||||||||||
8.B | RESOLUTIONS REGARDING: APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND IS TO BE DISTRIBUTED FOR THE FINANCIAL YEAR 2019, AND THAT THE FUNDS AVAILABLE FOR DISTRIBUTION OF SEK 4,781,472,834, INCLUDING THIS YEAR'S PROFIT OF SEK 691,727,422, IS CARRIED FORWARD | Management | No Action | |||||||||||
8.C | RESOLUTIONS REGARDING: DISCHARGE OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 9 TO 12 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
9 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: SIX | Management | No Action | |||||||||||
10 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | No Action | |||||||||||
11 | ELECTION OF BOARD MEMBERS AND AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE- ELECTION OF THE BOARD MEMBERS ALF GORANSSON, LARS BLECKO, JOHAN LUNDBERG, JAN SVENSSON AND CECILIA DAUN WENNBORG, AND NEW ELECTION OF JEANETTE ALMBERG FOR THE PERIOD UP TO AND INCLUDING THE AGM 2021, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. INGRID BONDE HAS DECLINED RE- ELECTION. THE ACCOUNTING FIRM DELOITTE AB IS PROPOSED FOR RE-ELECTION FOR A PERIOD OF MANDATE OF ONE YEAR, IN ACCORDANCE WITH THE RECOMMENDATION OF THE AUDIT COMMITTEE. IN THE EVENT THAT DELOITTE AB IS ELECTED, THE ACCOUNTING FIRM HAS INFORMED THAT THE AUTHORIZED PUBLIC ACCOUNTANT PETER EKBERG WILL BE AUDITOR IN CHARGE | Management | No Action | |||||||||||
12 | RESOLUTION ON INSTRUCTIONS FOR APPOINTMENT OF THE NOMINATION COMMITTEE AND THE NOMINATION COMMITTEE'S ASSIGNMENT | Management | No Action | |||||||||||
13 | DETERMINATION OF GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management | No Action | |||||||||||
14 | RESOLUTION ON THE IMPLEMENTATION OF AN INCENTIVE SCHEME, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | No Action | |||||||||||
15 | RESOLUTION ON AMENDMENTS IN THE ARTICLES OF ASSOCIATION: PROPOSED WORDING SECTION 5, PROPOSED WORDING SECTION 9 PARA. 1, PROPOSED WORDING SECTION 12 (SECTION 13 OF THE CURRENT ARTICLES OF ASSOCIATION) AND PROPOSED WORDING SECTION 1 (UNAMENDED) | Management | No Action | |||||||||||
16 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
TIMKENSTEEL CORPORATION | ||||||||||||||
Security | 887399103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMST | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US8873991033 | Agenda | 935142024 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Randall H. Edwards | For | For | |||||||||||
2 | Leila L. Vespoli | For | For | |||||||||||
3 | Randall A. Wotring | For | For | |||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the TimkenSteel Corporation 2020 Equity and Incentive Compensation Plan. | Management | Against | Against | ||||||||||
BRUNSWICK CORPORATION | ||||||||||||||
Security | 117043109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BC | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US1170431092 | Agenda | 935145676 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
1B. | Election of Director: David C. Everitt | Management | For | For | ||||||||||
1C. | Election of Director: Lauren P. Flaherty | Management | For | For | ||||||||||
1D. | Election of Director: Joseph W. McClanathan | Management | For | For | ||||||||||
1E. | Election of Director: Jane L. Warner | Management | For | For | ||||||||||
1F. | Election of Director: Roger J. Wood | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US0078001056 | Agenda | 935147810 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen L W Lord USAF (Ret) | For | For | |||||||||||
7 | Martin Turchin | For | For | |||||||||||
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
DUCOMMUN INCORPORATED | ||||||||||||||
Security | 264147109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DCO | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US2641471097 | Agenda | 935151453 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard A. Baldridge | For | For | |||||||||||
2 | Stephen G. Oswald | For | For | |||||||||||
2. | Advisory resolution on executive compensation. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||||||
Security | 42806J106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HTZ | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US42806J1060 | Agenda | 935152241 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David A. Barnes | Management | For | For | ||||||||||
1B. | Election of Director: SungHwan Cho | Management | For | For | ||||||||||
1C. | Election of Director: Vincent J. Intrieri | Management | For | For | ||||||||||
1D. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||||
1E. | Election of Director: Kathryn V. Marinello | Management | For | For | ||||||||||
1F. | Election of Director: Anindita Mukherjee | Management | For | For | ||||||||||
1G. | Election of Director: Daniel A. Ninivaggi | Management | For | For | ||||||||||
1H. | Election of Director: Kevin M. Sheehan | Management | For | For | ||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered certified public accounting firm for the year 2020. | Management | For | For | ||||||||||
3. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
SALEM MEDIA GROUP, INC. | ||||||||||||||
Security | 794093104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SALM | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US7940931048 | Agenda | 935153849 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Stuart W. Epperson | Management | For | For | ||||||||||
1B. | Election of Director: Edward G. Atsinger III | Management | For | For | ||||||||||
1C. | Election of Director: Richard A. Riddle (independent director) | Management | For | For | ||||||||||
1D. | Election of Director: Eric H. Halvorson (independent director) | Management | For | For | ||||||||||
1E. | Election of Director: Heather W. Grizzle | Management | For | For | ||||||||||
2. | Proposal to ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
GRAY TELEVISION, INC. | ||||||||||||||
Security | 389375205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTNA | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US3893752051 | Agenda | 935157570 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hilton H. Howell, Jr. | For | For | |||||||||||
2 | Howell W. Newton | For | For | |||||||||||
3 | Richard L. Boger | For | For | |||||||||||
4 | T. L. Elder | For | For | |||||||||||
5 | Luis A. Garcia | For | For | |||||||||||
6 | Richard B. Hare | For | For | |||||||||||
7 | Robin R. Howell | For | For | |||||||||||
8 | Donald P. LaPlatney | For | For | |||||||||||
9 | Paul H. McTear | For | For | |||||||||||
2. | The approval, on a non-binding advisory basis, of the compensation of Gray Television, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
GRAY TELEVISION, INC. | ||||||||||||||
Security | 389375106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTN | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US3893751061 | Agenda | 935157570 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hilton H. Howell, Jr. | For | For | |||||||||||
2 | Howell W. Newton | For | For | |||||||||||
3 | Richard L. Boger | For | For | |||||||||||
4 | T. L. Elder | For | For | |||||||||||
5 | Luis A. Garcia | For | For | |||||||||||
6 | Richard B. Hare | For | For | |||||||||||
7 | Robin R. Howell | For | For | |||||||||||
8 | Donald P. LaPlatney | For | For | |||||||||||
9 | Paul H. McTear | For | For | |||||||||||
2. | The approval, on a non-binding advisory basis, of the compensation of Gray Television, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
AMETEK INC. | ||||||||||||||
Security | 031100100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AME | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US0311001004 | Agenda | 935166581 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of three years: Thomas A. Amato | Management | For | For | ||||||||||
1B. | Election of Director for a term of three years: Anthony J. Conti | Management | For | For | ||||||||||
1C. | Election of Director for a term of three years: Gretchen W. McClain | Management | For | For | ||||||||||
2. | Approval of the AMETEK, Inc. 2020 Omnibus Incentive Compensation Plan. | Management | For | For | ||||||||||
3. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | For | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
KINROSS GOLD CORPORATION | ||||||||||||||
Security | 496902404 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | KGC | Meeting Date | 06-May-2020 | |||||||||||
ISIN | CA4969024047 | Agenda | 935169309 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | IAN ATKINSON | For | For | |||||||||||
2 | JOHN A. BROUGH | For | For | |||||||||||
3 | KERRY D. DYTE | For | For | |||||||||||
4 | GLENN A. IVES | For | For | |||||||||||
5 | AVE G. LETHBRIDGE | For | For | |||||||||||
6 | ELIZABETH D. MCGREGOR | For | For | |||||||||||
7 | C. MCLEOD-SELTZER | For | For | |||||||||||
8 | KELLY J. OSBORNE | For | For | |||||||||||
9 | J. PAUL ROLLINSON | For | For | |||||||||||
10 | DAVID A. SCOTT | For | For | |||||||||||
2 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||
3 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS, A SPECIAL RESOLUTION REDUCING THE STATED CAPITAL OF THE COMPANY. | Management | For | For | ||||||||||
4 | TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO PASS AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
GIBRALTAR INDUSTRIES, INC. | ||||||||||||||
Security | 374689107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROCK | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US3746891072 | Agenda | 935174413 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark G. Barberio | Management | For | For | ||||||||||
1B. | Election of Director: William T. Bosway | Management | For | For | ||||||||||
1C. | Election of Director: Sharon M. Brady | Management | For | For | ||||||||||
1D. | Election of Director: Craig A. Hindman | Management | For | For | ||||||||||
1E. | Election of Director: Vinod M. Khilnani | Management | For | For | ||||||||||
1F. | Election of Director: Linda K. Myers | Management | For | For | ||||||||||
1G. | Election of Director: William P. Montague | Management | For | For | ||||||||||
1H. | Election of Director: James B. Nish | Management | For | For | ||||||||||
1I. | Election of Director: Atlee Valentine Pope | Management | For | For | ||||||||||
2. | Advisory approval on the company's executive compensation (Say- On-Pay). | Management | For | For | ||||||||||
3. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMOT | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US0193301092 | Agenda | 935180480 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: L.P. Duch | Management | For | For | ||||||||||
1B. | Election of Director: R.B. Engel | Management | For | For | ||||||||||
1C. | Election of Director: R.D. Federico | Management | For | For | ||||||||||
1D. | Election of Director: G.J. Laber | Management | For | For | ||||||||||
1E. | Election of Director: J.J. Tanous | Management | For | For | ||||||||||
1F. | Election of Director: R.S. Warzala | Management | For | For | ||||||||||
1G. | Election of Director: M.R. Winter | Management | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||||||||||
THE MARCUS CORPORATION | ||||||||||||||
Security | 566330106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MCS | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US5663301068 | Agenda | 935185656 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stephen H. Marcus | For | For | |||||||||||
2 | Diane Marcus Gershowitz | For | For | |||||||||||
3 | Allan H. Selig | For | For | |||||||||||
4 | Timothy E. Hoeksema | For | For | |||||||||||
5 | Bruce J. Olson | For | For | |||||||||||
6 | Philip L. Milstein | For | For | |||||||||||
7 | Gregory S. Marcus | For | For | |||||||||||
8 | Brian J. Stark | For | For | |||||||||||
9 | Katherine M. Gehl | For | For | |||||||||||
10 | David M. Baum | For | For | |||||||||||
2. | To approve, by advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | BMG507641022 | Agenda | 712379507 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||
3 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | Against | Against | ||||||||||
4 | TO RE-ELECT ADAM KESWICK AS A DIRECTOR | Management | Against | Against | ||||||||||
5 | TO RE-ELECT LINCOLN K.K. LEONG AS A DIRECTOR | Management | Against | Against | ||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
UNITED RENTALS, INC. | ||||||||||||||
Security | 911363109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | URI | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US9113631090 | Agenda | 935145474 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||
1B. | Election of Director: Marc A. Bruno | Management | For | For | ||||||||||
1C. | Election of Director: Matthew J. Flannery | Management | For | For | ||||||||||
1D. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||
1E. | Election of Director: Kim Harris Jones | Management | For | For | ||||||||||
1F. | Election of Director: Terri L. Kelly | Management | For | For | ||||||||||
1G. | Election of Director: Michael J. Kneeland | Management | For | For | ||||||||||
1H. | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||
1I. | Election of Director: Filippo Passerini | Management | For | For | ||||||||||
1J. | Election of Director: Donald C. Roof | Management | For | For | ||||||||||
1K. | Election of Director: Shiv Singh | Management | For | For | ||||||||||
2. | Ratification of Appointment of Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Approval of Proposed Amendment to the Certificate of Incorporation Granting Stockholders the Right to Act by Written Consent. | Management | For | For | ||||||||||
5. | Stockholder Proposal to Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | For | ||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US92343V1044 | Agenda | 935148406 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||||||||
5. | Special Shareholder Meetings | Shareholder | Against | For | ||||||||||
6. | Lobbying Activities Report | Shareholder | Abstain | Against | ||||||||||
7. | User Privacy Metric | Shareholder | Against | For | ||||||||||
8. | Amend Severance Approval Policy | Shareholder | Against | For | ||||||||||
AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
Security | 032037103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AP | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US0320371034 | Agenda | 935150437 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James J. Abel | For | For | |||||||||||
2 | William K. Lieberman | For | For | |||||||||||
3 | Stephen E. Paul | For | For | |||||||||||
4 | Carl H Pforzheimer, III | For | For | |||||||||||
2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWX | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US8448951025 | Agenda | 935152570 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
�� | 1 | Robert L. Boughner | For | For | ||||||||||
2 | José A. Cárdenas | For | For | |||||||||||
3 | Stephen C. Comer | For | For | |||||||||||
4 | John P. Hester | For | For | |||||||||||
5 | Jane Lewis-Raymond | For | For | |||||||||||
6 | Anne L. Mariucci | For | For | |||||||||||
7 | Michael J. Melarkey | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Thomas A. Thomas | For | For | |||||||||||
10 | Leslie T. Thornton | For | For | |||||||||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | ||||||||||
IDEX CORPORATION | ||||||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IEX | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US45167R1041 | Agenda | 935153433 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ANDREW K. SILVERNAIL | For | For | |||||||||||
2 | KATRINA L. HELMKAMP | For | For | |||||||||||
3 | MARK A. BECK | For | For | |||||||||||
4 | CARL R. CHRISTENSON | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2020. | Management | For | For | ||||||||||
4. | To consider a stockholder proposal regarding a report related to employee representation on the Company's Board of Directors, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US8923561067 | Agenda | 935154194 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cynthia T. Jamison | For | For | |||||||||||
2 | Ricardo Cardenas | For | For | |||||||||||
3 | Denise L. Jackson | For | For | |||||||||||
4 | Thomas A. Kingsbury | For | For | |||||||||||
5 | Ramkumar Krishnan | For | For | |||||||||||
6 | George MacKenzie | For | For | |||||||||||
7 | Edna K. Morris | For | For | |||||||||||
8 | Mark J. Weikel | For | For | |||||||||||
9 | Harry A. Lawton III | For | For | |||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020 | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve executive compensation | Management | For | For | ||||||||||
4. | To approve an amendment to the Certificate of Incorporation to eliminate the supermajority voting requirements contained therein | Management | For | For | ||||||||||
VECTRUS, INC. | ||||||||||||||
Security | 92242T101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VEC | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US92242T1016 | Agenda | 935154954 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director: William F. Murdy | Management | For | For | ||||||||||
1B. | Election of Class III Director: Melvin F. Parker | Management | For | For | ||||||||||
1C. | Election of Class III Director: Stephen L. Waechter | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Vectrus, Inc. Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
3. | Approval of an amendment and restatement of the Vectrus, Inc. 2014 Omnibus Incentive Plan. | Management | For | For | ||||||||||
4. | Approval, on advisory basis, of the compensation paid to our named executive officers. | Management | For | For | ||||||||||
PULTEGROUP, INC. | ||||||||||||||
Security | 745867101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PHM | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US7458671010 | Agenda | 935155665 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian P. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Bryce Blair | Management | For | For | ||||||||||
1C. | Election of Director: Richard W. Dreiling | Management | For | For | ||||||||||
1D. | Election of Director: Thomas J. Folliard | Management | For | For | ||||||||||
1E. | Election of Director: Cheryl W. Grisé | Management | For | For | ||||||||||
1F. | Election of Director: André J. Hawaux | Management | For | For | ||||||||||
1G. | Election of Director: Ryan R. Marshall | Management | For | For | ||||||||||
1H. | Election of Director: John R. Peshkin | Management | For | For | ||||||||||
1I. | Election of Director: Scott F. Powers | Management | For | For | ||||||||||
1J. | Election of Director: Lila Snyder | Management | For | For | ||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Say-on-pay: Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
CADENCE BANCORPORATION | ||||||||||||||
Security | 12739A100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CADE | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US12739A1007 | Agenda | 935155689 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Class III Director: William B. Harrison, Jr. | Management | For | For | ||||||||||
1B | Election of Class III Director: Joseph W. Evans | Management | For | For | ||||||||||
2. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
3. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate a supermajority vote provision. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate obsolete provisions. | Management | For | For | ||||||||||
5. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
6. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
WIDEOPENWEST, INC. | ||||||||||||||
Security | 96758W101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOW | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US96758W1018 | Agenda | 935157861 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jill Bright | Management | For | For | ||||||||||
1B. | Election of Director: Brian Cassidy | Management | For | For | ||||||||||
1C. | Election of Director: Angela Courtin | Management | For | For | ||||||||||
2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approve, by non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GHC | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US3846371041 | Agenda | 935160820 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christopher C. Davis | For | For | |||||||||||
2 | Anne M. Mulcahy | For | For | |||||||||||
3 | Larry D. Thompson | For | For | |||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MLI | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US6247561029 | Agenda | 935166593 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory L. Christopher | For | For | |||||||||||
2 | Elizabeth Donovan | For | For | |||||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||||
4 | Gary S. Gladstein | For | For | |||||||||||
5 | Scott J. Goldman | For | For | |||||||||||
6 | John B. Hansen | For | For | |||||||||||
7 | Terry Hermanson | For | For | |||||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
Security | 398231100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GRIF | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US3982311009 | Agenda | 935176506 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: David R. Bechtel | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Edgar M. Cullman, Jr. | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Frederick M. Danziger | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Gordon F. DuGan | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Michael S. Gamzon | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Jonathan P. May | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Molly North | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Amy Rose Silverman | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
2. | The ratification of the selection of RSM US LLP as Griffin's independent registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of Griffin's named executive officers as presented in Griffin's Proxy Statement. | Management | For | For | ||||||||||
4. | The approval of an amendment to Griffin's amended and restated certificate of incorporation to impose certain ownership and transfer restrictions. | Management | Abstain | Against | ||||||||||
5. | The approval of Griffin's reincorporation as a Maryland corporation, through and including a merger with and into our wholly owned subsidiary. | Management | Abstain | Against | ||||||||||
6. | The approval of the Griffin Industrial Realty, Inc. and Griffin Industrial, LLC 2020 Incentive Award Plan. | Management | For | For | ||||||||||
CHESAPEAKE UTILITIES CORPORATION | ||||||||||||||
Security | 165303108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPK | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US1653031088 | Agenda | 935182155 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lila A. Jaber | Management | For | For | ||||||||||
1B. | Election of Director: Thomas J. Bresnan | Management | For | For | ||||||||||
1C. | Election of Director: Ronald G. Forsythe, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Dianna F. Morgan | Management | For | For | ||||||||||
1E. | Election of Director: John R. Schimkaitis | Management | For | For | ||||||||||
2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. | Management | For | For | ||||||||||
SALVATORE FERRAGAMO S.P.A. | ||||||||||||||
Security | T80736100 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-May-2020 | ||||||||||||
ISIN | IT0004712375 | Agenda | 712389039 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 21 APR 2020 | Non-Voting | ||||||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS' REPORT ON 2019 MANAGEMENT. INTERNAL AND EXTERNAL AUDITORS' REPORTS. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED STATEMENT REGARDING NON-FINANCIAL INFORMATION REGARDING 2019 EXERCISE AS PER LEGISLATIVE DECREE 30 DECEMBER 2016, NO. 254. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
2 | NET INCOME ALLOCATION | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS INTERNAL-AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF- INTERNAL AUDITORS SINGLE SLATE | Non-Voting | ||||||||||||
3.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS. LIST PRESENTED BY FERRAGAMO FINANZIARIA S.P.A., REPRESENTING 54.276PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS: - GIOVANNI CROSTAROSA GUICCIARDI - PAOLA CARAMELLA - LORENZO GALEOTTI FLORI ALETERNATE AUDITORS: - STEFANO CAPEZZUOLI - ANTONELLA ANDREI | Shareholder | No Action | |||||||||||
3.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR SPA MANAGING FUND: AMUNDI RISPARMIO ITALIA, ANIMA SGR SPA MANAGING FUNDS: ANIMA FONDO TRADING, ANIMA VALORE GLOBALE, ANIMA MAGELLANO, FIDELITY INTERNATIONAL MANAGING FUND FIDELITY FUNDS | Shareholder | No Action | |||||||||||
- CONSUMER INDUSTRIES, FIDEURAM ASSET MANAGEMENT IRELAND MANAGING FUND: FONDOITALIA EQUITY ITALY, FIDEURAM INVESTIMENTI SGR SPA MANAGING FUND: PIANO AZIONI ITALIA, REPRESENTING TOGETHER 0.501205PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITOR: - ANDREA BALELLI ALTERNATE AUDITOR: - ROBERTO COCCIA | ||||||||||||||
4 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | No Action | |||||||||||
5 | TO STATE INTERNAL AUDITORS' EMOLUMENT | Management | No Action | |||||||||||
6 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER AND AS A CONSEQUENCE OF ARTICLES 2357 AND FOLLOWINGS OF THE ITALIAN CIVIL CODE, AND AS PER ARTICLE 132 OF THE LEGISLATIVE DECREE OF 28 FEBRUARY 1998 NO. 52 AND AS PER ARTICLE 144-BIS OF THE CONSOB REGULATION ADOPTED WITH RESOLUTION NO. 11971/1999 AND FURTHER AMENDMENTS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
7 | REWARDING POLICY: TO APPROVE THE FIRST SECTION OF THE REWARDING POLICY AND ON PAID EMOLUMENT. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
8 | RESOLUTIONS ON THE SECOND SECTION OF THE REWARDING POLICY AND ON PAID EMOLUMENT | Management | No Action | |||||||||||
THE TIMKEN COMPANY | ||||||||||||||
Security | 887389104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKR | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US8873891043 | Agenda | 935141907 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maria A. Crowe | For | For | |||||||||||
2 | Elizabeth A. Harrell | For | For | |||||||||||
3 | Richard G. Kyle | For | For | |||||||||||
4 | John A. Luke, Jr. | For | For | |||||||||||
5 | Christopher L. Mapes | For | For | |||||||||||
6 | James F. Palmer | For | For | |||||||||||
7 | Ajita G. Rajendra | For | For | |||||||||||
8 | Frank C. Sullivan | For | For | |||||||||||
9 | John M. Timken, Jr. | For | For | |||||||||||
10 | Ward J. Timken, Jr. | For | For | |||||||||||
11 | Jacqueline F. Woods | For | For | |||||||||||
2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | Consideration of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented. | Shareholder | Against | For | ||||||||||
ALLEGHANY CORPORATION | ||||||||||||||
Security | 017175100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | Y | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US0171751003 | Agenda | 935148278 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Ian H. Chippendale | Management | For | For | ||||||||||
1.2 | Election of Director: Weston M. Hicks | Management | For | For | ||||||||||
1.3 | Election of Director: Jefferson W. Kirby | Management | For | For | ||||||||||
2. | Say-on-Pay: Advisory vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | For | For | ||||||||||
3. | Ratification of Independent Registered Public Accounting Firm: Ratification of selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||||
Security | 01741R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATI | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US01741R1023 | Agenda | 935150603 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: James C. Diggs | Management | For | For | ||||||||||
1.2 | Election of Director: J. Brett Harvey | Management | For | For | ||||||||||
1.3 | Election of Director: David J. Morehouse | Management | For | For | ||||||||||
2. | Approval of the Company's 2020 Incentive Plan. | Management | For | For | ||||||||||
3. | Advisory vote to approve the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Ratification of the selection of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | ||||||||||
FRANKLIN ELECTRIC CO., INC. | ||||||||||||||
Security | 353514102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FELE | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US3535141028 | Agenda | 935153445 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David T. Brown | Management | For | For | ||||||||||
1B. | Election of Director: Victor D. Grizzle | Management | For | For | ||||||||||
1C. | Election of Director: Thomas R. VerHage | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US7607591002 | Agenda | 935153457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1C. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1D. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1E. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1F. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||
1G. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1I. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1J. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Proposal to approve the Republic Services, Inc. 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
STATE AUTO FINANCIAL CORPORATION | ||||||||||||||
Security | 855707105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STFC | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US8557071052 | Agenda | 935155211 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David R. Meuse# | For | For | |||||||||||
2 | Setareh Pouraghabagher# | For | For | |||||||||||
3 | S. Elaine Roberts# | For | For | |||||||||||
4 | Dwight E. Smith* | For | For | |||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as State Auto Financial Corporation's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Non-binding and advisory vote on the compensation of State Auto Financial Corporation's Named Executive Officers as disclosed in the Proxy Statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OII | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US6752321025 | Agenda | 935169599 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William B. Berry | Management | For | For | ||||||||||
1B. | Election of Director: T. Jay Collins | Management | For | For | ||||||||||
1C. | Election of Director: Jon Erik Reinhardsen | Management | For | For | ||||||||||
2. | Approval of the 2020 Incentive Plan. | Management | For | For | ||||||||||
3. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2020. | Management | For | For | ||||||||||
SORL AUTO PARTS, INC. | ||||||||||||||
Security | 78461U101 | Meeting Type | Special | |||||||||||
Ticker Symbol | SORL | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US78461U1016 | Agenda | 935181482 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of November 29, 2019, as it may be amended from time to time (the "Merger Agreement"), by and among Ruili International Inc., Ruili International Merger Sub Inc. ("Merger Sub") and SORL Auto Parts, Inc. (the "Company"), pursuant to which it is contemplated that Merger Sub will merge with and into the Company, with the Company as the surviving Corporation of the merger. | Management | For | For | ||||||||||
2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For | ||||||||||
MKS INSTRUMENTS, INC. | ||||||||||||||
Security | 55306N104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MKSI | Meeting Date | 11-May-2020 | |||||||||||
ISIN | US55306N1046 | Agenda | 935153572 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph B. Donahue | For | For | |||||||||||
2 | Janice K. Henry | For | For | |||||||||||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
LANDS' END, INC. | ||||||||||||||
Security | 51509F105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LE | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US51509F1057 | Agenda | 935155677 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert Galvin | For | For | |||||||||||
2 | Jerome S. Griffith | For | For | |||||||||||
3 | Elizabeth Leykum | For | For | |||||||||||
4 | Josephine Linden | For | For | |||||||||||
5 | John T. McClain | For | For | |||||||||||
6 | Maureen Mullen | For | For | |||||||||||
7 | Jignesh Patel | For | For | |||||||||||
8 | Jonah Staw | For | For | |||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
LAWSON PRODUCTS, INC. | ||||||||||||||
Security | 520776105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LAWS | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US5207761058 | Agenda | 935159144 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. Bryan King | For | For | |||||||||||
2 | Charles D. Hale | For | For | |||||||||||
2. | Ratification of the Appointment of BDO USA, LLP | Management | For | For | ||||||||||
3. | To approve, in a non-binding vote, the compensation of our named executive officers | Management | For | For | ||||||||||
4. | To approve an amendment to our Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
5. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for future amendments to our By-laws | Management | For | For | ||||||||||
6. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for removal of directors | Management | For | For | ||||||||||
7. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for future amendments to our Certificate of Incorporation | Management | For | For | ||||||||||
8. | To approve an amendment to our Certificate of Incorporation to remove limits on the number of directors | Management | For | For | ||||||||||
9. | To approve an amendment to our Certificate of Incorporation to remove cumulative voting | Management | Against | Against | ||||||||||
10 | To approve an amendment to our Certificate of Incorporation to modify stockholder proposal procedures | Management | Against | Against | ||||||||||
11. | To approve an amendment to our Certificate of Incorporation to allow stockholders to call special meetings of stockholders | Management | For | For | ||||||||||
12. | To approve an amendment to our Certificate of Incorporation to eliminate supermajority voting requirements for specific transactions and to opt out of Section 203 of the Delaware General Corporate Law | Management | For | For | ||||||||||
13. | To amend the Certificate of Incorporation to eliminate current Article Seventeenth regarding combination proposals | Management | For | For | ||||||||||
14. | To amend the Certificate of Incorporation and authorize the Integration and Restatement of the Certificate of Incorporation | Management | For | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNM | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US69349H1077 | Agenda | 935160680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
1b. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
1c. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
1d. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
1e. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
1f. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
1g. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
1h. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
1i. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
1j. | Election of Director: Bruce W. Wilkinson | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | ||||||||||
4. | Publish a report on coal combustion residual matters at San Juan Generating Station. | Shareholder | Abstain | Against | ||||||||||
CHART INDUSTRIES, INC. | ||||||||||||||
Security | 16115Q308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTLS | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US16115Q3083 | Agenda | 935162266 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Carey Chen | For | For | |||||||||||
2 | Jillian C. Evanko | For | For | |||||||||||
3 | Steven W. Krablin | For | For | |||||||||||
4 | Singleton B. McAllister | For | For | |||||||||||
5 | Michael L. Molinini | For | For | |||||||||||
6 | David M. Sagehorn | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
RUSH ENTERPRISES, INC. | ||||||||||||||
Security | 781846308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RUSHB | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US7818463082 | Agenda | 935165945 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | W.M. Rusty Rush | For | For | |||||||||||
2 | Thomas A. Akin | For | For | |||||||||||
�� | 3 | James C. Underwood | For | For | ||||||||||
4 | Raymond J. Chess | For | For | |||||||||||
5 | William H. Cary | For | For | |||||||||||
6 | Dr. Kennon H. Guglielmo | For | For | |||||||||||
7 | Elaine Mendoza | For | For | |||||||||||
2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||
3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
5. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2020 FISCAL YEAR. | Management | For | For | ||||||||||
TENNECO INC. | ||||||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEN | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US8803491054 | Agenda | 935166000 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Roy V. Armes | Management | For | For | ||||||||||
1B. | Election of Director: SungHwan Cho | Management | For | For | ||||||||||
1C. | Election of Director: Thomas C. Freyman | Management | For | For | ||||||||||
1D. | Election of Director: Denise Gray | Management | For | For | ||||||||||
1E. | Election of Director: Brian J. Kesseler | Management | For | For | ||||||||||
1F. | Election of Director: Dennis J. Letham | Management | For | For | ||||||||||
1G. | Election of Director: James S. Metcalf | Management | For | For | ||||||||||
1H. | Election of Director: Aleksandra A. Miziolek | Management | For | For | ||||||||||
1I. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||||||||
1J. | Election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||
1K. | Election of Director: Jane L. Warner | Management | For | For | ||||||||||
2. | Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2020. | Management | For | For | ||||||||||
3. | Approve executive compensation in an advisory vote. | Management | For | For | ||||||||||
4. | Approve the Tenneco Inc. 2006 Long-Term Incentive Plan, as amended and restated. | Management | For | For | ||||||||||
MSA SAFETY INCORPORATED | ||||||||||||||
Security | 553498106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSA | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US5534981064 | Agenda | 935166656 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William M. Lambert | For | For | |||||||||||
2 | Diane M. Pearse | For | For | |||||||||||
3 | Nishan J. Vartanian | For | For | |||||||||||
2. | Selection of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
TYLER TECHNOLOGIES, INC. | ||||||||||||||
Security | 902252105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||||||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||||||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||||||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||||||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||||||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||||||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||||||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||||||||
QUIDEL CORPORATION | ||||||||||||||
Security | 74838J101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QDEL | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US74838J1016 | Agenda | 935195037 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Douglas C. Bryant | For | For | |||||||||||
2 | Kenneth F. Buechler | For | For | |||||||||||
3 | Edward L. Michael | For | For | |||||||||||
4 | Kathy P. Ordoñez | For | For | |||||||||||
5 | Mary Lake Polan | For | For | |||||||||||
6 | Jack W. Schuler | For | For | |||||||||||
7 | Charles P. Slacik | For | For | |||||||||||
8 | Matthew W. Strobeck | For | For | |||||||||||
9 | Kenneth J. Widder | For | For | |||||||||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
INSPIRED ENTERTAINMENT, INC. | ||||||||||||||
Security | 45782N108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INSE | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US45782N1081 | Agenda | 935195859 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | A. Lorne Weil | For | For | |||||||||||
2 | Michael R. Chambrello | For | For | |||||||||||
3 | M. Alexander Hoye | For | For | |||||||||||
4 | Ira H. Raphaelson | For | For | |||||||||||
5 | Desirée G. Rogers | For | For | |||||||||||
6 | Steven M. Saferin | For | For | |||||||||||
7 | John M. Vandemore | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive Officers (Say-on-Pay). | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the frequency of the advisory Vote on Say-on-Pay in future years (Say-on- Frequency). | Management | 3 Years | For | ||||||||||
4. | To ratify the appointment of Marcum LLP as the independent auditor of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
ULTRA ELECTRONICS HOLDINGS PLC | ||||||||||||||
Security | G9187G103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||
ISIN | GB0009123323 | Agenda | 712414185 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT & ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY 2020 | Management | For | For | ||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Against | Against | ||||||||||
4 | TO AMEND THE LTIP RULES | Management | For | For | ||||||||||
5 | TO ELECT MR. M. J. SCLATER AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO ELECT MR. D. SHOOK AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MS. G. GOPALAN AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT MS. V. HULL AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT MR. S. PRYCE AS A DIRECTOR | Management | For | For | ||||||||||
11 | TO ELECT MR. W. A. RICE AS A DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||||||
13 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY | Management | For | For | ||||||||||
15 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO 5% OF THE COMPANY'S SHARE CAPITAL | Management | For | For | ||||||||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO AN ADDITIONAL 5% OF THE COMPANY'S SHARE CAPITAL (IN CERTAIN CIRCUMSTANCES) | Management | For | For | ||||||||||
17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
18 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
19 | TO PERMIT GENERAL MEETINGS TO BE HELD ON 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
F.N.B. CORPORATION | ||||||||||||||
Security | 302520101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FNB | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US3025201019 | Agenda | 935152102 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Pamela A. Bena | For | For | |||||||||||
2 | William B. Campbell | For | For | |||||||||||
3 | James D. Chiafullo | For | For | |||||||||||
4 | Vincent J. Delie, Jr. | For | For | |||||||||||
5 | Mary Jo Dively | For | For | |||||||||||
6 | Robert A. Hormell | For | For | |||||||||||
7 | David J. Malone | For | For | |||||||||||
8 | Frank C. Mencini | For | For | |||||||||||
9 | David L. Motley | For | For | |||||||||||
10 | Heidi A. Nicholas | For | For | |||||||||||
11 | John S. Stanik | For | For | |||||||||||
12 | William J. Strimbu | For | For | |||||||||||
2. | Approval and adoption of an Amendment and Restatement of the 2007 F.N.B. Corporation Incentive Compensation Plan. | Management | For | For | ||||||||||
3. | Advisory approval of the 2019 named executive officer compensation. | Management | For | For | ||||||||||
4. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
Security | 942749102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTS | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US9427491025 | Agenda | 935156768 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christopher L. Conway | For | For | |||||||||||
2 | David A. Dunbar | For | For | |||||||||||
3 | Louise K. Goeser | For | For | |||||||||||
4 | Jes Munk Hansen | For | For | |||||||||||
5 | W. Craig Kissel | For | For | |||||||||||
6 | Joseph T. Noonan | For | For | |||||||||||
7 | Robert J. Pagano, Jr. | For | For | |||||||||||
8 | Merilee Raines | For | For | |||||||||||
9 | Joseph W. Reitmeier | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | ||||||||||||||
Security | 70959W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAG | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US70959W1036 | Agenda | 935158483 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John D. Barr | For | For | |||||||||||
2 | Lisa Davis | For | For | |||||||||||
3 | Wolfgang Dürheimer | For | For | |||||||||||
4 | Michael R. Eisenson | For | For | |||||||||||
5 | Robert H. Kurnick, Jr. | For | For | |||||||||||
6 | Kimberly J. McWaters | For | For | |||||||||||
7 | Greg Penske | For | For | |||||||||||
8 | Roger S. Penske | For | For | |||||||||||
9 | Sandra E. Pierce | For | For | |||||||||||
10 | Greg C. Smith | For | For | |||||||||||
11 | Ronald G. Steinhart | For | For | |||||||||||
12 | H. Brian Thompson | For | For | |||||||||||
13 | Masashi Yamanaka | For | For | |||||||||||
2. | Approval of our 2020 Equity Incentive Plan | Management | Against | Against | ||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for 2020 | Management | For | For | ||||||||||
4. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
DUNKIN' BRANDS GROUP, INC. | ||||||||||||||
Security | 265504100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DNKN | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US2655041000 | Agenda | 935161517 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Boff | Management | For | For | ||||||||||
1B. | Election of Director: Irene Chang Britt | Management | For | For | ||||||||||
1C. | Election of Director: Michael Hines | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation paid by Dunkin' Brands to its named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as Dunkin' Brands independent registered public accounting firm for the current fiscal year ending December 26, 2020. | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935161694 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sandra L Helton | For | For | |||||||||||
2 | Sharon Wienbar | For | For | |||||||||||
3 | Benjamin Wolin | For | For | |||||||||||
2. | The ratification of the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, by a non-binding, advisory vote, the 2019 compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve, by a non- binding, advisory vote, the frequency of future shareholder advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||
Security | 603158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTX | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US6031581068 | Agenda | 935165351 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph C. Breunig | Management | For | For | ||||||||||
1B. | Election of Director: Alison A. Deans | Management | For | For | ||||||||||
1C. | Election of Director: Duane R. Dunham | Management | For | For | ||||||||||
1D. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve 2019 named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of an Amendment of the 2015 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
QUAKER HOUGHTON | ||||||||||||||
Security | 747316107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KWR | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US7473161070 | Agenda | 935174033 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald R. Caldwell | Management | For | For | ||||||||||
1B. | Election of Director: Robert H. Rock | Management | For | For | ||||||||||
1C. | Election of Director: Ramaswami Seshasayee | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
HC2 HOLDINGS, INC. | ||||||||||||||
Security | 404139107 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | HCHC | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US4041391073 | Agenda | 935175869 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal 1. Bylaw Restoration Proposal: Suspend, render temporarily ineffective and stay any change, modification, repeal or any other amendment to the Fourth Amended and Restated Bylaws of the Company not already adopted by the Board and publicly disclosed on or before March 12, 2019 (each a "Bylaw Amendment"), until the stockholders of the Company have approved each Bylaw Amendment at the next annual or special meeting and/or by written consent. ( For = Consent, Against = Do Not Consent ) | Management | For | For | ||||||||||
2a. | Remove from the board of directors of the Company (the "Board") without cause: Philip A. Falcone ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
2b. | Remove from the board of directors of the Company (the "Board") without cause: Robert V. Leffler, Jr. ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
2c. | Remove from the board of directors of the Company (the "Board") without cause: Wayne Barr, Jr. ( For = Consent, Against = Do Not Consent ) | Management | For | For | ||||||||||
2d. | Remove from the board of directors of the Company (the "Board") without cause: Warren H. Gfeller ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
2e. | Remove from the board of directors of the Company (the "Board") without cause: Lee Hillman ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
2f. | Remove from the board of directors of the Company (the "Board") without cause: Julie Springer ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
3a. | Elect to serve as director of the company: George Brokaw ( For = Consent, Against = Do Not Consent ) | Management | For | For | ||||||||||
3b. | Elect to serve as director of the company: Kenneth Courtis ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
3c. | Elect to serve as director of the company: Michael Gorzynski ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
3d. | Elect to serve as director of the company: Robin Greenwood ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
3e. | Elect to serve as director of the company: Liesl Hickey ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
3f. | Elect to serve as director of the company: Jay Newman ( For = Consent, Against = Do Not Consent ) | Management | Against | Against | ||||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RHP | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US78377T1079 | Agenda | 935180478 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
1D. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
1E. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
1F. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Colin Reed | Management | For | For | ||||||||||
1H. | Election of Director: Michael Roth | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
ICU MEDICAL, INC. | ||||||||||||||
Security | 44930G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ICUI | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US44930G1076 | Agenda | 935185959 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Vivek Jain | For | For | |||||||||||
2 | George A. Lopez, M.D | For | For | |||||||||||
3 | Robert S. Swinney, M.D | For | For | |||||||||||
4 | David C. Greenberg | For | For | |||||||||||
5 | Elisha W. Finney | For | For | |||||||||||
6 | David F. Hoffmeister | For | For | |||||||||||
7 | Donald M. Abbey | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||||
Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||||
ISIN | HK0045000319 | Agenda | 712343374 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0402/2020040202161.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0402/2020040202183.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
3.A | TO RE-ELECT MR ANDREW CLIFFORD WINAWER BRANDLER AS DIRECTOR | Management | Against | Against | ||||||||||
3.B | TO RE-ELECT MR CLEMENT KING MAN KWOK AS DIRECTOR | Management | For | For | ||||||||||
3.C | TO RE-ELECT MR WILLIAM ELKIN MOCATTA AS DIRECTOR | Management | For | For | ||||||||||
3.D | TO RE-ELECT MR PIERRE ROGER BOPPE AS DIRECTOR | Management | For | For | ||||||||||
3.E | TO RE-ELECT DR WILLIAM KWOK LUN FUNG AS DIRECTOR | Management | Against | Against | ||||||||||
4 | TO RE-APPOINT KPMG AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
5 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Against | Against | ||||||||||
6 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||||
7 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (5) | Management | Against | Against | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US42704L1044 | Agenda | 935150045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||||
1B. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||||
1E. | Election of Director: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||||
1G. | Election of Director: Jean K. Holley | Management | For | For | ||||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1I. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||||
1J. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
1K. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
CTS CORPORATION | ||||||||||||||
Security | 126501105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CTS | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US1265011056 | Agenda | 935152049 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | P. K. Collawn | For | For | |||||||||||
2 | G. Hunter | For | For | |||||||||||
3 | W. S. Johnson | For | For | |||||||||||
4 | Y.J. Li | For | For | |||||||||||
5 | K. O'Sullivan | For | For | |||||||||||
6 | R. A. Profusek | For | For | |||||||||||
7 | A. G. Zulueta | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as CTS's independent auditor for 2020. | Management | For | For | ||||||||||
4. | Approval of Amendments to the CTS Articles of Incorporation Principally to Allow Shareholders to Amend CTS' By-Laws. | Management | For | For | ||||||||||
COVANTA HOLDING CORPORATION | ||||||||||||||
Security | 22282E102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVA | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US22282E1029 | Agenda | 935152176 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David M. Barse | For | For | |||||||||||
2 | Ronald J. Broglio | For | For | |||||||||||
3 | Peter C.B. Bynoe | For | For | |||||||||||
4 | Linda J. Fisher | For | For | |||||||||||
5 | Joseph M. Holsten | For | For | |||||||||||
6 | Stephen J. Jones | For | For | |||||||||||
7 | Owen Michaelson | For | For | |||||||||||
8 | Danielle Pletka | For | For | |||||||||||
9 | Michael W. Ranger | For | For | |||||||||||
10 | Robert S. Silberman | For | For | |||||||||||
11 | Jean Smith | For | For | |||||||||||
12 | Samuel Zell | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Covanta Holding Corporation's independent registered public accountants for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
THE BOSTON BEER COMPANY, INC. | ||||||||||||||
Security | 100557107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SAM | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US1005571070 | Agenda | 935152784 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Meghan V. Joyce | For | For | |||||||||||
2 | Michael Spillane | For | For | |||||||||||
3 | Jean-Michel Valette | For | For | |||||||||||
2. | Advisory vote to approve our Named Executive Officers' executive compensation. | Management | For | For | ||||||||||
ALBANY INTERNATIONAL CORP. | ||||||||||||||
Security | 012348108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AIN | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US0123481089 | Agenda | 935158659 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christine L. Standish | For | For | |||||||||||
2 | Erland E. Kailbourne | For | For | |||||||||||
3 | John F. Cassidy Jr. | For | For | |||||||||||
4 | John R. Scannell | For | For | |||||||||||
5 | Katharine L. Plourde | For | For | |||||||||||
6 | A. William Higgins | For | For | |||||||||||
7 | Kenneth W. Krueger | For | For | |||||||||||
8 | Lee C. Wortham | For | For | |||||||||||
9 | Mark J. Murphy | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent auditor. | Management | For | For | ||||||||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
4. | To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. | Management | For | For | ||||||||||
DRIL-QUIP, INC. | ||||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DRQ | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US2620371045 | Agenda | 935159257 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Blake T. DeBerry | Management | For | For | ||||||||||
1.2 | Election of Director: John V. Lovoi | Management | For | For | ||||||||||
2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve compensation of the Company's named executive officers. | Management | For | For | ||||||||||
IRIDIUM COMMUNICATIONS INC. | ||||||||||||||
Security | 46269C102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IRDM | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US46269C1027 | Agenda | 935159283 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert H. Niehaus | For | For | |||||||||||
2 | Thomas C. Canfield | For | For | |||||||||||
3 | Matthew J. Desch | For | For | |||||||||||
4 | Thomas J. Fitzpatrick | For | For | |||||||||||
5 | Jane L. Harman | For | For | |||||||||||
6 | Alvin B. Krongard | For | For | |||||||||||
7 | Suzanne E. McBride | For | For | |||||||||||
8 | Admiral Eric T. Olson | For | For | |||||||||||
9 | Steven B. Pfeiffer | For | For | |||||||||||
10 | Parker W. Rush | For | For | |||||||||||
11 | Henrik O. Schliemann | For | For | |||||||||||
12 | Barry J. West | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIC | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US55608B1052 | Agenda | 935160363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
O'REILLY AUTOMOTIVE, INC. | ||||||||||||||
Security | 67103H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORLY | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US67103H1077 | Agenda | 935162468 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David O'Reilly | Management | For | For | ||||||||||
1B. | Election of Director: Larry O'Reilly | Management | For | For | ||||||||||
1C. | Election of Director: Greg Henslee | Management | For | For | ||||||||||
1D. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||
1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | ||||||||||
1F. | Election of Director: John R. Murphy | Management | For | For | ||||||||||
1G. | Election of Director: Dana M. Perlman | Management | For | For | ||||||||||
1H. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1I. | Election of Director: Andrea M. Weiss | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve a proposal to amend the Articles of Incorporation to reduce stock ownership required for shareholders to call a special meeting. | Management | For | For | ||||||||||
5. | To approve a proposal to amend the Articles of Incorporation to delete unnecessary and outdated language related to classification of Board and to reflect other non-substantive revisions. | Management | For | For | ||||||||||
6. | Shareholder proposal relating to material human capital risks and opportunities. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | Against | For | ||||||||||
TEREX CORPORATION | ||||||||||||||
Security | 880779103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEX | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US8807791038 | Agenda | 935165147 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Paula H.J. Cholmondeley | Management | For | For | ||||||||||
1B. | Election of Director: Don DeFosset | Management | For | For | ||||||||||
1C. | Election of Director: John L. Garrison Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1E. | Election of Director: Raimund Klinkner | Management | For | For | ||||||||||
1F. | Election of Director: Sandie O'Connor | Management | For | For | ||||||||||
1G. | Election of Director: Andra Rush | Management | For | For | ||||||||||
1H. | Election of Director: David A. Sachs | Management | For | For | ||||||||||
2. | To approve the compensation of the company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2020. | Management | For | For | ||||||||||
SIGNATURE AVIATION PLC | ||||||||||||||
Security | G8127H114 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | ||||||||||||
ISIN | GB00BKDM7X41 | Agenda | 712338741 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | RE-ELECT AMEE CHANDE AS DIRECTOR | Management | For | For | ||||||||||
3 | RE-ELECT DAVID CROOK AS DIRECTOR | Management | For | For | ||||||||||
4 | RE-ELECT WAYNE EDMUNDS AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT PETER EDWARDS AS DIRECTOR | Management | For | For | ||||||||||
6 | RE-ELECT EMMA GILTHORPE AS DIRECTOR | Management | For | For | ||||||||||
7 | RE-ELECT VICTORIA JARMAN AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT MARK JOHNSTONE AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT STEPHEN KING AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT SIR NIGEL RUDD AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT PETER VENTRESS AS DIRECTOR | Management | For | For | ||||||||||
12 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||
13 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
14 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
15 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||
MACY'S INC. | ||||||||||||||
Security | 55616P104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | M | Meeting Date | 15-May-2020 | |||||||||||
ISIN | US55616P1049 | Agenda | 935163888 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David P. Abney | Management | For | For | ||||||||||
1B. | Election of Director: Francis S. Blake | Management | For | For | ||||||||||
1C. | Election of Director: Torrence N. Boone | Management | For | For | ||||||||||
1D. | Election of Director: John A. Bryant | Management | For | For | ||||||||||
1E. | Election of Director: Deirdre P. Connelly | Management | For | For | ||||||||||
1F. | Election of Director: Jeff Gennette | Management | For | For | ||||||||||
1G. | Election of Director: Leslie D. Hale | Management | For | For | ||||||||||
1H. | Election of Director: William H. Lenehan | Management | For | For | ||||||||||
1I. | Election of Director: Sara Levinson | Management | For | For | ||||||||||
1J. | Election of Director: Joyce M. Roché | Management | For | For | ||||||||||
1K. | Election of Director: Paul C. Varga | Management | For | For | ||||||||||
1L. | Election of Director: Marna C. Whittington | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
NVENT ELECTRIC PLC | ||||||||||||||
Security | G6700G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVT | Meeting Date | 15-May-2020 | |||||||||||
ISIN | IE00BDVJJQ56 | Agenda | 935166707 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian M. Baldwin | Management | For | For | ||||||||||
1B. | Election of Director: Jerry W. Burris | Management | For | For | ||||||||||
1C. | Election of Director: Susan M. Cameron | Management | For | For | ||||||||||
1D. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||||
1E. | Election of Director: Randall J. Hogan | Management | For | For | ||||||||||
1F. | Election of Director: Ronald L. Merriman | Management | For | For | ||||||||||
1G. | Election of Director: Nicola T. Palmer | Management | For | For | ||||||||||
1H. | Election of Director: Herbert K. Parker | Management | For | For | ||||||||||
1I. | Election of Director: Beth Wozniak | Management | For | For | ||||||||||
1J. | Election of Director: Jacqueline Wright | Management | For | For | ||||||||||
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers | Management | For | For | ||||||||||
3. | Approve an Amendment to the nVent Electric plc 2018 Omnibus Incentive Plan | Management | Against | Against | ||||||||||
4. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditors' Remuneration | Management | For | For | ||||||||||
5. | Authorize the Price Range at which nVent Electric plc can Re-Allot Treasury Shares (Special Resolution) | Management | For | For | ||||||||||
CHINA TONTINE WINES GROUP LTD | ||||||||||||||
Security | G215A4107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-May-2020 | ||||||||||||
ISIN | BMG215A41075 | Agenda | 712308394 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0326/2020032601741.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0326/2020032601737.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2.A | TO RE-ELECT MS WANG LIJUN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
2.B | TO RE-ELECT MR YANG QIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
2.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
3 | TO RE-APPOINT ZHONGHUI ANDA CPA LIMITED AS THE AUDITOR OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH UNISSUED SHARES OF HKD 0.01 EACH IN THE SHARE CAPITAL OF THE COMPANY, THE AGGREGATE NUMBER OF WHICH SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE IN THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES UP TO 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE IN THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
6 | TO ADD THE NUMBER OF SHARES IN THE COMPANY BOUGHT BACK BY THE COMPANY UNDER RESOLUTION NO. 5 ABOVE TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 4 ABOVE | Management | Against | Against | ||||||||||
GNC HOLDINGS, INC. | ||||||||||||||
Security | 36191G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GNC | Meeting Date | 18-May-2020 | |||||||||||
ISIN | US36191G1076 | Agenda | 935169068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hsing Chow | For | For | |||||||||||
2 | Alan D. Feldman | For | For | |||||||||||
3 | Michael F. Hines | For | For | |||||||||||
4 | Amy B. Lane | For | For | |||||||||||
5 | Rachel Lau | For | For | |||||||||||
6 | Philip E. Mallott | For | For | |||||||||||
7 | Kenneth A. Martindale | For | For | |||||||||||
8 | Michele S. Meyer | For | For | |||||||||||
9 | Robert F. Moran | For | For | |||||||||||
10 | Alan Wan | For | For | |||||||||||
11 | Yong Kai Wong | For | For | |||||||||||
2. | The adoption, by non-binding vote, of the advisory resolution to approve the compensation paid to the Company's named executive officers in 2019, as disclosed in the proxy materials. | Management | Abstain | Against | ||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company's 2020 fiscal year. | Management | For | For | ||||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
Security | 85814R107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPLP | Meeting Date | 18-May-2020 | |||||||||||
ISIN | US85814R1077 | Agenda | 935170984 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. McNiff | For | For | |||||||||||
2 | Joseph L. Mullen | For | For | |||||||||||
3 | General Richard I. Neal | For | For | |||||||||||
4 | Lon Rosen | For | For | |||||||||||
5 | Eric P. Karros | For | For | |||||||||||
6 | James Benenson III | For | For | |||||||||||
7 | Rory H. Tahari | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of the 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 500,000. | Management | For | For | ||||||||||
CHEMED CORPORATION | ||||||||||||||
Security | 16359R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHE | Meeting Date | 18-May-2020 | |||||||||||
ISIN | US16359R1032 | Agenda | 935180947 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin J. McNamara | Management | For | For | ||||||||||
1B. | Election of Director: Ron DeLyons | Management | For | For | ||||||||||
1C. | Election of Director: Joel F. Gemunder | Management | For | For | ||||||||||
1D. | Election of Director: Patrick P. Grace | Management | For | For | ||||||||||
1E. | Election of Director: Christopher J. Heaney | Management | For | For | ||||||||||
1F. | Election of Director: Thomas C. Hutton | Management | For | For | ||||||||||
1G. | Election of Director: Andrea R. Lindell | Management | For | For | ||||||||||
1H. | Election of Director: Thomas P. Rice | Management | For | For | ||||||||||
1I. | Election of Director: Donald E. Saunders | Management | For | For | ||||||||||
1J. | Election of Director: George J. Walsh III | Management | For | For | ||||||||||
2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | Abstain | Against | ||||||||||
PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||||
Security | 74731Q103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PZN | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US74731Q1031 | Agenda | 935157013 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard S. Pzena | For | For | |||||||||||
2 | John P. Goetz | For | For | |||||||||||
3 | William L. Lipsey | For | For | |||||||||||
4 | Steven M. Galbraith | For | For | |||||||||||
5 | Joel M. Greenblatt | For | For | |||||||||||
6 | Richard P. Meyerowich | For | For | |||||||||||
7 | Charles D. Johnston | For | For | |||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Vote on an advisory basis to approve the compensation of our Company's named executive officers. | Management | For | For | ||||||||||
H&E EQUIPMENT SERVICES, INC. | ||||||||||||||
Security | 404030108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HEES | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US4040301081 | Agenda | 935157758 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John M. Engquist | For | For | |||||||||||
2 | Bradley W. Barber | For | For | |||||||||||
3 | Paul N. Arnold | For | For | |||||||||||
4 | Gary W. Bagley | For | For | |||||||||||
5 | Bruce C. Bruckmann | For | For | |||||||||||
6 | Patrick L. Edsell | For | For | |||||||||||
7 | Thomas J. Galligan III | For | For | |||||||||||
8 | Lawrence C. Karlson | For | For | |||||||||||
9 | John T. Sawyer | For | For | |||||||||||
10 | Mary P. Thompson | For | For | |||||||||||
2. | Ratification of appointment of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | USM | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US9116841084 | Agenda | 935166567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. S. Crowley | For | For | |||||||||||
2 | G. P. Josefowicz | For | For | |||||||||||
3 | C. D. Stewart | For | For | |||||||||||
2. | Ratify accountants for 2020 | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
STONERIDGE, INC. | ||||||||||||||
Security | 86183P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRI | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US86183P1021 | Agenda | 935168737 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan B. DeGaynor | For | For | |||||||||||
2 | Jeffrey P. Draime | For | For | |||||||||||
3 | Douglas C. Jacobs | For | For | |||||||||||
4 | Ira C. Kaplan | For | For | |||||||||||
5 | Kim Korth | For | For | |||||||||||
6 | William M. Lasky | For | For | |||||||||||
7 | George S. Mayes, Jr. | For | For | |||||||||||
8 | Paul J. Schlather | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approval, on advisory basis, of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of an amendment to the 2016 Long-Term Incentive Plan to increase common shares available for issuance. | Management | Against | Against | ||||||||||
3D SYSTEMS CORPORATION | ||||||||||||||
Security | 88554D205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DDD | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US88554D2053 | Agenda | 935171342 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Malissia Clinton | Management | For | For | ||||||||||
1b. | Election of Director: William E. Curran | Management | For | For | ||||||||||
1c. | Election of Director: Thomas W. Erickson | Management | For | For | ||||||||||
1d. | Election of Director: Charles W. Hull | Management | For | For | ||||||||||
1e. | Election of Director: William D. Humes | Management | For | For | ||||||||||
1f. | Election of Director: Vyomesh I. Joshi | Management | For | For | ||||||||||
1g. | Election of Director: Jim D. Kever | Management | For | For | ||||||||||
1h. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1i. | Election of Director: Kevin S. Moore | Management | For | For | ||||||||||
1j. | Election of Director: John J. Tracy | Management | For | For | ||||||||||
1k. | Election of Director: Jeffrey Wadsworth | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval of the amendment and restatement of 2015 Incentive Plan, which would among other thing increase the number of shares reserved for issuance thereunder. | Management | Against | Against | ||||||||||
4. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
ACCO BRANDS CORPORATION | ||||||||||||||
Security | 00081T108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACCO | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US00081T1088 | Agenda | 935171657 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James A. Buzzard | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen S. Dvorak | Management | For | For | ||||||||||
1C. | Election of Director: Boris Elisman | Management | For | For | ||||||||||
1D. | Election of Director: Pradeep Jotwani | Management | For | For | ||||||||||
1E. | Election of Director: Robert J. Keller | Management | For | For | ||||||||||
1F. | Election of Director: Thomas Kroeger | Management | For | For | ||||||||||
1G. | Election of Director: Ron Lombardi | Management | For | For | ||||||||||
1H. | Election of Director: Graciela I. Monteagudo | Management | For | For | ||||||||||
1I. | Election of Director: Hans Michael Norkus | Management | For | For | ||||||||||
1J. | Election of Director: E. Mark Rajkowski | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
MIDDLESEX WATER COMPANY | ||||||||||||||
Security | 596680108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSEX | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US5966801087 | Agenda | 935171835 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James F. Cosgrove Jr. | For | For | |||||||||||
2. | To provide a non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | ||||||||||||||
Security | 18453H106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCO | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US18453H1068 | Agenda | 935172685 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John Dionne | Withheld | Against | |||||||||||
2 | Andrew Hobson | Withheld | Against | |||||||||||
3 | Joe Marchese | Withheld | Against | |||||||||||
2. | Approval of the advisory (non-binding) resolution on executive compensation | Management | For | For | ||||||||||
3. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
THE ST. JOE COMPANY | ||||||||||||||
Security | 790148100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JOE | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US7901481009 | Agenda | 935172798 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Cesar L. Alvarez | Management | For | For | ||||||||||
1b. | Election of Director: Bruce R. Berkowitz | Management | For | For | ||||||||||
1c. | Election of Director: Howard S. Frank | Management | For | For | ||||||||||
1d. | Election of Director: Jorge L. Gonzalez | Management | For | For | ||||||||||
1e. | Election of Director: Thomas P. Murphy, Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US5303071071 | Agenda | 935189060 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | John E. Welsh III | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
STANDARD MOTOR PRODUCTS, INC. | ||||||||||||||
Security | 853666105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMP | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US8536661056 | Agenda | 935196813 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Gethin | For | For | |||||||||||
2 | Pamela Forbes Lieberman | For | For | |||||||||||
3 | Patrick S. McClymont | For | For | |||||||||||
4 | Joseph W. McDonnell | For | For | |||||||||||
5 | Alisa C. Norris | For | For | |||||||||||
6 | Eric P. Sills | For | For | |||||||||||
7 | Lawrence I. Sills | For | For | |||||||||||
8 | William H. Turner | For | For | |||||||||||
9 | Richard S. Ward | For | For | |||||||||||
10 | Roger M. Widmann | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Management | For | For | ||||||||||
SPARTAN MOTORS, INC. | ||||||||||||||
Security | 846819100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPAR | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US8468191007 | Agenda | 935166694 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Angela K. Freeman | For | For | |||||||||||
2 | Dominic A. Romeo | For | For | |||||||||||
3 | Andrew M. Rooke | For | For | |||||||||||
2. | Vote on an amendment to the Articles of Incorporation to change the name of Spartan Motors, Inc. | Management | For | For | ||||||||||
3. | Vote on an amendment to the Spartan Motors, Inc. Stock Incentive Plan to increase the number of shares available for issuance pursuant to the plan | Management | For | For | ||||||||||
4. | Vote on the ratification of the appointment of BDO USA, LLP as Spartan Motors' independent registered public accounting firm for the current fiscal year | Management | For | For | ||||||||||
5. | Participate in an advisory vote to approve the compensation of our executives | Management | For | For | ||||||||||
ALIGN TECHNOLOGY, INC. | ||||||||||||||
Security | 016255101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALGN | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US0162551016 | Agenda | 935169866 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kevin J. Dallas | Management | For | For | ||||||||||
1B. | Election of Director: Joseph M. Hogan | Management | For | For | ||||||||||
1C. | Election of Director: Joseph Lacob | Management | For | For | ||||||||||
1D. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: George J. Morrow | Management | For | For | ||||||||||
1F. | Election of Director: Anne M. Myong | Management | For | For | ||||||||||
1G. | Election of Director: Thomas M. Prescott | Management | For | For | ||||||||||
1H. | Election of Director: Andrea L. Saia | Management | For | For | ||||||||||
1I. | Election of Director: Greg J. Santora | Management | For | For | ||||||||||
1J. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||||
1K. | Election of Director: Warren S. Thaler | Management | For | For | ||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||
DENNY'S CORPORATION | ||||||||||||||
Security | 24869P104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DENN | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US24869P1049 | Agenda | 935171001 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Bernadette S. Aulestia | Management | For | For | ||||||||||
1B. | Election of Director: Gregg R. Dedrick | Management | For | For | ||||||||||
1C. | Election of Director: José M. Gutiérrez | Management | For | For | ||||||||||
1D. | Election of Director: Brenda J. Lauderback | Management | For | For | ||||||||||
1E. | Election of Director: Robert E. Marks | Management | For | For | ||||||||||
1F. | Election of Director: John C. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Donald C. Robinson | Management | For | For | ||||||||||
1H. | Election of Director: Laysha Ward | Management | For | For | ||||||||||
1I. | Election of Director: F. Mark Wolfinger | Management | For | For | ||||||||||
2. | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny's Corporation and its subsidiaries for the fiscal year ending December 30, 2020. | Management | For | For | ||||||||||
3. | An advisory resolution to approve the executive compensation of the Company. | Management | For | For | ||||||||||
RAVEN INDUSTRIES, INC. | ||||||||||||||
Security | 754212108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RAVN | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US7542121089 | Agenda | 935180377 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jason M. Andringa | Management | For | For | ||||||||||
1B. | Election of Director: Thomas S. Everist | Management | For | For | ||||||||||
1C. | Election of Director: Janet M. Holloway | Management | For | For | ||||||||||
1D. | Election of Director: Kevin T. Kirby | Management | For | For | ||||||||||
1E. | Election of Director: Marc E. LeBaron | Management | For | For | ||||||||||
1F. | Election of Director: Lois M. Martin | Management | For | For | ||||||||||
1G. | Election of Director: Richard W. Parod | Management | For | For | ||||||||||
1H. | Election of Director: Daniel A. Rykhus | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
4. | To approve the authorization of indebtedness. | Management | For | For | ||||||||||
TEJON RANCH CO. | ||||||||||||||
Security | 879080109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRC | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US8790801091 | Agenda | 935182636 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory S. Bielli | For | For | |||||||||||
2 | Anthony L. Leggio | For | For | |||||||||||
3 | Norman J. Metcalfe | For | For | |||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2020 | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
4A. | Amendments to Certificate of Incorporation: Amendment to Declassify the Board and Provide for Annual Election of Directors | Management | For | For | ||||||||||
4B. | Amendments to Certificate of Incorporation: Amendment to remove Certificate of Provisions on the Submission of Nominations and Other Business at Shareholder meetings, which would be Governed Exclusively by the Bylaws | Management | Against | Against | ||||||||||
4C. | Amendments to Certificate of Incorporation: Amendments to make Non-Substantive Changes to the Certificate of Incorporation (Proposal 4c. is conditioned on the approval of both Proposal 4a. and Proposal 4b. Therefore, unless shareholders approve both Proposal 4a. and Proposal 4b., Proposal 4c. will fail, even if it receives enough affirmative votes to pass independently. Proposal 4a. and Proposal 4b. are not conditioned on the approval of each other.) | Management | For | For | ||||||||||
UNITED-GUARDIAN, INC. | ||||||||||||||
Security | 910571108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UG | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US9105711082 | Agenda | 935186785 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert S. Rubinger | For | For | |||||||||||
2 | Kenneth H. Globus | For | For | |||||||||||
3 | Lawrence F. Maietta | For | For | |||||||||||
4 | Arthur M. Dresner | For | For | |||||||||||
5 | Andrew A. Boccone | For | For | |||||||||||
6 | S. Ari Papoulias | For | For | |||||||||||
2. | APPROVAL ON AN ADVISORY BASIS TO HOLD A VOTE EVERY YEAR ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||
3. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
LEAR CORPORATION | ||||||||||||||
Security | 521865204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LEA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5218652049 | Agenda | 935165666 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas P. Capo | Management | For | For | ||||||||||
1B. | Election of Director: Mei-Wei Cheng | Management | For | For | ||||||||||
1C. | Election of Director: Jonathan F. Foster | Management | For | For | ||||||||||
1D. | Election of Director: Mary Lou Jepsen | Management | For | For | ||||||||||
1E. | Election of Director: Kathleen A. Ligocki | Management | For | For | ||||||||||
1F. | Election of Director: Conrad L. Mallett, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Raymond E. Scott | Management | For | For | ||||||||||
1H. | Election of Director: Gregory C. Smith | Management | For | For | ||||||||||
2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve Lear Corporation's executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal to require preparation of a report regarding human rights impact assessment. | Shareholder | Abstain | Against | ||||||||||
TREDEGAR CORPORATION | ||||||||||||||
Security | 894650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TG | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8946501009 | Agenda | 935167519 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
1B. | Election of Director: John D. Gottwald | Management | For | For | ||||||||||
1C. | Election of Director: William M. Gottwald | Management | For | For | ||||||||||
1D. | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
1E. | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
1F. | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: John M. Steitz | Management | For | For | ||||||||||
1H. | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
1I. | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
FLOWERS FOODS, INC. | ||||||||||||||
Security | 343498101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLO | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US3434981011 | Agenda | 935169056 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: George E. Deese | Management | For | For | ||||||||||
1B. | Election of Director: Rhonda Gass | Management | For | For | ||||||||||
1C. | Election of Director: Benjamin H. Griswold, IV | Management | For | For | ||||||||||
1D. | Election of Director: Margaret G. Lewis | Management | For | For | ||||||||||
1E. | Election of Director: A. Ryals McMullian | Management | For | For | ||||||||||
1F. | Election of Director: James T. Spear | Management | For | For | ||||||||||
1G. | Election of Director: Melvin T. Stith, Ph.D. | Management | For | For | ||||||||||
1H. | Election of Director: C. Martin Wood III | Management | For | For | ||||||||||
2. | To approve by advisory vote the compensation of the company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 2, 2021. | Management | For | For | ||||||||||
4. | A management proposal to amend the company's restated articles of incorporation and amended and restated bylaws to reduce supermajority voting requirements, including the supermajority threshold required to call a special meeting. | Management | For | For | ||||||||||
NUVERA COMMUNICATIONS INC | ||||||||||||||
Security | 67075V100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NUVR | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US67075V1008 | Agenda | 935170845 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James Seifert | For | For | |||||||||||
2 | Colleen Skillings | For | For | |||||||||||
2. | To ratify the selection of Olsen Thielen & Co., Ltd. as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
SEALED AIR CORPORATION | ||||||||||||||
Security | 81211K100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SEE | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US81211K1007 | Agenda | 935171051 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Françoise Colpron | Management | For | For | ||||||||||
1B. | Election of Director: Edward L. Doheny II | Management | For | For | ||||||||||
1C. | Election of Director: Michael P. Doss | Management | For | For | ||||||||||
1D. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||||
1E. | Election of Director: Jacqueline B. Kosecoff | Management | For | For | ||||||||||
1F. | Election of Director: Harry A. Lawton III | Management | For | For | ||||||||||
1G. | Election of Director: Neil Lustig | Management | For | For | ||||||||||
1H. | Election of Director: Suzanne B. Rowland | Management | For | For | ||||||||||
1I. | Election of Director: Jerry R. Whitaker | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sealed Air's independent auditor for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, as an advisory vote, of Sealed Air's 2019 executive compensation. | Management | For | For | ||||||||||
GENTEX CORPORATION | ||||||||||||||
Security | 371901109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GNTX | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US3719011096 | Agenda | 935172318 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ms. Leslie Brown | For | For | |||||||||||
2 | Mr. Steve Downing | For | For | |||||||||||
3 | Mr. Gary Goode | For | For | |||||||||||
4 | Mr. James Hollars | For | For | |||||||||||
5 | Mr. John Mulder | For | For | |||||||||||
6 | Mr. Richard Schaum | For | For | |||||||||||
7 | Ms. Kathleen Starkoff | For | For | |||||||||||
8 | Mr. Brian Walker | For | For | |||||||||||
9 | Mr. James Wallace | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Management | For | For | ||||||||||
DEXCOM, INC. | ||||||||||||||
Security | 252131107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DXCM | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US2521311074 | Agenda | 935172611 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard A. Collins | Management | For | For | ||||||||||
1B. | Election of Director: Mark G. Foletta | Management | For | For | ||||||||||
1C. | Election of Director: Eric J. Topol, M.D. | Management | For | For | ||||||||||
2. | To ratify the selection by the audit committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
LCI INDUSTRIES | ||||||||||||||
Security | 50189K103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LCII | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US50189K1034 | Agenda | 935174045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James F. Gero | Management | For | For | ||||||||||
1B. | Election of Director: Frank J. Crespo | Management | For | For | ||||||||||
1C. | Election of Director: Brendan J. Deely | Management | For | For | ||||||||||
1D. | Election of Director: Ronald J. Fenech | Management | For | For | ||||||||||
1E. | Election of Director: Tracy D. Graham | Management | For | For | ||||||||||
1F. | Election of Director: Virginia L. Henkels | Management | For | For | ||||||||||
1G. | Election of Director: Jason D. Lippert | Management | For | For | ||||||||||
1H. | Election of Director: Kieran M. O'Sullivan | Management | For | For | ||||||||||
1I. | Election of Director: David A. Reed | Management | For | For | ||||||||||
1J. | Election of Director: John A. Sirpilla | Management | For | For | ||||||||||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
MERITAGE HOMES CORPORATION | ||||||||||||||
Security | 59001A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTH | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US59001A1025 | Agenda | 935174172 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Steven J Hilton | Management | For | For | ||||||||||
1B | Election of Director: Raymond Oppel | Management | For | For | ||||||||||
1C | Election of Director: Dana C. Bradford | Management | For | For | ||||||||||
1D | Election of Director: Deborah Ann Henretta | Management | For | For | ||||||||||
1E | Election of Director: P. Kelly Mooney | Management | For | For | ||||||||||
1F | Election of Director: Joseph Keough | Management | For | For | ||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve compensation of our Named Executive Officers ("Say on Pay"). | Management | For | For | ||||||||||
SERITAGE GROWTH PROPERTIES | ||||||||||||||
Security | 81752R100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SRG | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US81752R1005 | Agenda | 935174881 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class II trustee: Sharon Osberg | Management | For | For | ||||||||||
1.2 | Election of Class II trustee: Benjamin Schall | Management | For | For | ||||||||||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | An advisory, non-binding resolution to approve the Company's executive compensation program for our named executive officers. | Management | For | For | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8064071025 | Agenda | 935176695 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1B. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1C. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1D. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1E. | Election of Director: Paul Brons | Management | For | For | ||||||||||
1F. | Election of Director: Shira Goodman | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
2. | Proposal to amend and restate the Company's Amended and Restated 2013 Stock Incentive Plan to, among other things, increase the aggregate share reserve and extend the term of the plan to March 31, 2030. | Management | For | For | ||||||||||
3. | Proposal to approve, by non-binding vote, the 2019 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||||||||||
HARLEY-DAVIDSON, INC. | ||||||||||||||
Security | 412822108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HOG | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US4128221086 | Agenda | 935178120 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Troy Alstead | For | For | |||||||||||
2 | R. John Anderson | For | For | |||||||||||
3 | Michael J. Cave | For | For | |||||||||||
4 | Allan Golston | For | For | |||||||||||
5 | Sara L. Levinson | For | For | |||||||||||
6 | N. Thomas Linebarger | For | For | |||||||||||
7 | Brian R. Niccol | For | For | |||||||||||
8 | Maryrose T. Sylvester | For | For | |||||||||||
9 | Jochen Zeitz | For | For | |||||||||||
2. | To approve, by advisory vote, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | To approve amendments to our Restated Articles of Incorporation to allow us to implement proxy access. | Management | For | For | ||||||||||
4. | To approve the Harley-Davidson, Inc. 2020 Incentive Stock Plan. | Management | For | For | ||||||||||
5. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
ASTRONICS CORPORATION | ||||||||||||||
Security | 046433108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATRO | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US0464331083 | Agenda | 935179514 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond W. Boushie | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | Tonit M. Calaway | For | For | |||||||||||
4 | Jeffry D. Frisby | For | For | |||||||||||
5 | Peter J. Gundermann | For | For | |||||||||||
6 | Warren C. Johnson | For | For | |||||||||||
7 | Robert S. Keane | For | For | |||||||||||
8 | Neil Kim | For | For | |||||||||||
9 | Mark Moran | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve the executive compensation programs as described in the Compensation Discussion and Analysis section of the Proxy Statement. | Management | For | For | ||||||||||
ASTRONICS CORPORATION | ||||||||||||||
Security | 046433207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATROB | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US0464332073 | Agenda | 935179514 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond W. Boushie | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | Tonit M. Calaway | For | For | |||||||||||
4 | Jeffry D. Frisby | For | For | |||||||||||
5 | Peter J. Gundermann | For | For | |||||||||||
6 | Warren C. Johnson | For | For | |||||||||||
7 | Robert S. Keane | For | For | |||||||||||
8 | Neil Kim | For | For | |||||||||||
9 | Mark Moran | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve the executive compensation programs as described in the Compensation Discussion and Analysis section of the Proxy Statement. | Management | For | For | ||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||
Security | 460690100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IPG | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US4606901001 | Agenda | 935182852 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||
1.2 | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||
1.3 | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
1.4 | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||
1.5 | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||
1.6 | Election of Director: Michael I. Roth | Management | For | For | ||||||||||
1.7 | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||
1.8 | Election of Director: David M. Thomas | Management | For | For | ||||||||||
1.9 | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal entitled "Special Stockholder Meetings." | Management | Against | For | ||||||||||
CONMED CORPORATION | ||||||||||||||
Security | 207410101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNMD | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US2074101013 | Agenda | 935186456 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David Bronson | For | For | |||||||||||
2 | Brian P. Concannon | For | For | |||||||||||
3 | LaVerne Council | For | For | |||||||||||
4 | Charles M. Farkas | For | For | |||||||||||
5 | Martha Goldberg Aronson | For | For | |||||||||||
6 | Curt R. Hartman | For | For | |||||||||||
7 | Jerome J. Lande | For | For | |||||||||||
8 | B.J. Schwarzentraub | For | For | |||||||||||
9 | Mark E. Tryniski | For | For | |||||||||||
10 | Dr. John L. Workman | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
3. | To hold an advisory vote on named executive officer compensation | Management | For | For | ||||||||||
4. | To approve the reincorporation of the Company from New York to Delaware (the "Reincorporation"), including adoption of the Agreement and Plan of Merger required to effect the Reincorporation and approval of the Company's proposed Delaware Certificate of Incorporation and Delaware By-laws | Management | For | For | ||||||||||
5. | To approve procedural matters with respect to shareholder action by written consent to be included in the Delaware Certificate of Incorporation in connection with the Reincorporation | Management | For | For | ||||||||||
6. | To approve an exculpation provision eliminating director liability for monetary damages to be included in the Delaware Certificate of Incorporation in connection with the Reincorporation | Management | For | For | ||||||||||
7. | To approve the Amended and Restated 2020 Non- Employee Director Equity Compensation Plan | Management | Against | Against | ||||||||||
8. | To approve amendments to the Company's Employee Stock Purchase Plan | Management | For | For | ||||||||||
TEAM, INC. | ||||||||||||||
Security | 878155100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TISI | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8781551002 | Agenda | 935189349 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Louis A. Waters* | For | For | |||||||||||
2 | Gary G. Yesavage# | For | For | |||||||||||
3 | Jeffery G. Davis# | For | For | |||||||||||
4 | Robert C. Skaggs, Jr# | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LSXMA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5312294094 | Agenda | 935196774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Evan D. Malone | For | For | |||||||||||
2 | David E. Rapley | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5312298707 | Agenda | 935196774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Evan D. Malone | For | For | |||||||||||
2 | David E. Rapley | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229706 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BATRA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5312297063 | Agenda | 935196774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Evan D. Malone | For | For | |||||||||||
2 | David E. Rapley | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
BRUKER CORPORATION | ||||||||||||||
Security | 116794108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BRKR | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US1167941087 | Agenda | 935197120 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cynthia M. Friend, Ph.D | For | For | |||||||||||
2 | Marc A. Kastner, Ph.D. | For | For | |||||||||||
3 | Hermann Requardt, Ph.D. | For | For | |||||||||||
2. | Approval on an advisory basis of the 2019 compensation of our named executive officers, as discussed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
SOUTH STATE CORPORATION | ||||||||||||||
Security | 840441109 | Meeting Type | Special | |||||||||||
Ticker Symbol | SSB | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8404411097 | Agenda | 935201602 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal to approve the Agreement and Plan of Merger, dated as of January 25, 2020, by and between South State Corporation ("South State") and CenterState Bank Corporation (as amended from time to time) (the "South State merger proposal"). | Management | For | For | ||||||||||
2. | Proposal to approve an amendment to South State's articles of incorporation to increase the number of authorized shares of South State common stock from 80 million shares to 160 million shares (the "South State authorized share count proposal"). | Management | For | For | ||||||||||
3. | Proposal to approve, on an advisory (non-binding) basis, the merger-related named executive officer compensation that will or may be paid to South State's named executive officers in connection with the merger (the "South State compensation proposal"). | Management | For | For | ||||||||||
4. | Proposal to adjourn or postpone the South State special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the South State merger proposal or the South State authorized share count proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of South State common stock (the "South State adjournment proposal"). | Management | For | For | ||||||||||
LOUISIANA-PACIFIC CORPORATION | ||||||||||||||
Security | 546347105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LPX | Meeting Date | 22-May-2020 | |||||||||||
ISIN | US5463471053 | Agenda | 935174350 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director: Kurt M. Landgraf | Management | For | For | ||||||||||
1B. | Election of Class II Director: Stephen E. Macadam | Management | For | For | ||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as LP's independent auditor for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2020 | |||||||||||
ISIN | US34354P1057 | Agenda | 935176378 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2020. | Management | For | For | ||||||||||
4. | Amendments to the Company's Certificate of Incorporation to allow shareholder action by less than unanimous written consent. | Management | For | For | ||||||||||
5. | A shareholder proposal on advisory vote for amendments to organizational documents. | Shareholder | Against | For | ||||||||||
BEASLEY BROADCAST GROUP, INC. | ||||||||||||||
Security | 074014101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BBGI | Meeting Date | 26-May-2020 | |||||||||||
ISIN | US0740141017 | Agenda | 935164397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Fiorile | For | For | |||||||||||
2 | Mark S. Fowler | For | For | |||||||||||
3 | Brian E. Beasley | For | For | |||||||||||
4 | Bruce G. Beasley | For | For | |||||||||||
5 | Caroline Beasley | For | For | |||||||||||
6 | George G. Beasley | For | For | |||||||||||
7 | Peter A. Bordes, Jr. | For | For | |||||||||||
8 | Leslie Godridge | For | For | |||||||||||
9 | Allen B. Shaw | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
FLUSHING FINANCIAL CORPORATION | ||||||||||||||
Security | 343873105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FFIC | Meeting Date | 26-May-2020 | |||||||||||
ISIN | US3438731057 | Agenda | 935179754 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class A Director for a term expiring in 2023: John J. McCabe | Management | For | For | ||||||||||
1B. | Election of Class A Director for a term expiring in 2023: Donna M. O'Brien | Management | For | For | ||||||||||
1C. | Election of Class A Director for a term expiring in 2023: Michael J. Russo | Management | For | For | ||||||||||
1D. | Election of Class A Director for a term expiring in 2023: Caren C. Yoh | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
TRANSACT TECHNOLOGIES INCORPORATED | ||||||||||||||
Security | 892918103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TACT | Meeting Date | 26-May-2020 | |||||||||||
ISIN | US8929181035 | Agenda | 935195695 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas R. Schwarz | Management | For | For | ||||||||||
1B. | Election of Director: Bart C. Shuldman | Management | For | For | ||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||||
STERLING BANCORP | ||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||||
ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Cahill | For | For | |||||||||||
2 | Navy E. Djonovic | For | For | |||||||||||
3 | Fernando Ferrer | For | For | |||||||||||
4 | Robert Giambrone | For | For | |||||||||||
5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
6 | Jack Kopnisky | For | For | |||||||||||
7 | James J. Landy | For | For | |||||||||||
8 | Maureen Mitchell | For | For | |||||||||||
9 | Patricia M. Nazemetz | For | For | |||||||||||
10 | Richard O'Toole | For | For | |||||||||||
11 | Ralph F. Palleschi | For | For | |||||||||||
12 | Burt Steinberg | For | For | |||||||||||
13 | William E. Whiston | For | For | |||||||||||
2. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) | Management | For | For | ||||||||||
3. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
GENTING SINGAPORE LIMITED | ||||||||||||||
Security | Y2692C139 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||
ISIN | SGXE21576413 | Agenda | 712584792 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE AUDITOR'S REPORT THEREON | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL ONE-TIER TAX EXEMPT DIVIDEND OF SGD0.025 PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO RE-ELECT MR TAN HEE TECK | Management | For | For | ||||||||||
4 | TO RE-ELECT MR KOH SEOW CHUAN | Management | For | For | ||||||||||
5 | TO APPROVE DIRECTORS' FEES OF UP TO SGD2,022,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2020 | Management | For | For | ||||||||||
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
7 | PROPOSED RENEWAL OF THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | For | ||||||||||
8 | PROPOSED RENEWAL OF THE SHARE BUY-BACK MANDATE | Management | For | For | ||||||||||
PERDOCEO EDUCATION CORPORATION | ||||||||||||||
Security | 71363P106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRDO | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US71363P1066 | Agenda | 935166670 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Dennis H. Chookaszian | Management | For | For | ||||||||||
1B. | Election of Director: Kenda B. Gonzales | Management | For | For | ||||||||||
1C. | Election of Director: Patrick W. Gross | Management | For | For | ||||||||||
1D. | Election of Director: William D. Hansen | Management | For | For | ||||||||||
1E. | Election of Director: Gregory L. Jackson | Management | For | For | ||||||||||
1F. | Election of Director: Thomas B. Lally | Management | For | For | ||||||||||
1G. | Election of Director: Todd S. Nelson | Management | For | For | ||||||||||
1H. | Election of Director: Leslie T. Thornton | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation Paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
L.B. FOSTER COMPANY | ||||||||||||||
Security | 350060109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSTR | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US3500601097 | Agenda | 935166846 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert P. Bauer | For | For | |||||||||||
2 | Lee B. Foster II | For | For | |||||||||||
3 | Dirk Jungé | For | For | |||||||||||
4 | Diane B. Owen | For | For | |||||||||||
5 | Robert S. Purgason | For | For | |||||||||||
6 | William H. Rackoff | For | For | |||||||||||
7 | Suzanne B. Rowland | For | For | |||||||||||
8 | Bradley S. Vizi | For | For | |||||||||||
2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation paid to the Company's named executive officers in 2019. | Management | For | For | ||||||||||
TELADOC HEALTH, INC. | ||||||||||||||
Security | 87918A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDOC | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US87918A1051 | Agenda | 935178132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ms. Helen Darling | For | For | |||||||||||
2 | Mr. William H. Frist MD | For | For | |||||||||||
3 | Mr. Michael Goldstein | For | For | |||||||||||
4 | Mr. Jason Gorevic | For | For | |||||||||||
5 | Ms. C. A. Jacobson | For | For | |||||||||||
6 | Mr. Thomas G. McKinley | For | For | |||||||||||
7 | Mr. Kenneth H. Paulus | For | For | |||||||||||
8 | Mr. David Shedlarz | For | For | |||||||||||
9 | Mr. Mark D. Smith, MD | For | For | |||||||||||
10 | Mr. David B. Snow, Jr. | For | For | |||||||||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
LAMAR ADVERTISING COMPANY | ||||||||||||||
Security | 512816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LAMR | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US5128161099 | Agenda | 935181014 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Nancy Fletcher | For | For | |||||||||||
2 | John E. Koerner, III | For | For | |||||||||||
3 | Marshall A. Loeb | For | For | |||||||||||
4 | Stephen P. Mumblow | For | For | |||||||||||
5 | Thomas V. Reifenheiser | For | For | |||||||||||
6 | Anna Reilly | For | For | |||||||||||
7 | Kevin P. Reilly, Jr. | For | For | |||||||||||
8 | Wendell Reilly | For | For | |||||||||||
9 | Elizabeth Thompson | For | For | |||||||||||
2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
THE CHEESECAKE FACTORY INCORPORATED | ||||||||||||||
Security | 163072101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAKE | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US1630721017 | Agenda | 935182523 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David Overton | Management | For | For | ||||||||||
1B. | Election of Director: Edie A. Ames | Management | For | For | ||||||||||
1C. | Election of Director: Alexander L. Cappello | Management | For | For | ||||||||||
1D. | Election of Director: Jerome I. Kransdorf | Management | For | For | ||||||||||
1E. | Election of Director: Janice L. Meyer | Management | For | For | ||||||||||
1F. | Election of Director: Laurence B. Mindel | Management | For | For | ||||||||||
1G. | Election of Director: David B. Pittaway | Management | For | For | ||||||||||
1H. | Election of Director: Herbert Simon | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020, ending December 29, 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company's Named Executive Officers as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission. | Management | For | For | ||||||||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||
Security | 637215104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPK | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US6372151042 | Agenda | 935182763 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Randy F. Lieble | For | For | |||||||||||
2 | Joseph G. Stienessen | For | For | |||||||||||
2. | To approve our Non-Employee Director Compensation Plan | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
4. | To approve, on a non-binding advisory basis, the compensation of National Presto's named executive officers | Management | For | For | ||||||||||
NUVASIVE, INC. | ||||||||||||||
Security | 670704105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NUVA | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US6707041058 | Agenda | 935183828 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: J. Christopher Barry | Management | For | For | ||||||||||
1B. | Election of Director: Gregory T. Lucier | Management | For | For | ||||||||||
1C. | Election of Director: Leslie V. Norwalk, Esq. | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||
Security | 36164Y101 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | GCP | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US36164Y1010 | Agenda | 935188450 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kevin W. Brown | Withheld | Against | |||||||||||
2 | Peter A. Feld | For | For | |||||||||||
3 | Janet P. Giesselman | Withheld | Against | |||||||||||
4 | Clay H. Kiefaber | Withheld | Against | |||||||||||
5 | Marran H. Ogilvie | For | For | |||||||||||
6 | Andrew M. Ross | Withheld | Against | |||||||||||
7 | Linda J. Welty | Withheld | Against | |||||||||||
8 | Robert H. Yanker | For | For | |||||||||||
2. | Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | |||||||||||
3. | Company's proposal to approve, on an advisory, non- binding basis, the compensation of the Company's named executive officers. | Management | For | |||||||||||
4. | Company's proposal to approve the amendment to the Company's Rights Agreement. | Management | For | |||||||||||
NORTHWEST NATURAL HOLDING COMPANY | ||||||||||||||
Security | 66765N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWN | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US66765N1054 | Agenda | 935191243 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson* | For | For | |||||||||||
2 | Martha L. Byorum* | For | For | |||||||||||
3 | John D. Carter* | For | For | |||||||||||
4 | C. Scott Gibson* | For | For | |||||||||||
5 | Monica Enand# | For | For | |||||||||||
2. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2020. | Management | For | For | ||||||||||
PARK-OHIO HOLDINGS CORP. | ||||||||||||||
Security | 700666100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PKOH | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US7006661000 | Agenda | 935205535 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Patrick V. Auletta | For | For | |||||||||||
2 | Howard W. Hanna IV | For | For | |||||||||||
3 | Dan T. Moore III | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
MASIMO CORPORATION | ||||||||||||||
Security | 574795100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MASI | Meeting Date | 29-May-2020 | |||||||||||
ISIN | US5747951003 | Agenda | 935183169 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Class I Director: Julie A. Shimer Ph.D. | Management | For | For | ||||||||||
1.2 | Election of Class I Director: H. Michael Cohen | Management | For | For | ||||||||||
2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||||||||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Approval of an amendment to our 2017 Equity Incentive Plan. | Management | Against | Against | ||||||||||
5. | Approval of an amendment to our Executive Bonus Incentive Plan. | Management | For | For | ||||||||||
WATSCO, INC. | ||||||||||||||
Security | 942622101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WSOB | Meeting Date | 01-Jun-2020 | |||||||||||
ISIN | US9426221019 | Agenda | 935205650 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cesar L. Alvarez | For | For | |||||||||||
2 | Denise Dickins | For | For | |||||||||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
VEON LTD | ||||||||||||||
Security | 91822M106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VEON | Meeting Date | 01-Jun-2020 | |||||||||||
ISIN | US91822M1062 | Agenda | 935215663 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2021 Annual General Meeting of Shareholders of the Company and to authorize the board of directors of the Company (the "Board") to determine the remuneration of the auditor. | Management | For | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Osama Bedier | For | For | |||||||||||
2 | Mikhail Fridman | For | For | |||||||||||
3 | Gennady Gazin | For | For | |||||||||||
4 | Andrei Gusev | For | For | |||||||||||
5 | Gunnar Holt | For | For | |||||||||||
6 | R. Jan van de Kraats | For | For | |||||||||||
7 | Alexander Pertsovsky | For | For | |||||||||||
8 | Hans Holger Albrecht | For | For | |||||||||||
9 | Mariano De Beer | For | For | |||||||||||
10 | Peter Derby | For | For | |||||||||||
11 | Amos Genish | For | For | |||||||||||
12 | Stephen Pusey | For | For | |||||||||||
3. | As a shareholder, if you are beneficially holding less than 87,836,557 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". Mark "for" = yes or "against" = no. | Management | For | |||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 712664754 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIVIDEND DISTRIBUTION | Management | No Action | |||||||||||
2 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING | Management | No Action | |||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 712664817 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||||
2 | CONFIRMATION 2019 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
3 | APPROVAL MANAGEMENT AND RELEASE OF THE DIRECTORS | Management | No Action | |||||||||||
4 | DIVIDEND DECLARATION COMMON SHARES | Management | No Action | |||||||||||
5 | ELECTION OF DIRECTORS AND SUBSTITUTE(S) PURSUANT TO ART.14-20 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
6 | APPOINTMENT OF AUDITORS | Management | No Action | |||||||||||
7 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
GLOBUS MEDICAL, INC. | ||||||||||||||
Security | 379577208 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GMED | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US3795772082 | Agenda | 935186064 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David M. Demski | Management | For | For | ||||||||||
1B. | Election of Director: Robert Douglas | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
3. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Management | For | For | ||||||||||
GOLDEN ENTERTAINMENT, INC. | ||||||||||||||
Security | 381013101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GDEN | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US3810131017 | Agenda | 935190520 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Blake L. Sartini | For | For | |||||||||||
2 | Lyle A. Berman | For | For | |||||||||||
3 | Ann Dozier | For | For | |||||||||||
4 | Mark A. Lipparelli | For | For | |||||||||||
5 | Anthony A. Marnell III | For | For | |||||||||||
6 | Robert L. Miodunski | For | For | |||||||||||
7 | Terrence L. Wright | For | For | |||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US5380341090 | Agenda | 935191445 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Maverick Carter | Management | For | For | ||||||||||
1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||||||||
1C. | Election of Director: Ping Fu | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||||
1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||||||||
1F. | Election of Director: James lovine | Management | For | For | ||||||||||
1G. | Election of Director: James S. Kahan | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1I. | Election of Director: Randall T. Mays | Management | For | For | ||||||||||
1J. | Election of Director: Michael Rapino | Management | For | For | ||||||||||
1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||||||||
1L. | Election of Director: Dana Walden | Management | For | For | ||||||||||
2. | Advisory non-binding vote on the compensation of Live Nation Entertainment's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
DIAMONDBACK ENERGY, INC. | ||||||||||||||
Security | 25278X109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FANG | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US25278X1090 | Agenda | 935197740 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Steven E. West | Management | For | For | ||||||||||
1.2 | Election of Director: Travis D. Stice | Management | For | For | ||||||||||
1.3 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||||
1.4 | Election of Director: Michael P. Cross | Management | For | For | ||||||||||
1.5 | Election of Director: David L. Houston | Management | For | For | ||||||||||
1.6 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||||
1.7 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||||
1.8 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||
2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers | Management | For | For | ||||||||||
3. | Proposal to approve, on an advisory basis, the frequency of holding an advisory vote on the compensation paid to the Company's named executive officers | Management | 1 Year | For | ||||||||||
4. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
MCGRATH RENTCORP | ||||||||||||||
Security | 580589109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGRC | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US5805891091 | Agenda | 935210675 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kimberly A. Box | For | For | |||||||||||
2 | William J. Dawson | For | For | |||||||||||
3 | Elizabeth A. Fetter | For | For | |||||||||||
4 | Joseph F. Hanna | For | For | |||||||||||
5 | Bradley M. Shuster | For | For | |||||||||||
6 | M. Richard Smith | For | For | |||||||||||
7 | Dennis P. Stradford | For | For | |||||||||||
8 | Ronald H. Zech | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
NEXSTAR MEDIA GROUP, INC. | ||||||||||||||
Security | 65336K103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NXST | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US65336K1034 | Agenda | 935212996 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dennis A. Miller | For | For | |||||||||||
2 | John R. Muse | For | For | |||||||||||
3 | I. Martin Pompadur | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, by an advisory vote, of executive compensation. | Management | For | For | ||||||||||
IMAX CORPORATION | ||||||||||||||
Security | 45245E109 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | IMAX | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | CA45245E1097 | Agenda | 935213796 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Neil S. Braun | For | For | |||||||||||
2 | Eric A. Demirian | For | For | |||||||||||
3 | Kevin Douglas | For | For | |||||||||||
4 | Richard L. Gelfond | For | For | |||||||||||
5 | David W. Leebron | For | For | |||||||||||
6 | Michael MacMillan | For | For | |||||||||||
7 | Dana Settle | For | For | |||||||||||
8 | Darren Throop | For | For | |||||||||||
9 | Bradley J. Wechsler | For | For | |||||||||||
2 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Note: Voting Abstain is the equivalent to voting Withhold. Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Management | For | For | ||||||||||
4 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the approval of the Second Amended and Restated Long-Term Incentive Plan as set forth in Appendix "A" to the Proxy Circular and Proxy Statement. | Management | Against | Against | ||||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBGI | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US8292261091 | Agenda | 935185531 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David D. Smith | For | For | |||||||||||
2 | Frederick G. Smith | For | For | |||||||||||
3 | J. Duncan Smith | For | For | |||||||||||
4 | Robert E. Smith | For | For | |||||||||||
5 | Howard E. Friedman | For | For | |||||||||||
6 | Lawrence E. McCanna | For | For | |||||||||||
7 | Daniel C. Keith | For | For | |||||||||||
8 | Martin R. Leader | For | For | |||||||||||
9 | Benson E. Legg | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Non-binding advisory vote on our executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal relating to the voting basis used in the election of the Board of Directors. | Shareholder | Against | For | ||||||||||
KAR AUCTION SERVICES, INC | ||||||||||||||
Security | 48238T109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KAR | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US48238T1097 | Agenda | 935191306 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David DiDomenico | Management | For | For | ||||||||||
1B. | Election of Director: Carmel Galvin | Management | For | For | ||||||||||
1C. | Election of Director: James P. Hallett | Management | For | For | ||||||||||
1D. | Election of Director: Mark E. Hill | Management | For | For | ||||||||||
1E. | Election of Director: J. Mark Howell | Management | For | For | ||||||||||
1F. | Election of Director: Stefan Jacoby | Management | For | For | ||||||||||
1G. | Election of Director: Michael T. Kestner | Management | For | For | ||||||||||
1H. | Election of Director: Mary Ellen Smith | Management | For | For | ||||||||||
1I. | Election of Director: Stephen E. Smith | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
3. | To approve an amendment to the KAR Auction Services, Inc. Employee Stock Purchase Plan to increase the total number of shares reserved for issuance under the plan by 1,500,000 shares. | Management | For | For | ||||||||||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US82968B1035 | Agenda | 935192346 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joan L. Amble | For | For | |||||||||||
2 | George W. Bodenheimer | For | For | |||||||||||
3 | Mark D. Carleton | For | For | |||||||||||
4 | Eddy W. Hartenstein | For | For | |||||||||||
5 | James P. Holden | For | For | |||||||||||
6 | Gregory B. Maffei | For | For | |||||||||||
7 | Evan D. Malone | For | For | |||||||||||
8 | James E. Meyer | For | For | |||||||||||
9 | James F. Mooney | For | For | |||||||||||
10 | Michael Rapino | For | For | |||||||||||
11 | Kristina M. Salen | For | For | |||||||||||
12 | Carl E. Vogel | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Advisory vote to approve the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2020. | Management | For | For | ||||||||||
SANDY SPRING BANCORP, INC. | ||||||||||||||
Security | 800363103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SASR | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US8003631038 | Agenda | 935193564 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark E. Friis | For | For | |||||||||||
2 | Brian J. Lemek | For | For | |||||||||||
3 | Pamela A. Little | For | For | |||||||||||
4 | James J. Maiwurm | For | For | |||||||||||
5 | Craig A. Ruppert | For | For | |||||||||||
6 | Walter Clayton Martz II | For | For | |||||||||||
7 | Christina B. O'Meara | For | For | |||||||||||
2. | A non-binding resolution to approve the compensation for the named executive officers. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year 2020. | Management | For | For | ||||||||||
STEVEN MADDEN, LTD. | ||||||||||||||
Security | 556269108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHOO | Meeting Date | 05-Jun-2020 | |||||||||||
ISIN | US5562691080 | Agenda | 935171405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Edward R. Rosenfeld | For | For | |||||||||||
2 | Al Ferrara | For | For | |||||||||||
3 | Mitchel S. Klipper | For | For | |||||||||||
4 | Rose Peabody Lynch | For | For | |||||||||||
5 | Peter Migliorini | For | For | |||||||||||
6 | Ravi Sachdev | For | For | |||||||||||
7 | Thomas H. Schwartz | For | For | |||||||||||
8 | Robert G. Smith | For | For | |||||||||||
9 | Amelia Newton Varela | For | For | |||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. | Management | For | For | ||||||||||
ARMSTRONG FLOORING, INC. | ||||||||||||||
Security | 04238R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AFI | Meeting Date | 05-Jun-2020 | |||||||||||
ISIN | US04238R1068 | Agenda | 935195380 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael F. Johnston | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen S. Lane | Management | For | For | ||||||||||
1C. | Election of Director: Jeffrey Liaw | Management | For | For | ||||||||||
1D. | Election of Director: Michael W. Malone | Management | For | For | ||||||||||
1E. | Election of Director: Larry S. McWilliams | Management | For | For | ||||||||||
1F. | Election of Director: James C. Melville | Management | For | For | ||||||||||
1G. | Election of Director: Michel S. Vermette | Management | For | For | ||||||||||
2. | Advisory, Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of KPMG LLP Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
BIG 5 SPORTING GOODS CORPORATION | ||||||||||||||
Security | 08915P101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BGFV | Meeting Date | 05-Jun-2020 | |||||||||||
ISIN | US08915P1012 | Agenda | 935209103 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class C Director: Jennifer H. Dunbar | Management | For | For | ||||||||||
1B. | Election of Class C Director: Steven G. Miller | Management | For | For | ||||||||||
2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||||
Security | G8878S103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Jun-2020 | ||||||||||||
ISIN | KYG8878S1030 | Agenda | 712415733 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600214.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600198.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019:US4.24 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO APPROVE THE PAYMENT OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019: US4.24 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
4 | TO RE-ELECT MR. JUNICHIRO IDA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
5 | TO RE-ELECT MR. YUKO TAKAHASHI AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
6 | TO RE-ELECT MS. TSENG CHIEN AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HER REMUNERATION | Management | For | For | ||||||||||
7 | TO RE-ELECT MR. HIROMU FUKADA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
8 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: MAZARS CPA LIMITED | Management | For | For | ||||||||||
9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
10 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY | Management | For | For | ||||||||||
11 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | Against | Against | ||||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROP | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US7766961061 | Agenda | 935189868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Shellye L. Archambeau | For | For | |||||||||||
2 | Amy Woods Brinkley | For | For | |||||||||||
3 | John F. Fort, III | For | For | |||||||||||
4 | L. Neil Hunn | For | For | |||||||||||
5 | Robert D. Johnson | For | For | |||||||||||
6 | Robert E. Knowling, Jr. | For | For | |||||||||||
7 | Wilbur J. Prezzano | For | For | |||||||||||
8 | Laura G. Thatcher | For | For | |||||||||||
9 | Richard F. Wallman | For | For | |||||||||||
10 | Christopher Wright | For | For | |||||||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For | ||||||||||
TITAN MACHINERY INC. | ||||||||||||||
Security | 88830R101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TITN | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US88830R1014 | Agenda | 935191166 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Tony Christianson | For | For | |||||||||||
2 | Christine Hamilton | For | For | |||||||||||
2. | To approve, by non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
4. | To approve the Amended and Restated Titan Machinery Inc. 2014 Equity Incentive Plan. | Management | For | For | ||||||||||
ORTHOFIX MEDICAL INC. | ||||||||||||||
Security | 68752M108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OFIX | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US68752M1080 | Agenda | 935196584 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jason M. Hannon | For | For | |||||||||||
2 | James F. Hinrichs | For | For | |||||||||||
3 | Alexis V. Lukianov | For | For | |||||||||||
4 | Lilly Marks | For | For | |||||||||||
5 | Ronald Matricaria | For | For | |||||||||||
6 | Michael E. Paolucci | For | For | |||||||||||
7 | Maria Sainz | For | For | |||||||||||
8 | Jon C. Serbousek | For | For | |||||||||||
9 | John Sicard | For | For | |||||||||||
2. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
3. | Approval of Amendment No. 1 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
4. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
CALLON PETROLEUM COMPANY | ||||||||||||||
Security | 13123X102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPE | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US13123X1028 | Agenda | 935196863 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Matthew R. Bob | For | For | |||||||||||
2 | Anthony J. Nocchiero | For | For | |||||||||||
3 | James M. Trimble | For | For | |||||||||||
2. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | The approval of the Company's 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
4. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
5. | The approval of an amendment to the Company's certificate of incorporation in the form attached to the accompanying Proxy Statement as Appendix C to effect a reverse stock split of our issued and outstanding common stock at a ratio that will be determined by the Board of Directors and that will be within a range of 1-for- 10 to 1-for-50, if the Board determines, in its sole discretion, at any time prior to the first anniversary of the Annual Meeting that the reverse stock split is in the best interests of the Company and its shareholders. | Management | For | For | ||||||||||
6. | The approval of an amendment to the Company's certificate of incorporation in the form attached to the accompanying Proxy Statement as Appendix C to reduce the number of authorized shares of our common stock by the reverse stock split ratio determined by the Board. | Management | For | For | ||||||||||
THE MIDDLEBY CORPORATION | ||||||||||||||
Security | 596278101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIDD | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US5962781010 | Agenda | 935205030 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sarah Palisi Chapin | For | For | |||||||||||
2 | Timothy J. FitzGerald | For | For | |||||||||||
3 | Cathy L. McCarthy | For | For | |||||||||||
4 | John R. Miller III | For | For | |||||||||||
5 | Robert A. Nerbonne | For | For | |||||||||||
6 | Gordon O'Brien | For | For | |||||||||||
7 | Nassem Ziyad | For | For | |||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 2, 2021 | Management | For | For | ||||||||||
3. | Approval, by an advisory vote, of the 2019 compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("SEC") | Management | For | For | ||||||||||
EVOLENT HEALTH, INC. | ||||||||||||||
Security | 30050B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EVH | Meeting Date | 09-Jun-2020 | |||||||||||
ISIN | US30050B1017 | Agenda | 935196849 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class II Director: Bridget Duffy | Management | For | For | ||||||||||
1b. | Election of Class II Director: Diane Holder | Management | For | For | ||||||||||
1c. | Election of Class II Director: Michael D'Amato | Management | For | For | ||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Proposal to approve the compensation of our named executive officers for 2019 on an advisory basis. | Management | For | For | ||||||||||
HOPE BANCORP INC | ||||||||||||||
Security | 43940T109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HOPE | Meeting Date | 09-Jun-2020 | |||||||||||
ISIN | US43940T1097 | Agenda | 935223216 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Donald D. Byun | For | For | |||||||||||
2 | Jinho Doo | For | For | |||||||||||
3 | Daisy Y. Ha | For | For | |||||||||||
4 | James U. Hwang | For | For | |||||||||||
5 | Jin Chul Jhung | For | For | |||||||||||
6 | Joon K. Kim | For | For | |||||||||||
7 | Kevin S. Kim | For | For | |||||||||||
8 | Steven S. Koh | For | For | |||||||||||
9 | Chung Hyun Lee | For | For | |||||||||||
10 | William J. Lewis | For | For | |||||||||||
11 | David P. Malone | For | For | |||||||||||
12 | John R. Taylor | For | For | |||||||||||
13 | Scott Yoon-Suk Whang | For | For | |||||||||||
14 | Dale S. Zuehls | For | For | |||||||||||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory and nonbinding basis, of the compensation paid to our "Named Executive Officers" as described in the Proxy Statement. | Management | For | For | ||||||||||
BEL FUSE INC. | ||||||||||||||
Security | 077347201 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BELFA | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US0773472016 | Agenda | 935175198 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas E. Dooley | No Action | ||||||||||||
2 | Rita V. Smith | No Action | ||||||||||||
2. | With respect to the ratification of the designation of Deloitte & Touche LLP to audit Bel's books and accounts for 2020 | Management | No Action | |||||||||||
3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement | Management | No Action | |||||||||||
4. | With respect to the approval of the Bel Fuse Inc. 2020 Equity Compensation Plan | Management | No Action | |||||||||||
5. | With respect to a shareholder proposal requesting that our board of directors take all necessary steps to provide the holders of Class A Common Stock with the right to convert their shares into Class B Common Stock at their option at any time, if properly presented at the Annual Meeting. | Shareholder | No Action | |||||||||||
PENN NATIONAL GAMING, INC. | ||||||||||||||
Security | 707569109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PENN | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US7075691094 | Agenda | 935196611 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jane Scaccetti | For | For | |||||||||||
2 | Jay A. Snowden | For | For | |||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
MANNING & NAPIER INC. | ||||||||||||||
Security | 56382Q102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MN | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US56382Q1022 | Agenda | 935202123 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard S. Goldberg | For | For | |||||||||||
2 | Barbara Goodstein | For | For | |||||||||||
3 | Robert Kopech | For | For | |||||||||||
4 | Kenneth A. Marvald | For | For | |||||||||||
5 | Marc O. Mayer | For | For | |||||||||||
6 | Edward J. Pettinella | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory (non-binding) vote approving compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
STAMPS.COM INC. | ||||||||||||||
Security | 852857200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STMP | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US8528572006 | Agenda | 935213760 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kenneth T. McBride | For | For | |||||||||||
2 | Theodore R. Samuels, II | For | For | |||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2020. | Management | For | For | ||||||||||
AMERIS BANCORP | ||||||||||||||
Security | 03076K108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABCB | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US03076K1088 | Agenda | 935194225 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rodney D. Bullard* | For | For | |||||||||||
2 | James B. Miller, Jr.* | For | For | |||||||||||
3 | William I. Bowen, Jr.# | For | For | |||||||||||
4 | Wm. Millard Choate# | For | For | |||||||||||
5 | Robert P. Lynch# | For | For | |||||||||||
6 | Elizabeth A. McCague# | For | For | |||||||||||
7 | Gloria A. O'Neal+ | For | For | |||||||||||
8 | H. Palmer Proctor, Jr.+ | For | For | |||||||||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the amendment of the Company's articles of incorporation to increase the number of authorized shares of common stock from 100 million shares to 200 million shares. | Management | For | For | ||||||||||
5. | Approval of the amendment of the Company's articles of incorporation to eliminate the supermajority vote required to amend certain provisions of the Company's articles of incorporation and bylaws. | Management | For | For | ||||||||||
6. | Approval of the amendment of the Company's articles of incorporation and bylaws to declassify the Company's Board of Directors. | Management | For | For | ||||||||||
ACTIVISION BLIZZARD, INC. | ||||||||||||||
Security | 00507V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ATVI | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US00507V1098 | Agenda | 935196483 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Reveta Bowers | Management | For | For | ||||||||||
1B. | Election of Director: Robert Corti | Management | For | For | ||||||||||
1C. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||||
1D. | Election of Director: Brian Kelly | Management | For | For | ||||||||||
1E. | Election of Director: Robert Kotick | Management | For | For | ||||||||||
1F. | Election of Director: Barry Meyer | Management | For | For | ||||||||||
1G. | Election of Director: Robert Morgado | Management | For | For | ||||||||||
1H. | Election of Director: Peter Nolan | Management | For | For | ||||||||||
1I. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
1J. | Election of Director: Casey Wasserman | Management | For | For | ||||||||||
2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding political disclosures. | Shareholder | Abstain | Against | ||||||||||
AMC NETWORKS INC | ||||||||||||||
Security | 00164V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMCX | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US00164V1035 | Agenda | 935202767 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan F. Miller | For | For | |||||||||||
2 | Leonard Tow | For | For | |||||||||||
3 | David E. Van Zandt | For | For | |||||||||||
4 | Carl E. Vogel | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for fiscal year 2020 | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation | Management | For | For | ||||||||||
4. | Approval of the Company's Amended and Restated 2016 Employee Stock Plan | Management | Against | Against | ||||||||||
5. | Approval of the Company's Amended and Restated 2011 Stock Plan for Non-Employee Directors | Management | Against | Against | ||||||||||
6. | Vote on stockholder proposal regarding voting standards for director elections | Shareholder | Against | For | ||||||||||
GAMING AND LEISURE PROPERTIES, INC. | ||||||||||||||
Security | 36467J108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLPI | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US36467J1088 | Agenda | 935205446 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Peter M. Carlino | Management | For | For | ||||||||||
1.2 | Election of Director: Carol ("Lili") Lynton | Management | For | For | ||||||||||
1.3 | Election of Director: Joseph W. Marshall, III | Management | For | For | ||||||||||
1.4 | Election of Director: James B. Perry | Management | For | For | ||||||||||
1.5 | Election of Director: Barry F. Schwartz | Management | For | For | ||||||||||
1.6 | Election of Director: Earl C. Shanks | Management | For | For | ||||||||||
1.7 | Election of Director: E. Scott Urdang | Management | For | For | ||||||||||
2. | To approve the Company's Second Amended and Restated 2013 Long-Term Incentive Compensation Plan. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
4. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
FULL HOUSE RESORTS, INC. | ||||||||||||||
Security | 359678109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLL | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US3596781092 | Agenda | 935216312 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||||
1B. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||||
1C. | Election of Director: Lewis A. Fanger | Management | For | For | ||||||||||
1D. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||||
1E. | Election of Director: Kathleen Marshall | Management | For | For | ||||||||||
1F. | Election of Director: Bradley M. Tirpak | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
CIRCOR INTERNATIONAL, INC. | ||||||||||||||
Security | 17273K109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CIR | Meeting Date | 12-Jun-2020 | |||||||||||
ISIN | US17273K1097 | Agenda | 935200016 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to implement a majority voting standard for uncontested director elections to first take effect at the Annual Meeting of Stockholders in 2021. | Management | For | For | ||||||||||
2. | To amend the Certificate of Incorporation to declassify the Board of Directors of the Company. | Management | For | For | ||||||||||
3. | DIRECTOR | Management | ||||||||||||
1 | John (Andy) O'Donnell* | For | For | |||||||||||
2 | Scott Buckhout* | For | For | |||||||||||
4. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||||
Security | 218683100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMT | Meeting Date | 15-Jun-2020 | |||||||||||
ISIN | US2186831002 | Agenda | 935208125 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David L. Duvall | For | For | |||||||||||
2 | Thomas R. Cellitti | For | For | |||||||||||
3 | James F. Crowley | For | For | |||||||||||
4 | Ralph O. Hellmold | For | For | |||||||||||
5 | Matthew E. Jauchius | For | For | |||||||||||
6 | Andrew O. Smith | For | For | |||||||||||
2. | An advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
CUTERA, INC. | ||||||||||||||
Security | 232109108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CUTR | Meeting Date | 15-Jun-2020 | |||||||||||
ISIN | US2321091082 | Agenda | 935210396 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory A. Barrett | For | For | |||||||||||
2 | David H. Mowry | For | For | |||||||||||
3 | Timothy J. O'Shea | For | For | |||||||||||
4 | J. Daniel Plants | For | For | |||||||||||
5 | Joseph E. Whitters | For | For | |||||||||||
6 | Katherine S. Zanotti | For | For | |||||||||||
2. | Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||||
4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan. | Management | Against | Against | ||||||||||
SGL CARBON SE | ||||||||||||||
Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2020 | ||||||||||||
ISIN | DE0007235301 | Agenda | 712604861 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289A-AND 315A OF THE GERMAN COMMERCIAL CODE | Non-Voting | ||||||||||||
2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | No Action | |||||||||||
3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
4 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLIN | Management | No Action | |||||||||||
5.1 | ELECTION TO THE SUPERVISORY BOARD: SUSANNE KLATTEN | Management | No Action | |||||||||||
5.2 | ELECTION TO THE SUPERVISORY BOARD: GEORG DENOKE | Management | No Action | |||||||||||
5.3 | ELECTION TO THE SUPERVISORY BOARD: EDWIN EICHLER | Management | No Action | |||||||||||
6 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED. FURTHER DETAILS CAN BE FOUND ON THE COMPANY'S WEBSITE | Management | No Action | |||||||||||
7 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD PURSUANT SECTION 12 OF THE ARTICLES OF ASSOCIATION SHALL BE APPROVED | Management | No Action | |||||||||||
8 | AMENDMENT TO SECTION 15(2) OF THE ARTICLES OF ASSOCIATION SECTION 15(2): PROOF OF SHARE OWNERSHIP ISSUED IN TEXT FORM BY THE LAST INTERMEDIARY IN ACCORDANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT SHALL BE SUFFICIENT AS EVIDENCE. THIS PROOF MUST REFER TO THE BEGINNING OF THE 21ST DAY PRIOR TO THE SHAREHOLDERS. MEETING AND MUST BE RECEIVED BY THE COMPANY NO LATER THAN THE LAST DAY OF THE REGISTRATION PERIOD PURSUANT TO SECTION 15(1) OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
ELEMENT SOLUTIONS INC | ||||||||||||||
Security | 28618M106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ESI | Meeting Date | 16-Jun-2020 | |||||||||||
ISIN | US28618M1062 | Agenda | 935202022 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sir Martin E. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Benjamin Gliklich | Management | For | For | ||||||||||
1C. | Election of Director: Scot R. Benson | Management | For | For | ||||||||||
1D. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||||
1E. | Election of Director: Christopher T. Fraser | Management | For | For | ||||||||||
1F. | Election of Director: Michael F. Goss | Management | For | For | ||||||||||
1G. | Election of Director: Nichelle Maynard-Elliott | Management | For | For | ||||||||||
1H. | Election of Director: E. Stanley O'Neal | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020 | Management | For | For | ||||||||||
KAMEDA SEIKA CO.,LTD. | ||||||||||||||
Security | J29352101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||||
ISIN | JP3219800004 | Agenda | 712713103 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Increase the Board of Directors Size | Management | For | For | ||||||||||
3.1 | Appoint a Director Tanaka, Michiyasu | Management | For | For | ||||||||||
3.2 | Appoint a Director Sato, Isamu | Management | For | For | ||||||||||
3.3 | Appoint a Director Koizumi, Naoko | Management | For | For | ||||||||||
3.4 | Appoint a Director Kobayashi, Akira | Management | For | For | ||||||||||
3.5 | Appoint a Director Juneja Lekh Raj | Management | For | For | ||||||||||
3.6 | Appoint a Director Kodera, Yoshio | Management | For | For | ||||||||||
3.7 | Appoint a Director Seki, Nobuo | Management | For | For | ||||||||||
3.8 | Appoint a Director Tsutsumi, Tadasu | Management | For | For | ||||||||||
3.9 | Appoint a Director Mackenzie Clugston | Management | For | For | ||||||||||
3.10 | Appoint a Director Miyake, Minesaburo | Management | For | For | ||||||||||
3.11 | Appoint a Director Ito, Yoshio | Management | For | For | ||||||||||
3.12 | Appoint a Director Kanai, Takayuki | Management | For | For | ||||||||||
3.13 | Appoint a Director Iue, Toshimasa | Management | For | For | ||||||||||
4 | Appoint a Corporate Auditor Kondo, Michiya | Management | Against | Against | ||||||||||
5 | Approve Details of the Compensation to be received by Directors | Management | For | For | ||||||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
IAA, INC | ||||||||||||||
Security | 449253103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAA | Meeting Date | 17-Jun-2020 | |||||||||||
ISIN | US4492531037 | Agenda | 935198893 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class I Director: John W. Kett | Management | For | For | ||||||||||
1B. | Election of Class I Director: Peter H. Kamin | Management | For | For | ||||||||||
1C. | Election of Class I Director: Lynn Jolliffe | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||||
CADIZ INC. | ||||||||||||||
Security | 127537207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CDZI | Meeting Date | 17-Jun-2020 | |||||||||||
ISIN | US1275372076 | Agenda | 935202666 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Brackpool | For | For | |||||||||||
2 | Stephen E. Courter | For | For | |||||||||||
3 | Maria Echaveste | For | For | |||||||||||
4 | Geoffrey Grant | For | For | |||||||||||
5 | Winston Hickox | For | For | |||||||||||
6 | Murray H. Hutchison | For | For | |||||||||||
7 | Richard Nevins | For | For | |||||||||||
8 | Scott S. Slater | For | For | |||||||||||
9 | Carolyn Webb de Macías | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation as disclosed in the proxy materials. | Management | For | For | ||||||||||
COMMUNICATIONS SYSTEMS INC. | ||||||||||||||
Security | 203900105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCS | Meeting Date | 17-Jun-2020 | |||||||||||
ISIN | US2039001050 | Agenda | 935204709 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Roger H.D. Lacey | For | For | |||||||||||
2 | Richard A. Primuth | For | For | |||||||||||
3 | Randall D. Sampson | For | For | |||||||||||
4 | Steven C. Webster | For | For | |||||||||||
5 | Michael R. Zapata | For | For | |||||||||||
2. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
FORMOSA INTERNATIONAL HOTELS CORP | ||||||||||||||
Security | Y2603W109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-Jun-2020 | ||||||||||||
ISIN | TW0002707007 | Agenda | 712683704 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||||
2 | 2019 EARNINGS DISTRIBUTIONPROPOSED CASH DIVIDEND: TWD 3.9206 PER SHARE. | Management | For | For | ||||||||||
3 | THE AMENDMENTS OF THE COMPANYS ARTICLES OF INCORPORATION. | Management | For | For | ||||||||||
4 | THE AMENDMENTS OF THE RULES AND PROCEDURES OF SHAREHOLDERS MEETING. | Management | For | For | ||||||||||
DISCOVERY, INC. | ||||||||||||||
Security | 25470F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISCA | Meeting Date | 18-Jun-2020 | |||||||||||
ISIN | US25470F1049 | Agenda | 935197651 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert R. Bennett | For | For | |||||||||||
2 | John C. Malone | For | For | |||||||||||
3 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To vote on an advisory resolution to approve the 2019 compensation of Discovery, Inc.'s named executive officers, commonly referred to as a "Say on Pay" vote. | Management | For | For | ||||||||||
4. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
AARON'S INC. | ||||||||||||||
Security | 002535300 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AAN | Meeting Date | 18-Jun-2020 | |||||||||||
ISIN | US0025353006 | Agenda | 935217958 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kelly H. Barrett | Management | For | For | ||||||||||
1B. | Election of Director: Kathy T. Betty | Management | For | For | ||||||||||
1C. | Election of Director: Douglas C. Curling | Management | For | For | ||||||||||
1D. | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||
1E. | Election of Director: Curtis L. Doman | Management | For | For | ||||||||||
1F. | Election of Director: Walter G. Ehmer | Management | For | For | ||||||||||
1G. | Election of Director: Hubert L. Harris, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: John W. Robinson III | Management | For | For | ||||||||||
1I. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
2. | Approval of a non-binding advisory resolution to approve the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Effecting a Holding Company Formation and, in connection therewith, Approval of the Agreement and Plan of Merger, by and among Aaron's, Inc., Aaron's Holdings Company, Inc. and Aaron's Merger Sub, Inc. | Management | For | For | ||||||||||
SEIKAGAKU CORPORATION | ||||||||||||||
Security | J75584102 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||||||||||
ISIN | JP3414000004 | Agenda | 712740477 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Mizutani, Ken | Management | For | For | ||||||||||
2.2 | Appoint a Director Okada, Toshiyuki | Management | For | For | ||||||||||
2.3 | Appoint a Director Funakoshi, Yosuke | Management | For | For | ||||||||||
2.4 | Appoint a Director Akita, Takayuki | Management | For | For | ||||||||||
2.5 | Appoint a Director Katayama, Eiji | Management | For | For | ||||||||||
2.6 | Appoint a Director Minaki, Mio | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor Takeda, Toru | Management | For | For | ||||||||||
3.2 | Appoint a Corporate Auditor Maruyama, Takayuki | Management | For | For | ||||||||||
MEDALLION FINANCIAL CORP. | ||||||||||||||
Security | 583928106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MFIN | Meeting Date | 19-Jun-2020 | |||||||||||
ISIN | US5839281061 | Agenda | 935199718 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Alvin Murstein | For | For | |||||||||||
2 | John Everets | For | For | |||||||||||
3 | Cynthia A. Hallenbeck | For | For | |||||||||||
2. | Proposal to ratify the appointment of Mazars USA LLP as Medallion Financial Corp.'s independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
3. | Proposal to approve a non-binding advisory resolution to approve the 2019 compensation of Medallion Financial Corp.'s named executive officers, as described in the proxy statement | Management | For | For | ||||||||||
4. | Proposal to approve the amendment to Medallion Financial Corp.'s 2018 Equity Incentive Plan, to increase the number of shares of Common Stock authorized for issuance thereunder as described in the proxy statement | Management | For | For | ||||||||||
MANCHESTER UNITED PLC | ||||||||||||||
Security | G5784H106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MANU | Meeting Date | 22-Jun-2020 | |||||||||||
ISIN | KYG5784H1065 | Agenda | 935183931 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Election of Director: Avram Glazer | Management | For | For | ||||||||||
2. | Election of Director: Joel Glazer | Management | For | For | ||||||||||
3. | Election of Director: Edward Woodward | Management | For | For | ||||||||||
4. | Election of Director: Richard Arnold | Management | For | For | ||||||||||
5. | Election of Director: Cliff Baty | Management | For | For | ||||||||||
6. | Election of Director: Kevin Glazer | Management | For | For | ||||||||||
7. | Election of Director: Bryan Glazer | Management | For | For | ||||||||||
8. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||||
9. | Election of Director: Edward Glazer | Management | For | For | ||||||||||
10. | Election of Director: Robert Leitâo | Management | For | For | ||||||||||
11. | Election of Director: Manu Sawhney | Management | For | For | ||||||||||
12. | Election of Director: John Hooks | Management | For | For | ||||||||||
AVANGRID, INC. | ||||||||||||||
Security | 05351W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGR | Meeting Date | 22-Jun-2020 | |||||||||||
ISIN | US05351W1036 | Agenda | 935205220 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ignacio S. Galán | For | For | |||||||||||
2 | John Baldacci | For | For | |||||||||||
3 | Daniel Alcain López | For | For | |||||||||||
4 | Pedro Azagra Blázquez | For | For | |||||||||||
5 | Robert Duffy | For | For | |||||||||||
6 | Teresa Herbert | For | For | |||||||||||
7 | Patricia Jacobs | For | For | |||||||||||
8 | John Lahey | For | For | |||||||||||
9 | José Ángel M. Rodríguez | For | For | |||||||||||
10 | Santiago M. Garrido | For | For | |||||||||||
11 | José Sáinz Armada | For | For | |||||||||||
12 | Alan Solomont | For | For | |||||||||||
13 | Elizabeth Timm | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||||
Security | 868168105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SUP | Meeting Date | 22-Jun-2020 | |||||||||||
ISIN | US8681681057 | Agenda | 935234182 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Majdi Abulaban | For | For | |||||||||||
2 | Michael R. Bruynesteyn | Withheld | Against | |||||||||||
3 | Richard J. Giromini | Withheld | Against | |||||||||||
4 | Paul J. Humphries | Withheld | Against | |||||||||||
5 | Ransom A. Langford | Withheld | Against | |||||||||||
6 | James S. McElya | Withheld | Against | |||||||||||
7 | Timothy C. McQuay | Withheld | Against | |||||||||||
8 | Ellen B. Richstone | Withheld | Against | |||||||||||
9 | Francisco S. Uranga | Withheld | Against | |||||||||||
2. | To approve, in a non-binding advisory vote, the executive compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
KIKKOMAN CORPORATION | ||||||||||||||
Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | ||||||||||||
ISIN | JP3240400006 | Agenda | 712704825 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||||
2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | ||||||||||
2.4 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||||
2.5 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||||
2.6 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||||
2.7 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||||
2.8 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||||
2.9 | Appoint a Director Ozaki, Mamoru | Management | For | For | ||||||||||
2.10 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||||
2.11 | Appoint a Director Iino, Masako | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor Mori, Koichi | Management | Against | Against | ||||||||||
4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||||
5 | Approve Details of the Compensation to be received by Outside Directors | Management | For | For | ||||||||||
GINKO INTERNATIONAL CO LTD | ||||||||||||||
Security | G39010106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | ||||||||||||
ISIN | KYG390101064 | Agenda | 712705726 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | 2019 BUSINESS REPORT AND CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||||||
2 | 2019 PROFIT DISTRIBUTION PROPOSAL. PROPOSED CASH DIVIDEND: TWD 3 PER SHARE | Management | For | For | ||||||||||
3 | CAPITAL INCREASE BY EARNINGS. PROPOSED STOCK DIVIDEND: 50 SHARES PER 1,000 SHARES. | Management | For | For | ||||||||||
4 | PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | Management | For | For | ||||||||||
5 | PROPOSED AMENDMENTS TO THE PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | For | ||||||||||
GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
Security | 362409104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GTYH | Meeting Date | 23-Jun-2020 | |||||||||||
ISIN | US3624091043 | Agenda | 935213001 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class II Director for a three-year term: William D. Green | Management | For | For | ||||||||||
1B. | Election of Class II Director for a three-year term: Joseph Tucci | Management | For | For | ||||||||||
1C. | Election of Class II Director for a three-year term: Harry L. You | Management | For | For | ||||||||||
2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve the GTY Technology Holdings Inc. Amended and Restated 2019 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
SOHGO SECURITY SERVICES CO.,LTD. | ||||||||||||||
Security | J7607Z104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
ISIN | JP3431900004 | Agenda | 712758234 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Murai, Atsushi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Aoyama, Yukiyasu | Management | For | For | ||||||||||
2.3 | Appoint a Director Kayaki, Ikuji | Management | For | For | ||||||||||
2.4 | Appoint a Director Hokari, Hirohisa | Management | For | For | ||||||||||
2.5 | Appoint a Director Murai, Tsuyoshi | Management | For | For | ||||||||||
2.6 | Appoint a Director Nomura, Shigeki | Management | For | For | ||||||||||
2.7 | Appoint a Director Suzuki, Motohisa | Management | For | For | ||||||||||
2.8 | Appoint a Director Kishimoto, Koji | Management | For | For | ||||||||||
2.9 | Appoint a Director Ono, Seiei | Management | For | For | ||||||||||
2.10 | Appoint a Director Kadowaki, Hideharu | Management | For | For | ||||||||||
2.11 | Appoint a Director Ando, Toyoaki | Management | Against | Against | ||||||||||
2.12 | Appoint a Director Suetsugu, Hirotomo | Management | Against | Against | ||||||||||
3 | Appoint a Corporate Auditor Nagasawa, Michiko | Management | For | For | ||||||||||
TAKASAGO INTERNATIONAL CORPORATION | ||||||||||||||
Security | J80937113 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
ISIN | JP3454400007 | Agenda | 712759779 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Masumura, Satoshi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||||
2.3 | Appoint a Director Fujiwara, Hisaya | Management | For | For | ||||||||||
2.4 | Appoint a Director Yamagata, Tatsuya | Management | For | For | ||||||||||
2.5 | Appoint a Director Somekawa, Kenichi | Management | For | For | ||||||||||
2.6 | Appoint a Director Yanaka, Fumihiro | Management | For | For | ||||||||||
2.7 | Appoint a Director Matsuda, Komei | Management | For | For | ||||||||||
2.8 | Appoint a Director Mizuno, Naoki | Management | For | For | ||||||||||
2.9 | Appoint a Director Isono, Hirokazu | Management | For | For | ||||||||||
2.10 | Appoint a Director Kawabata, Shigeki | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor Ono, Akira | Management | For | For | ||||||||||
3.2 | Appoint a Corporate Auditor Nakae, Yasuo | Management | For | For | ||||||||||
YAKULT HONSHA CO.,LTD. | ||||||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
ISIN | JP3931600005 | Agenda | 712772804 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Negishi, Takashige | Management | Against | Against | ||||||||||
1.2 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
1.3 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
1.4 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
1.5 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
1.6 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
1.7 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
1.8 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
1.9 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
1.10 | Appoint a Director Richard Hall | Management | For | For | ||||||||||
1.11 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
1.12 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
1.13 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
1.14 | Appoint a Director Pascal Yves de Petrini | Management | For | For | ||||||||||
1.15 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Yamakami, Hiroshi | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Tanigawa, Seijuro | Management | Against | Against | ||||||||||
2.3 | Appoint a Corporate Auditor Tezuka, Seno | Management | For | For | ||||||||||
2.4 | Appoint a Corporate Auditor Kawana, Hideyuki | Management | For | For | ||||||||||
2.5 | Appoint a Corporate Auditor Machida, Emi | Management | For | For | ||||||||||
IWATSUKA CONFECTIONERY CO.,LTD. | ||||||||||||||
Security | J25575101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
ISIN | JP3152200006 | Agenda | 712779567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Haruo | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hoshino, Tadahiko | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Daisuke | Management | For | For | ||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Masaei | Management | For | For | ||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Masamitsu | Management | For | For | ||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Haruhito | Management | For | For | ||||||||||
3 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Hosokai, Iwao | Management | For | For | ||||||||||
SCULPTOR CAPITAL MANAGEMENT, INC. | ||||||||||||||
Security | 811246107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCU | Meeting Date | 24-Jun-2020 | |||||||||||
ISIN | US8112461079 | Agenda | 935196267 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert S. Shafir | For | For | |||||||||||
2 | James S. Levin | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, by a non-binding advisory vote, the compensation of the Named Executive Officers of Sculptor Capital Management, Inc. (the "Say-on-Pay" Vote). | Management | For | For | ||||||||||
NISSIN FOODS HOLDINGS CO.,LTD. | ||||||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | JP3675600005 | Agenda | 712716527 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Approve Minor Revisions | Management | For | For | ||||||||||
3.1 | Appoint a Director Ando, Koki | Management | For | For | ||||||||||
3.2 | Appoint a Director Ando, Noritaka | Management | For | For | ||||||||||
3.3 | Appoint a Director Yokoyama, Yukio | Management | For | For | ||||||||||
3.4 | Appoint a Director Kobayashi, Ken | Management | For | For | ||||||||||
3.5 | Appoint a Director Okafuji, Masahiro | Management | For | For | ||||||||||
3.6 | Appoint a Director Mizuno, Masato | Management | For | For | ||||||||||
3.7 | Appoint a Director Nakagawa, Yukiko | Management | For | For | ||||||||||
3.8 | Appoint a Director Sakuraba, Eietsu | Management | For | For | ||||||||||
BULL-DOG SAUCE CO.,LTD. | ||||||||||||||
Security | J04746103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | JP3831200005 | Agenda | 712748841 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ishigaki, Hisatoshi | Management | Against | Against | ||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Koichi | Management | For | For | ||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Satoko | Management | For | For | ||||||||||
3.1 | Appoint a Director who is Audit and Supervisory Committee Member Yamamoto, Seiichiro | Management | For | For | ||||||||||
3.2 | Appoint a Director who is Audit and Supervisory Committee Member Ishikawa, Hiroyasu | Management | For | For | ||||||||||
3.3 | Appoint a Director who is Audit and Supervisory Committee Member Nagashima, Etsuko | Management | For | For | ||||||||||
4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Miyamoto, Katsumi | Management | For | For | ||||||||||
MAEZAWA KYUSO INDUSTRIES CO.,LTD. | ||||||||||||||
Security | J39466107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | JP3860300007 | Agenda | 712773402 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Yamamoto, Haruki | Management | Against | Against | ||||||||||
2.2 | Appoint a Director Taniai, Yuichi | Management | For | For | ||||||||||
2.3 | Appoint a Director Murata, Hideaki | Management | For | For | ||||||||||
2.4 | Appoint a Director Maeda, Chikashi | Management | For | For | ||||||||||
2.5 | Appoint a Director Sugimoto, Hiroshi | Management | For | For | ||||||||||
2.6 | Appoint a Director Taniguchi, Yoichiro | Management | For | For | ||||||||||
2.7 | Appoint a Director Yoshikawa, Akihiro | Management | For | For | ||||||||||
2.8 | Appoint a Director Iijima, Yasuo | Management | For | For | ||||||||||
3 | Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | Management | Against | Against | ||||||||||
OPKO HEALTH, INC. | ||||||||||||||
Security | 68375N103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OPK | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US68375N1037 | Agenda | 935207060 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Phillip Frost, M.D. | For | For | |||||||||||
2 | Jane H. Hsiao, PhD, MBA | For | For | |||||||||||
3 | Steven D. Rubin | For | For | |||||||||||
4 | Robert S. Fishel, M.D. | For | For | |||||||||||
5 | Richard M. Krasno, Ph.D | For | For | |||||||||||
6 | Richard A. Lerner, M.D. | For | For | |||||||||||
7 | John A. Paganelli | For | For | |||||||||||
8 | Richard C Pfenniger Jr. | For | For | |||||||||||
9 | Alice L. Yu M.D., Ph.D. | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation paid to named executive officers of the Company ("Say on Pay"). | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WYNN | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US9831341071 | Agenda | 935208175 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard J. Byrne | For | For | |||||||||||
2 | Patricia Mulroy | For | For | |||||||||||
3 | Clark T. Randt, Jr. | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
4. | To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares. | Management | For | For | ||||||||||
TRINITY PLACE HOLDINGS INC. | ||||||||||||||
Security | 89656D101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TPHS | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US89656D1019 | Agenda | 935214964 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Alexander C. Matina | For | For | |||||||||||
2 | Jeffrey B. Citrin | For | For | |||||||||||
2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
MOVADO GROUP, INC. | ||||||||||||||
Security | 624580106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOV | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US6245801062 | Agenda | 935215017 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peter A. Bridgman | For | For | |||||||||||
2 | Alex Grinberg | For | For | |||||||||||
3 | Efraim Grinberg | For | For | |||||||||||
4 | Alan H. Howard | For | For | |||||||||||
5 | Richard Isserman | For | For | |||||||||||
6 | Ann Kirschner | For | For | |||||||||||
7 | Stephen Sadove | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the proxy statement under "Executive Compensation". | Management | For | For | ||||||||||
CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
Security | 13811E101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPHC | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US13811E1010 | Agenda | 935215738 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maureen H. Bausch | For | For | |||||||||||
2 | John S. Himle | For | For | |||||||||||
3 | Carin J. Offerman | For | For | |||||||||||
4 | Randall D. Sampson | For | For | |||||||||||
5 | Dale H. Schenian | For | For | |||||||||||
2. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
IAC/INTERACTIVECORP | ||||||||||||||
Security | 44919P508 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAC | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US44919P5089 | Agenda | 935216300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve amendments to the IAC certificate of incorporation that will effect the separation of businesses of Match Group, Inc. ("Match") from remaining businesses of IAC ("Separation") that will result in the pre-transaction stockholders of IAC owning shares in two, separate public companies-(1) IAC, which will be renamed "Match Group, Inc." ("New Match"), (2) IAC Holdings, Inc., and currently a direct wholly owned subsidiary of IAC ("New IAC"), which will be renamed "IAC/InterActiveCorp" and which will own IAC's other businesses | Management | For | For | ||||||||||
2. | To approve amendments to the IAC certificate of incorporation to provide, following the Separation, for (i) classification of the board of directors of New Match, (ii) removal of members of the board of directors of New Match from office by stockholders, (iii) exclusive right of the board of directors of New Match to fill director vacancies, (iv) no officer or director of New Match who is also an officer or director of New IAC having liability to New Match, (v) certain ministerial amendments to the IAC certificate of incorporation. | Management | Against | Against | ||||||||||
3. | To approve amendments to the IAC certificate of incorporation that will prohibit, following the Separation, action by written consent of stockholders of New Match in lieu of a stockholder meeting, subject to any rights of holders of preferred stock. | Management | Against | Against | ||||||||||
4. | To approve certain other amendments to IAC certificate of incorporation as further described in joint proxy statement/prospectus, including amendments to provide, for the renaming of New Match as "Match Group, Inc." and elimination of all classes and series of authorized capital stock of New Match as of immediately prior to the completion of the Separation other than New Match $0.001 par value common stock (at which time the IAC Class M common stock would be renamed New Match common stock) and New Match $0.01 par value preferred stock. | Management | For | For | ||||||||||
5. | To approve the issuance of shares of IAC Class M common stock in connection with the transactions contemplated by the Transaction Agreement, dated as of December 19, 2019, by and among IAC, New IAC, Valentine Merger Sub LLC and Match. | Management | For | For | ||||||||||
6. | To approve the IAC/InterActiveCorp 2020 Stock and Annual Incentive Plan (which will remain with New Match and be renamed the Match Group, Inc. 2020 Stock and Annual Incentive Plan). | Management | For | For | ||||||||||
7. | To approve one or more adjournments or postponements of the IAC annual meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. | Management | For | For | ||||||||||
8A. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
8B. | Election of Director: Barry Diller | Management | For | For | ||||||||||
8C. | Election of Director: Michael D. Eisner | Management | For | For | ||||||||||
8D. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
8E. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
8F. | Election of Director: Joseph Levin | Management | For | For | ||||||||||
8G. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
8H. | Election of Director: David Rosenblatt | Management | For | For | ||||||||||
8I. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
8J. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
8K. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
9. | To ratify the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
10. | To hold an advisory vote on IAC's executive compensation. | Management | For | For | ||||||||||
THE NEW GERMANY FUND | ||||||||||||||
Security | 644465106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GF | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US6444651060 | Agenda | 935221844 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dr. Kenneth C. Froewiss | For | For | |||||||||||
2 | Dr. C. Pleister | For | For | |||||||||||
3 | Christian M. Zügel | For | For | |||||||||||
4 | Dr. Holger Hatje | For | For | |||||||||||
5 | Ms. Hepsen Uzcan | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
THE EUROPEAN EQUITY FUND | ||||||||||||||
Security | 298768102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EEA | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US2987681028 | Agenda | 935221856 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dr. Kenneth C. Froewiss | For | For | |||||||||||
2 | Dr. Wolfgang Leoni | For | For | |||||||||||
3 | Christian H. Strenger | For | For | |||||||||||
4 | Dr. Holger Hatje | For | For | |||||||||||
5 | Ms. Hepsen Uzcan | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve a stockholder proposal asking the Fund to take steps to declassify the Board of Directors of the Fund. | Shareholder | Against | For | ||||||||||
CENTRAL EUROPE, RUSSIA & TURKEY FD COM | ||||||||||||||
Security | 153436100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CEE | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US1534361001 | Agenda | 935221868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard R. Burt | For | For | |||||||||||
2 | Walter C. Dostmann | For | For | |||||||||||
3 | Dr. Kenneth C. Froewiss | For | For | |||||||||||
4 | Dr. Holger Hatje | For | For | |||||||||||
5 | Ms. Hepsen Uzcan | For | For | |||||||||||
2. | To ratify the appointment by the Audit Committee and the Board of Directors of Ernst & Young LLP, an independent public accounting firm, as independent auditors for the fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
BIGLARI HOLDINGS INC. | ||||||||||||||
Security | 08986R408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHA | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US08986R4083 | Agenda | 935230045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sardar Biglari | Withheld | Against | |||||||||||
2 | Philip L. Cooley | Withheld | Against | |||||||||||
3 | Kenneth R. Cooper | Withheld | Against | |||||||||||
4 | John G. Cardwell | For | For | |||||||||||
5 | Ruth J. Person | Withheld | Against | |||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
MORINAGA MILK INDUSTRY CO.,LTD. | ||||||||||||||
Security | J46410114 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
ISIN | JP3926800008 | Agenda | 712711971 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Miyahara, Michio | Management | For | For | ||||||||||
2.2 | Appoint a Director Okawa, Teiichiro | Management | For | For | ||||||||||
2.3 | Appoint a Director Onuki, Yoichi | Management | For | For | ||||||||||
2.4 | Appoint a Director Minato, Tsuyoshi | Management | For | For | ||||||||||
2.5 | Appoint a Director Kusano, Shigemi | Management | For | For | ||||||||||
2.6 | Appoint a Director Ohara, Kenichi | Management | For | For | ||||||||||
2.7 | Appoint a Director Kawakami, Shoji | Management | For | For | ||||||||||
2.8 | Appoint a Director Yoneda, Takatomo | Management | For | For | ||||||||||
2.9 | Appoint a Director Tominaga, Yukari | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor Saito, Mitsumasa | Management | Against | Against | ||||||||||
3.2 | Appoint a Corporate Auditor Ikaga, Masahiko | Management | For | For | ||||||||||
4 | Appoint a Substitute Corporate Auditor Fujiwara, Hiroshi | Management | For | For | ||||||||||
MEIJI HOLDINGS CO.,LTD. | ||||||||||||||
Security | J41729104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
ISIN | JP3918000005 | Agenda | 712778224 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Kawamura, Kazuo | Management | For | For | ||||||||||
1.2 | Appoint a Director Kobayashi, Daikichiro | Management | For | For | ||||||||||
1.3 | Appoint a Director Matsuda, Katsunari | Management | For | For | ||||||||||
1.4 | Appoint a Director Shiozaki, Koichiro | Management | For | For | ||||||||||
1.5 | Appoint a Director Furuta, Jun | Management | For | For | ||||||||||
1.6 | Appoint a Director Iwashita, Tomochika | Management | For | For | ||||||||||
1.7 | Appoint a Director Murayama, Toru | Management | For | For | ||||||||||
1.8 | Appoint a Director Matsumura, Mariko | Management | For | For | ||||||||||
2 | Appoint a Substitute Corporate Auditor Imamura, Makoto | Management | For | For | ||||||||||
JSP CORPORATION | ||||||||||||||
Security | J28562106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
ISIN | JP3386000008 | Agenda | 712780281 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Appoint a Director Sakai, Yukio | Management | Against | Against | ||||||||||
1.2 | Appoint a Director Sato, Yasuhiro | Management | For | For | ||||||||||
1.3 | Appoint a Director Oikawa, Yasuo | Management | For | For | ||||||||||
1.4 | Appoint a Director Wakabayashi, Koichi | Management | For | For | ||||||||||
1.5 | Appoint a Director Tokoro, Hisao | Management | For | For | ||||||||||
1.6 | Appoint a Director Ogawa, Makoto | Management | For | For | ||||||||||
1.7 | Appoint a Director Uchida, Kosuke | Management | For | For | ||||||||||
1.8 | Appoint a Director Otaki, Ryoji | Management | For | For | ||||||||||
1.9 | Appoint a Director Yanaga, Kazufumi | Management | For | For | ||||||||||
1.10 | Appoint a Director Shinozuka, Hisashi | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Sawada, Yoshiaki | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Kanazawa, Takeshi | Management | Against | Against | ||||||||||
VICOR CORPORATION | ||||||||||||||
Security | 925815102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VICR | Meeting Date | 26-Jun-2020 | |||||||||||
ISIN | US9258151029 | Agenda | 935215055 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Samuel J. Anderson | For | For | |||||||||||
2 | Estia J. Eichten | For | For | |||||||||||
3 | Philip D. Davies | For | For | |||||||||||
4 | James A. Simms | For | For | |||||||||||
5 | Claudio Tuozzolo | For | For | |||||||||||
6 | Jason L. Carlson | For | For | |||||||||||
7 | Michael S. McNamara | For | For | |||||||||||
8 | Patrizio Vinciarelli | For | For | |||||||||||
2. | Say on Pay - An advisory vote on the compensation of Vicor Corporation's named executive officers. | Management | For | For | ||||||||||
DYNASTY FINE WINES GROUP LTD | ||||||||||||||
Security | G2950W108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2020 | ||||||||||||
ISIN | KYG2950W1087 | Agenda | 712756038 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0528/2020052801243.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0528/2020052801237.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
1 | TO CONFIRM AND ACKNOWLEDGE THIS AGM SHALL BE TREATED AS THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEARS 2012-2018 REQUIRED TO BE CONVENED WITHIN THE TIME PERIOD PRESCRIBED UNDER ARTICLE 56 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE ''ARTICLES'') AND THAT ANY FAILURE AND BREACH BY THE BOARD OF DIRECTORS OF THE COMPANY (THE ''BOARD'') TO CONVENE THE AFORESAID ANNUAL GENERAL MEETINGS IN ACCORDANCE WITH THE ARTICLES AND ALL APPLICABLE LAWS BE AND ARE HEREBY DULY NOTED, CONFIRMED AND RATIFIED | Management | For | For | ||||||||||
2 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEARS ENDED 31 DECEMBER 2012, 31 DECEMBER 2013, 31 DECEMBER 2014, 31 DECEMBER 2015, 31 DECEMBER 2016, 31 DECEMBER 2017 AND 31 DECEMBER 2018 | Management | For | For | ||||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
4 | TO RE-ELECT SUN JUN AS AN EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
5 | TO RE-ELECT LI GUANGHE AS AN EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
6 | TO RE-ELECT SUN YONGJIAN AS AN EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
7 | TO RE-ELECT HERIARD-DUBREUIL FRANCOIS AS A NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
8 | TO RE-ELECT SHI JING AS A NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
9 | TO RE-ELECT JEAN-MARIE LARBODE AS A NON- EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
10 | TO RE-ELECT WONG CHING CHUNG AS A NON- EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
11 | TO RE-ELECT ROBERT LUC AS A NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
12 | TO RE-ELECT ZHANG GUOWANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
13 | TO RE-ELECT YEUNG TING LAP DEREK EMORY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | Against | Against | ||||||||||
14 | TO RE-ELECT SUN DAVID LEE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||
15 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') | Management | For | For | ||||||||||
16 | TO RATIFY, CONFIRM, APPROVE AND ADOPT ALL ACTIONS PREVIOUSLY TAKEN BY ANY AND ALL OF THE DIRECTORS | Management | For | For | ||||||||||
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY AND WITH IMMEDIATE EFFECT AND UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
18 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY | Management | Against | Against | ||||||||||
19 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||
20 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY BY THE NUMBER OF SHARES PURCHASED BY THE COMPANY | Management | Against | Against | ||||||||||
LANDIS+GYR GROUP AG | ||||||||||||||
Security | H893NZ107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2020 | ||||||||||||
ISIN | CH0371153492 | Agenda | 712757561 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
1 | 2019 ANNUAL REPORT AND FINANCIAL STATEMENTS | Management | No Action | |||||||||||
2 | APPROPRIATION OF RESULTS | Management | No Action | |||||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
4.1 | REMUNERATION: 2019 REMUNERATION REPORT (CONSULTATIVE VOTE) | Management | No Action | |||||||||||
4.2 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2021 GENERAL MEETING (BINDING VOTE) | Management | No Action | |||||||||||
4.3 | MAXIMUM AGGREGATE REMUNERATION FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR STARTING APRIL 1, 2021 AND ENDING MARCH 31, 2022 (BINDING VOTE) | Management | No Action | |||||||||||
5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |||||||||||
5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ERIC ELZVIK | Management | No Action | |||||||||||
5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVE GEARY | Management | No Action | |||||||||||
5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PIERRE-ALAIN GRAF | Management | No Action | |||||||||||
5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PETER MAINZ | Management | No Action | |||||||||||
5.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | No Action | |||||||||||
5.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS SPREITER | Management | No Action | |||||||||||
5.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: CHRISTINA STERCKEN | Management | No Action | |||||||||||
5.2 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |||||||||||
5.3.1 | RE-ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |||||||||||
5.3.2 | RE-ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: DAVE GEARY | Management | No Action | |||||||||||
5.3.3 | RE-ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: PIERRE-ALAIN GRAF | Management | No Action | |||||||||||
5.4 | RE-ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |||||||||||
5.5 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ROGER FOEHN, ATTORNEY-AT -LAW, OF THE LAW FIRM ADROIT, | Management | No Action | |||||||||||
6 | REDUCTION OF SHARE CAPITAL FURTHER TO THE SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
7 | CREATION OF CONDITIONAL CAPITAL FOR FINANCING AND ACQUISITIONS | Management | No Action | |||||||||||
8 | CREATION OF AUTHORIZED CAPITAL | Management | No Action | |||||||||||
9 | CHANGE OF DOMICILE | Management | No Action | |||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
MGP INGREDIENTS INC | ||||||||||||||
Security | 55303J106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGPI | Meeting Date | 30-Jun-2020 | |||||||||||
ISIN | US55303J1060 | Agenda | 935220020 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James L. Bareuther | Management | For | For | ||||||||||
1B. | Election of Director: Terrence P. Dunn | Management | For | For | ||||||||||
1C. | Election of Director: Anthony P. Foglio | Management | For | For | ||||||||||
1D. | Election of Director: Kerry A. Walsh Skelly | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To adopt an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
LIBERTY GLOBAL PLC | ||||||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jun-2020 | |||||||||||
ISIN | GB00B8W67662 | Agenda | 935223228 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Elect Miranda Curtis as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
2. | Elect John W. Dick as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
3. | Elect JC Sparkman as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
4. | Elect J. David Wargo as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
5. | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2019, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
6. | Approve the director's compensation policy contained in Appendix A of Liberty Global's proxy statement for the 2020 annual general meeting of shareholders (the AGM) (in accordance with requirements applicable to United Kingdom (U.K.) companies) to be effective as of the date of the 2020 AGM. | Management | For | For | ||||||||||
7. | Approve, on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global's proxy statement for the 2020 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading "Executive Officers and Directors Compensation". | Management | For | For | ||||||||||
8. | Choose, on an advisory basis, the frequency at which future advisory votes on the compensation of the named executive officers, as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules, will be held. | Management | 3 Years | For | ||||||||||
9. | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2020. | Management | For | For | ||||||||||
10. | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
11. | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
12. | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under Section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
13. | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
14. | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2020 AGM. | Management | For | For |
ProxyEdge Meeing Date Range: 07/01/2019 - 06/30/2020 The Gabelli Equity Income Fund | Report Date: 07/01/2020 1 |
Investment Company Report | ||||||||||||||
OCH-ZIFF CAPITAL MANAGEMENT GROUP INC | ||||||||||||||
Security | 67551U204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OZM | Meeting Date | 02-Jul-2019 | |||||||||||
ISIN | US67551U2042 | Agenda | 935034619 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard G. Ketchum | For | For | |||||||||||
2 | J. Morgan Rutman | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
BT GROUP PLC | ||||||||||||||
Security | 05577E101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BT | Meeting Date | 10-Jul-2019 | |||||||||||
ISIN | US05577E1010 | Agenda | 935039746 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Report and accounts | Management | For | For | ||||||||||
2. | Annual remuneration report | Management | Against | Against | ||||||||||
3. | Final dividend | Management | For | For | ||||||||||
4. | Re-elect Jan du Plessis | Management | For | For | ||||||||||
5. | Re-elect Simon Lowth | Management | For | For | ||||||||||
6. | Re-elect Iain Conn | Management | For | For | ||||||||||
7. | Re-elect Tim Höttges | Management | For | For | ||||||||||
8. | Re-elect Isabel Hudson | Management | For | For | ||||||||||
9. | Re-elect Mike Inglis | Management | For | For | ||||||||||
10. | Re-elect Nick Rose | Management | For | For | ||||||||||
11. | Re-elect Jasmine Whitbread | Management | For | For | ||||||||||
12. | Elect Philip Jansen | Management | For | For | ||||||||||
13. | Elect Matthew Key | Management | For | For | ||||||||||
14. | Elect Allison Kirkby | Management | For | For | ||||||||||
15. | Auditors' re-appointment | Management | For | For | ||||||||||
16. | Auditors' remuneration | Management | For | For | ||||||||||
17. | Authority to allot shares | Management | For | For | ||||||||||
18. | Authority to allot shares for cash (Special resolution) | Management | For | For | ||||||||||
19. | Authority to purchase own shares (Special resolution) | Management | For | For | ||||||||||
20. | 14 days' notice of meeting (Special resolution) | Management | For | For | ||||||||||
21. | Authority for political donations | Management | For | For | ||||||||||
CONSTELLATION BRANDS, INC. | ||||||||||||||
Security | 21036P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STZ | Meeting Date | 16-Jul-2019 | |||||||||||
ISIN | US21036P1084 | Agenda | 935039138 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jennifer M. Daniels | For | For | |||||||||||
2 | Jerry Fowden | For | For | |||||||||||
3 | Ernesto M. Hernandez | For | For | |||||||||||
4 | Susan S. Johnson | For | For | |||||||||||
5 | James A. Locke III | For | For | |||||||||||
6 | Daniel J. McCarthy | For | For | |||||||||||
7 | William A. Newlands | For | For | |||||||||||
8 | Richard Sands | For | For | |||||||||||
9 | Robert Sands | For | For | |||||||||||
10 | Judy A. Schmeling | For | For | |||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | For | For | ||||||||||
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | Management | For | For | ||||||||||
SEVERN TRENT PLC | ||||||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Jul-2019 | ||||||||||||
ISIN | GB00B1FH8J72 | Agenda | 711319891 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2019 | Management | For | For | ||||||||||
2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
3 | TO APPROVE CHANGES TO THE SEVERN TRENT PLC LONG TERM INCENTIVE PLAN 2014 | Management | For | For | ||||||||||
4 | APPROVE THE EXTENSION OF THE SEVERN TRENT SHARESAVE SCHEME BY AN ADDITIONAL PERIOD OF TEN YEARS | Management | For | For | ||||||||||
5 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2019 | Management | For | For | ||||||||||
6 | REAPPOINT KEVIN BEESTON AS DIRECTOR | Management | For | For | ||||||||||
7 | REAPPOINT JAMES BOWLING AS DIRECTOR | Management | For | For | ||||||||||
8 | REAPPOINT JOHN COGHLAN AS DIRECTOR | Management | For | For | ||||||||||
9 | REAPPOINT ANDREW DUFF AS DIRECTOR | Management | For | For | ||||||||||
10 | REAPPOINT OLIVIA GARFIELD AS DIRECTOR | Management | For | For | ||||||||||
11 | REAPPOINT DOMINIQUE REINICHE AS DIRECTOR | Management | For | For | ||||||||||
12 | REAPPOINT PHILIP REMNANT CBE AS DIRECTOR | Management | For | For | ||||||||||
13 | REAPPOINT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | ||||||||||
14 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
15 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
16 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | ||||||||||
17 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||
19 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
20 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||
21 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
VODAFONE GROUP PLC | ||||||||||||||
Security | 92857W308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2019 | |||||||||||
ISIN | US92857W3088 | Agenda | 935052174 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2019 | Management | For | For | ||||||||||
2. | To elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||||
3. | To elect David Thodey as a Director | Management | For | For | ||||||||||
4. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||||
5. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
6. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
7. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
8. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
9. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
10. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
11. | To re-elect Renee James as a Director | Management | For | For | ||||||||||
12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
13. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
14. | To declare a final dividend of 4.16 eurocents per ordinary share for the year ended 31 March 2019 | Management | For | For | ||||||||||
15. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2019 | Management | For | For | ||||||||||
16. | To appoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | ||||||||||
17. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | ||||||||||
18. | To authorise the Directors to allot shares | Management | For | For | ||||||||||
19. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | For | For | ||||||||||
20. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For | ||||||||||
21. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||||
22. | To authorise political donations and expenditure | Management | For | For | ||||||||||
23. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Management | For | For | ||||||||||
BANCO SANTANDER, S.A. | ||||||||||||||
Security | 05964H105 | Meeting Type | Special | |||||||||||
Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | |||||||||||
ISIN | US05964H1059 | Agenda | 935055891 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | ||||||||||
2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | ||||||||||
BANCO SANTANDER, S.A. | ||||||||||||||
Security | 05964H105 | Meeting Type | Special | |||||||||||
Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | |||||||||||
ISIN | US05964H1059 | Agenda | 935063331 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | ||||||||||
2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | ||||||||||
REMY COINTREAU SA | ||||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 24-Jul-2019 | ||||||||||||
ISIN | FR0000130395 | Agenda | 711320286 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||
CMMT | 03 JUL 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0614/20190614 1-903011.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0619/20190619 1-903192.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0703/20190703 1-903443.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 | Management | No Action | |||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 | Management | No Action | |||||||||||
O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
O.4 | DISTRIBUTION OF AN EXCEPTIONAL DIVIDEND | Management | No Action | |||||||||||
O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED IN PREVIOUS FINANCIAL YEARS AND WHOSE IMPLEMENTATION CONTINUED DURING THE FINANCIAL YEAR 2018/2019 | Management | No Action | |||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. MARC HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. OLIVIER JOLIVET AS DIRECTOR | Management | No Action | |||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF ORPAR COMPANY AS DIRECTOR, REPRESENTED BY MRS. GISELE DURAND | Management | No Action | |||||||||||
O.9 | APPOINTMENT OF MRS. HELENE DUBRULE AS DIRECTOR | Management | No Action | |||||||||||
O.10 | APPOINTMENT OF MRS. MARIE-AMELIE JACQUET AS DIRECTOR | Management | No Action | |||||||||||
O.11 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | No Action | |||||||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.14 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, TO MR. MARC HERIARD DUBREUIL, PURSUANT TO ARTICLE L. 225- 100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.15 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ACQUIRE AND SELL SHARES OF THE COMPANY UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
E.17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
ITO EN,LTD. | ||||||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jul-2019 | ||||||||||||
ISIN | JP3143000002 | Agenda | 711348917 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Reduction of Capital Reserve | Management | For | For | ||||||||||
2 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
3 | Appoint a Director Tanaka, Yutaka | Management | For | For | ||||||||||
4.1 | Appoint a Corporate Auditor Nakagomi, Shuji | Management | For | For | ||||||||||
4.2 | Appoint a Corporate Auditor Miyajima, Takashi | Management | Against | Against | ||||||||||
FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||||||||||
Security | 31620M106 | Meeting Type | Special | |||||||||||
Ticker Symbol | FIS | Meeting Date | 24-Jul-2019 | |||||||||||
ISIN | US31620M1062 | Agenda | 935051538 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the issuance of shares of common stock of Fidelity National Information Services, Inc., which we refer to as FIS, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated March 17, 2019, as it may be amended from time to time, by and among FIS, Wrangler Merger Sub, Inc., a wholly-owned subsidiary of FIS, and Worldpay, Inc., which proposal we refer to as the FIS share issuance proposal. | Management | For | For | ||||||||||
2. | To approve an amendment to the articles of incorporation of FIS to increase the number of authorized shares of common stock of FIS from 600,000,000 to 750,000,000, effective only immediately prior to consummation of the merger, which proposal we refer to as the FIS articles amendment proposal. | Management | For | For | ||||||||||
3. | To adjourn the FIS special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve the FIS share issuance proposal or the FIS articles amendment proposal have not been obtained by FIS, which proposal we refer to as the FIS adjournment proposal. | Management | For | For | ||||||||||
BROWN-FORMAN CORPORATION | ||||||||||||||
Security | 115637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BFA | Meeting Date | 25-Jul-2019 | |||||||||||
ISIN | US1156371007 | Agenda | 935058405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
1b. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
1c. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
1d. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
1e. | Election of Director: Bruce L. Byrnes | Management | For | For | ||||||||||
1f. | Election of Director: John D. Cook | Management | For | For | ||||||||||
1g. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
1h. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
1i. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
1j. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
1k. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
1l. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
1m. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1n. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
TENARIS, S.A. | ||||||||||||||
Security | 88031M109 | Meeting Type | Special | |||||||||||
Ticker Symbol | TS | Meeting Date | 29-Jul-2019 | |||||||||||
ISIN | US88031M1099 | Agenda | 935057679 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the delisting of the Company's shares from Bolsas y Mercados Argentinos S.A. ("BYMA"). | Management | For | |||||||||||
2. | Amendment and supplementation of the authorization to the Company, and to any of its subsidiaries, to purchase, acquire or receive shares of the Company, in accordance with Article 430-15 of the Luxembourg law of 10 August 1915 on commercial companies and with applicable laws and regulations. | Management | For | |||||||||||
TENARIS, S.A. | ||||||||||||||
Security | 88031M109 | Meeting Type | Special | |||||||||||
Ticker Symbol | TS | Meeting Date | 29-Jul-2019 | |||||||||||
ISIN | US88031M1099 | Agenda | 935063305 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the delisting of the Company's shares from Bolsas y Mercados Argentinos S.A. ("BYMA"). | Management | For | |||||||||||
2. | Amendment and supplementation of the authorization to the Company, and to any of its subsidiaries, to purchase, acquire or receive shares of the Company, in accordance with Article 430-15 of the Luxembourg law of 10 August 1915 on commercial companies and with applicable laws and regulations. | Management | For | |||||||||||
LEGG MASON, INC. | ||||||||||||||
Security | 524901105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LM | Meeting Date | 30-Jul-2019 | |||||||||||
ISIN | US5249011058 | Agenda | 935053950 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert E. Angelica | For | For | |||||||||||
2 | Carol Anthony Davidson | For | For | |||||||||||
3 | Edward P. Garden | For | For | |||||||||||
4 | Michelle J. Goldberg | For | For | |||||||||||
5 | Stephen C. Hooley | For | For | |||||||||||
6 | John V. Murphy | For | For | |||||||||||
7 | Nelson Peltz | For | For | |||||||||||
8 | Alison A. Quirk | For | For | |||||||||||
9 | Joseph A. Sullivan | For | For | |||||||||||
2. | An advisory vote to approve the compensation of Legg Mason's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
4. | Consideration of a shareholder proposal to remove supermajority voting provisions from our charter and bylaws. | Shareholder | For | |||||||||||
ANADARKO PETROLEUM CORPORATION | ||||||||||||||
Security | 032511107 | Meeting Type | Special | |||||||||||
Ticker Symbol | APC | Meeting Date | 08-Aug-2019 | |||||||||||
ISIN | US0325111070 | Agenda | 935062531 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). | Management | For | For | ||||||||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. | Management | For | For | ||||||||||
BANCO SANTANDER CHILE | ||||||||||||||
Security | 05965X109 | Meeting Type | Special | |||||||||||
Ticker Symbol | BSAC | Meeting Date | 27-Aug-2019 | |||||||||||
ISIN | US05965X1090 | Agenda | 935069585 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Submit the operation of acquisition of 51% of the shares issued by Santander Consumer Chile S.A. for the consideration of the shareholders. Further information of this acquisition can be found at the following link: https://santandercl.gcs-web.com/other-news The latest Consolidated Financial Statements of Santander Consumer Chile S.A. can be found at the following link: https://www.santanderconsumer.cl/web/guest/nosotros | Management | For | |||||||||||
3. | Adopt other agreements and grant powers of authority that are necessary to comply and carry out the resolutions decided in this meeting. | Management | For | |||||||||||
COMPAGNIE FINANCIERE RICHEMONT SA | ||||||||||||||
Security | H25662182 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 11-Sep-2019 | ||||||||||||
ISIN | CH0210483332 | Agenda | 711446028 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING, HAVING TAKEN NOTE OF THE REPORTS OF THE AUDITOR, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE FINANCIAL STATEMENTS OF THE COMPANY AND THE DIRECTORS' REPORT FOR THE BUSINESS YEAR ENDED 31 MARCH 2019 | Management | No Action | |||||||||||
2 | APPROPRIATION OF PROFITS: CHF 2.00 BE PAID PER RICHEMONT SHARE | Management | No Action | |||||||||||
3 | THE BOARD OF DIRECTORS PROPOSES THAT ITS MEMBERS AND THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE BE RELEASED FROM THEIR LIABILITIES IN RESPECT OF THE BUSINESS YEAR ENDED 31 MARCH 2019 | Management | No Action | |||||||||||
4.1 | RE-ELECTION OF THE BOARD OF DIRECTOR AND ITS CHAIRMAN: JOHANN RUPERT | Management | No Action | |||||||||||
4.2 | RE-ELECTION OF BOARD OF DIRECTOR: JOSUA MALHERBE TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.3 | RE-ELECTION OF BOARD OF DIRECTOR: NIKESH ARORA TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.4 | RE-ELECTION OF BOARD OF DIRECTOR: NICOLAS BOS TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.5 | RE-ELECTION OF BOARD OF DIRECTOR: CLAY BRENDISH TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.6 | RE-ELECTION OF BOARD OF DIRECTOR: JEAN- BLAISE ECKERT TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.7 | RE-ELECTION OF BOARD OF DIRECTOR: BURKHART GRUND TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.8 | RE-ELECTION OF BOARD OF DIRECTOR: SOPHIE GUIEYSSE TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.9 | RE-ELECTION OF BOARD OF DIRECTOR: KEYU JIN TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.10 | RE-ELECTION OF BOARD OF DIRECTOR: JEROME LAMBERT TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.11 | RE-ELECTION OF BOARD OF DIRECTOR: RUGGERO MAGNONI TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.12 | RE-ELECTION OF BOARD OF DIRECTOR: JEFF MOSS TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.13 | RE-ELECTION OF BOARD OF DIRECTOR: VESNA NEVISTIC TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.14 | RE-ELECTION OF BOARD OF DIRECTOR: GUILLAUME PICTET TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.15 | RE-ELECTION OF BOARD OF DIRECTOR: ALAN QUASHA TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.16 | RE-ELECTION OF BOARD OF DIRECTOR: MARIA RAMOS TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.17 | RE-ELECTION OF BOARD OF DIRECTOR: ANTON RUPERT TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.18 | RE-ELECTION OF BOARD OF DIRECTOR: JAN RUPERT TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.19 | RE-ELECTION OF BOARD OF DIRECTOR: GARY SAAGE TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
4.20 | RE-ELECTION OF BOARD OF DIRECTOR: CYRILLE VIGNERON TO SERVE FOR A FURTHER TERM OF ONE YEAR | Management | No Action | |||||||||||
CMMT | IF CLAY BRENDISH IS RE-ELECTED, THEN CLAY BRENDISH WILL BE APPOINTED CHAIRMAN-OF THE COMPENSATION COMMITTEE. THANK YOU | Non-Voting | ||||||||||||
5.1 | RE-ELECTION OF BOARD OF DIRECTOR: CLAY BRENDISH TO THE COMPENSATION COMMITTEE FOR A TERM OF ONE YEAR | Management | No Action | |||||||||||
5.2 | RE-ELECTION OF BOARD OF DIRECTOR: KEYU JIN TO THE COMPENSATION COMMITTEE FOR A TERM OF ONE YEAR | Management | No Action | |||||||||||
5.3 | RE-ELECTION OF BOARD OF DIRECTOR: GUILLAUME PICTET TO THE COMPENSATION COMMITTEE FOR A TERM OF ONE YEAR | Management | No Action | |||||||||||
5.4 | RE-ELECTION OF BOARD OF DIRECTOR: MARIA RAMOS TO THE COMPENSATION COMMITTEE FOR A TERM OF ONE YEAR | Management | No Action | |||||||||||
6 | RE-ELECTION OF THE AUDITOR: PRICEWATERHOUSECOOPERS | Management | No Action | |||||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THE ELECTION OF THE FIRM ETUDE GAMPERT & DEMIERRE, NOTAIRES, AS INDEPENDENT REPRESENTATIVE OF THE SHAREHOLDERS FOR A TERM OF ONE YEAR | Management | No Action | |||||||||||
8.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
8.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
8.3 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF VARIABLE COMPENSATION OF THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
THE KRAFT HEINZ COMPANY | ||||||||||||||
Security | 500754106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KHC | Meeting Date | 12-Sep-2019 | |||||||||||
ISIN | US5007541064 | Agenda | 935064903 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
1b. | Election of Director: Alexandre Behring | Management | For | For | ||||||||||
1c. | Election of Director: Joao M. Castro-Neves | Management | For | For | ||||||||||
1d. | Election of Director: Tracy Britt Cool | Management | For | For | ||||||||||
1e. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1f. | Election of Director: Feroz Dewan | Management | For | For | ||||||||||
1g. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||||||||
1h. | Election of Director: Jorge Paulo Lemann | Management | For | For | ||||||||||
1i. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1j. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||||
1k. | Election of Director: George Zoghbi | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | For | For | ||||||||||
4. | Shareholder Proposal: Protein Diversification | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal: Actions to Reduce Synthetic Pesticides | Shareholder | Abstain | Against | ||||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKC | Meeting Date | 12-Sep-2019 | |||||||||||
ISIN | US9001112047 | Agenda | 935072861 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Authorizing the Presidency Board to sign the minutes of the meeting | Management | For | For | ||||||||||
5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board relating to fiscal year 2018, separately | Management | For | For | ||||||||||
6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2018 | Management | For | For | ||||||||||
7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2018; discussion of and decision on determination of donation limit to be made in the fiscal year 2019 between 01.01.2019 - 31.12.2019 | Management | Against | Against | ||||||||||
8. | Subject to the approval of the Ministry of Trade and Capital Markets Board; discussion of and decision on the amendment of Articles 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 and 26 of the Articles of Association of the Company | Management | Against | Against | ||||||||||
9. | Due to the vacancies in the Board of Directors, submission of the election of board members, who were elected as per Article 363 of the Turkish Commercial Code, to the approval of General Approval by the Board of Directors; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office | Management | Against | Against | ||||||||||
10. | Determination of the remuneration of the Board Members | Management | Against | Against | ||||||||||
11. | Discussion of and approval of the election of the independent audit firm appointed by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and financials of the year 2019 | Management | For | For | ||||||||||
12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2018 | Management | For | For | ||||||||||
13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code | Management | Against | Against | ||||||||||
EL PASO ELECTRIC COMPANY | ||||||||||||||
Security | 283677854 | Meeting Type | Special | |||||||||||
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 | |||||||||||
ISIN | US2836778546 | Agenda | 935069511 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For | ||||||||||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For | ||||||||||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For | ||||||||||
DIAGEO PLC | ||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2019 | |||||||||||
ISIN | US25243Q2057 | Agenda | 935071364 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Report and accounts 2019. | Management | For | For | ||||||||||
2. | Directors' remuneration report 2019. | Management | For | For | ||||||||||
3. | Declaration of final dividend. | Management | For | For | ||||||||||
4. | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | For | For | ||||||||||
5. | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||||||||
6. | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | For | For | ||||||||||
7. | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | For | For | ||||||||||
8. | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||||||||
9. | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||||||||
10. | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | For | For | ||||||||||
11. | Re-election of K Mikells as a director. (Executive) | Management | For | For | ||||||||||
12. | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | For | For | ||||||||||
13. | Re-appointment of auditor. | Management | For | For | ||||||||||
14. | Remuneration of auditor. | Management | For | For | ||||||||||
15. | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
16. | Authority to allot shares. | Management | For | For | ||||||||||
17. | Approval of the Irish Sharesave scheme. | Management | For | For | ||||||||||
18. | Disapplication of pre-emption rights. (Special resolution) | Management | For | For | ||||||||||
19. | Authority to purchase own shares. (Special resolution) | Management | For | For | ||||||||||
20. | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | For | For | ||||||||||
21. | Adoption and approval of new articles of association. (Special resolution) | Management | For | For | ||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2019 | |||||||||||
ISIN | US3703341046 | Agenda | 935070362 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1F. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1G. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1H. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1I. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1J. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1K. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
VALUE LINE, INC. | ||||||||||||||
Security | 920437100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VALU | Meeting Date | 07-Oct-2019 | |||||||||||
ISIN | US9204371002 | Agenda | 935072405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | H.A. Brecher | For | For | |||||||||||
2 | S.R. Anastasio | For | For | |||||||||||
3 | M. Bernstein | For | For | |||||||||||
4 | A.R. Fiore | For | For | |||||||||||
5 | S.P. Davis | For | For | |||||||||||
6 | G.J. Muenzer | For | For | |||||||||||
RAYTHEON COMPANY | ||||||||||||||
Security | 755111507 | Meeting Type | Special | |||||||||||
Ticker Symbol | RTN | Meeting Date | 11-Oct-2019 | |||||||||||
ISIN | US7551115071 | Agenda | 935079144 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). | Management | For | For | ||||||||||
2. | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | For | For | ||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 913017109 | Meeting Type | Special | |||||||||||
Ticker Symbol | UTX | Meeting Date | 11-Oct-2019 | |||||||||||
ISIN | US9130171096 | Agenda | 935079156 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | For | For | ||||||||||
2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | For | For | ||||||||||
RAYTHEON COMPANY | ||||||||||||||
Security | 755111507 | Meeting Type | Special | |||||||||||
Ticker Symbol | RTN | Meeting Date | 11-Oct-2019 | |||||||||||
ISIN | US7551115071 | Agenda | 935080616 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). | Management | For | For | ||||||||||
2. | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
3. | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | For | For | ||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 913017109 | Meeting Type | Special | |||||||||||
Ticker Symbol | UTX | Meeting Date | 11-Oct-2019 | |||||||||||
ISIN | US9130171096 | Agenda | 935080628 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | For | For | ||||||||||
2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | For | For | ||||||||||
ALLERGAN PLC | ||||||||||||||
Security | G0177J108 | Meeting Type | Special | |||||||||||
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 | |||||||||||
ISIN | IE00BY9D5467 | Agenda | 935082305 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | ||||||||||
2. | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | For | For | ||||||||||
3. | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | For | For | ||||||||||
4. | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | For | For | ||||||||||
5. | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | For | For | ||||||||||
6. | Extraordinary General Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | For | For | ||||||||||
7. | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | For | For | ||||||||||
PARKER-HANNIFIN CORPORATION | ||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PH | Meeting Date | 23-Oct-2019 | |||||||||||
ISIN | US7010941042 | Agenda | 935085250 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lee C. Banks | Management | For | For | ||||||||||
1B. | Election of Director: Robert G. Bohn | Management | For | For | ||||||||||
1C. | Election of Director: Linda S. Harty | Management | For | For | ||||||||||
1D. | Election of Director: Kevin A. Lobo | Management | For | For | ||||||||||
1E. | Election of Director: Candy M. Obourn | Management | For | For | ||||||||||
1F. | Election of Director: Joseph Scaminace | Management | For | For | ||||||||||
1G. | Election of Director: Ake Svensson | Management | For | For | ||||||||||
1H. | Election of Director: Laura K. Thompson | Management | For | For | ||||||||||
1I. | Election of Director: James R. Verrier | Management | For | For | ||||||||||
1J. | Election of Director: James L. Wainscott | Management | For | For | ||||||||||
1K. | Election of Director: Thomas L. Williams | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
3. | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
4. | Approval of the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. | Management | Against | Against | ||||||||||
5. | Shareholder proposal to adopt a policy that requires the Chairman of the Board to be an independent member of the Board of Directors. | Shareholder | Against | For | ||||||||||
KINNEVIK AB | ||||||||||||||
Security | W5139V133 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Nov-2019 | ||||||||||||
ISIN | SE0008373898 | Agenda | 711612603 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
7.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
7.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS OF THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
7.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
8.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |||||||||||
8.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |||||||||||
8.C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |||||||||||
8.D | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |||||||||||
9 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
CMMT | 15 OCT 2019: PLEASE NOTE THAT RESOLUTIONS 7.A TO 7.E ARE PROPOSED TO BE-CONDITIONAL UPON EACH OTHER AND THEREFORE PROPOSED TO BE ADOPTED IN-CONNECTION WITH EACH OTHER. THANK YOU. | Non-Voting | ||||||||||||
CMMT | 15 OCT 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
PERNOD RICARD SA | ||||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 08-Nov-2019 | ||||||||||||
ISIN | FR0000120693 | Agenda | 711596253 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||
CMMT | 23 OCT 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002 1-904463.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023 1-904598.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 | Management | For | For | ||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 AND SETTING OF THE DIVIDEND | Management | For | For | ||||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. KORY SORENSON AS DIRECTOR | Management | For | For | ||||||||||
O.6 | APPOINTMENT OF MRS. ESTHER BERROZPE GALINDO AS DIRECTOR | Management | For | For | ||||||||||
O.7 | APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS DIRECTOR | Management | For | For | ||||||||||
O.8 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
O.9 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.10 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For | ||||||||||
E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL | Management | For | For | ||||||||||
E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||
E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING | Management | For | For | ||||||||||
E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE PURSUANT TO THE 13TH, 14TH AND 16TH RESOLUTIONS | Management | For | For | ||||||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF A PRIVATE PLACEMENT, WITHIN THE CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS (APPROXIMATELY 9.96% OF THE SHARE CAPITAL | Management | For | For | ||||||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL | Management | For | For | ||||||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For | ||||||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL) BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | For | For | ||||||||||
E.20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING SHARES OR SHARES TO BE ISSUED, TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES | Management | For | For | ||||||||||
E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES OPTIONS GRANTING ENTITLEMENT TO SUBSCRIBE FOR SHARES OF THE COMPANY TO BE ISSUED OR TO PURCHASE EXISTING SHARES OF THE COMPANY | Management | For | For | ||||||||||
E.22 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER | Management | For | For | ||||||||||
E.23 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL IN FAVOUR OF CATEGORY(IES) OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | For | For | ||||||||||
E.24 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO DETERMINE THE NUMBER OF DIRECTORS REPRESENTING THE EMPLOYEES PRESENT AT THE BOARD OF DIRECTORS ACCORDING TO THE NUMBER OF DIRECTORS SERVING ON THE BOARD UNDER ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||||
Security | 053015103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADP | Meeting Date | 12-Nov-2019 | |||||||||||
ISIN | US0530151036 | Agenda | 935081579 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter Bisson | Management | For | For | ||||||||||
1B. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
1C. | Election of Director: R. Glenn Hubbard | Management | For | For | ||||||||||
1D. | Election of Director: John P. Jones | Management | For | For | ||||||||||
1E. | Election of Director: Francine S. Katsoudas | Management | For | For | ||||||||||
1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1G. | Election of Director: Scott F. Powers | Management | For | For | ||||||||||
1H. | Election of Director: William J. Ready | Management | For | For | ||||||||||
1I. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Appointment of Auditors. | Management | For | For | ||||||||||
ORITANI FINANCIAL CORP | ||||||||||||||
Security | 68633D103 | Meeting Type | Special | |||||||||||
Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||||||||||
ISIN | US68633D1037 | Agenda | 935085022 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Agreement and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. | Management | For | For | ||||||||||
3. | Approval of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. | Management | For | For | ||||||||||
CAMPBELL SOUP COMPANY | ||||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPB | Meeting Date | 20-Nov-2019 | |||||||||||
ISIN | US1344291091 | Agenda | 935085882 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | Election of Director: Fabiola R. Arredondo | Management | For | For | ||||||||||
02 | Election of Director: Howard M. Averill | Management | For | For | ||||||||||
03 | Election of Director: John P. (JP) Bilbrey | Management | For | For | ||||||||||
04 | Election of Director: Mark A. Clouse | Management | For | For | ||||||||||
05 | Election of Director: Bennett Dorrance | Management | For | For | ||||||||||
06 | Election of Director: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||||
07 | Election of Director: Sarah Hofstetter | Management | For | For | ||||||||||
08 | Election of Director: Marc B. Lautenbach | Management | For | For | ||||||||||
09 | Election of Director: Mary Alice D. Malone | Management | For | For | ||||||||||
10 | Election of Director: Keith R. McLoughlin | Management | For | For | ||||||||||
11 | Election of Director: Kurt T. Schmidt | Management | For | For | ||||||||||
12 | Election of Director: Archbold D. van Beuren | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | To vote on an advisory resolution to approve the fiscal 2019 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Management | For | For | ||||||||||
VIACOM INC. | ||||||||||||||
Security | 92553P102 | Meeting Type | Consent | |||||||||||
Ticker Symbol | VIA | Meeting Date | 26-Nov-2019 | |||||||||||
ISIN | US92553P1021 | Agenda | 935096556 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The adoption of the Agreement and Plan of Merger, dated as of August 13, 2019, by and between CBS and Viacom, as the same may be amended or supplemented from time to time, and the approval of the merger of Viacom with and into CBS pursuant to such agreement. | Management | No Action | |||||||||||
2. | The adoption of the following resolution, on a non- binding, advisory basis: "RESOLVED, that the stockholders of Viacom approve, on an advisory (non- binding) basis, certain compensation that will or may be payable to certain of the Viacom named executive officers in connection with the merger, as disclosed pursuant to Item 402(t) of Regulation S-K in the Viacom 402(t) table and the related narrative disclosures." | Management | No Action | |||||||||||
CBS CORPORATION | ||||||||||||||
Security | 124857103 | Meeting Type | Consent | |||||||||||
Ticker Symbol | CBSA | Meeting Date | 26-Nov-2019 | |||||||||||
ISIN | US1248571036 | Agenda | 935096568 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The adoption of the Agreement and Plan of Merger, dated as of August 13, 2019, by and between CBS and Viacom Inc., a Delaware corporation ("Viacom"), as the same may be amended or supplemented from time to time, and the approval of the merger of Viacom with and into CBS pursuant to such agreement. | Management | No Action | |||||||||||
2. | The approval of the issuance of common stock of ViacomCBS Inc. (the name of the surviving corporation in the merger) to the eligible Viacom stockholders. | Management | No Action | |||||||||||
3. | The adoption of amendments to the certificate of incorporation of CBS. | Management | No Action | |||||||||||
4. | The adoption of amendments to the bylaws of CBS. | Management | No Action | |||||||||||
5. | The adoption of the following resolution, on a non- binding, advisory basis: "RESOLVED, that the stockholders of CBS approve, on an advisory (non- binding) basis, certain compensation that will or may be payable to certain of the CBS named executive officers in connection with the merger, as disclosed pursuant to Item 402(t) of Regulation S-K in the CBS 402(t) table and the related narrative disclosures." | Management | No Action | |||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William H. Gates III | Management | For | For | ||||||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||||
1E. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||||
1J. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1K. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | ||||||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Abstain | Against | ||||||||||
MSG NETWORKS INC. | ||||||||||||||
Security | 553573106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGN | Meeting Date | 06-Dec-2019 | |||||||||||
ISIN | US5535731062 | Agenda | 935095592 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph J. Lhota | For | For | |||||||||||
2 | Joel M. Litvin | For | For | |||||||||||
3 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of our 2010 Stock Plan for Non-Employee Directors, as amended. | Management | For | For | ||||||||||
COPART, INC. | ||||||||||||||
Security | 217204106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPRT | Meeting Date | 06-Dec-2019 | |||||||||||
ISIN | US2172041061 | Agenda | 935099855 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Willis J. Johnson | Management | For | For | ||||||||||
1.2 | Election of Director: A. Jayson Adair | Management | For | For | ||||||||||
1.3 | Election of Director: Matt Blunt | Management | For | For | ||||||||||
1.4 | Election of Director: Steven D. Cohan | Management | For | For | ||||||||||
1.5 | Election of Director: Daniel J. Englander | Management | For | For | ||||||||||
1.6 | Election of Director: James E. Meeks | Management | For | For | ||||||||||
1.7 | Election of Director: Thomas N. Tryforos | Management | For | For | ||||||||||
1.8 | Election of Director: Diane M. Morefield | Management | For | For | ||||||||||
1.9 | Election of Director: Stephen Fisher | Management | For | For | ||||||||||
2. | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
THE MADISON SQUARE GARDEN COMPANY | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSG | Meeting Date | 11-Dec-2019 | |||||||||||
ISIN | US55825T1034 | Agenda | 935095580 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Frank J. Biondi, Jr. | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Richard D. Parsons | For | For | |||||||||||
5 | Nelson Peltz | For | For | |||||||||||
6 | Frederic V. Salerno | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935115077 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The submission of a requisition that the board of directors (the "Board") of Argo Group International Holdings, Ltd. ("Argo") convene a special general meeting of shareholders of Argo (the "Special Meeting") for the purpose of considering proposals to remove without cause five members of the Board and to elect five nominees to the Board as directors to serve until the next election of the class of directors for which each such director shall have been chosen or until their successors shall have been duly elected and qualified. | Management | No Action | |||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 20-Dec-2019 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935115887 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | REVOKE CONSENT REGARDING THE VOCE SOLICITATION TO REQUISITION A SPECIAL GENERAL MEETING. FOR = Yes, Revoke my Consent; AGAINST = No, Do Not Revoke my Consent | Management | No Action | |||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||
Security | 674599105 | Meeting Type | Contested-Consent | |||||||||||
Ticker Symbol | OXY | Meeting Date | 31-Dec-2019 | |||||||||||
ISIN | US6745991058 | Agenda | 935064559 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | Management | No Action | |||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COST | Meeting Date | 22-Jan-2020 | |||||||||||
ISIN | US22160K1051 | Agenda | 935114087 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Susan L. Decker | For | For | |||||||||||
2 | Richard A. Galanti | For | For | |||||||||||
3 | Sally Jewell | For | For | |||||||||||
4 | Charles T. Munger | For | For | |||||||||||
2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Against | For | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2020 | |||||||||||
ISIN | US29272W1099 | Agenda | 935115798 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: John E. Klein | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
4. | Approval of Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | ||||||||||||||
Security | 553530106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSM | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US5535301064 | Agenda | 935116839 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mitchell Jacobson | For | For | |||||||||||
2 | Erik Gershwind | For | For | |||||||||||
3 | Jonathan Byrnes | For | For | |||||||||||
4 | Louise Goeser | For | For | |||||||||||
5 | Michael Kaufmann | For | For | |||||||||||
6 | Denis Kelly | For | For | |||||||||||
7 | Steven Paladino | For | For | |||||||||||
8 | Philip Peller | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||||
Security | 931427108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBA | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US9314271084 | Agenda | 935114823 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José E. Almeida | Management | For | For | ||||||||||
1B. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||||
1C. | Election of Director: David J. Brailer | Management | For | For | ||||||||||
1D. | Election of Director: William C. Foote | Management | For | For | ||||||||||
1E. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||||
1F. | Election of Director: John A. Lederer | Management | For | For | ||||||||||
1G. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||||
1H. | Election of Director: Stefano Pessina | Management | For | For | ||||||||||
1I. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||
1J. | Election of Director: James A. Skinner | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Proposal Withdrawn | Shareholder | Abstain | |||||||||||
6. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | For | ||||||||||
ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||
Security | 044186104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASH | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US0441861046 | Agenda | 935115166 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brendan M. Cummins | Management | For | For | ||||||||||
1B. | Election of Director: William G. Dempsey | Management | For | For | ||||||||||
1C. | Election of Director: Jay V. Ihlenfeld | Management | For | For | ||||||||||
1D. | Election of Director: Susan L. Main | Management | For | For | ||||||||||
1E. | Election of Director: Guillermo Novo | Management | For | For | ||||||||||
1F. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1G. | Election of Director: Craig A. Rogerson | Management | For | For | ||||||||||
1H. | Election of Director: Mark C. Rohr | Management | For | For | ||||||||||
1I. | Election of Director: Ricky C. Sandler | Management | For | For | ||||||||||
1J. | Election of Director: Janice J. Teal | Management | For | For | ||||||||||
1K. | Election of Director: Kathleen Wilson-Thompson | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
3. | A non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |||||||||||
ISIN | US7739031091 | Agenda | 935116120 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | Steven R. Kalmanson | For | For | |||||||||||
2 | James P. Keane | For | For | |||||||||||
3 | Pam Murphy | For | For | |||||||||||
4 | Donald R. Parfet | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
D. | To approve the Rockwell Automation, Inc. 2020 Long- Term Incentives Plan. | Management | Against | Against | ||||||||||
INGERSOLL-RAND PLC | ||||||||||||||
Security | G47791101 | Meeting Type | Special | |||||||||||
Ticker Symbol | IR | Meeting Date | 04-Feb-2020 | |||||||||||
ISIN | IE00B6330302 | Agenda | 935120232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To vote to pass a special resolution to change the Company's name to Trane Technologies plc on such date as determined by the Chairman and Senior Vice President and General Counsel of the Company. | Management | For | For | ||||||||||
EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
Security | 28035Q102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EPC | Meeting Date | 06-Feb-2020 | |||||||||||
ISIN | US28035Q1022 | Agenda | 935116473 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||||
1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||||
1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||||
1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||||
1E. | Election of Director: R. David Hoover | Management | For | For | ||||||||||
1F. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: Rod R. Little | Management | For | For | ||||||||||
1I. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||||
1J. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||||
1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | To approve the Company's Amended & Restated 2018 Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US4570301048 | Agenda | 935117881 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NAV | Meeting Date | 25-Feb-2020 | |||||||||||
ISIN | US63934E1082 | Agenda | 935121828 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Troy A. Clarke | For | For | |||||||||||
2 | José María Alapont | For | For | |||||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||||
4 | Vincent J. Intrieri | For | For | |||||||||||
5 | Raymond T. Miller | For | For | |||||||||||
6 | Mark H. Rachesky, M.D. | For | For | |||||||||||
7 | Andreas H. Renschler | For | For | |||||||||||
8 | Christian Schulz | For | For | |||||||||||
9 | Kevin M. Sheehan | For | For | |||||||||||
10 | Dennis A. Suskind | For | For | |||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
DEERE & COMPANY | ||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DE | Meeting Date | 26-Feb-2020 | |||||||||||
ISIN | US2441991054 | Agenda | 935120876 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
1G. | Election of Director: John C. May | Management | For | For | ||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
2. | Amendment to Deere's ByLaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation | Management | For | For | ||||||||||
4. | Approval of the John Deere 2020 Equity and Incentive Plan | Management | For | For | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2020 | Management | For | For | ||||||||||
6. | Shareholder Proposal - Adopt a Board Ideology Disclosure Policy | Shareholder | Against | For | ||||||||||
APPLE INC. | ||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | |||||||||||
ISIN | US0378331005 | Agenda | 935121563 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James Bell | Management | For | For | ||||||||||
1B. | Election of Director: Tim Cook | Management | For | For | ||||||||||
1C. | Election of Director: Al Gore | Management | For | For | ||||||||||
1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||||
1E. | Election of Director: Art Levinson | Management | For | For | ||||||||||
1F. | Election of Director: Ron Sugar | Management | For | For | ||||||||||
1G. | Election of Director: Sue Wagner | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | ||||||||||
5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | For | ||||||||||
6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Abstain | Against | ||||||||||
NOVARTIS AG | ||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVS | Meeting Date | 28-Feb-2020 | |||||||||||
ISIN | US66987V1098 | Agenda | 935128884 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. | Management | For | For | ||||||||||
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | ||||||||||
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. | Management | For | For | ||||||||||
4. | Reduction of Share Capital. | Management | For | For | ||||||||||
5A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Management | For | For | ||||||||||
5B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. | Management | For | For | ||||||||||
5C. | Advisory Vote on the 2019 Compensation Report. | Management | For | For | ||||||||||
6A. | Re-election of the Chairman and the Member of the Board of Director: Joerg Reinhardt | Management | For | For | ||||||||||
6B. | Re-election of the Member of the Board of Director: Nancy C. Andrews | Management | For | For | ||||||||||
6C. | Re-election of the Member of the Board of Director: Ton Buechner | Management | For | For | ||||||||||
6D. | Re-election of the Member of the Board of Director: Patrice Bula | Management | For | For | ||||||||||
6E. | Re-election of the Member of the Board of Director: Srikant Datar | Management | For | For | ||||||||||
6F. | Re-election of the Member of the Board of Director: Elizabeth Doherty | Management | For | For | ||||||||||
6G. | Re-election of the Member of the Board of Director: Ann Fudge | Management | For | For | ||||||||||
6H. | Re-election of the Member of the Board of Director: Frans van Houten | Management | For | For | ||||||||||
6I. | Re-election of the Member of the Board of Director: Andreas von Planta | Management | For | For | ||||||||||
6J. | Re-election of the Member of the Board of Director: Charles L. Sawyers | Management | For | For | ||||||||||
6K. | Re-election of the Member of the Board of Director: Enrico Vanni | Management | For | For | ||||||||||
6L. | Re-election of the Member of the Board of Director: William T. Winters | Management | For | For | ||||||||||
6M. | Election of new Member of the Board of Director: Bridgette Heller | Management | For | For | ||||||||||
6N. | Election of new Member of the Board of Director: Simon Moroney | Management | For | For | ||||||||||
7A. | Re-election to the Compensation Committee: Patrice Bula | Management | For | For | ||||||||||
7B. | Re-election to the Compensation Committee: Srikant Datar | Management | For | For | ||||||||||
7C. | Re-election to the Compensation Committee: Enrico Vanni | Management | For | For | ||||||||||
7D. | Re-election to the Compensation Committee: William T. Winters | Management | For | For | ||||||||||
7E. | Election of new Member to the Compensation Committee: Bridgette Heller | Management | For | For | ||||||||||
8. | Re-election of the Statutory Auditor. | Management | For | For | ||||||||||
9. | Re-election of the Independent Proxy. | Management | For | For | ||||||||||
10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Against | |||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCI | Meeting Date | 04-Mar-2020 | |||||||||||
ISIN | IE00BY7QL619 | Agenda | 935123795 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||||
1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||||
1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||||
1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||||
1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||||
1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||||
1G. | Election of Director: Simone Menne | Management | For | For | ||||||||||
1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||||
1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||||
1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||||
1K. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1L. | Election of Director: John D. Young | Management | For | For | ||||||||||
2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||
7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
DEMANT A/S | ||||||||||||||
Security | K3008M105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 10-Mar-2020 | ||||||||||||
ISIN | DK0060738599 | Agenda | 712110357 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.5 AND 6. THANK YOU. | Non-Voting | ||||||||||||
1 | THE BOARD OF DIRECTORS REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR | Non-Voting | ||||||||||||
2 | APPROVAL OF ANNUAL REPORT 2019 | Management | No Action | |||||||||||
3 | APPROVAL OF THE BOARD OF DIRECTORS REMUNERATION FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||||
4 | RESOLUTION ON THE APPROPRIATION OF PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT 2019 | Management | No Action | |||||||||||
5.1 | RE-ELECTION OF DIRECTOR: NIELS B. CHRISTIANSEN | Management | No Action | |||||||||||
5.2 | RE-ELECTION OF DIRECTOR: NIELS JACOBSEN | Management | No Action | |||||||||||
5.3 | RE-ELECTION OF DIRECTOR: BENEDIKTE LEROY | Management | No Action | |||||||||||
5.4 | RE-ELECTION OF DIRECTOR: LARS RASMUSSEN | Management | No Action | |||||||||||
5.5 | ELECTION OF DIRECTOR: ANJA MADSEN | Management | No Action | |||||||||||
6 | ELECTION OF AUDITOR: RE-ELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
7.A | RESOLUTION PROPOSED BY THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
7.B | RESOLUTION PROPOSED BY THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO LET THE COMPANY ACQUIRE OWN SHARES | Management | No Action | |||||||||||
7.C | RESOLUTION PROPOSED BY THE BOARD OF DIRECTORS: APPROVAL OF THE COMPANY'S REMUNERATION POLICY | Management | No Action | |||||||||||
7.D | RESOLUTION PROPOSED BY THE BOARD OF DIRECTORS: AUTHORITY TO THE CHAIRMAN OF THE AGM | Management | No Action | |||||||||||
8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | CH0102993182 | Agenda | 935124280 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | US6361801011 | Agenda | 935126107 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson | For | For | |||||||||||
2 | David P. Bauer | For | For | |||||||||||
3 | Barbara M. Baumann | For | For | |||||||||||
4 | Jeffrey W. Shaw | Withheld | Against | |||||||||||
5 | Thomas E. Skains | Withheld | Against | |||||||||||
6 | Ronald J. Tanski | Withheld | Against | |||||||||||
2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
4. | Stockholder Proposal Requesting Declassification of the Board of Directors. | Shareholder | For | Against | ||||||||||
TE CONNECTIVITY LTD | ||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||
ISIN | CH0102993182 | Agenda | 935133479 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||
COCA-COLA FEMSA, S.A.B DE C.V. | ||||||||||||||
Security | 191241108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KOF | Meeting Date | 17-Mar-2020 | |||||||||||
ISIN | US1912411089 | Agenda | 935138316 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements for the 2019 fiscal year; opinion of the board of directors of the Company regarding the content of the report of the chief executive officer; report of the board of directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including report of the operations and activities of the Company ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
II | Application of the results for the 2019 fiscal year of the Company, and a dividend declaration and payment in cash, in Mexican pesos. | Management | Abstain | |||||||||||
III | Proposal to determine the maximum amount for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | Abstain | |||||||||||
IV | Election of the members of the board of directors and secretaries of the board of directors of the Company, qualification of independence in accordance with the Law, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
V | Election of members of the following committees: (i) planning and finance, (ii) audit, and (iii) corporate practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMX | Meeting Date | 20-Mar-2020 | |||||||||||
ISIN | US3444191064 | Agenda | 935139104 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements for the 2019 fiscal year; opinion of the board of directors of the Company regarding the content of the report of the chief executive officer; reports of the board of directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the operations and activities of the ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
II | Application of the results for the 2019 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
III | Proposal to determine the maximum amount for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | Abstain | |||||||||||
IV | Election of the members of the board of directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
V | Election of members of the following committees: (i) strategy and finance, (ii) audit, and (iii) corporate practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | Abstain | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
DAVIDE CAMPARI - MILANO SPA | ||||||||||||||
Security | T3490M143 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | IT0005252215 | Agenda | 712179022 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O.1 | TO APPOINT AN ALTERNATE INTERNAL AUDITOR IN ORDER TO INTEGRATE THE INTERNAL AUDITORS | Management | Abstain | Against | ||||||||||
O.2 | TO APPROVE THE BALANCE SHEET AS OF DECEMBER 31, 2019. RESOLUTION RELATED THERETO | Management | Abstain | Against | ||||||||||
O.3.1 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (I) TO APPROVE THE REWARDING POLICY | Management | Abstain | Against | ||||||||||
O.3.2 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (II) TO APPROVE THE EMOLUMENT | Management | Abstain | Against | ||||||||||
O.4 | TO APPROVE A STOCK OPTION PLAN AS PER ART. 114-BIS OF THE LEGISLATIVE DECREE 58/98 | Management | Abstain | Against | ||||||||||
O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | Abstain | Against | ||||||||||
E.6 | TO TRANSFER THE REGISTERED OFFICE TO AMSTERDAM (THE NETHERLANDS). RESOLUTION RELATED THERETO, INCLUDING THE ADOPTION OF A NEW COMPANY BY-LAW IN COMPLIANCE WITH THE DUTCH LAW | Management | Abstain | Against | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THERE ARE WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE CONTACT- YOUR CUSTODIAN CORPORATE ACTIONS TEAM FOR FURTHER INFORMATION. THANK YOU. | Non-Voting | ||||||||||||
DAVIDE CAMPARI - MILANO SPA | ||||||||||||||
Security | T3490M150 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | IT0005252207 | Agenda | 712179058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O.1 | TO APPOINT AN ALTERNATE INTERNAL AUDITOR IN ORDER TO INTEGRATE THE INTERNAL AUDITORS: LISA VASCELLARI DAL FIOL | Management | Abstain | Against | ||||||||||
O.2 | TO APPROVE THE BALANCE SHEET AS OF DECEMBER 31, 2019. RESOLUTION RELATED THERETO | Management | Abstain | Against | ||||||||||
O.3.1 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (I) TO APPROVE THE REWARDING POLICY | Management | Abstain | Against | ||||||||||
O.3.2 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (II) TO APPROVE THE EMOLUMENT | Management | Abstain | Against | ||||||||||
O.4 | TO APPROVE A STOCK OPTION PLAN AS PER ART. 114-BIS OF THE LEGISLATIVE DECREE 58/98 | Management | Abstain | Against | ||||||||||
O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | Abstain | Against | ||||||||||
E.6 | TO TRANSFER THE REGISTERED OFFICE TO AMSTERDAM (THE NETHERLANDS). RESOLUTION RELATED THERETO, INCLUDING THE ADOPTION OF A NEW COMPANY BY-LAW IN COMPLIANCE WITH THE DUTCH LAW | Management | Abstain | Against | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THERE IS WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE CONTACT- YOUR CUSTODIAN CORPORATE ACTIONS TEAM FOR FURTHER INFORMATION. THANK YOU | Non-Voting | ||||||||||||
CMMT | 06 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF AUDITOR-NAME FOR RESOLUTION O.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
SAPPORO HOLDINGS LIMITED | ||||||||||||||
Security | J69413193 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||||
ISIN | JP3320800000 | Agenda | 712198402 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Transition to a Company with Supervisory Committee, Increase the Board of Directors Size to 12 | Management | For | For | ||||||||||
3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Oga, Masaki | Management | For | For | ||||||||||
3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Iwata, Yoshihiro | Management | For | For | ||||||||||
3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fukuhara, Mayumi | Management | For | For | ||||||||||
3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ohira, Yasuyuki | Management | For | For | ||||||||||
3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Uzawa, Shizuka | Management | For | For | ||||||||||
3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Mackenzie Clugston | Management | For | For | ||||||||||
3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Fukuda, Shuji | Management | For | For | ||||||||||
4.1 | Appoint a Director who is Audit and Supervisory Committee Member Mizokami, Toshio | Management | For | For | ||||||||||
4.2 | Appoint a Director who is Audit and Supervisory Committee Member Sugie, Kazuo | Management | For | For | ||||||||||
4.3 | Appoint a Director who is Audit and Supervisory Committee Member Yamamoto, Kotaro | Management | For | For | ||||||||||
5 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Iizuka, Takanori | Management | For | For | ||||||||||
6 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
7 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For | ||||||||||
8 | Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
9 | Approve Policy regarding Large-scale Purchases of Company Shares | Management | Against | Against | ||||||||||
KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
Security | 500631106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KEP | Meeting Date | 27-Mar-2020 | |||||||||||
ISIN | US5006311063 | Agenda | 935145309 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
4.1 | Agenda for Shareholder Approval: Approval of financial statements for the fiscal year 2019 | Management | For | For | ||||||||||
4.2 | Agenda for Shareholder Approval: Approval of the ceiling amount of remuneration for directors in 2020 | Management | For | For | ||||||||||
4.3 | Agenda for Shareholder Approval: Amendments on Articles of Incorporation of KEPCO | Management | For | For | ||||||||||
SVENSKA CELLULOSA SCA AB | ||||||||||||||
Security | W21376137 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | ||||||||||||
ISIN | SE0000171886 | Agenda | 712176646 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF CHAIRMAN OF THE MEETING:CARL SVERNLOV | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
7 | SPEECHES BY THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Non-Voting | ||||||||||||
8.A | RESOLUTIONS ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8.B | RESOLUTIONS ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 2.00 PER SHARE | Management | No Action | |||||||||||
8.C | RESOLUTIONS ON: DISCHARGE FROM PERSONAL LIABILITY OF DIRECTORS AND PRESIDENT FOR 2019 | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 9 TO 14 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
9 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: THE NUMBER OF DIRECTORS SHALL BE 10 WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||||
10 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||||
11 | RESOLUTION ON THE REMUNERATION TO BE PAID TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | No Action | |||||||||||
12.1 | RE-ELECTION OF CHARLOTTE BENGTSSON AS A DIRECTOR | Management | No Action | |||||||||||
12.2 | RE-ELECTION OF PAR BOMAN AS A DIRECTOR | Management | No Action | |||||||||||
12.3 | RE-ELECTION OF LENNART EVRELL AS A DIRECTOR | Management | No Action | |||||||||||
12.4 | RE-ELECTION OF ANNEMARIE GARDSHOL AS A DIRECTOR | Management | No Action | |||||||||||
12.5 | RE-ELECTION OF ULF LARSSON AS A DIRECTOR | Management | No Action | |||||||||||
12.6 | RE-ELECTION OF MARTIN LINDQVIST AS A DIRECTOR | Management | No Action | |||||||||||
12.7 | RE-ELECTION OF LOTTA LYRA AS A DIRECTOR | Management | No Action | |||||||||||
12.8 | RE-ELECTION OF BERT NORDBERG AS A DIRECTOR | Management | No Action | |||||||||||
12.9 | RE-ELECTION OF ANDERS SUNDSTROM AS A DIRECTOR | Management | No Action | |||||||||||
12.10 | RE-ELECTION OF BARBARA M. THORALFSSON AS A DIRECTOR | Management | No Action | |||||||||||
13 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: PAR BOMAN | Management | No Action | |||||||||||
14 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM EY AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021. IF ELECTED, EY AB HAS ANNOUNCED ITS APPOINTMENT OF FREDRIK NORRMAN AUDITOR-IN-CHARGE | Management | No Action | |||||||||||
15 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
16 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
Security | 42824C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HPE | Meeting Date | 01-Apr-2020 | |||||||||||
ISIN | US42824C1099 | Agenda | 935130461 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||||
1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1L. | Election of Director: Lip-Bu Tan | Management | For | For | ||||||||||
1M. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||||
2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal entitled: "Shareholder Approval of Bylaw Amendments". | Shareholder | Against | For | ||||||||||
MCCORMICK & COMPANY, INCORPORATED | ||||||||||||||
Security | 579780107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MKCV | Meeting Date | 01-Apr-2020 | |||||||||||
ISIN | US5797801074 | Agenda | 935130790 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: A. L. Bramman | Management | For | For | ||||||||||
1B. | Election of Director: M. A. Conway | Management | For | For | ||||||||||
1C. | Election of Director: F. A. Hrabowski, III | Management | For | For | ||||||||||
1D. | Election of Director: L. E. Kurzius | Management | For | For | ||||||||||
1E. | Election of Director: P. Little | Management | For | For | ||||||||||
1F. | Election of Director: M. D. Mangan | Management | For | For | ||||||||||
1G. | Election of Director: M. G. Montiel | Management | For | For | ||||||||||
1H. | Election of Director: M. M. V. Preston | Management | For | For | ||||||||||
1I. | Election of Director: G. M. Rodkin | Management | For | For | ||||||||||
1J. | Election of Director: J. Tapiero | Management | For | For | ||||||||||
1K. | Election of Director: W. A. Vernon | Management | For | For | ||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||||||
1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||||||
1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||||||
1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||||||
ESSITY AB | ||||||||||||||
Security | W3R06F118 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||||
ISIN | SE0009922156 | Agenda | 712198349 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF CHAIRMAN OF THE MEETING: SVEN UNGER | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
7 | SPEECHES BY THE CHAIRMAN OF THE BOARD OF DIRECTORS, THE PRESIDENT AND THE-AUDITOR IN CHARGE | Non-Voting | ||||||||||||
8.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 6.25 PER SHARE | Management | No Action | |||||||||||
8.C | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND PRESIDENT 2019 | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 9 TO 15 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
9 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||||
10 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||||
11 | RESOLUTION ON THE REMUNERATION TO BE PAID TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | No Action | |||||||||||
12.1 | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | No Action | |||||||||||
12.2 | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | No Action | |||||||||||
12.3 | RE-ELECTION OF DIRECTOR: MAIJA-LIISA FRIMAN | Management | No Action | |||||||||||
12.4 | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
12.5 | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||||
12.6 | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||||
12.7 | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | No Action | |||||||||||
12.8 | RE-ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
12.9 | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
13 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: PAR BOMAN | Management | No Action | |||||||||||
14 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: ERNST & YOUNG AB | Management | No Action | |||||||||||
15 | RESOLUTION ON INSTRUCTIONS TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
16 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
17 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
SWEDISH MATCH AB | ||||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||||
ISIN | SE0000310336 | Agenda | 712198565 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: URBAN-BAVESTAM, ATTORNEY AT LAW | Non-Voting | ||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | ||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2019, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND-MOTIVATED | Non-Voting | ||||||||||||
STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE-BOARD OF DIRECTORS' REPORT ON ITS WORK AS WELL AS THE WORK AND FUNCTION OF-THE REMUNERATION COMMITTEE AND THE AUDIT COMMITTEE | ||||||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: 12.50 SEK PER SHARE | Management | No Action | |||||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 10 TO 15 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT MEMBERS AND NO DEPUTIES | Management | No Action | |||||||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE-ELECTION FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, PAULINE LINDWALL, WENCHE ROLFSEN AND JOAKIM WESTH. ALSO, ALEXANDER LACIK IS PROPOSED TO BE ELECTED AS NEW MEMBER OF THE BOARD OF DIRECTORS. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS: ONE AND NO DEPUTY AUDITOR | Management | No Action | |||||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
15 | ELECTION OF AUDITOR: THE AUDITOR COMPANY DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021 | Management | No Action | |||||||||||
16 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
17 | RESOLUTION REGARDING: A) THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES; AND B) BONUS ISSUE | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
20 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
21.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION REGARDING PROPOSAL FROM A SHAREHOLDER REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE AN ABOLISHMENT OF VOTING POWER DIFFERENCES BY AMENDING THE SWEDISH COMPANIES ACT | Shareholder | No Action | |||||||||||
21.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION REGARDING PROPOSAL FROM A SHAREHOLDER REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL CONCERNING A SYSTEM FOR GIVING SMALL AND MEDIUM-SIZED SHAREHOLDERS REPRESENTATION IN BOTH THE BOARD OF DIRECTORS OF THE COMPANY AND THE NOMINATING COMMITTEE AND TO STRIVE FOR A CHANGE IN THE NATIONAL LEGAL FRAMEWORK TO ACHIEVE THE SAME AMENDMENT | Shareholder | No Action | |||||||||||
CMMT | 26 FEB 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF RESOLUTION 21.B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
H.B. FULLER COMPANY | ||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FUL | Meeting Date | 02-Apr-2020 | |||||||||||
ISIN | US3596941068 | Agenda | 935130788 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daniel L. Florness* | For | For | |||||||||||
2 | Lee R. Mitau* | For | For | |||||||||||
3 | R. William Van Sant# | For | For | |||||||||||
2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. | Management | For | For | ||||||||||
4. | The approval of the 2020 Master Incentive Plan. | Management | Against | Against | ||||||||||
IBERDROLA SA | ||||||||||||||
Security | 450737101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBDRY | Meeting Date | 02-Apr-2020 | |||||||||||
ISIN | US4507371015 | Agenda | 935146363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
2. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
3. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
4. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
5. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
6. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
7. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
8. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
9. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
10. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
11. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
12. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
13. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
14. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
15. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
16. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
17. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
18. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
19. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
20. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
21. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
22. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
23. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
24. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
PROXIMUS SA | ||||||||||||||
Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2020 | ||||||||||||
ISIN | BE0003810273 | Agenda | 712260948 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | ||||||||||||
2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | ||||||||||||
3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||||
4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | ||||||||||||
5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2019. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2019, THE GROSS DIVIDEND AMOUNTS TO EUR 1.50 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 1.05 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.5 PER SHARE (EUR 0.35 PER SHARE NET OF | Management | No Action | |||||||||||
WITHHOLDING TAX) WAS ALREADY PAID OUT ON 6 DECEMBER 2019; THIS MEANS THAT A GROSS DIVIDEND OF EUR 1.00 PER SHARE (EUR 0.70 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 24 APRIL 2020. THE EX-DIVIDEND DATE IS FIXED ON 22 APRIL 2020, THE RECORD DATE IS 23 APRIL 2020 | ||||||||||||||
6 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
7 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |||||||||||
8 | GRANTING OF A SPECIAL DISCHARGE TO MR. GUIDO J.M. DEMUYNCK FOR THE EXERCISE OF HIS MANDATE UNTIL 17 APRIL 2019, TO MRS. TANUJA RANDERY FOR THE EXERCISE OF HER MANDATE UNTIL 31 MAY 2019 AND TO MR. LAURENT LEVAUX FOR THE EXERCISE OF HIS MANDATE UNTIL 16 OCTOBER 2019 | Management | No Action | |||||||||||
9 | GRANTING OF A SPECIAL DISCHARGE TO MRS. DOMINIQUE LEROY AS MEMBER OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF HER MANDATE UNTIL 20 SEPTEMBER 2019 | Management | No Action | |||||||||||
10 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |||||||||||
11 | GRANTING OF A SPECIAL DISCHARGE TO MR. MICHEL DENAYER, REPRESENTATIVE OF DELOITTE STATUTORY AUDITORS SCRL, FOR THE EXERCISE OF HIS MANDATE AS CHAIRMAN AND MEMBER OF THE BOARD OF AUDITORS UNTIL 17 APRIL 2019 | Management | No Action | |||||||||||
12 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SPRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |||||||||||
13 | GRANTING OF A SPECIAL DISCHARGE TO MR. MICHEL DENAYER AND MR. NICO HOUTHAEVE, REPRESENTATIVES OF DELOITTE STATUTORY AUDITORS SCRL, AS AUDITOR OF THE CONSOLIDATED ACCOUNTS OF THE PROXIMUS GROUP, FOR THE EXERCISE OF THEIR MANDATE UNTIL 17 APRIL 2019 | Management | No Action | |||||||||||
14 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. GUILLAUME BOUTIN, AS CO-OPTED | Management | No Action | |||||||||||
BY THE BOARD OF DIRECTORS ON 12 DECEMBER 2019, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024. HIS CV IS AVAILABLE ON WWW.PROXIMUS.COM. THIS BOARD MANDATE IS NOT REMUNERATED | ||||||||||||||
15 | TO REAPPOINT MR. LUC VAN DEN HOVE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
16 | TO APPOINT JOACHIM SONNE, CO-OPTED BY THE BOARD OF DIRECTORS ON 29 JULY 2019, UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
17.A | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. STEFAAN DE CLERCK AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
17.B | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. MARTINE DUREZ AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
17.C | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. ISABELLE SANTENS AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
17.D | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. PAUL VAN DE PERRE AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
17.E | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, APPOINTMENT OF THE CANDIDATE PROPOSED BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |||||||||||
18 | MISCELLANEOUS | Non-Voting | ||||||||||||
PROXIMUS SA | ||||||||||||||
Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2020 | ||||||||||||
ISIN | BE0003810273 | Agenda | 712260950 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | PROPOSAL TO AMEND THE BYLAWS (I) TO BRING THEM IN LINE WITH THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, AS INTRODUCED BY ARTICLE 2 OF THE ACT OF 23 MARCH 2019 INTRODUCING THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND CONTAINING VARIOUS PROVISIONS ("THE LAW"), AND MORE SPECIFICALLY TO ALIGN THE BYLAWS WITH THE RELEVANT PROVISIONS AND TERMINOLOGY OF THE LAW, AND (II) TO DELETE THE EXPIRED AUTHORISATIONS TO THE BOARD OF DIRECTORS WITHIN THE FRAMEWORK OF THE AUTHORISED CAPITAL, AND IN THE CONTEXT OF THE ACQUISITION OR DISPOSAL OF OWN SHARES IF SUCH ACQUISITION OR DISPOSAL IS NECESSARY TO PREVENT AN IMMINENT SERIOUS PREJUDICE FOR THE COMPANY, FROM THE BYLAWS | Management | No Action | |||||||||||
2 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | |||||||||||
3 | PROPOSAL TO AUTHORISE THE EXECUTION OF THE DECISIONS TAKEN | Management | No Action | |||||||||||
4 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO COMPLETE THE REQUIRED FORMALITIES WITH THE CROSSROADS BANK FOR ENTERPRISES AND THE TAX AUTHORITIES | Management | No Action | |||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US0640581007 | Agenda | 935134940 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1E. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1F. | Election of Director: Jennifer B. Morgan | Management | For | For | ||||||||||
1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1H. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1I. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1J. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2019 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2020. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding pay equity report. | Shareholder | Abstain | Against | ||||||||||
5. | Stockholder proposal regarding stockholder vote on bylaw and charter amendments. | Shareholder | Against | For | ||||||||||
A.O. SMITH CORPORATION | ||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AOS | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US8318652091 | Agenda | 935136348 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William P. Greubel | For | For | |||||||||||
2 | Dr. Ilham Kadri | For | For | |||||||||||
3 | Idelle K. Wolf | For | For | |||||||||||
4 | Gene C. Wulf | For | For | |||||||||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
4. | Proposal to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000. | Management | For | For | ||||||||||
JULIUS BAER GRUPPE AG | ||||||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||
ISIN | CH0102484968 | Agenda | 712298238 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
1.2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.50 PER SHARE | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
4.1 | APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 4 MILLION FROM 2020 AGM UNTIL 2021 AGM | Management | No Action | |||||||||||
4.2.1 | APPROVE VARIABLE CASH-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 7.5 MILLION FOR FISCAL 2019 | Management | No Action | |||||||||||
4.2.2 | APPROVE VARIABLE SHARE-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 | Management | No Action | |||||||||||
4.2.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION FOR FISCAL 2021 | Management | No Action | |||||||||||
5.1.1 | RE-ELECT ROMEO LACHER AS DIRECTOR | Management | No Action | |||||||||||
5.1.2 | RE-ELECT GILBERT ACHERMANN AS DIRECTOR | Management | No Action | |||||||||||
5.1.3 | RE-ELECT HEINRICH BAUMANN AS DIRECTOR | Management | No Action | |||||||||||
5.1.4 | RE-ELECT RICHARD CAMPBELL-BREEDEN AS DIRECTOR | Management | No Action | |||||||||||
5.1.5 | RE-ELECT IVO FURRER AS DIRECTOR | Management | No Action | |||||||||||
5.1.6 | RE-ELECT CLAIRE GIRAUT AS DIRECTOR | Management | No Action | |||||||||||
5.1.7 | RE-ELECT CHARLES STONEHILL AS DIRECTOR | Management | No Action | |||||||||||
5.1.8 | RE-ELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Management | No Action | |||||||||||
5.1.9 | RE-ELECT OLGA ZOUTENDIJK AS DIRECTOR | Management | No Action | |||||||||||
5.2.1 | ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP. 1, 2020) | Management | No Action | |||||||||||
5.2.2 | ELECT CHRISTIAN MEISSNER AS DIRECTOR | Management | No Action | |||||||||||
5.3 | ELECT ROMEO LACHER AS BOARD CHAIRMAN | Management | No Action | |||||||||||
5.4.1 | RE-APPOINT GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
5.4.2 | RE-APPOINT RICHARD CAMPBELL-BREEDEN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
5.4.3 | APPOINT KATHRYN SHIH AS MEMBER OF THE COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) | Management | No Action | |||||||||||
5.4.4 | RE-APPOINT EUNICE ZEHNDER-LAI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
6 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE, MR. MARC NATER | Management | No Action | |||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | 31 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
Security | G0464B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARGO | Meeting Date | 16-Apr-2020 | |||||||||||
ISIN | BMG0464B1072 | Agenda | 935150514 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amend the Amended and Restated Bye-Laws of the Company (the "Bye-Laws") to declassify the Board of Directors. | Management | For | For | ||||||||||
2A. | Election of Director: Bernard C. Bailey (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2B. | Election of Director: Thomas A. Bradley (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2C. | Election of Director: Fred R. Donner (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2D. | Election of Director: Anthony P. Latham (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2E. | Election of Director: Dymphna A. Lehane | Management | For | For | ||||||||||
2F. | Election of Director: Samuel G. Liss | Management | For | For | ||||||||||
2G. | Election of Director: Carol A. McFate (Class I Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2H. | Election of Director: Kathleen A. Nealon | Management | For | For | ||||||||||
2I. | Election of Director: Al-Noor Ramji | Management | For | For | ||||||||||
2J. | Election of Director: Kevin J. Rehnberg (Class II Director if proposal 1 is not approved) | Management | For | For | ||||||||||
2K. | Election of Director: John H. Tonelli | Management | For | For | ||||||||||
3. | Approve, on an advisory, non-binding basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
4. | Approve Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2020 and refer the determination of its remuneration to the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
5. | Amend the Bye-Laws to provide a range in the size of the Board of Directors of 3 to 11 directors, with the exact number to be determined by the Board of Directors. | Management | For | For | ||||||||||
6. | Amend the Bye-Laws to modify certain provisions relating to the voting of equity securities of Company subsidiaries. | Management | For | For | ||||||||||
JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||
Security | 47233W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JEF | Meeting Date | 17-Apr-2020 | |||||||||||
ISIN | US47233W1099 | Agenda | 935135485 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||
1D. | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||
1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||
1H. | Election of Director: Robert E. Joyal | Management | For | For | ||||||||||
1I. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1J. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
1K. | Election of Director: Stuart H. Reese | Management | For | For | ||||||||||
1L. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||
2. | Approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
3. | Ratify Deloitte & Touche LLP as independent auditors for the year-ended November 30, 2020. | Management | For | For | ||||||||||
PACCAR INC | ||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PCAR | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US6937181088 | Agenda | 935138873 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||
1I. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||
1J. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||
1K. | Election of Director: Charles R. Williamson | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Approval of an amendment to the certificate of incorporation to confirm that stockholders owning at least 25% of the Company's outstanding shares may call special stockholder meetings. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder action by written consent if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
NEWMONT CORPORATION | ||||||||||||||
Security | 651639106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEM | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US6516391066 | Agenda | 935139522 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gregory Boyce | Management | For | For | ||||||||||
1B. | Election of Director: Bruce Brook | Management | For | For | ||||||||||
1C. | Election of Director: J. Kofi Bucknor | Management | For | For | ||||||||||
1D. | Election of Director: Maura Clark | Management | For | For | ||||||||||
1E. | Election of Director: Matthew Coon Come | Management | For | For | ||||||||||
1F. | Election of Director: Noreen Doyle | Management | For | For | ||||||||||
1G. | Election of Director: Veronica Hagen | Management | For | For | ||||||||||
1H. | Election of Director: René Médori | Management | For | For | ||||||||||
1I. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
1J. | Election of Director: Thomas Palmer | Management | For | For | ||||||||||
1K. | Election of Director: Julio Quintana | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Approve the 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
4. | Ratify Appointment of Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
M&T BANK CORPORATION | ||||||||||||||
Security | 55261F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTB | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US55261F1049 | Agenda | 935139611 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. Angela Bontempo | For | For | |||||||||||
2 | Robert T. Brady | For | For | |||||||||||
3 | T. J. Cunningham III | For | For | |||||||||||
4 | Gary N. Geisel | For | For | |||||||||||
5 | Richard S. Gold | For | For | |||||||||||
6 | Richard A. Grossi | For | For | |||||||||||
7 | John D. Hawke, Jr. | For | For | |||||||||||
8 | René F. Jones | For | For | |||||||||||
9 | Richard H. Ledgett, Jr. | For | For | |||||||||||
10 | Newton P.S. Merrill | For | For | |||||||||||
11 | Kevin J. Pearson | For | For | |||||||||||
12 | Melinda R. Rich | For | For | |||||||||||
13 | Robert E. Sadler, Jr. | For | For | |||||||||||
14 | Denis J. Salamone | For | For | |||||||||||
15 | John R. Scannell | For | For | |||||||||||
16 | David S. Scharfstein | For | For | |||||||||||
17 | Herbert L. Washington | For | For | |||||||||||
2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
THE COCA-COLA COMPANY | ||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KO | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US1912161007 | Agenda | 935136285 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
1C. | Election of Director: Ana Botín | Management | For | For | ||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1H. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||
1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1J. | Election of Director: James Quincey | Management | For | For | ||||||||||
1K. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
1L. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | ||||||||||
4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | ||||||||||
EATON CORPORATION PLC | ||||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ETN | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | IE00B8KQN827 | Agenda | 935138619 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||
1C. | Election of Director: Michael J. Critelli | Management | For | For | ||||||||||
1D. | Election of Director: Richard H. Fearon | Management | For | For | ||||||||||
1E. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||||
1F. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||||
1G. | Election of Director: Silvio Napoli | Management | For | For | ||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||
1L. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||||
2. | Approving a proposed 2020 Stock Plan. | Management | For | For | ||||||||||
3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||||
6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | Against | Against | ||||||||||
7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US2358252052 | Agenda | 935138811 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding a non-binding shareholder vote for Board-adopted Bylaw amendments. | Shareholder | Against | For | ||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAC | Meeting Date | 22-Apr-2020 | |||||||||||
ISIN | US0605051046 | Agenda | 935139825 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||
1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||||
1F. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||||
1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
1K. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1L. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
1M. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
1N. | Election of Director: Michael D. White | Management | For | For | ||||||||||
1O. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
1P. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1Q. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | For | For | ||||||||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
4. | Make Shareholder Proxy Access More Accessible. | Shareholder | Against | For | ||||||||||
5. | Adopt a New Shareholder Right - Written Consent | Shareholder | Against | For | ||||||||||
6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | Abstain | Against | ||||||||||
7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Against | For | ||||||||||
HEINEKEN NV | ||||||||||||||
Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | NL0000009165 | Agenda | 712251228 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1.A | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||
1.B | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
1.C | ADOPT FINANCIAL STATEMENTS | Management | No Action | |||||||||||
1.D | RECEIVE EXPLANATION ON DIVIDEND POLICY | Non-Voting | ||||||||||||
1.E | APPROVE DIVIDENDS OF EUR 1.68 PER SHARE | Management | No Action | |||||||||||
1.F | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | No Action | |||||||||||
1.G | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | No Action | |||||||||||
2.A | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
2.B | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management | No Action | |||||||||||
2.C | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES UNDER ITEM 2.B | Management | No Action | |||||||||||
3 | APPROVE REMUNERATION POLICY FOR MANAGEMENT BOARD | Management | No Action | |||||||||||
4 | APPROVE REMUNERATION POLICY FOR SUPERVISORY BOARD | Management | No Action | |||||||||||
5 | RATIFY DELOITTE AS AUDITORS | Management | No Action | |||||||||||
6.A | AMEND ARTICLES 7, 9, 10, 12, 13 PARAGRAPH 1 AND ARTICLE 18 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
6.B | AMEND ARTICLE 13 PARAGRAPH 10 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
7 | ELECT DOLF VAN DEN BRINK TO MANAGEMENT BOARD | Management | No Action | |||||||||||
8 | RE-ELECT PAMELA MARS WRIGHT TO SUPERVISORY BOARD | Management | No Action | |||||||||||
9 | CLOSE MEETING | Non-Voting | ||||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||
ISIN | CH0038863350 | Agenda | 712296866 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | No Action | |||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | No Action | |||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
NEWMARKET CORPORATION | ||||||||||||||
Security | 651587107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEU | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US6515871076 | Agenda | 935137186 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Phyllis L. Cothran | Management | For | For | ||||||||||
1B. | Election of Director: Mark M. Gambill | Management | For | For | ||||||||||
1C. | Election of Director: Bruce C. Gottwald | Management | For | For | ||||||||||
1D. | Election of Director: Thomas E. Gottwald | Management | For | For | ||||||||||
1E. | Election of Director: Patrick D. Hanley | Management | For | For | ||||||||||
1F. | Election of Director: H. Hiter Harris, III | Management | For | For | ||||||||||
1G. | Election of Director: James E. Rogers | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US8825081040 | Agenda | 935138722 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark A. Blinn | Management | For | For | ||||||||||
1B. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||||||
1C. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||
1E. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||
1F. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1G. | Election of Director: Michael D. Hsu | Management | For | For | ||||||||||
1H. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1I. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||
1J. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||
1K. | Election of Director: Richard K. Templeton | Management | For | For | ||||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
PFIZER INC. | ||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PFE | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US7170811035 | Agenda | 935138998 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
1C. | Election of Director: W. Don Cornwell | Management | For | For | ||||||||||
1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
1H. | Election of Director: James M. Kilts | Management | For | For | ||||||||||
1I. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
1J. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
1K. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
1L. | Election of Director: James Quincey | Management | For | For | ||||||||||
1M. | Election of Director: James C. Smith | Management | For | For | ||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | For | For | ||||||||||
3. | 2020 advisory approval of executive compensation | Management | For | For | ||||||||||
4. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal regarding enhancing proxy access | Shareholder | Against | For | ||||||||||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | ||||||||||
8. | Shareholder proposal regarding gender pay gap | Shareholder | Abstain | Against | ||||||||||
9. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
THE AES CORPORATION | ||||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AES | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US00130H1059 | Agenda | 935139899 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||
1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||
1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||||
1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Alain Monié | Management | For | For | ||||||||||
1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||||
1J. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2020. | Management | For | For | ||||||||||
4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For | ||||||||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||||||
Security | 45841N107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBKR | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US45841N1072 | Agenda | 935140537 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas Peterffy | Management | For | For | ||||||||||
1B. | Election of Director: Earl H. Nemser | Management | For | For | ||||||||||
1C. | Election of Director: Milan Galik | Management | For | For | ||||||||||
1D. | Election of Director: Paul J. Brody | Management | For | For | ||||||||||
1E. | Election of Director: Lawrence E. Harris | Management | For | For | ||||||||||
1F. | Election of Director: Gary Katz | Management | For | For | ||||||||||
1G. | Election of Director: John M. Damgard | Management | For | For | ||||||||||
1H. | Election of Director: Philip Uhde | Management | For | For | ||||||||||
1I. | Election of Director: William Peterffy | Management | For | For | ||||||||||
2. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LMT | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | US5398301094 | Agenda | 935141983 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Daniel F. Akerson | Management | For | For | ||||||||||
1B. | Election of Director: David B. Burritt | Management | For | For | ||||||||||
1C. | Election of Director: Bruce A. Carlson | Management | For | For | ||||||||||
1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||
1G. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||
1H. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
1I. | Election of Director: Vicki A. Hollub | Management | For | For | ||||||||||
1J. | Election of Director: Jeh C. Johnson | Management | For | For | ||||||||||
1K. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
1L. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2020. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | For | For | ||||||||||
4. | Management Proposal to Approve the Lockheed Martin Corporation 2020 Incentive Performance Award Plan. | Management | For | For | ||||||||||
5. | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Against | For | ||||||||||
GRACO INC. | ||||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GGG | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US3841091040 | Agenda | 935137679 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick J. McHale | Management | For | For | ||||||||||
1B. | Election of Director: Lee R. Mitau | Management | For | For | ||||||||||
1C. | Election of Director: Martha A. Morfitt | Management | For | For | ||||||||||
1D. | Election of Director: Kevin J. Wheeler | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US00206R1023 | Agenda | 935138140 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||
1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1G. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1I. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1J. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1K. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1L. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||
5. | Employee Representative Director. | Shareholder | Against | For | ||||||||||
6. | Improve Guiding Principles of Executive Compensation. | Shareholder | Against | For | ||||||||||
ABBOTT LABORATORIES | ||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US0028241000 | Agenda | 935138570 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R.J. Alpern | For | For | |||||||||||
2 | R.S. Austin | For | For | |||||||||||
3 | S.E. Blount | For | For | |||||||||||
4 | R.B. Ford | For | For | |||||||||||
5 | M.A. Kumbier | For | For | |||||||||||
6 | E.M. Liddy | For | For | |||||||||||
7 | D.W. McDew | For | For | |||||||||||
8 | N. McKinstry | For | For | |||||||||||
9 | P.N. Novakovic | For | For | |||||||||||
10 | W.A. Osborn | For | For | |||||||||||
11 | D.J. Starks | For | For | |||||||||||
12 | J.G. Stratton | For | For | |||||||||||
13 | G.F. Tilton | For | For | |||||||||||
14 | M.D. White | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||||||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Simple Majority Vote. | Shareholder | Against | For | ||||||||||
KELLOGG COMPANY | ||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | K | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US4878361082 | Agenda | 935139546 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director term expires in 2023: Stephanie Burns | Management | For | For | ||||||||||
1B. | Election of Director term expires in 2023: Steve Cahillane | Management | For | For | ||||||||||
1C. | Election of Director term expires in 2023: Richard Dreiling | Management | For | For | ||||||||||
1D. | Election of Director term expires in 2023: La June Montgomery Tabron | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
4. | Approval of the amendment and restatement of the Kellogg Company 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Management proposal to declassify board of directors. | Management | For | For | ||||||||||
6. | Shareowner proposal, if properly presented at the meeting, to adopt simple majority vote. | Shareholder | Against | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 24-Apr-2020 | |||||||||||
ISIN | US3614481030 | Agenda | 935144307 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Ernst A. Häberli | Management | For | For | ||||||||||
1.4 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.5 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.6 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.7 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.8 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.9 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | For | For | ||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US4385161066 | Agenda | 935137794 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
1F. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
1K. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||||
1L. | Election of Director: George Paz | Management | For | For | ||||||||||
1M. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||
4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | For | ||||||||||
5. | Report on Lobbying Activities and Expenditures. | Shareholder | Abstain | Against | ||||||||||
GENUINE PARTS COMPANY | ||||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GPC | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US3724601055 | Agenda | 935137845 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth W. Camp | For | For | |||||||||||
2 | Richard Cox, Jr. | For | For | |||||||||||
3 | Paul D. Donahue | For | For | |||||||||||
4 | Gary P. Fayard | For | For | |||||||||||
5 | P. Russell Hardin | For | For | |||||||||||
6 | John R. Holder | For | For | |||||||||||
7 | Donna W. Hyland | For | For | |||||||||||
8 | John D. Johns | For | For | |||||||||||
9 | Jean-Jacques Lafont | For | For | |||||||||||
10 | Robert C Loudermilk Jr | For | For | |||||||||||
11 | Wendy B. Needham | For | For | |||||||||||
12 | E. Jenner Wood III | For | For | |||||||||||
2. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2020 | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Human Capital Management Disclosures | Shareholder | Abstain | Against | ||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 913017109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UTX | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US9130171096 | Agenda | 935142707 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lloyd J. Austin III | Management | For | For | ||||||||||
1B. | Election of Director: Gregory J. Hayes | Management | For | For | ||||||||||
1C. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||||
1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | ||||||||||
1E. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||||||||||
1F. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H. | Election of Director: Brian C. Rogers | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | For | For | ||||||||||
4. | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | For | |||||||||||
5. | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Abstain | Against | ||||||||||
CRANE CO. | ||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CR | Meeting Date | 27-Apr-2020 | |||||||||||
ISIN | US2243991054 | Agenda | 935147911 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
1.2 | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
1.3 | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
1.4 | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
1.5 | Election of Director: Ellen McClain | Management | For | For | ||||||||||
1.6 | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1.7 | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
1.8 | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
1.9 | Election of Director: James L. L. Tullis | Management | For | For | ||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2020. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNC | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US6934751057 | Agenda | 935134332 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
1E. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
1F. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
1G. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
1H. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
1I. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
1J. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
1K. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
1L. | Election of Director: Michael J. Ward | Management | For | For | ||||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of The PNC Financial Services Group, Inc. Employee Stock Purchase Plan, as amended and restated January 1, 2020. | Management | For | For | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBM | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US4592001014 | Agenda | 935137782 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Thomas Buberl | Management | For | For | ||||||||||
1B. | Election of Director: Michael L. Eskew | Management | For | For | ||||||||||
1C. | Election of Director: David N. Farr | Management | For | For | ||||||||||
1D. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
1E. | Election of Director: Michelle J. Howard | Management | For | For | ||||||||||
1F. | Election of Director: Arvind Krishna | Management | For | For | ||||||||||
1G. | Election of Director: Andrew N. Liveris | Management | For | For | ||||||||||
1H. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||
1I. | Election of Director: Martha E. Pollack | Management | For | For | ||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
1K. | Election of Director: Joseph R. Swedish | Management | For | For | ||||||||||
1L. | Election of Director: Sidney Taurel | Management | For | For | ||||||||||
1M. | Election of Director: Peter R. Voser | Management | For | For | ||||||||||
1N. | Election of Director: Frederick H. Waddell | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal on Shareholder Right to Remove Directors. | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
6. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
ROLLINS, INC. | ||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US7757111049 | Agenda | 935144408 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Randall Rollins | For | For | |||||||||||
2 | Henry B. Tippie | For | For | |||||||||||
3 | James B. Williams | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | ||||||||||
WELLS FARGO & COMPANY | ||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WFC | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US9497461015 | Agenda | 935145183 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1C. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1E. | Election of Director: Donald M. James | Management | For | For | ||||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Shareholder Approval of By-Law Amendments. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Report on Global Median Pay Gap. | Shareholder | Abstain | Against | ||||||||||
FMC CORPORATION | ||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMC | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US3024913036 | Agenda | 935145347 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring in 2021: Pierre Brondeau | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring in 2021: Eduardo E. Cordeiro | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring in 2021: Mark Douglas | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring in 2021: C. Scott Greer | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring in 2021: K'Lynne Johnson | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring in 2021: Dirk A. Kempthorne | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring in 2021: Paul J. Norris | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring in 2021: Margareth Øvrum | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring in 2021: Robert C. Pallash | Management | For | For | ||||||||||
1J. | Election of Director to serve for a one-year term expiring in 2021: William H. Powell | Management | For | For | ||||||||||
1K. | Election of Director to serve for a one-year term expiring in 2021: Vincent R. Volpe, Jr. | Management | For | For | ||||||||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||||
Security | 34964C106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FBHS | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US34964C1062 | Agenda | 935145412 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director: Nicholas I. Fink | Management | For | For | ||||||||||
1B. | Election of Class III Director: A. D. David Mackay | Management | For | For | ||||||||||
1C. | Election of Class III Director: David M. Thomas | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||
Security | 090572207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BIO | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US0905722072 | Agenda | 935176354 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Arnold A. Pinkston | Management | For | For | ||||||||||
1.2 | Election of Director: Melinda Litherland | Management | For | For | ||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US40049J2069 | Agenda | 935187131 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. | Management | Abstain | |||||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. To vote on the next (1) General Ordinary Series A and B Shareholders Meeting; (2) Special Series D Shareholders Meeting, Shareholders must be Mexican nationals or Mexican corporations, whose by-laws exclude foreign ownership of their shares. | Management | For | |||||||||||
D1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. | Management | Abstain | |||||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
1 | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2019 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. | Management | Abstain | |||||||||||
2 | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | |||||||||||
3 | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2019. | Management | Abstain | |||||||||||
4 | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. | Management | Abstain | |||||||||||
5 | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. | Management | Abstain | |||||||||||
6 | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. | Management | Abstain | |||||||||||
7 | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. | Management | Abstain | |||||||||||
8 | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. | Management | Abstain | |||||||||||
9 | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | Abstain | |||||||||||
10 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
GRUPO BIMBO SAB DE CV | ||||||||||||||
Security | P4949B104 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||
ISIN | MXP495211262 | Agenda | 712406190 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN THE MAIN PART OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, INCLUDING THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY, CONSOLIDATED WITH THOSE OF ITS SUBSIDIARY COMPANIES, FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019, AFTER THE READING OF THE REPORT FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS AND GENERAL DIRECTOR, THE ONE FROM THE OUTSIDE AUDITOR AND THE ONE FROM THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY | Management | For | For | ||||||||||
II | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT THAT IS REFERRED TO IN PART XIX OF ARTICLE 76 OF THE INCOME TAX LAW THAT WAS IN EFFECT IN 2019 IN REGARD TO THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY | Management | For | For | ||||||||||
III | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019 | Management | For | For | ||||||||||
IV | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE PAYMENT OF A DIVIDEND, IN A PAYMENT AT THE RATE OF MXN 0.50 FOR EACH ONE OF THE SHARES THAT ARE REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY THAT ARE IN CIRCULATION | Management | For | For | ||||||||||
V | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE DETERMINATION OF THEIR COMPENSATION | Management | For | For | ||||||||||
VI | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE APPOINTMENTS OF THE CHAIRPERSON AND THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY, AS WELL AS THE DETERMINATION OF THEIR COMPENSATION | Management | For | For | ||||||||||
VII | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT IN REGARD TO SHARE BUYBACKS, AS WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT THE COMPANY CAN ALLOCATE TO SHARE BUYBACKS, UNDER THE TERMS OF PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW | Management | Abstain | Against | ||||||||||
VIII | DESIGNATION OF SPECIAL DELEGATES | Management | For | For | ||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US8832031012 | Agenda | 935139356 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPC | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US56585A1025 | Agenda | 935144333 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of an amendment to the company's Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | For | For | ||||||||||
2A. | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2B. | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2C. | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
2D. | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2020. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||
5. | Shareholder proposal seeking simple majority vote provisions. | Shareholder | For | For | ||||||||||
6. | Shareholder proposal seeking a report on integrating community impacts into the company's executive compensation program. | Shareholder | Abstain | Against | ||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WDR | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US9300591008 | Agenda | 935147909 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sharilyn S. Gasaway | For | For | |||||||||||
2 | Katherine M.A. Kline | For | For | |||||||||||
3 | Jerry W. Walton | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Approve the Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated. | Management | Against | Against | ||||||||||
4. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
CORNING INCORPORATED | ||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLW | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2193501051 | Agenda | 935142721 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald W. Blair | Management | For | For | ||||||||||
1B. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||
1D. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Deborah A. Henretta | Management | For | For | ||||||||||
1G. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1H. | Election of Director: Kurt M. Landgraf | Management | For | For | ||||||||||
1I. | Election of Director: Kevin J. Martin | Management | For | For | ||||||||||
1J. | Election of Director: Deborah D. Rieman | Management | For | For | ||||||||||
1K. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||
1L. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
1M. | Election of Director: Mark S. Wrighton | Management | For | For | ||||||||||
2. | Advisory approval of the Company's executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2787681061 | Agenda | 935146743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Anthony M. Federico | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
WEIS MARKETS, INC. | ||||||||||||||
Security | 948849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMK | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US9488491047 | Agenda | 935147276 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan H. Weis | For | For | |||||||||||
2 | Harold G. Graber | For | For | |||||||||||
3 | Dennis G. Hatchell | For | For | |||||||||||
4 | Edward J. Lauth III | For | For | |||||||||||
5 | Gerrald B. Silverman | For | For | |||||||||||
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||
3. | Proposal to provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Proposal to provide an advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 3 Years | For | ||||||||||
5. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | Against | For | ||||||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
Security | 38141G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US38141G1040 | Agenda | 935147757 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
1B. | Election of Director: Drew G. Faust | Management | For | For | ||||||||||
1C. | Election of Director: Mark A. Flaherty | Management | For | For | ||||||||||
1D. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||
1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | ||||||||||
1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | ||||||||||
1G. | Election of Director: Peter Oppenheimer | Management | For | For | ||||||||||
1H. | Election of Director: David M. Solomon | Management | For | For | ||||||||||
1I. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
1J. | Election of Director: David A. Viniar | Management | For | For | ||||||||||
1K. | Election of Director: Mark O. Winkelman | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal Regarding Board Oversight of the "Statement on the Purpose of a Corporation". | Shareholder | Against | For | ||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UN | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935149686 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | To adopt the Annual Accounts and appropriation of the profit for the 2019 financial year. | Management | For | For | ||||||||||
3. | To consider, and if thought fit, approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
4. | To discharge the Executive Directors. | Management | For | For | ||||||||||
5. | To discharge the Non-Executive Directors. | Management | For | For | ||||||||||
6. | To reappoint Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
7. | To reappoint Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||
8. | To reappoint Mr V Colao as a Non-Executive Director. | Management | For | For | ||||||||||
9. | To reappoint Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
10. | To reappoint Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
11. | To reappoint Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
12. | To reappoint Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
13. | To reappoint Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
14. | To reappoint Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
15. | To reappoint Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
16. | To reappoint Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||
17. | To reappoint Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
18. | To appoint the Auditor charged with the auditing of the Annual Accounts for the 2020 financial year. | Management | For | For | ||||||||||
19. | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the Company. | Management | For | For | ||||||||||
20. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | Management | For | For | ||||||||||
21. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for acquisition or specified capital investment purposes. | Management | For | For | ||||||||||
22. | To authorise the Board of Directors to purchase ordinary shares in the share capital of the Company. | Management | For | For | ||||||||||
23. | To reduce the capital with respect to ordinary shares held by the Company in its own share capital. | Management | For | For | ||||||||||
BANCO SANTANDER CHILE | ||||||||||||||
Security | 05965X109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BSAC | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US05965X1090 | Agenda | 935170275 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Annual Report, Balance Sheet and Consolidated Financial Statements of the Bank and its subsidiaries, the Independent Report of the External Auditors, and the Notes corresponding to the financial year ending December 31st of 2019. These can be viewed in English and Spanish at the following link: https://www.santander.cl/accionistas/pdf/estados_financie ros_ anual_consolidado/EEFF_Banco_SantanderChile_12_20 19.pdf ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
2. | Decide the destination of the profits of the fiscal year 2019. Approve the proposed payment of a dividend of Ch$0.87891310 per share or 30% of 2019 net income attributable to shareholders as a dividend, which will be paid in Chile the next bank business day following the Meeting, the allocation of 30% of the 2019 net income attributable to shareholders to retained earnings and the remaining 40% will be used to increase the reserves of the Bank. | Management | For | |||||||||||
3A. | Re-election of Director: Claudio Melandri | Management | For | |||||||||||
3B. | Re-election of Director: Rodrigo Vergara (Independent) | Management | For | |||||||||||
3C. | Re-election of Director: Orlando Poblete (Independent) | Management | For | |||||||||||
3D. | Re-election of Director: Juan Pedro Santa María (Independent) | Management | For | |||||||||||
3E. | Re-election of Director: Lucia Santa Cruz | Management | For | |||||||||||
3F. | Re-election of Director: Ana Dorrego | Management | For | |||||||||||
3G. | Re-election of Director: Rodrigo Echenique | Management | For | |||||||||||
3H. | Re-election of Director: Felix de Vicente (Independent) | Management | For | |||||||||||
3I. | Re-election of Director: Alfonso Gomez (Independent) | Management | For | |||||||||||
4A. | Re-election of Alternate Director: Blanca Bustamante (Independent) | Management | For | |||||||||||
4B. | Re-election of Alternate Director: Oscar Von Chrismar (Independent) | Management | For | |||||||||||
5. | Determination of Board Remuneration. The proposal consists of maintaining the remunerations currently in force, namely the ones agreed at the Ordinary Shareholders Meeting of April 23, 2019, which are available in the Bank's Report and on the website. The proposal consists of a monthly fee of 250 UF to each director of the Bank. In the case of the Chairman of the Board, this fee is twice the amount mentioned above, while that of the Vice-Chairmen is increased by 50%. Also, it is proposed ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
6. | Appointment of External Auditors for the year 2020. The Bank proposes PricewaterhouseCoopers Consultores, Auditores y Compañía Limitada. Therefore, a vote for this resolution will be a vote for PricewaterhouseCoopers Consultores, Auditores y Compañía Limitada. | Management | For | |||||||||||
7. | Approval of local rating agencies. The Bank received proposals from Feller, Fitch Rating Chile and ICR and the Bank recommends going forward with Fitch and Feller. Therefore, a vote for this resolution will be a vote for Fitch and Feller. | Management | For | |||||||||||
8. | Approval of the Audit Committee's 2020 budget and remuneration for its members. The proposal consists of maintaining the same amount agreed for last year, equivalent to UF 7,200. This proposal considers the part of the remuneration that the law requires to pay the members of the committee for their performance in it. | Management | For | |||||||||||
3J. | Re-election of Director: Victoria Hurtado Larrain (Independent) | Management | For | |||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US3154051003 | Agenda | 935175136 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UN | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935175720 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | To adopt the Annual Accounts and appropriation of the profit for the 2019 financial year. | Management | For | For | ||||||||||
3. | To consider, and if thought fit, approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
4. | To discharge the Executive Directors. | Management | For | For | ||||||||||
5. | To discharge the Non-Executive Directors. | Management | For | For | ||||||||||
6. | To reappoint Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
7. | To reappoint Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||
8. | To reappoint Mr V Colao as a Non-Executive Director. | Management | For | For | ||||||||||
9. | To reappoint Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
10. | To reappoint Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
11. | To reappoint Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
12. | To reappoint Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
13. | To reappoint Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
14. | To reappoint Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
15. | To reappoint Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
16. | To reappoint Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||
17. | To reappoint Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
18. | To appoint the Auditor charged with the auditing of the Annual Accounts for the 2020 financial year. | Management | For | For | ||||||||||
19. | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the Company. | Management | For | For | ||||||||||
20. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | Management | For | For | ||||||||||
21. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for acquisition or specified capital investment purposes. | Management | For | For | ||||||||||
22. | To authorise the Board of Directors to purchase ordinary shares in the share capital of the Company. | Management | For | For | ||||||||||
23. | To reduce the capital with respect to ordinary shares held by the Company in its own share capital. | Management | For | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US25470M1099 | Agenda | 935149321 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | James DeFranco | For | For | |||||||||||
4 | Cantey M. Ergen | For | For | |||||||||||
5 | Charles W. Ergen | For | For | |||||||||||
6 | Afshin Mohebbi | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
9 | Carl E. Vogel | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
VALLEY NATIONAL BANCORP | ||||||||||||||
Security | 919794107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||||||||||
ISIN | US9197941076 | Agenda | 935149698 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
1D. | Election of Director: Graham O. Jones | Management | For | For | ||||||||||
1E. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||||||||||
1G. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
1H. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
1I. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | An amendment to the Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRN | Meeting Date | 04-May-2020 | |||||||||||
ISIN | US8965221091 | Agenda | 935174362 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John L. Adams | For | For | |||||||||||
2 | Brandon B. Boze | For | For | |||||||||||
3 | John J. Diez | For | For | |||||||||||
4 | Leldon E. Echols | For | For | |||||||||||
5 | Charles W. Matthews | For | For | |||||||||||
6 | E. Jean Savage | For | For | |||||||||||
7 | Dunia A. Shive | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
PENTAIR PLC | ||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNR | Meeting Date | 05-May-2020 | |||||||||||
ISIN | IE00BLS09M33 | Agenda | 935145525 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
1E. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
1F. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
1G. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
1H. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
4. | To approve the Pentair plc 2020 Share and Incentive Plan. | Management | For | For | ||||||||||
5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Against | Against | ||||||||||
7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAX | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US0718131099 | Agenda | 935147036 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||||
1B. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||
1C. | Election of Director: John D. Forsyth | Management | For | For | ||||||||||
1D. | Election of Director: James R. Gavin III | Management | For | For | ||||||||||
1E. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||
1F. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||
1G. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||||
1H. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||
1I. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||
1J. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||||
1K. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||
1L. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Against | For | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US2358511028 | Agenda | 935150615 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Hefner Filler | Management | For | For | ||||||||||
1B. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Teri List-Stoll | Management | For | For | ||||||||||
1D. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||||
1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | Management | For | For | ||||||||||
1G. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||||
1H. | Election of Director: Steven M. Rales | Management | For | For | ||||||||||
1I. | Election of Director: John T. Schwieters | Management | For | For | ||||||||||
1J. | Election of Director: Alan G. Spoon | Management | For | For | ||||||||||
1K. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||||||||
1L. | Election of Director: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation | Management | For | For | ||||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Shareholder | Against | For | ||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US0258161092 | Agenda | 935151439 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
1L. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||||
1M. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | For | For | ||||||||||
5. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||||
6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | Abstain | Against | ||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMY | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US1101221083 | Agenda | 935151681 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||||||
1C. | Election of Director: Michael W. Bonney | Management | For | For | ||||||||||
1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
1E. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||||||
1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||||
1L. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of an independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
ALBEMARLE CORPORATION | ||||||||||||||
Security | 012653101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALB | Meeting Date | 05-May-2020 | |||||||||||
ISIN | US0126531013 | Agenda | 935153469 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
2A. | Election of Director: Mary Lauren Brlas | Management | For | For | ||||||||||
2B. | Election of Director: Luther C. Kissam IV | Management | For | For | ||||||||||
2C. | Election of Director: J. Kent Masters | Management | For | For | ||||||||||
2D. | Election of Director: Glenda J. Minor | Management | For | For | ||||||||||
2E. | Election of Director: James J. O'Brien | Management | For | For | ||||||||||
2F. | Election of Director: Diarmuid B. O'Connell | Management | For | For | ||||||||||
2G. | Election of Director: Dean L. Seavers | Management | For | For | ||||||||||
2H. | Election of Director: Gerald A. Steiner | Management | For | For | ||||||||||
2I. | Election of Director: Holly A. Van Deursen | Management | For | For | ||||||||||
2J. | Election of Director: Amb. Alejandro Wolff | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US0078001056 | Agenda | 935147810 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen L W Lord USAF (Ret) | For | For | |||||||||||
7 | Martin Turchin | For | For | |||||||||||
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
PEPSICO, INC. | ||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||
1B. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
1C. | Election of Director: Ian Cook | Management | For | For | ||||||||||
1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||||
1H. | Election of Director: David C. Page | Management | For | For | ||||||||||
1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||
1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||
1K. | Election of Director: Darren Walker | Management | For | For | ||||||||||
1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | For | ||||||||||
ESSENTIAL UTILITIES INC | ||||||||||||||
Security | 29670G102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTRG | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US29670G1022 | Agenda | 935153104 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth B. Amato | For | For | |||||||||||
2 | Nicholas DeBenedictis | For | For | |||||||||||
3 | Christopher H. Franklin | For | For | |||||||||||
4 | Wendy A. Franks | For | For | |||||||||||
5 | Daniel J. Hilferty | For | For | |||||||||||
6 | Francis O. Idehen | For | For | |||||||||||
7 | Ellen T. Ruff | For | For | |||||||||||
8 | Lee C. Stewart | For | For | |||||||||||
9 | Christopher C. Womack | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2019 | Management | For | For | ||||||||||
4. | To approve an amendment to the Articles of Incorporation to establish a majority voting standard in uncontested director elections. | Management | For | For | ||||||||||
5. | To approve an amendment to the Articles of Incorporation to increase the number of authorized shares of common stock from 300 million to 600 million. | Management | For | For | ||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GSK | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US37733W1053 | Agenda | 935154598 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | To receive and adopt the 2019 Annual Report | Management | For | For | ||||||||||
O2 | To approve the Annual report on remuneration | Management | For | For | ||||||||||
O3 | To approve the Remuneration policy | Management | For | For | ||||||||||
O4 | To elect Sir Jonathan Symonds as a Director | Management | For | For | ||||||||||
05 | To elect Charles Bancroft as a Director | Management | For | For | ||||||||||
O6 | To re-elect Emma Walmsley as a Director | Management | For | For | ||||||||||
O7 | To re-elect Vindi Banga as a Director | Management | For | For | ||||||||||
O8 | To re-elect Dr Hal Barron as a Director | Management | For | For | ||||||||||
O9 | To re-elect Dr Vivienne Cox as a Director | Management | For | For | ||||||||||
O10 | To re-elect Lynn Elsenhans as a Director | Management | For | For | ||||||||||
O11 | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | ||||||||||
O12 | To re-elect Dr Jesse Goodman as a Director | Management | For | For | ||||||||||
O13 | To re-elect Judy Lewent as a Director | Management | For | For | ||||||||||
O14 | To re-elect Iain Mackay as a Director | Management | For | For | ||||||||||
O15 | To re-elect Urs Rohner as a Director | Management | For | For | ||||||||||
O16 | To re-appoint the auditor | Management | For | For | ||||||||||
O17 | To determine remuneration of the auditor | Management | For | For | ||||||||||
S18 | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | ||||||||||
S19 | To authorise allotment of shares | Management | For | For | ||||||||||
S20 | To disapply pre-emption rights - general power (special resolution) | Management | For | For | ||||||||||
S21 | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | For | For | ||||||||||
S22 | To authorise the company to purchase its own shares (special resolution) | Management | For | For | ||||||||||
S23 | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | ||||||||||
S24 | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | For | For | ||||||||||
MGM RESORTS INTERNATIONAL | ||||||||||||||
Security | 552953101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGM | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US5529531015 | Agenda | 935157392 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William W. Grounds | Management | For | For | ||||||||||
1B. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1C. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
1D. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||||
1E. | Election of Director: John Kilroy | Management | For | For | ||||||||||
1F. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||||
1G. | Election of Director: Keith A. Meister | Management | For | For | ||||||||||
1H. | Election of Director: Paul Salem | Management | For | For | ||||||||||
1I. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||||
1J. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||||
1K. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
ALCON INC. | ||||||||||||||
Security | H01301128 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALC | Meeting Date | 06-May-2020 | |||||||||||
ISIN | CH0432492467 | Agenda | 935158786 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2019 | Management | For | For | ||||||||||
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee | Management | For | For | ||||||||||
3. | Appropriation of earnings as per the balance sheet of Alcon Inc. of December 31, 2019. | Management | For | For | ||||||||||
4A. | Consultative vote on the 2019 Compensation Report | Management | For | For | ||||||||||
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting | Management | For | For | ||||||||||
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021 | Management | For | For | ||||||||||
5A. | Re-election of Director: F. Michael Ball (as Member and Chairman) | Management | For | For | ||||||||||
5B. | Re-election of Director: Lynn D. Bleil (as Member) | Management | For | For | ||||||||||
5C. | Re-election of Director: Arthur Cummings (as Member) | Management | For | For | ||||||||||
5D. | Re-election of Director: David J. Endicott (as Member) | Management | For | For | ||||||||||
5E. | Re-election of Director: Thomas Glanzmann (as Member) | Management | For | For | ||||||||||
5F. | Re-election of Director: D. Keith Grossman (as Member) | Management | For | For | ||||||||||
5G. | Re-election of Director: Scott Maw (as Member) | Management | For | For | ||||||||||
5H. | Re-election of Director: Karen May (as Member) | Management | For | For | ||||||||||
5I. | Re-election of Director: Ines Pöschel (as Member) | Management | For | For | ||||||||||
5J. | Re-election of Director: Dieter Spälti (as Member) | Management | For | For | ||||||||||
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | ||||||||||
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | For | For | ||||||||||
6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | ||||||||||
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | ||||||||||
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-law | Management | For | For | ||||||||||
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva | Management | For | For | ||||||||||
9. | Note: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only). * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Abstain | |||||||||||
ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | GB00B63H8491 | Agenda | 712301376 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY TO TAKE EFFECT FROM THE CONCLUSION OF THE AGM | Management | For | For | ||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
4 | TO RE-ELECT SIR IAN DAVIS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO RE-ELECT STEPHEN DAINTITH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | TO ELECT GEORGE CULMER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
10 | TO RE-ELECT IRENE DORNER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
11 | TO RE-ELECT BEVERLY GOULET AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
12 | TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
13 | TO RE-ELECT NICK LUFF AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
14 | TO RE-ELECT SIR KEVIN SMITH CBE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
15 | TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
16 | TO ELECT DAME ANGELA STRANK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP (PWC) AS THE COMPANY'S AUDITOR | Management | For | For | ||||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
19 | TO AUTHORISE PAYMENTS TO SHAREHOLDERS | Management | Abstain | Against | ||||||||||
20 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | ||||||||||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
22 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
JARDINE MATHESON HOLDINGS LTD | ||||||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | BMG507361001 | Agenda | 712379494 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||
3 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | Against | Against | ||||||||||
4 | TO RE-ELECT ADAM KESWICK AS A DIRECTOR | Management | Against | Against | ||||||||||
5 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | Against | Against | ||||||||||
6 | TO RE-ELECT JOHN R. WITT AS A DIRECTOR | Management | Against | Against | ||||||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
8 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | BMG507641022 | Agenda | 712379507 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||
3 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | Against | Against | ||||||||||
4 | TO RE-ELECT ADAM KESWICK AS A DIRECTOR | Management | Against | Against | ||||||||||
5 | TO RE-ELECT LINCOLN K.K. LEONG AS A DIRECTOR | Management | Against | Against | ||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
Security | G76225104 | Meeting Type | Special General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | GB00B63H8491 | Agenda | 712400643 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | APPROVE INCREASE IN BORROWING LIMIT | Management | For | For | ||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US92343V1044 | Agenda | 935148406 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||||||||
5. | Special Shareholder Meetings | Shareholder | Against | For | ||||||||||
6. | Lobbying Activities Report | Shareholder | Abstain | Against | ||||||||||
7. | User Privacy Metric | Shareholder | Against | For | ||||||||||
8. | Amend Severance Approval Policy | Shareholder | Against | For | ||||||||||
THE KRAFT HEINZ COMPANY | ||||||||||||||
Security | 500754106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KHC | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US5007541064 | Agenda | 935151895 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
1B. | Election of Director: Alexandre Behring | Management | For | For | ||||||||||
1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1D. | Election of Director: Joao M. Castro-Neves | Management | For | For | ||||||||||
1E. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||||
1F. | Election of Director: Jorge Paulo Lemann | Management | For | For | ||||||||||
1G. | Election of Director: Susan Mulder | Management | For | For | ||||||||||
1H. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1I. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||||
1J. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||||
1K. | Election of Director: George Zoghbi | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Approval of The Kraft Heinz Company 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||||||
5. | Shareholder Proposal: Implementation of Simple Majority Vote Requirement. | Shareholder | Against | For | ||||||||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWX | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US8448951025 | Agenda | 935152570 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert L. Boughner | For | For | |||||||||||
2 | José A. Cárdenas | For | For | |||||||||||
3 | Stephen C. Comer | For | For | |||||||||||
4 | John P. Hester | For | For | |||||||||||
5 | Jane Lewis-Raymond | For | For | |||||||||||
6 | Anne L. Mariucci | For | For | |||||||||||
7 | Michael J. Melarkey | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Thomas A. Thomas | For | For | |||||||||||
10 | Leslie T. Thornton | For | For | |||||||||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | ||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||
Security | 039483102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADM | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US0394831020 | Agenda | 935154182 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M.S. Burke | Management | For | For | ||||||||||
1B. | Election of Director: T.K. Crews | Management | For | For | ||||||||||
1C. | Election of Director: P. Dufour | Management | For | For | ||||||||||
1D. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||||
1E. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||
1F. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||
1G. | Election of Director: P.J. Moore | Management | For | For | ||||||||||
1H. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||||
1I. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||
1J. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||||
1K. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Approve the 2020 Incentive Compensation Plan. | Management | For | For | ||||||||||
BCE INC. | ||||||||||||||
Security | 05534B760 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BCE | Meeting Date | 07-May-2020 | |||||||||||
ISIN | CA05534B7604 | Agenda | 935159182 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | BARRY K. ALLEN | For | For | |||||||||||
2 | MIRKO BIBIC | For | For | |||||||||||
3 | SOPHIE BROCHU | Withheld | Against | |||||||||||
4 | ROBERT E. BROWN | For | For | |||||||||||
5 | DAVID F. DENISON | For | For | |||||||||||
6 | ROBERT P. DEXTER | For | For | |||||||||||
7 | IAN GREENBERG | For | For | |||||||||||
8 | KATHERINE LEE | For | For | |||||||||||
9 | MONIQUE F. LEROUX | For | For | |||||||||||
10 | GORDON M. NIXON | For | For | |||||||||||
11 | THOMAS E. RICHARDS | For | For | |||||||||||
12 | CALIN ROVINESCU | For | For | |||||||||||
13 | KAREN SHERIFF | For | For | |||||||||||
14 | ROBERT C. SIMMONDS | For | For | |||||||||||
15 | PAUL R. WEISS | For | For | |||||||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | ||||||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||
04 | SHAREHOLDER PROPOSAL: INCREASE OF GENDER DIVERSITY TARGET. | Shareholder | Against | For | ||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MLI | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US6247561029 | Agenda | 935166593 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory L. Christopher | For | For | |||||||||||
2 | Elizabeth Donovan | For | For | |||||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||||
4 | Gary S. Gladstein | For | For | |||||||||||
5 | Scott J. Goldman | For | For | |||||||||||
6 | John B. Hansen | For | For | |||||||||||
7 | Terry Hermanson | For | For | |||||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
TELUS CORPORATION | ||||||||||||||
Security | 87971M103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TU | Meeting Date | 07-May-2020 | |||||||||||
ISIN | CA87971M1032 | Agenda | 935167280 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | R.H. (Dick) Auchinleck | For | For | |||||||||||
2 | Raymond T. Chan | For | For | |||||||||||
3 | Stockwell Day | For | For | |||||||||||
4 | Lisa de Wilde | For | For | |||||||||||
5 | Darren Entwistle | For | For | |||||||||||
6 | Thomas E. Flynn | For | For | |||||||||||
7 | Mary Jo Haddad | For | For | |||||||||||
8 | Kathy Kinloch | For | For | |||||||||||
9 | Christine Magee | For | For | |||||||||||
10 | John Manley | For | For | |||||||||||
11 | David Mowat | For | For | |||||||||||
12 | Marc Parent | For | For | |||||||||||
13 | Denise Pickett | For | For | |||||||||||
2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Approve the Company's approach to executive compensation. | Management | For | For | ||||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
Security | 398231100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GRIF | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US3982311009 | Agenda | 935176506 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: David R. Bechtel | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Edgar M. Cullman, Jr. | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Frederick M. Danziger | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Gordon F. DuGan | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Michael S. Gamzon | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Jonathan P. May | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Molly North | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Amy Rose Silverman | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
2. | The ratification of the selection of RSM US LLP as Griffin's independent registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of Griffin's named executive officers as presented in Griffin's Proxy Statement. | Management | For | For | ||||||||||
4. | The approval of an amendment to Griffin's amended and restated certificate of incorporation to impose certain ownership and transfer restrictions. | Management | Abstain | Against | ||||||||||
5. | The approval of Griffin's reincorporation as a Maryland corporation, through and including a merger with and into our wholly owned subsidiary. | Management | Abstain | Against | ||||||||||
6. | The approval of the Griffin Industrial Realty, Inc. and Griffin Industrial, LLC 2020 Incentive Award Plan. | Management | For | For | ||||||||||
ALLEGHANY CORPORATION | ||||||||||||||
Security | 017175100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | Y | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US0171751003 | Agenda | 935148278 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Ian H. Chippendale | Management | For | For | ||||||||||
1.2 | Election of Director: Weston M. Hicks | Management | For | For | ||||||||||
1.3 | Election of Director: Jefferson W. Kirby | Management | For | For | ||||||||||
2. | Say-on-Pay: Advisory vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | For | For | ||||||||||
3. | Ratification of Independent Registered Public Accounting Firm: Ratification of selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
ZIMMER BIOMET HOLDINGS, INC. | ||||||||||||||
Security | 98956P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZBH | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US98956P1021 | Agenda | 935151516 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Christopher B. Begley | Management | For | For | ||||||||||
1B. | Election of Director: Betsy J. Bernard | Management | For | For | ||||||||||
1C. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Michael J. Farrell | Management | For | For | ||||||||||
1E. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||||
1F. | Election of Director: Robert A. Hagemann | Management | For | For | ||||||||||
1G. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||||
1H. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||||
1I. | Election of Director: Maria Teresa Hilado | Management | For | For | ||||||||||
1J. | Election of Director: Syed Jafry | Management | For | For | ||||||||||
1K. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation (Say on Pay). | Management | For | For | ||||||||||
ABBVIE INC. | ||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABBV | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US00287Y1091 | Agenda | 935152138 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert J. Alpern | For | For | |||||||||||
2 | Edward M. Liddy | For | For | |||||||||||
3 | Melody B. Meyer | For | For | |||||||||||
4 | Frederick H. Waddell | For | For | |||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | ||||||||||
4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | ||||||||||
5. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | For | ||||||||||
7. | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Abstain | Against | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US7607591002 | Agenda | 935153457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1C. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1D. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1E. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1F. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||
1G. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1I. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1J. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Proposal to approve the Republic Services, Inc. 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OII | Meeting Date | 08-May-2020 | |||||||||||
ISIN | US6752321025 | Agenda | 935169599 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William B. Berry | Management | For | For | ||||||||||
1B. | Election of Director: T. Jay Collins | Management | For | For | ||||||||||
1C. | Election of Director: Jon Erik Reinhardsen | Management | For | For | ||||||||||
2. | Approval of the 2020 Incentive Plan. | Management | For | For | ||||||||||
3. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2020. | Management | For | For | ||||||||||
KINNEVIK AB (PUBL) | ||||||||||||||
Security | ADPV44736 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 11-May-2020 | ||||||||||||
ISIN | SE0013256674 | Agenda | 712391919 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
7 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
8 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||||
9 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||||
10 | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 11, 12, 13 AND 14 ARE PROPOSED BY NOMINATION-COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE- STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN (7) MEMBERS | Management | No Action | |||||||||||
12 | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |||||||||||
13.A | RE-ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL | Management | No Action | |||||||||||
13.B | RE-ELECTION OF BOARD MEMBER: DAME AMELIA FAWCETT | Management | No Action | |||||||||||
13.C | RE-ELECTION OF BOARD MEMBER: WILHELM KLINGSPOR | Management | No Action | |||||||||||
13.D | RE-ELECTION OF BOARD MEMBER: BRIAN MCBRIDE | Management | No Action | |||||||||||
13.E | RE-ELECTION OF BOARD MEMBER: HENRIK POULSEN | Management | No Action | |||||||||||
13.F | RE-ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG | Management | No Action | |||||||||||
13.G | ELECTION OF BOARD MEMBER: CECILIA QVIST | Management | No Action | |||||||||||
14 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT DAME AMELIA FAWCETT SHALL BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
15 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||||||
16.A | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: ADOPTION OF THE PLAN | Management | No Action | |||||||||||
16.B | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
16.C | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF INCENTIVE SHARES | Management | No Action | |||||||||||
16.D | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE INCENTIVE SHARES | Management | No Action | |||||||||||
16.E | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: TRANSFER OF OWN INCENTIVE SHARES TO THE PARTICIPANTS IN THE PLAN | Management | No Action | |||||||||||
17 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON TRANSFERS OF OWN CLASS B SHARES TO COVER COSTS FOR PREVIOUSLY RESOLVED LONG-TERM INCENTIVE PLANS | Management | No Action | |||||||||||
18 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON REPURCHASES OF OWN ORDINARY SHARES | Management | No Action | |||||||||||
19 | RESOLUTION REGARDING AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
20.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |||||||||||
20.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |||||||||||
20.C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND THE NOMINATION COMMITTEE FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |||||||||||
20.D | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |||||||||||
20.E | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL FOR AN ETHICAL CODE, TO BE RESOLVED UPON BY THE ANNUAL GENERAL MEETING 2021 | Shareholder | No Action | |||||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||
RECKITT BENCKISER GROUP PLC | ||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-May-2020 | ||||||||||||
ISIN | GB00B24CGK77 | Agenda | 712361675 - Management | |||||||||||
�� | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
3 | TO DECLARE THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 101.6 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 PAYABLE ON 28 MAY 2020 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 17 APRIL 2020 | Management | For | For | ||||||||||
4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | ||||||||||
11 | TO ELECT JEFF CARR AS A DIRECTOR | Management | For | For | ||||||||||
12 | TO ELECT SARA MATHEW AS A DIRECTOR | Management | For | For | ||||||||||
13 | TO ELECT LAXMAN NARASIMHAN AS A DIRECTOR | Management | For | For | ||||||||||
14 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
16 | TO RENEW AUTHORITY FOR POLITICAL EXPENDITURE | Management | For | For | ||||||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
18 | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||
19 | TO AUTHORISE THE DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 17 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 18 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SHARES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 3,549,000 BEING NOT MORE THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL (EXCLUDING TREASURY SHARES) OF THE COMPANY AS AT 26 MARCH 2020, BEING THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS NOTICE; AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, ON 30 JUNE 2021, BUT IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
21 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN AGM, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
CONOCOPHILLIPS | ||||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COP | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US20825C1045 | Agenda | 935151679 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1B. | Election of Director: Caroline Maury Devine | Management | For | For | ||||||||||
1C. | Election of Director: John V. Faraci | Management | For | For | ||||||||||
1D. | Election of Director: Jody Freeman | Management | For | For | ||||||||||
1E. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
1F. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||||
1G. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||
1H. | Election of Director: William H. McRaven | Management | For | For | ||||||||||
1I. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||||
1J. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||||
1K. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||||
1L. | Election of Director: David T. Seaton | Management | For | For | ||||||||||
1M. | Election of Director: R.A. Walker | Management | For | For | ||||||||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||
Security | 74144T108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TROW | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US74144T1088 | Agenda | 935151819 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||||
1C. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
1F. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||||
1G. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||||
1H. | Election of Director: William J. Stromberg | Management | For | For | ||||||||||
1I. | Election of Director: Richard R. Verma | Management | For | For | ||||||||||
1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
1K. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | To approve the 2020 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
5. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | For | ||||||||||
LOEWS CORPORATION | ||||||||||||||
Security | 540424108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | L | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US5404241086 | Agenda | 935156491 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
1B. | Election of Director: Joseph L. Bower | Management | For | For | ||||||||||
1C. | Election of Director: Charles D. Davidson | Management | For | For | ||||||||||
1D. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
1E. | Election of Director: Paul J. Fribourg | Management | For | For | ||||||||||
1F. | Election of Director: Walter L. Harris | Management | For | For | ||||||||||
1G. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1H. | Election of Director: Susan P. Peters | Management | For | For | ||||||||||
1I. | Election of Director: Andrew H. Tisch | Management | For | For | ||||||||||
1J. | Election of Director: James S. Tisch | Management | For | For | ||||||||||
1k. | Election of Director: Jonathan M. Tisch | Management | For | For | ||||||||||
1l. | Election of Director: Anthony Welters | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
3. | Ratify Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WM | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US94106L1098 | Agenda | 935158445 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Frank M. Clark, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1D. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||
1E. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
1F. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
1G. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1H. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | ||||||||||
4. | Proposal to amend and restate our Employee Stock Purchase Plan to increase the number of shares authorized for issuance. | Management | For | For | ||||||||||
POPULAR, INC. | ||||||||||||||
Security | 733174700 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BPOP | Meeting Date | 12-May-2020 | |||||||||||
ISIN | PR7331747001 | Agenda | 935159904 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Class 3 Director for a three-year term: Ignacio Alvarez | Management | For | For | ||||||||||
1B) | Election of Class 3 Director for a three-year term: María Luisa Ferré | Management | For | For | ||||||||||
1C) | Election of Class 3 Director for a three-year term: C. Kim Goodwin | Management | For | For | ||||||||||
2) | To approve an amendment to Article SEVENTH of Popular, Inc.'s Restated Certificate of Incorporation to declassify the Board of Directors by the 2023 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
3) | To approve an Amendment to the first sentence of Article SEVENTH of Popular, Inc.'s Restated Certificate of Incorporation to reduce the minimum and maximum amount of members comprising the Board of Directors. | Management | For | For | ||||||||||
4) | To approve an amendment to Article NINTH of Popular, Inc.'s Restated Certificate of Incorporation to eliminate supermajority vote requirements. | Management | For | For | ||||||||||
5) | Adoption of the Popular, Inc. 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
6) | Approve, on an advisory basis, the Corporation's executive compensation. | Management | For | For | ||||||||||
7) | To ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
8) | To approve the adjournment or postponement of the meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes to approve Proposals 2, 3, 4 and 5. | Management | For | For | ||||||||||
THE HERSHEY COMPANY | ||||||||||||||
Security | 427866108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSY | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US4278661081 | Agenda | 935159954 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | P. M. Arway | For | For | |||||||||||
2 | J. W. Brown | For | For | |||||||||||
3 | M. G. Buck | For | For | |||||||||||
4 | V. L. Crawford | For | For | |||||||||||
5 | C. A. Davis | For | For | |||||||||||
6 | M. K. Haben | For | For | |||||||||||
7 | J. C. Katzman | For | For | |||||||||||
8 | M. D. Koken | For | For | |||||||||||
9 | R. M. Malcolm | For | For | |||||||||||
10 | A. J. Palmer | For | For | |||||||||||
11 | J. R. Perez | For | For | |||||||||||
12 | W. L. Schoppert | For | For | |||||||||||
13 | D. L. Shedlarz | For | For | |||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | ||||||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNM | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US69349H1077 | Agenda | 935160680 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
1b. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
1c. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
1d. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
1e. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
1f. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
1g. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
1h. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
1i. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
1j. | Election of Director: Bruce W. Wilkinson | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | ||||||||||
4. | Publish a report on coal combustion residual matters at San Juan Generating Station. | Shareholder | Abstain | Against | ||||||||||
ENI S.P.A. | ||||||||||||||
Security | T3643A145 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||
ISIN | IT0003132476 | Agenda | 712489992 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
O.1 | ENI S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORTS | Management | No Action | |||||||||||
O.2 | NET PROFIT ALLOCATION | Management | No Action | |||||||||||
O.3 | TO STATE BOARD OF DIRECTORS' MEMBERS NUMBER | Management | No Action | |||||||||||
O.4 | TO STATE THE BOARD OF DIRECTORS' TERM OF OFFICE | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL: LUCIA CALVOSA, CLAUDIO DESCALZI, FILIPPO GIANSANTE, ADA LUCIA DE CESARIS, NATHALIE TOCCI, EMANUELE PICCINNO | Shareholder | No Action | |||||||||||
O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SD ALLIANZ VAL FUNDS - AGE SPIRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDEND ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI | Shareholder | No Action | |||||||||||
OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP | ||||||||||||||
SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON | ||||||||||||||
DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE | ||||||||||||||
ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL: KARINA AUDREY LITVACK, PIETRO ANGELO MARIO GUINDANI, RAPHAEL LOUIS L. VERMEIR | ||||||||||||||
O.6 | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
O.7 | TO STATE THE CHAIRMAN AND BOARD OF DIRECTORS MEMBERS' EMOLUMENTS | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
O.8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: MARCO SERACINI, MARIO NOTARI, GIOVANNA CERIBELLI, ALTERNATE AUDITORS: ROBERTO MAGLIO, MONICA VECCHIATI | Shareholder | No Action | |||||||||||
O.8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY ABERDEEN STANDARD IVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS | Shareholder | No Action | |||||||||||
GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP | ||||||||||||||
GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON | ||||||||||||||
MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: ROSALBA CASIRAGHI , ENRICO MARIA BIGNAMI, ALTERNATE AUDITOR: CLAUDIA MEZZABOTTA | ||||||||||||||
O.9 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | No Action | |||||||||||
O.10 | TO STATE THE CHAIRMAN AND INTERNAL AUDITORS' EMOLUMENTS | Management | No Action | |||||||||||
O.11 | LONG-TERM 2020 - 2022 INCENTIVE PLAN AND DISPOSAL OF OWN SHARES TO SERVICE THE PLAN | Management | No Action | |||||||||||
O.12 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (I SECTION): REMUNERATION POLICY | Management | No Action | |||||||||||
O.13 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (II SECTION): EMOLUMENTS PAID | Management | No Action | |||||||||||
E.14 | CANCELLATION OF OWN SHARES IN PORTFOLIO, WITHOUT THE REDUCTION OF SHARE CAPITAL AND SUBSEQUENT AMENDMENT OF ART. 5.1 OF THE COMPANY BYLAWS (SHARE CAPITAL); RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384011 DUE TO RECEIPT OF-SLATES UNDER RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | ||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDLZ | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US6092071058 | Agenda | 935158736 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Crew | Management | For | For | ||||||||||
1D. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
1E. | Election of Director: Peter W. May | Management | For | For | ||||||||||
1F. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | For | For | ||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935161694 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sandra L Helton | For | For | |||||||||||
2 | Sharon Wienbar | For | For | |||||||||||
3 | Benjamin Wolin | For | For | |||||||||||
2. | The ratification of the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, by a non-binding, advisory vote, the 2019 compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
4. | To approve, by a non- binding, advisory vote, the frequency of future shareholder advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US78409V1044 | Agenda | 935162064 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
1B. | Election of Director: William J. Amelio | Management | For | For | ||||||||||
1C. | Election of Director: William D. Green | Management | For | For | ||||||||||
1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
1G. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||||
1H. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1I. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
1J. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1K. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||||
1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | Management | For | For | ||||||||||
4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | For | For | ||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XYL | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US98419M1009 | Agenda | 935165123 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
1F. | Election of Director: Sten E. Jakobsson | Management | For | For | ||||||||||
1G. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1H. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
1I. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1J. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||
Security | 603158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTX | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US6031581068 | Agenda | 935165351 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph C. Breunig | Management | For | For | ||||||||||
1B. | Election of Director: Alison A. Deans | Management | For | For | ||||||||||
1C. | Election of Director: Duane R. Dunham | Management | For | For | ||||||||||
1D. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
3. | Advisory vote to approve 2019 named executive officer compensation. | Management | For | For | ||||||||||
4. | Approval of an Amendment of the 2015 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
QUAKER HOUGHTON | ||||||||||||||
Security | 747316107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KWR | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US7473161070 | Agenda | 935174033 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald R. Caldwell | Management | For | For | ||||||||||
1B. | Election of Director: Robert H. Rock | Management | For | For | ||||||||||
1C. | Election of Director: Ramaswami Seshasayee | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RHP | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US78377T1079 | Agenda | 935180478 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
1D. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
1E. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
1F. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Colin Reed | Management | For | For | ||||||||||
1H. | Election of Director: Michael Roth | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US42704L1044 | Agenda | 935150045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||||
1B. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||||
1E. | Election of Director: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||||
1G. | Election of Director: Jean K. Holley | Management | For | For | ||||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1I. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||||
1J. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
1K. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US1266501006 | Agenda | 935159322 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1I. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | ||||||||||
5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | ||||||||||
6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | ||||||||||
7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
ALTRIA GROUP, INC. | ||||||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MO | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US02209S1033 | Agenda | 935162189 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John T. Casteen III | Management | For | For | ||||||||||
1b. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||||
1c. | Election of Director: Thomas F. Farrell II | Management | For | For | ||||||||||
1d. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||||||||
1e. | Election of Director: W. Leo Kiely III | Management | For | For | ||||||||||
1f. | Election of Director: Kathryn B. McQuade | Management | For | For | ||||||||||
1g. | Election of Director: George Muñoz | Management | For | For | ||||||||||
1h. | Election of Director: Mark E. Newman | Management | For | For | ||||||||||
1i. | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||||||||
1j. | Election of Director: Virginia E. Shanks | Management | For | For | ||||||||||
1k. | "Director withdrawn" | Management | For | For | ||||||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Management | For | For | ||||||||||
4. | Approval of the 2020 Performance Incentive Plan | Management | For | For | ||||||||||
5. | Shareholder Proposal - Disclosure of Lobbying Policies and Practices | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Report on the Company's Underage Tobacco Prevention Policies | Shareholder | Abstain | Against | ||||||||||
O'REILLY AUTOMOTIVE, INC. | ||||||||||||||
Security | 67103H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORLY | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US67103H1077 | Agenda | 935162468 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David O'Reilly | Management | For | For | ||||||||||
1B. | Election of Director: Larry O'Reilly | Management | For | For | ||||||||||
1C. | Election of Director: Greg Henslee | Management | For | For | ||||||||||
1D. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||
1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | ||||||||||
1F. | Election of Director: John R. Murphy | Management | For | For | ||||||||||
1G. | Election of Director: Dana M. Perlman | Management | For | For | ||||||||||
1H. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1I. | Election of Director: Andrea M. Weiss | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve a proposal to amend the Articles of Incorporation to reduce stock ownership required for shareholders to call a special meeting. | Management | For | For | ||||||||||
5. | To approve a proposal to amend the Articles of Incorporation to delete unnecessary and outdated language related to classification of Board and to reflect other non-substantive revisions. | Management | For | For | ||||||||||
6. | Shareholder proposal relating to material human capital risks and opportunities. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | Against | For | ||||||||||
ITT INC. | ||||||||||||||
Security | 45073V108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ITT | Meeting Date | 15-May-2020 | |||||||||||
ISIN | US45073V1089 | Agenda | 935158368 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||||
1B. | Election of Director: Geraud Darnis | Management | For | For | ||||||||||
1C. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
1E. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
1F. | Election of Director: Mario Longhi | Management | For | For | ||||||||||
1G. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
1H. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
1I. | Election of Director: Luca Savi | Management | For | For | ||||||||||
1J. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
1K. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2020 fiscal year | Management | For | For | ||||||||||
3. | Approval of an advisory vote on executive compensation | Management | For | For | ||||||||||
4. | A shareholder proposal regarding proxy access | Shareholder | Against | For | ||||||||||
MACY'S INC. | ||||||||||||||
Security | 55616P104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | M | Meeting Date | 15-May-2020 | |||||||||||
ISIN | US55616P1049 | Agenda | 935163888 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: David P. Abney | Management | For | For | ||||||||||
1B. | Election of Director: Francis S. Blake | Management | For | For | ||||||||||
1C. | Election of Director: Torrence N. Boone | Management | For | For | ||||||||||
1D. | Election of Director: John A. Bryant | Management | For | For | ||||||||||
1E. | Election of Director: Deirdre P. Connelly | Management | For | For | ||||||||||
1F. | Election of Director: Jeff Gennette | Management | For | For | ||||||||||
1G. | Election of Director: Leslie D. Hale | Management | For | For | ||||||||||
1H. | Election of Director: William H. Lenehan | Management | For | For | ||||||||||
1I. | Election of Director: Sara Levinson | Management | For | For | ||||||||||
1J. | Election of Director: Joyce M. Roché | Management | For | For | ||||||||||
1K. | Election of Director: Paul C. Varga | Management | For | For | ||||||||||
1L. | Election of Director: Marna C. Whittington | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
WEYERHAEUSER COMPANY | ||||||||||||||
Security | 962166104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WY | Meeting Date | 15-May-2020 | |||||||||||
ISIN | US9621661043 | Agenda | 935163939 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||
1B. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||
1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
1D. | Election of Director: Al Monaco | Management | For | For | ||||||||||
1E. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||
1F. | Election of Director: Marc F. Racicot | Management | For | For | ||||||||||
1G. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||
1H. | Election of Director: D. Michael Steuert | Management | For | For | ||||||||||
1I. | Election of Director: Devin W. Stockfish | Management | For | For | ||||||||||
1J. | Election of Director: Kim Williams | Management | For | For | ||||||||||
1K. | Election of Director: Charles R. Williamson | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratification of selection of independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
NVENT ELECTRIC PLC | ||||||||||||||
Security | G6700G107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVT | Meeting Date | 15-May-2020 | |||||||||||
ISIN | IE00BDVJJQ56 | Agenda | 935166707 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian M. Baldwin | Management | For | For | ||||||||||
1B. | Election of Director: Jerry W. Burris | Management | For | For | ||||||||||
1C. | Election of Director: Susan M. Cameron | Management | For | For | ||||||||||
1D. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||||
1E. | Election of Director: Randall J. Hogan | Management | For | For | ||||||||||
1F. | Election of Director: Ronald L. Merriman | Management | For | For | ||||||||||
1G. | Election of Director: Nicola T. Palmer | Management | For | For | ||||||||||
1H. | Election of Director: Herbert K. Parker | Management | For | For | ||||||||||
1I. | Election of Director: Beth Wozniak | Management | For | For | ||||||||||
1J. | Election of Director: Jacqueline Wright | Management | For | For | ||||||||||
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers | Management | For | For | ||||||||||
3. | Approve an Amendment to the nVent Electric plc 2018 Omnibus Incentive Plan | Management | Against | Against | ||||||||||
4. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditors' Remuneration | Management | For | For | ||||||||||
5. | Authorize the Price Range at which nVent Electric plc can Re-Allot Treasury Shares (Special Resolution) | Management | For | For | ||||||||||
JULIUS BAER GRUPPE AG | ||||||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 18-May-2020 | ||||||||||||
ISIN | CH0102484968 | Agenda | 712457236 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
1.2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.75 PER SHARE | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
4.1 | APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 4 MILLION FROM 2020 AGM UNTIL 2021 AGM | Management | No Action | |||||||||||
4.2.1 | APPROVE VARIABLE CASH-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 7.5 MILLION FOR FISCAL 2019 | Management | No Action | |||||||||||
4.2.2 | APPROVE VARIABLE SHARE-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 | Management | No Action | |||||||||||
4.2.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION FOR FISCAL 2021 | Management | No Action | |||||||||||
5.1.1 | REELECT ROMEO LACHER AS DIRECTOR | Management | No Action | |||||||||||
5.1.2 | REELECT GILBERT ACHERMANN AS DIRECTOR | Management | No Action | |||||||||||
5.1.3 | REELECT HEINRICH BAUMANN AS DIRECTOR | Management | No Action | |||||||||||
5.1.4 | REELECT RICHARD CAMPBELL BREEDEN AS DIRECTOR | Management | No Action | |||||||||||
5.1.5 | REELECT IVO FURRER AS DIRECTOR | Management | No Action | |||||||||||
5.1.6 | REELECT CLAIRE GIRAUT AS DIRECTOR | Management | No Action | |||||||||||
5.1.7 | REELECT CHARLES STONEHILL AS DIRECTOR | Management | No Action | |||||||||||
5.1.8 | REELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Management | No Action | |||||||||||
5.1.9 | REELECT OLGA ZOUTENDIJK AS DIRECTOR | Management | No Action | |||||||||||
5.2.1 | ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP. 1, 2020) | Management | No Action | |||||||||||
5.2.2 | ELECT CHRISTIAN MEISSNER AS DIRECTOR | Management | No Action | |||||||||||
5.3 | ELECT ROMEO LACHER AS BOARD CHAIRMAN | Management | No Action | |||||||||||
5.4.1 | REAPPOINT GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
5.4.2 | REAPPOINT RICHARD CAMPBELL BREEDEN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
5.4.3 | APPOINT KATHRYN SHIH AS MEMBER OF THE COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) | Management | No Action | |||||||||||
5.4.4 | REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
6 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
7 | DESIGNATE MARC NATER AS INDEPENDENT PROXY | Management | No Action | |||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
VIACOMCBS INC. | ||||||||||||||
Security | 92556H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIACA | Meeting Date | 18-May-2020 | |||||||||||
ISIN | US92556H1077 | Agenda | 935172938 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||||
1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||||
1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the Company's named executive officer compensation. | Management | For | For | ||||||||||
BNP PARIBAS SA | ||||||||||||||
Security | F1058Q238 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | ||||||||||||
ISIN | FR0000131104 | Agenda | 712391806 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 367716 DUE TO CHANGE IN-THE TEXT OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003022000313-27 | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.4 | STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
O.5 | AUTHORIZATION FOR THE BNP PARIBAS TO BUY BACK ITS OWN SHARE | Management | For | For | ||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN LEMIERRE AS DIRECTOR | Management | For | For | ||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. JACQUES ASCHENBROICH AS DIRECTOR | Management | For | For | ||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. MONIQUE COHEN AS DIRECTOR | Management | For | For | ||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. DANIELA SCHWARZER AS DIRECTOR | Management | For | For | ||||||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF MRS. FIELDS WICKER-MIURIN AS DIRECTOR | Management | For | For | ||||||||||
O.11 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO DIRECTORS | Management | For | For | ||||||||||
O.12 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
O.13 | VOTE ON THE ELEMENTS OF THE COMPENSATION POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.14 | VOTE ON THE INFORMATION RELATING TO THE COMPENSATION PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO ALL CORPORATE OFFICERS | Management | For | For | ||||||||||
O.15 | VOTE ON THE ELEMENTS OF COMPENSATION PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
O.16 | VOTE ON THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN- LAURENT BONNAFE, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.17 | VOTE ON THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE BORDENAVE, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.18 | CONSULTATIVE VOTE ON THE OVERALL COMPENSATION AMOUNT OF ALL KIND PAID DURING THE FINANCIAL YEAR 2019 TO ACTUAL EXECUTIVES AND CERTAIN CATEGORIES OF PERSONNEL | Management | For | For | ||||||||||
E.19 | CAPITAL INCREASE, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARES TO BE ISSUED | Management | For | For | ||||||||||
E.20 | CAPITAL INCREASE, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, BY ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARES TO BE ISSUED | Management | For | For | ||||||||||
E.21 | CAPITAL INCREASE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, BY ISSUE OF COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO SHARES TO BE ISSUED AS CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES UP TO A MAXIMUM OF 10% OF THE CAPITAL | Management | For | For | ||||||||||
E.22 | OVERALL LIMITATION OF THE AUTHORIZATIONS FOR ISSUANCE WITH OR WITHOUT CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT CONFERRED BY THE TWENTIETH AND TWENTY- FIRST RESOLUTION | Management | For | For | ||||||||||
E.23 | CAPITAL INCREASE BY CAPITALIZATION OF RESERVES OR PROFITS, ISSUE, MERGER OR CONTRIBUTION PREMIUMS | Management | For | For | ||||||||||
E.24 | OVERALL LIMITATION OF THE AUTHORIZATIONS TO ISSUE WITH RETENTION, CANCELLATION OF OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS CONFERRED BY THE NINETEENTH TO TWENTY- FIRST RESOLUTIONS | Management | For | For | ||||||||||
E.25 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT OPERATIONS RESERVED FOR MEMBERS OF THE BNP PARIBAS GROUP CORPORATE SAVINGS PLAN, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, WHICH MAY TAKE THE FORM OF CAPITAL INCREASES AND/OR TRANSFERS OF RESERVED SHARES | Management | For | For | ||||||||||
E.26 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | ||||||||||
E.27 | AMENDMENT OF THE BYLAWS TO ALLOW THE APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For | ||||||||||
E.28 | AMENDMENT OF THE BYLAWS TO ALLOW THE BOARD OF DIRECTORS TO TAKE CERTAIN DECISIONS BY WRITTEN CONSULTATION | Management | For | For | ||||||||||
E.29 | SIMPLIFICATION AND ADAPTATION OF THE BYLAWS | Management | For | For | ||||||||||
E.30 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
HALLIBURTON COMPANY | ||||||||||||||
Security | 406216101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HAL | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US4062161017 | Agenda | 935161062 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||
1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||||
1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||||
1F. | Election of Director: Nance K. Dicciani | Management | For | For | ||||||||||
1G. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
1H. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||
1I. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||
1J. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | ||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US46625H1005 | Agenda | 935170833 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||
1E. | Election of Director: James Dimon | Management | For | For | ||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
1I. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||
4. | Independent board chairman | Shareholder | Against | For | ||||||||||
5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Abstain | Against | ||||||||||
6. | Climate change risk reporting | Shareholder | Abstain | Against | ||||||||||
7. | Amend shareholder written consent provisions | Shareholder | Against | For | ||||||||||
8. | Charitable contributions disclosure | Shareholder | Against | For | ||||||||||
9. | Gender/Racial pay equity | Shareholder | Abstain | Against | ||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RDSA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US7802592060 | Agenda | 935198627 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||||||||
2. | Approval of Directors' Remuneration Policy | Management | For | For | ||||||||||
3. | Approval of Directors' Remuneration Report | Management | For | For | ||||||||||
4. | Appointment of Dick Boer as a Director of the Company | Management | For | For | ||||||||||
5. | Appointment of Andrew Mackenzie as a Director of the Company | Management | For | For | ||||||||||
6. | Appointment of Martina Hund-Mejean as a Director of the Company | Management | For | For | ||||||||||
7. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||||||||
8. | Reappointment of Director: Neil Carson | Management | For | For | ||||||||||
9. | Reappointment of Director: Ann Godbehere | Management | For | For | ||||||||||
10. | Reappointment of Director: Euleen Goh | Management | For | For | ||||||||||
11. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||||||||
12. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||||||||
13. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||||||||
14. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||||||||
15. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||||||||
16. | Reappointment of Auditors | Management | For | For | ||||||||||
17. | Remuneration of Auditors | Management | For | For | ||||||||||
18. | Authority to allot shares | Management | For | For | ||||||||||
19. | Disapplication of pre-emption rights | Management | Against | Against | ||||||||||
20. | Authority to purchase own shares | Management | For | For | ||||||||||
21. | Shareholder Resolution | Shareholder | Abstain | Against | ||||||||||
ORANGE | ||||||||||||||
Security | 684060106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORAN | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US6840601065 | Agenda | 935199340 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2019 | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2019 | Management | For | For | ||||||||||
O3 | Allocation of income for the fiscal year ended December 31, 2019 as stated in the Company's annual financial statements | Management | For | For | ||||||||||
O4 | Agreements provided for in Article L. 225-38 of the French Commercial Code | Management | For | For | ||||||||||
O5 | Appointment of Mr. Frédéric Sanchez as a new director | Management | For | For | ||||||||||
O6 | Renewal of the term of office of Mrs. Christel Heydemann as director | Management | For | For | ||||||||||
O7 | Renewal of the term of office of Mr. Bernard Ramanantsoa as director | Management | For | For | ||||||||||
O8 | Appointment of Mrs. Laurence Dalboussière as director representing the employee shareholders | Management | For | For | ||||||||||
O9 | Approval of the information referred to in Article L. 225- 37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code | Management | For | For | ||||||||||
O10 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225- 100 III of the French Commercial Code | Management | For | For | ||||||||||
O11 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code | Management | For | For | ||||||||||
O12 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code | Management | For | For | ||||||||||
O13 | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225- 37-2 of the French Commercial Code | Management | For | For | ||||||||||
O14 | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code | Management | For | For | ||||||||||
O15 | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code | Management | For | For | ||||||||||
O16 | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company | Management | For | For | ||||||||||
E17 | Amendment of Article 2 of the By-laws to insert the Company's purpose | Management | For | For | ||||||||||
E18 | Amendments to Article 13.1 and Article 13.2 of the By- laws regarding the election of directors elected by the employees | Management | For | For | ||||||||||
E19 | Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights | Management | For | For | ||||||||||
E20 | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights | Management | For | For | ||||||||||
E21 | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares | Management | For | For | ||||||||||
E22 | Amendment to Article 13 of the Bylaws to take into account registered shares directly held by employees whose free allocation has been allowed by the Extraordinary Shareholders' Meeting of the Company prior to the publication of French Law No 2015-990 of August 6, 2015 | Management | For | For | ||||||||||
O23 | Payment in shares of the interim dividend - Delegation of powers to the Board of Directors whether or not to offer an option between payment of the interim dividend in cash or in shares | Management | For | For | ||||||||||
O24 | Powers for formalities | Management | For | For | ||||||||||
A | Amendment to the sixteenth resolution - Authorization to be granted to the Board of Directors to purchase or transfer shares in the Company - ordinary | Shareholder | Against | For | ||||||||||
B | Amendment to Article 13 of the Bylaws - Plurality of directorships-extraordinary | Shareholder | Against | For | ||||||||||
C | Amendment to the nineteenth resolution - Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder subscription rights - extraordinary | Shareholder | Against | For | ||||||||||
D | Share capital increase in cash reserved for members of savings plans without shareholder subscription rights- extraordinary | Shareholder | Against | For | ||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||
Security | 416515104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HIG | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US4165151048 | Agenda | 935169448 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert B. Allardice, III | Management | For | For | ||||||||||
1B. | Election of Director: Larry D. De Shon | Management | For | For | ||||||||||
1C. | Election of Director: Carlos Dominguez | Management | For | For | ||||||||||
1D. | Election of Director: Trevor Fetter | Management | For | For | ||||||||||
1E. | Election of Director: Kathryn A. Mikells | Management | For | For | ||||||||||
1F. | Election of Director: Michael G. Morris | Management | For | For | ||||||||||
1G. | Election of Director: Teresa W. Roseborough | Management | For | For | ||||||||||
1H. | Election of Director: Virginia P. Ruesterholz | Management | For | For | ||||||||||
1I. | Election of Director: Christopher J. Swift | Management | For | For | ||||||||||
1J. | Election of Director: Matt Winter | Management | For | For | ||||||||||
1K. | Election of Director: Greig Woodring | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
3. | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | Management | For | For | ||||||||||
4. | Management proposal to approve the Company's 2020 Stock Incentive Plan | Management | For | For | ||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US8574771031 | Agenda | 935174716 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: L. Dugle | Management | For | For | ||||||||||
1D. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1E. | Election of Director: W. Freda | Management | For | For | ||||||||||
1F. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1G. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1H. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1I. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1J. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1K. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
ONEOK, INC. | ||||||||||||||
Security | 682680103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OKE | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US6826801036 | Agenda | 935176289 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||||
1B. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||||
1C. | Election of Director: John W. Gibson | Management | For | For | ||||||||||
1D. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||||
1E. | Election of Director: Randall J. Larson | Management | For | For | ||||||||||
1F. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||||
1G. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||||
1H. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
1I. | Election of Director: Gary D. Parker | Management | For | For | ||||||||||
1J. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
1K. | Election of Director: Terry K. Spencer | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | ||||||||||
ONE GAS, INC | ||||||||||||||
Security | 68235P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OGS | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US68235P1084 | Agenda | 935164309 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Robert B. Evans | Management | For | For | ||||||||||
1.2 | Election of Director: John W. Gibson | Management | For | For | ||||||||||
1.3 | Election of Director: Tracy E. Hart | Management | For | For | ||||||||||
1.4 | Election of Director: Michael G. Hutchinson | Management | For | For | ||||||||||
1.5 | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
1.6 | Election of Director: Pierce H. Norton II | Management | For | For | ||||||||||
1.7 | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
1.8 | Election of Director: Douglas H. Yaeger | Management | For | For | ||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
MORGAN STANLEY | ||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MS | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US6174464486 | Agenda | 935168725 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
1g. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1h. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
1i. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
1j. | Election of Director: Takeshi Ogasawara | Management | For | For | ||||||||||
1k. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||||
1l. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1m. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||
Security | 89417E109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRV | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US89417E1091 | Agenda | 935170908 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Alan L. Beller | Management | For | For | ||||||||||
1B. | Election of Director: Janet M. Dolan | Management | For | For | ||||||||||
1C. | Election of Director: Patricia L. Higgins | Management | For | For | ||||||||||
1D. | Election of Director: William J. Kane | Management | For | For | ||||||||||
1E. | Election of Director: Clarence Otis Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1G. | Election of Director: Philip T. Ruegger III | Management | For | For | ||||||||||
1H. | Election of Director: Todd C. Schermerhorn | Management | For | For | ||||||||||
1I. | Election of Director: Alan D. Schnitzer | Management | For | For | ||||||||||
1J. | Election of Director: Donald J. Shepard | Management | For | For | ||||||||||
1K. | Election of Director: Laurie J. Thomsen | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc. independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Non-binding vote to approve executive compensation. | Management | For | For | ||||||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
Security | 879433829 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDS | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8794338298 | Agenda | 935170934 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. A. Davis | Withheld | Against | |||||||||||
2 | G. W. Off | Withheld | Against | |||||||||||
3 | W. Oosterman | Withheld | Against | |||||||||||
4 | G. L. Sugarman | Withheld | Against | |||||||||||
2. | Ratify Accountants for 2020 | Management | For | For | ||||||||||
3. | Approve TDS 2020 Long-Term Incentive Plan | Management | For | For | ||||||||||
4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
5. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||
Security | 571748102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MMC | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5717481023 | Agenda | 935171277 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Oscar Fanjul | Management | For | For | ||||||||||
1C. | Election of Director: Daniel S. Glaser | Management | For | For | ||||||||||
1D. | Election of Director: H. Edward Hanway | Management | For | For | ||||||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
1F. | Election of Director: Tamara Ingram | Management | For | For | ||||||||||
1G. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Mills | Management | For | For | ||||||||||
1I. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||
1J. | Election of Director: Marc D. Oken | Management | For | For | ||||||||||
1K. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||||
1M. | Election of Director: R. David Yost | Management | For | For | ||||||||||
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
3. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4. | Approval of the Marsh & McLennan Companies, Inc. 2020 Incentive and Stock Award Plan | Management | For | For | ||||||||||
THE HOME DEPOT, INC. | ||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HD | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US4370761029 | Agenda | 935172130 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||
1B. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||
1C. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||
1D. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||
1E. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||
1F. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||
1G. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||
1H. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||
1I. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1J. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||
1L. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||||||||||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | For | ||||||||||
5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Abstain | Against | ||||||||||
THE MOSAIC COMPANY | ||||||||||||||
Security | 61945C103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MOS | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US61945C1036 | Agenda | 935174502 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||||
1B. | Election of Director: Oscar P. Bernardes | Management | For | For | ||||||||||
1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
1D. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||||
1E. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||||||
1F. | Election of Director: Denise C. Johnson | Management | For | For | ||||||||||
1G. | Election of Director: Emery N. Koenig | Management | For | For | ||||||||||
1H. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | ||||||||||
1I. | Election of Director: David T. Seaton | Management | For | For | ||||||||||
1J. | Election of Director: Steven M. Seibert | Management | For | For | ||||||||||
1K. | Election of Director: Luciano Siani Pires | Management | For | For | ||||||||||
1L. | Election of Director: Gretchen H. Watkins | Management | For | For | ||||||||||
1M. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
4. | Stockholder proposal relating to adoption of written consent right. | Shareholder | Against | For | ||||||||||
OGE ENERGY CORP. | ||||||||||||||
Security | 670837103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OGE | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US6708371033 | Agenda | 935176304 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Frank A. Bozich | Management | For | For | ||||||||||
1B. | Election of Director: James H. Brandi | Management | For | For | ||||||||||
1C. | Election of Director: Peter D. Clarke | Management | For | For | ||||||||||
1D. | Election of Director: Luke R. Corbett | Management | For | For | ||||||||||
1E. | Election of Director: David L. Hauser | Management | For | For | ||||||||||
1F. | Election of Director: Judy R. McReynolds | Management | For | For | ||||||||||
1G. | Election of Director: David E. Rainbolt | Management | For | For | ||||||||||
1H. | Election of Director: J. Michael Sanner | Management | For | For | ||||||||||
1I. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
1J. | Election of Director: Sean Trauschke | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's principal independent accountants for 2020. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
4. | Amendment of the Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | For | For | ||||||||||
5. | Shareholder Proposal Regarding Allowing Shareholders to Act by Written Consent. | Shareholder | Against | For | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US8064071025 | Agenda | 935176695 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1B. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1C. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1D. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1E. | Election of Director: Paul Brons | Management | For | For | ||||||||||
1F. | Election of Director: Shira Goodman | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
2. | Proposal to amend and restate the Company's Amended and Restated 2013 Stock Incentive Plan to, among other things, increase the aggregate share reserve and extend the term of the plan to March 31, 2030. | Management | For | For | ||||||||||
3. | Proposal to approve, by non-binding vote, the 2019 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2020 | |||||||||||
ISIN | US34354P1057 | Agenda | 935176378 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2020. | Management | For | For | ||||||||||
4. | Amendments to the Company's Certificate of Incorporation to allow shareholder action by less than unanimous written consent. | Management | For | For | ||||||||||
5. | A shareholder proposal on advisory vote for amendments to organizational documents. | Shareholder | Against | For | ||||||||||
MERCK & CO., INC. | ||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |||||||||||
ISIN | US58933Y1055 | Agenda | 935176431 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
1B. | Election of Director: Thomas R. Cech | Management | For | For | ||||||||||
1C. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
1D. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
1E. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||
1F. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||
1H. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||||
1I. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1J. | Election of Director: Christine E. Seidman | Management | For | For | ||||||||||
1K. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
1L. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
1M. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | For | ||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XOM | Meeting Date | 27-May-2020 | |||||||||||
ISIN | US30231G1022 | Agenda | 935176443 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan K. Avery | Management | For | For | ||||||||||
1B. | Election of Director: Angela F. Braly | Management | For | For | ||||||||||
1C. | Election of Director: Ursula M. Burns | Management | For | For | ||||||||||
1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||
1E. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
1F. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||||
1G. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||||||
1H. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||||||
1I. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1J. | Election of Director: Darren W. Woods | Management | For | For | ||||||||||
2. | Ratification of Independent Auditors (page 29) | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||||||||||
4. | Independent Chairman (page 59) | Shareholder | Against | For | ||||||||||
5. | Special Shareholder Meetings (page 61) | Shareholder | Against | For | ||||||||||
6. | Report on Environmental Expenditures (page 62) | Shareholder | Abstain | Against | ||||||||||
7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Abstain | Against | ||||||||||
8. | Report on Political Contributions (page 66) | Shareholder | Abstain | Against | ||||||||||
9. | Report on Lobbying (page 67) | Shareholder | Abstain | Against | ||||||||||
CHEVRON CORPORATION | ||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVX | Meeting Date | 27-May-2020 | |||||||||||
ISIN | US1667641005 | Agenda | 935183979 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: W. M. Austin | Management | For | For | ||||||||||
1B. | Election of Director: J. B. Frank | Management | For | For | ||||||||||
1C. | Election of Director: A. P. Gast | Management | For | For | ||||||||||
1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||||||
1F. | Election of Director: D. F. Moyo | Management | For | For | ||||||||||
1G. | Election of Director: D. Reed-Klages | Management | For | For | ||||||||||
1H. | Election of Director: R. D. Sugar | Management | For | For | ||||||||||
1I. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||||||
1J. | Election of Director: M. K. Wirth | Management | For | For | ||||||||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
4. | Report on Lobbying | Shareholder | Abstain | Against | ||||||||||
5. | Create a Board Committee on Climate Risk | Shareholder | Against | For | ||||||||||
6. | Report on Climate Lobbying | Shareholder | Abstain | Against | ||||||||||
7. | Report on Petrochemical Risk | Shareholder | Abstain | Against | ||||||||||
8. | Report on Human Rights Practices | Shareholder | Abstain | Against | ||||||||||
9. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||||||
10. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||||||
STERLING BANCORP | ||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||||
ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. Cahill | For | For | |||||||||||
2 | Navy E. Djonovic | For | For | |||||||||||
3 | Fernando Ferrer | For | For | |||||||||||
4 | Robert Giambrone | For | For | |||||||||||
5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
6 | Jack Kopnisky | For | For | |||||||||||
7 | James J. Landy | For | For | |||||||||||
8 | Maureen Mitchell | For | For | |||||||||||
9 | Patricia M. Nazemetz | For | For | |||||||||||
10 | Richard O'Toole | For | For | |||||||||||
11 | Ralph F. Palleschi | For | For | |||||||||||
12 | Burt Steinberg | For | For | |||||||||||
13 | William E. Whiston | For | For | |||||||||||
2. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) | Management | For | For | ||||||||||
3. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
COCA-COLA EUROPEAN PARTNERS | ||||||||||||||
Security | G25839104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCEP | Meeting Date | 27-May-2020 | |||||||||||
ISIN | GB00BDCPN049 | Agenda | 935185555 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of the Report and Accounts | Management | For | For | ||||||||||
2. | Approval of the Directors' Remuneration Policy | Management | For | For | ||||||||||
3. | Approval of the Directors' Remuneration Report | Management | For | For | ||||||||||
4. | Election of Jan Bennink as a director of the Company | Management | For | For | ||||||||||
5. | Election of Thomas H. Johnson as a director of the Company | Management | For | For | ||||||||||
6. | Election of Dessi Temperley as a director of the Company | Management | For | For | ||||||||||
7. | Re-election of José Ignacio Comenge as a director of the Company | Management | For | For | ||||||||||
8. | Re-election of Francisco Crespo Benítez as a director of the Company | Management | For | For | ||||||||||
9. | Re-election of Irial Finan as a director of the Company | Management | For | For | ||||||||||
10. | Re-election of Damian Gammell as a director of the Company | Management | For | For | ||||||||||
11. | Re-election of Nathalie Gaveau as a director of the Company | Management | For | For | ||||||||||
12. | Re-election of Álvaro Gómez Trénor-Aguilar as a director of the Company | Management | For | For | ||||||||||
13. | Re-election of Dagmar Kollmann as a director of the Company | Management | For | For | ||||||||||
14. | Re-election of Alfonso Líbano Daurella as a director of the Company | Management | For | For | ||||||||||
15. | Re-election of Lord Mark Price as a director of the Company | Management | For | For | ||||||||||
16. | Re-election of Mario Rotllant Solá as a director of the Company | Management | For | For | ||||||||||
17. | Reappointment of the Auditor | Management | For | For | ||||||||||
18. | Remuneration of the Auditor | Management | For | For | ||||||||||
19. | Political Donations | Management | For | For | ||||||||||
20. | Authority to allot new shares | Management | For | For | ||||||||||
21. | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code | Management | No Action | |||||||||||
22. | Authority to disapply pre-emption rights | Management | Abstain | Against | ||||||||||
23. | Authority to purchase own shares on market | Management | For | For | ||||||||||
24. | Authority to purchase own shares off market | Management | For | For | ||||||||||
25. | Notice period for general meetings other than annual general meetings | Management | For | For | ||||||||||
SEVEN & I HOLDINGS CO.,LTD. | ||||||||||||||
Security | J7165H108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||
ISIN | JP3422950000 | Agenda | 712494741 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Reduce the Board of Directors Size to 15, Revise Conveners and Chairpersons of a Board of Directors Meeting | Management | For | For | ||||||||||
3.1 | Appoint a Director Isaka, Ryuichi | Management | For | For | ||||||||||
3.2 | Appoint a Director Goto, Katsuhiro | Management | For | For | ||||||||||
3.3 | Appoint a Director Ito, Junro | Management | For | For | ||||||||||
3.4 | Appoint a Director Yamaguchi, Kimiyoshi | Management | For | For | ||||||||||
3.5 | Appoint a Director Maruyama, Yoshimichi | Management | For | For | ||||||||||
3.6 | Appoint a Director Nagamatsu, Fumihiko | Management | For | For | ||||||||||
3.7 | Appoint a Director Kimura, Shigeki | Management | For | For | ||||||||||
3.8 | Appoint a Director Joseph M. DePinto | Management | For | For | ||||||||||
3.9 | Appoint a Director Tsukio, Yoshio | Management | For | For | ||||||||||
3.10 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||
3.11 | Appoint a Director Yonemura, Toshiro | Management | For | For | ||||||||||
3.12 | Appoint a Director Higashi, Tetsuro | Management | For | For | ||||||||||
3.13 | Appoint a Director Kazuko Rudy | Management | For | For | ||||||||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||||
Security | 637215104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPK | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US6372151042 | Agenda | 935182763 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Randy F. Lieble | For | For | |||||||||||
2 | Joseph G. Stienessen | For | For | |||||||||||
2. | To approve our Non-Employee Director Compensation Plan | Management | For | For | ||||||||||
3. | To ratify the appointment of BDO USA, LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
4. | To approve, on a non-binding advisory basis, the compensation of National Presto's named executive officers | Management | For | For | ||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OXY | Meeting Date | 29-May-2020 | |||||||||||
ISIN | US6745991058 | Agenda | 935186177 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||||
1B. | Election of Director: Andrew Gould | Management | For | For | ||||||||||
1C. | Election of Director: Nicholas Graziano | Management | For | For | ||||||||||
1D. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||||||||
1E. | Election of Director: Vicki Hollub | Management | For | For | ||||||||||
1F. | Election of Director: William R. Klesse | Management | For | For | ||||||||||
1G. | Election of Director: Andrew N. Langham | Management | For | For | ||||||||||
1H. | Election of Director: Jack B. Moore | Management | For | For | ||||||||||
1I. | Election of Director: Margarita Paláu-Hernández | Management | For | For | ||||||||||
1J. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||||
1K. | Election of Director: Robert M. Shearer | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
3. | Ratification of Selection of KPMG as Occidental's Independent Auditor | Management | For | For | ||||||||||
4. | Approve Occidental's Amended and Restated 2015 Long- Term Incentive Plan | Management | Against | Against | ||||||||||
5. | Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | Management | For | For | ||||||||||
6. | Approve an Increase in Authorized Shares of Common Stock | Management | For | For | ||||||||||
7. | Adopt Amendments to the Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For | ||||||||||
8. | Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments | Management | For | For | ||||||||||
9. | Approve the Rights Agreement | Management | Against | Against | ||||||||||
TOTAL S.A. | ||||||||||||||
Security | 89151E109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOT | Meeting Date | 29-May-2020 | |||||||||||
ISIN | US89151E1091 | Agenda | 935211879 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2019 | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2019 | Management | For | For | ||||||||||
O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2019 - Option for the payment of the final 2019 dividend in shares. | Management | For | For | ||||||||||
O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company's shares | Management | For | For | ||||||||||
O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | Management | For | For | ||||||||||
O6 | Renewal of Ms. Patricia Barbizet's term as director | Management | For | For | ||||||||||
O7 | Renewal of Ms. Marie-Christine Coisne-Roquette's term as director | Management | For | For | ||||||||||
O8 | Renewal of Mr. Mark Cutifani's term as director | Management | For | For | ||||||||||
O9 | Appointment of Mr. Jérôme Contamine as a director | Management | For | For | ||||||||||
O10 | Approval of the information relating to the compensation of executive and non executive directors ("mandataires sociaux") ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
O11 | Setting of the amount of directors' aggregate annual compensation and approval of the compensation policy applicable to directors | Management | For | For | ||||||||||
O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer | Management | For | For | ||||||||||
E14 | Approval of the conversion of the Company's corporate form through adoption of the European company corporate form and of ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E15 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E16 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of issuing, ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E18 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E19 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E20 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E21 | Authorization granted to the Board of Directors, for a period ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
A | Presented in accordance with Article L. 225-105 of the French Commercial Code (not approved by the Board of Directors): Amendment of Article 19 - Financial Year - Financial Statements of the Articles of Association. | Management | Against | Against | ||||||||||
ANHEUSER-BUSCH INBEV SA/NV | ||||||||||||||
Security | B639CJ108 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||||
ISIN | BE0974293251 | Agenda | 712557050 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
A.1.A | AMENDING ARTICLE 24.4 OF THE ARTICLES OF ASSOCIATION IN ORDER TO ALLOW THE BOARD TO DECIDE BY WAY OF WRITTEN RESOLUTIONS UNDER THE CONDITIONS OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, AS FOLLOWS: "24.4 ANY OR ALL OF THE DIRECTORS MAY PARTICIPATE IN A MEETING OF THE BOARD OF DIRECTORS BY MEANS OF TELEPHONE, VIDEOCONFERENCE OR SIMILAR COMMUNICATIONS EQUIPMENT BY MEANS OF WHICH ALL PERSONS PARTICIPATING IN THE MEETING CAN HEAR EACH OTHER. PARTICIPATION IN A MEETING BY SUCH MEANS SHALL CONSTITUTE PRESENCE IN PERSON AT SUCH MEETING. DECISIONS OF THE BOARD OF DIRECTORS MAY ALSO BE ADOPTED, WITHOUT ANY PHYSICAL MEETING, BY THE UNANIMOUS CONSENT OF THE DIRECTORS EXPRESSED IN WRITING." | Management | No Action | |||||||||||
A.1.B | AMENDING ARTICLE 44 OF THE ARTICLES OF ASSOCIATION IN ORDER TO ALLOW THE BOARD TO DISTRIBUTE INTERIM DIVIDENDS UNDER THE CONDITIONS OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, AS FOLLOWS: "THE ANNUAL DIVIDENDS SHALL BE PAID AT THE DATES AND PLACES DECIDED BY THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS MAY PAY AN INTERIM DIVIDEND IN ACCORDANCE WITH ARTICLE 7:213 OF THE CODE." | Management | No Action | |||||||||||
A.1.C | AMENDING SEVERAL PROVISIONS OF THE ARTICLES OF ASSOCIATION IN ORDER TO CONFORM SUCH PROVISIONS WITH THE CHANGES IMPOSED BY OR RESULTING FROM THE RULES OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND OTHER BELGIAN LEGISLATIONS AND TO ALIGN THE TEXT OF THE ARTICLES OF ASSOCIATION TO THE TERMINOLOGY AND NUMBERING OF SUCH CODE. THE PROPOSED REVISED TEXT OF ARTICLES OF ASSOCIATION IS AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
B.2 | MANAGEMENT REPORT BY THE BOARD OF DIRECTORS ON THE ACCOUNTING YEAR ENDED ON-31 DECEMBER 2019 | Non-Voting | ||||||||||||
B.3 | REPORT BY THE STATUTORY AUDITOR ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER-2019 | Non-Voting | ||||||||||||
B.4 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS RELATING TO THE ACCOUNTING-YEAR ENDED ON 31 DECEMBER 2019, AS WELL AS THE MANAGEMENT REPORT BY THE BOARD-OF DIRECTORS AND THE REPORT BY THE STATUTORY AUDITOR ON THE CONSOLIDATED-ANNUAL ACCOUNTS | Non-Voting | ||||||||||||
B.5 | APPROVING THE STATUTORY ANNUAL ACCOUNTS RELATING TO THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULT: (AS SPECIFIED) GROSS DIVIDEND FOR 2019 OF EUR 1.30. TAKING INTO ACCOUNT THE GROSS INTERIM DIVIDEND OF EUR 0.80 PER SHARE PAID IN NOVEMBER 2019, A BALANCE GROSS AMOUNT OF EUR 0.50 WILL BE PAYABLE AS FROM 11 JUNE 2020 (JSE: 15 JUNE 2020), I.E. A BALANCE DIVIDEND NET OF BELGIAN WITHHOLDING TAX OF EUR 0.35 PER SHARE (IN CASE OF 30% BELGIAN WITHHOLDING TAX) AND OF EUR 0.50 PER SHARE (IN CASE OF EXEMPTION FROM BELGIAN WITHHOLDING TAX). THE ACTUAL GROSS DIVIDEND AMOUNT (AND, SUBSEQUENTLY, THE BALANCE AMOUNT) MAY FLUCTUATE DEPENDING ON POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE DIVIDEND PAYMENT DATE | Management | No Action | |||||||||||
B.6 | GRANTING DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019 | Management | No Action | |||||||||||
B.7 | GRANTING DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF HIS DUTIES DURING THE ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019 | Management | No Action | |||||||||||
B.8.A | UPON PROPOSAL FROM THE BOARD OF DIRECTORS, RENEWING THE APPOINTMENT OF MS. MICHELE BURNS AS INDEPENDENT DIRECTOR, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023. MS. BURNS EXPRESSLY STATED AND THE BOARD IS OF THE OPINION THAT SHE COMPLIES WITH THE FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA OF INDEPENDENCE AS PROVIDED FOR IN THE 2020 BELGIAN CORPORATE GOVERNANCE CODE | Management | No Action | |||||||||||
B.8.B | UPON PROPOSAL FROM THE BOARD OF DIRECTORS, RENEWING THE APPOINTMENT OF MR. ELIO LEONI SCETI AS INDEPENDENT DIRECTOR, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023. MR. SCETI EXPRESSLY STATED AND THE BOARD IS OF THE OPINION THAT HE COMPLIES WITH THE FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA OF INDEPENDENCE AS PROVIDED FOR IN THE 2020 BELGIAN CORPORATE GOVERNANCE CODE | Management | No Action | |||||||||||
B.8.C | UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, RENEWING THE APPOINTMENT AS DIRECTOR OF MR. ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023 | Management | No Action | |||||||||||
B.8.D | UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, RENEWING THE APPOINTMENT AS DIRECTOR OF MR. GREGOIRE DE SPOELBERCH, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023 | Management | No Action | |||||||||||
B.8.E | UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, RENEWING THE APPOINTMENT AS DIRECTOR OF MR. PAUL CORNET DE WAYS RUART, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023 | Management | No Action | |||||||||||
B.8.F | UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, RENEWING THE APPOINTMENT AS DIRECTOR OF MR. PAULO LEMANN, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023 | Management | No Action | |||||||||||
B.8.G | UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, RENEWING THE APPOINTMENT AS DIRECTOR OF MS. MARIA ASUNCION ARAMBURUZABALA, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023 | Management | No Action | |||||||||||
B.8.H | ACKNOWLEDGING THE END OF THE MANDATE OF MR. MARCEL HERRMANN TELLES AS DIRECTOR AND, UPON PROPOSAL FROM THE REFERENCE SHAREHOLDER, APPOINTING MR. ROBERTO THOMPSON MOTTA AS DIRECTOR, FOR A PERIOD OF FOUR YEARS ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2023. MR. ROBERTO THOMPSON MOTTA, A BRAZILIAN CITIZEN, RECEIVED A BS IN MECHANICAL ENGINEERING FROM PONTIFICIA UNIVERSIDADE CATOLICA DO RIO DE JANEIRO AND AN MBA FROM THE WHARTON SCHOOL OF THE UNIVERSITY OF PENNSYLVANIA. HE IS A CO-FOUNDER AND MEMBER OF THE INVESTMENT COMMITTEE OF 3G CAPITAL, A GLOBAL INVESTMENT FIRM HEADQUARTERED IN NEW YORK. MR. THOMPSON SERVED ON THE BOARD OF DIRECTORS OF AB INBEV FROM 2004 UNTIL 2014 AND HAS SERVED SINCE 2001 ON THE BOARD OF DIRECTORS OF AMBEV S.A. WHERE HE IS A MEMBER OF THE OPERATIONAL AND FINANCE COMMITTEE. MR. THOMPSON HAS SERVED ON THE BOARD OF DIRECTORS OF RESTAURANT BRANDS INTERNATIONAL SINCE 2013, LOJAS AMERICANAS S.A. SINCE 2001, SAO CARLOS EMPREENDIMENTOS E PARTICIPACOES S.A. SINCE 2001 AND STONECO LTD., A LEADING PROVIDER OF FINANCIAL TECHNOLOGY SOLUTIONS, SINCE 2018, WHERE HE CHAIRS THE FINANCE COMMITTEE. FROM 1993 TO 2004, HE WAS ONE OF THE FOUNDING PARTNERS OF GP INVESTMENTS LTD. AND A MEMBER OF ITS BOARD OF DIRECTORS UNTIL 2010. MR. THOMPSON IS A MEMBER OF THE ACADEMY OF THE UNIVERSITY OF PENNSYLVANIA, THE INTERNATIONAL COUNCIL OF THE METROPOLITAN MUSEUM OF ART IN NEW YORK AND A PATRON OF THE MUSEUM OF MODERN ART OF SAO PAULO | Management | No Action | |||||||||||
B.8.I | UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
B.8.J | UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD. JR., FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
B.8.K | UPON PROPOSAL FROM THE RESTRICTED SHAREHOLDERS, RENEWING THE APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR ENDING AT THE END OF THE SHAREHOLDERS' MEETING WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
B.9 | APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2019 AS SET OUT IN THE 2019 ANNUAL REPORT, INCLUDING THE REMUNERATION POLICY. THE 2019 ANNUAL REPORT AND REMUNERATION REPORT CONTAINING THE REMUNERATION POLICY ARE AVAILABLE ON THE COMPANY'S WEBSITE AS INDICATED IN THIS NOTICE | Management | No Action | |||||||||||
C.10 | WITHOUT PREJUDICE TO OTHER DELEGATIONS OF POWERS TO THE EXTENT APPLICABLE, GRANTING POWERS TO JAN VANDERMEERSCH, GLOBAL LEGAL DIRECTOR CORPORATE, WITH POWER TO SUBSTITUTE, TO PROCEED TO (I) THE SIGNING OF THE RESTATED ARTICLES OF ASSOCIATION AND THEIR FILINGS WITH THE CLERK'S OFFICE OF THE ENTERPRISE COURT OF BRUSSELS AS A RESULT OF THE APPROVAL OF THE RESOLUTIONS LISTED UNDER ITEM 1 ABOVE, AND (II) ANY OTHER FILINGS AND PUBLICATION FORMALITIES IN RELATION TO THE ABOVE RESOLUTIONS | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 390001 DUE TO CHANGE IN-RECORD DATE FROM 15 APR 2020 TO 20 MAY 2020. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
DEVON ENERGY CORPORATION | ||||||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DVN | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US25179M1036 | Agenda | 935190366 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Barbara M. Baumann | For | For | |||||||||||
2 | John E. Bethancourt | For | For | |||||||||||
3 | Ann G. Fox | For | For | |||||||||||
4 | David A. Hager | For | For | |||||||||||
5 | Robert H. Henry | For | For | |||||||||||
6 | Michael M. Kanovsky | For | For | |||||||||||
7 | John Krenicki Jr. | For | For | |||||||||||
8 | Robert A. Mosbacher Jr. | For | For | |||||||||||
9 | Duane C. Radtke | For | For | |||||||||||
10 | Keith O. Rattie | For | For | |||||||||||
11 | Mary P. Ricciardello | For | For | |||||||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2020. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
HESS CORPORATION | ||||||||||||||
Security | 42809H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HES | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US42809H1077 | Agenda | 935191116 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of director to serve for a one-year term expiring in 2021: T.J. CHECKI | Management | For | For | ||||||||||
1B. | Election of director to serve for a one-year term expiring in 2021: L.S. COLEMAN, JR. | Management | For | For | ||||||||||
1C. | Election of director to serve for a one-year term expiring in 2021: J. DUATO | Management | For | For | ||||||||||
1D. | Election of director to serve for a one-year term expiring in 2021: J.B. HESS | Management | For | For | ||||||||||
1E. | Election of director to serve for a one-year term expiring in 2021: E.E. HOLIDAY | Management | For | For | ||||||||||
1F. | Election of director to serve for a one-year term expiring in 2021: M.S. LIPSCHULTZ | Management | For | For | ||||||||||
1G. | Election of director to serve for a one-year term expiring in 2021: D. MCMANUS | Management | For | For | ||||||||||
1H. | Election of director to serve for a one-year term expiring in 2021: K.O. MEYERS | Management | For | For | ||||||||||
1I. | Election of director to serve for a one-year term expiring in 2021: J.H. QUIGLEY | Management | For | For | ||||||||||
1J. | Election of director to serve for a one-year term expiring in 2021: W.G. SCHRADER | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2020. | Management | For | For | ||||||||||
WALMART INC. | ||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WMT | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US9311421039 | Agenda | 935192726 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
1C. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||
1D. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
1E. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||
1F. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||
1G. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||
1H. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||
1I. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||
1J. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||
1K. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | ||||||||||
4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | For | For | ||||||||||
5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Abstain | Against | ||||||||||
6. | Report on Supplier Antibiotics Use Standards | Shareholder | Abstain | Against | ||||||||||
7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | For | ||||||||||
8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Abstain | Against | ||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FCX | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US35671D8570 | Agenda | 935192916 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
1.2 | Election of Director: Gerald J. Ford | Management | For | For | ||||||||||
1.3 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1.4 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
1.5 | Election of Director: John J. Stephens | Management | For | For | ||||||||||
1.6 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
ALLEGION PLC | ||||||||||||||
Security | G0176J109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALLE | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | IE00BFRT3W74 | Agenda | 935185442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1B. | Election of Director: Steven C. Mizell | Management | For | For | ||||||||||
1C. | Election of Director: Nicole Parent Haughey | Management | For | For | ||||||||||
1D. | Election of Director: David D. Petratis | Management | For | For | ||||||||||
1E. | Election of Director: Dean I. Schaffer | Management | For | For | ||||||||||
1F. | Election of Director: Charles L. Szews | Management | For | For | ||||||||||
1G. | Election of Director: Martin E. Welch III | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Advisory vote on whether an advisory shareholder vote to approve the compensation of the Company's named executive officers should occur every one, two or three years. | Management | 1 Year | For | ||||||||||
4. | Approval of the appointment of PricewaterhouseCoopers as independent auditors of the Company and authorize the Audit and Finance Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
5. | Approval of renewal of the Board of Directors' existing authority to issue shares. | Management | For | For | ||||||||||
6. | Approval of renewal of the Board of Directors' existing authority to issue shares for cash without first offering shares to existing shareholders (Special Resolution). | Management | Against | Against | ||||||||||
TRANE TECHNOLOGIES PLC | ||||||||||||||
Security | G8994E103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TT | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | IE00BK9ZQ967 | Agenda | 935197485 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kirk E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Ann C. Berzin | Management | For | For | ||||||||||
1C. | Election of Director: John Bruton | Management | For | For | ||||||||||
1D. | Election of Director: Jared L. Cohon | Management | For | For | ||||||||||
1E. | Election of Director: Gary D. Forsee | Management | For | For | ||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Michael W. Lamach | Management | For | For | ||||||||||
1H. | Election of Director: Myles P. Lee | Management | For | For | ||||||||||
1I. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||
1J. | Election of Director: John P. Surma | Management | For | For | ||||||||||
1K. | Election of Director: Richard J. Swift | Management | For | For | ||||||||||
1L. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | ||||||||||
5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | Against | Against | ||||||||||
6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | ||||||||||
CATERPILLAR INC. | ||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAT | Meeting Date | 10-Jun-2020 | |||||||||||
ISIN | US1491231015 | Agenda | 935192980 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||||
1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
1C. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||||
1D. | Election of Director: Juan Gallardo | Management | For | For | ||||||||||
1E. | Election of Director: William A. Osborn | Management | For | For | ||||||||||
1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||||||
1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||
1I. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
1J. | Election of Director: Miles D. White | Management | For | For | ||||||||||
1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | Ratification of our Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
4. | Shareholder Proposal - Provide a Report of Lobbying Activities | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||
AMERIS BANCORP | ||||||||||||||
Security | 03076K108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABCB | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US03076K1088 | Agenda | 935194225 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rodney D. Bullard* | For | For | |||||||||||
2 | James B. Miller, Jr.* | For | For | |||||||||||
3 | William I. Bowen, Jr.# | For | For | |||||||||||
4 | Wm. Millard Choate# | For | For | |||||||||||
5 | Robert P. Lynch# | For | For | |||||||||||
6 | Elizabeth A. McCague# | For | For | |||||||||||
7 | Gloria A. O'Neal+ | For | For | |||||||||||
8 | H. Palmer Proctor, Jr.+ | For | For | |||||||||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Approval of the amendment of the Company's articles of incorporation to increase the number of authorized shares of common stock from 100 million shares to 200 million shares. | Management | For | For | ||||||||||
5. | Approval of the amendment of the Company's articles of incorporation to eliminate the supermajority vote required to amend certain provisions of the Company's articles of incorporation and bylaws. | Management | For | For | ||||||||||
6. | Approval of the amendment of the Company's articles of incorporation and bylaws to declassify the Company's Board of Directors. | Management | For | For | ||||||||||
AMC NETWORKS INC | ||||||||||||||
Security | 00164V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMCX | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US00164V1035 | Agenda | 935202767 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jonathan F. Miller | For | For | |||||||||||
2 | Leonard Tow | For | For | |||||||||||
3 | David E. Van Zandt | For | For | |||||||||||
4 | Carl E. Vogel | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for fiscal year 2020 | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation | Management | For | For | ||||||||||
4. | Approval of the Company's Amended and Restated 2016 Employee Stock Plan | Management | Against | Against | ||||||||||
5. | Approval of the Company's Amended and Restated 2011 Stock Plan for Non-Employee Directors | Management | Against | Against | ||||||||||
6. | Vote on stockholder proposal regarding voting standards for director elections | Shareholder | Against | For | ||||||||||
TELEFONICA, S.A. | ||||||||||||||
Security | 879382208 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEF | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US8793822086 | Agenda | 935221488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2019. | Management | For | |||||||||||
1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2019 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||
1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2019. | Management | For | |||||||||||
2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2019. | Management | For | |||||||||||
3. | Re-election of the Statutory Auditor for fiscal year 2020. | Management | For | |||||||||||
4.1 | Re-election of Mr. Isidro Fainé Casas as proprietary Director. | Management | For | |||||||||||
4.2 | Re-election of Mr. Juan Ignacio Cirac Sasturain as independent Director. | Management | For | |||||||||||
4.3 | Re-election of Mr. José Javier Echenique Landiríbar as independent Director. | Management | For | |||||||||||
4.4 | Re-election of Mr. Peter Erskine as other external Director. | Management | For | |||||||||||
4.5 | Re-election of Ms. Sabina Fluxà Thienemann as independent Director. | Management | For | |||||||||||
4.6 | Re-election of Mr. Peter Löscher as independent Director. | Management | For | |||||||||||
4.7 | Ratification and appointment of Ms. Verónica María Pascual Boé as independent Director. | Management | For | |||||||||||
4.8 | Ratification and appointment of Ms. Claudia Sender Ramírez as independent Director. | Management | For | |||||||||||
5.1 | Shareholder compensation by means of scrip dividends: First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
5.2 | Shareholder compensation by means of scrip dividends: Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
6. | Delegation to the Board of Directors, with express powers of substitution, for a term of five years, of the power to increase share capital pursuant to the provisions of section 297.1.b) of the Companies Act (Ley de Sociedades de Capital), with delegation of the power to exclude the pre-emptive rights of the shareholders pursuant to the provisions of section 506 of the Companies Act. | Management | Against | |||||||||||
7. | Delegation to the Board of Directors of the power to issue debentures, bonds, notes and other fixed-income securities and hybrid instruments, including preferred stock, in all cases be they simple, exchangeable and/or convertible and/or granting the holders thereof a share in the earnings of the company, as well as warrants, with the power to exclude the pre-emptive rights of shareholders. Authorization to guarantee issuances by companies of the Group. | Management | Against | |||||||||||
8. | Delegation of powers to formalize, interpret, rectify and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||
9. | Consultative vote on the 2019 Annual Report on Director Remuneration. | Management | For | |||||||||||
NTT DOCOMO,INC. | ||||||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2020 | ||||||||||||
ISIN | JP3165650007 | Agenda | 712712404 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | For | For | ||||||||||
3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Yoshizawa, Kazuhiro | Management | For | For | ||||||||||
3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ii, Motoyuki | Management | For | For | ||||||||||
3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maruyama, Seiji | Management | For | For | ||||||||||
3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Michio | Management | For | For | ||||||||||
3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Hiroi, Takashi | Management | For | For | ||||||||||
3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Tateishi, Mayumi | Management | For | For | ||||||||||
3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Shintaku, Masaaki | Management | For | For | ||||||||||
3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Endo, Noriko | Management | For | For | ||||||||||
3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kikuchi, Shin | Management | For | For | ||||||||||
3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Kuroda, Katsumi | Management | For | For | ||||||||||
4.1 | Appoint a Director who is Audit and Supervisory Committee Member Suto, Shoji | Management | For | For | ||||||||||
4.2 | Appoint a Director who is Audit and Supervisory Committee Member Sagae, Hironobu | Management | For | For | ||||||||||
4.3 | Appoint a Director who is Audit and Supervisory Committee Member Nakata, Katsumi | Management | Against | Against | ||||||||||
4.4 | Appoint a Director who is Audit and Supervisory Committee Member Kajikawa, Mikio | Management | For | For | ||||||||||
4.5 | Appoint a Director who is Audit and Supervisory Committee Member Tsujiyama, Eiko | Management | For | For | ||||||||||
5 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
6 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For | ||||||||||
MASTERCARD INCORPORATED | ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |||||||||||
ISIN | US57636Q1040 | Agenda | 935196332 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard Haythornthwaite | Management | For | For | ||||||||||
1B. | Election of Director: Ajay Banga | Management | For | For | ||||||||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||||
1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
1H. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | ||||||||||
INGERSOLL RAND INC. | ||||||||||||||
Security | 45687V106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IR | Meeting Date | 16-Jun-2020 | |||||||||||
ISIN | US45687V1061 | Agenda | 935209533 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director: Kirk E. Arnold | Management | For | For | ||||||||||
1B. | Election of Class III Director: William P. Donnelly | Management | For | For | ||||||||||
1C. | Election of Class III Director: Marc E. Jones | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Ingersoll Rand Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
SLM CORPORATION | ||||||||||||||
Security | 78442P106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLM | Meeting Date | 18-Jun-2020 | |||||||||||
ISIN | US78442P1066 | Agenda | 935196825 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Paul G. Child | Management | For | For | ||||||||||
1B. | Election of Director: Mary Carter Warren Franke | Management | For | For | ||||||||||
1C. | Election of Director: Earl A. Goode | Management | For | For | ||||||||||
1D. | Election of Director: Marianne M. Keler | Management | For | For | ||||||||||
1E. | Election of Director: Mark L. Lavelle | Management | For | For | ||||||||||
1F. | Election of Director: Jim Matheson | Management | For | For | ||||||||||
1G. | Election of Director: Frank C. Puleo | Management | For | For | ||||||||||
1H. | Election of Director: Vivian C. Schneck-Last | Management | For | For | ||||||||||
1I. | Election of Director: William N. Shiebler | Management | For | For | ||||||||||
1J. | Election of Director: Robert S. Strong | Management | For | For | ||||||||||
1K. | Election of Director: Jonathan W. Witter | Management | For | For | ||||||||||
1L. | Election of Director: Kirsten O. Wolberg | Management | For | For | ||||||||||
2. | Advisory approval of SLM Corporation's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 19-Jun-2020 | |||||||||||
ISIN | US2515661054 | Agenda | 935223292 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | For | For | ||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2019 financial year. | Management | For | For | ||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2019 financial year. | Management | For | For | ||||||||||
5. | Resolution on the appointment of the independent auditor and the Group auditor for the 2020 financial year as well as the independent auditor to review the condensed financial statements and the interim management report in the 2020 financial year and perform any review of additional interim financial information. | Management | For | For | ||||||||||
6. | Election of a Supervisory Board member. | Management | For | For | ||||||||||
7. | Resolution on the approval of the Spin-Off and Take- Over Agreement between Deutsche Telekom AG and Telekom Deutschland GmbH with headquarters in Bonn from April 20, 2020. | Management | For | For | ||||||||||
8. | Resolution on the appointment of the independent auditor to perform any review of additional interim financial information for the first quarter of 2021. | Management | For | For | ||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 19-Jun-2020 | |||||||||||
ISIN | US2515661054 | Agenda | 935234409 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | For | For | ||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2019 financial year. | Management | For | For | ||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2019 financial year. | Management | For | For | ||||||||||
5. | Resolution on the appointment of the independent auditor and the Group auditor for the 2020 financial year as well as the independent auditor to review the condensed financial statements and the interim management report in the 2020 financial year and perform any review of additional interim financial information. | Management | For | For | ||||||||||
6. | Election of a Supervisory Board member. | Management | For | For | ||||||||||
7. | Resolution on the approval of the Spin-Off and Take- Over Agreement between Deutsche Telekom AG and Telekom Deutschland GmbH with headquarters in Bonn from April 20, 2020. | Management | For | For | ||||||||||
8. | Resolution on the appointment of the independent auditor to perform any review of additional interim financial information for the first quarter of 2021. | Management | For | For | ||||||||||
AVANGRID, INC. | ||||||||||||||
Security | 05351W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGR | Meeting Date | 22-Jun-2020 | |||||||||||
ISIN | US05351W1036 | Agenda | 935205220 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ignacio S. Galán | For | For | |||||||||||
2 | John Baldacci | For | For | |||||||||||
3 | Daniel Alcain López | For | For | |||||||||||
4 | Pedro Azagra Blázquez | For | For | |||||||||||
5 | Robert Duffy | For | For | |||||||||||
6 | Teresa Herbert | For | For | |||||||||||
7 | Patricia Jacobs | For | For | |||||||||||
8 | John Lahey | For | For | |||||||||||
9 | José Ángel M. Rodríguez | For | For | |||||||||||
10 | Santiago M. Garrido | For | For | |||||||||||
11 | José Sáinz Armada | For | For | |||||||||||
12 | Alan Solomont | For | For | |||||||||||
13 | Elizabeth Timm | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
TORAY INDUSTRIES,INC. | ||||||||||||||
Security | J89494116 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | ||||||||||||
ISIN | JP3621000003 | Agenda | 712759642 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director Nikkaku, Akihiro | Management | For | For | ||||||||||
2.2 | Appoint a Director Abe, Koichi | Management | For | For | ||||||||||
2.3 | Appoint a Director Deguchi, Yukichi | Management | For | For | ||||||||||
2.4 | Appoint a Director Oya, Mitsuo | Management | For | For | ||||||||||
2.5 | Appoint a Director Adachi, Kazuyuki | Management | For | For | ||||||||||
2.6 | Appoint a Director Hagiwara, Satoru | Management | For | For | ||||||||||
2.7 | Appoint a Director Yoshinaga, Minoru | Management | For | For | ||||||||||
2.8 | Appoint a Director Okamoto, Masahiko | Management | For | For | ||||||||||
2.9 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||
2.10 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||||
2.11 | Appoint a Director Kaminaga, Susumu | Management | For | For | ||||||||||
2.12 | Appoint a Director Futagawa, Kazuo | Management | Against | Against | ||||||||||
3 | Appoint a Corporate Auditor Fukasawa, Toru | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (Establish the Articles Related to Management of the Company's Listed Subsidiaries) | Shareholder | Against | For | ||||||||||
YAKULT HONSHA CO.,LTD. | ||||||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
ISIN | JP3931600005 | Agenda | 712772804 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Negishi, Takashige | Management | Against | Against | ||||||||||
1.2 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
1.3 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
1.4 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
1.5 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
1.6 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
1.7 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
1.8 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
1.9 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
1.10 | Appoint a Director Richard Hall | Management | For | For | ||||||||||
1.11 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
1.12 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
1.13 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
1.14 | Appoint a Director Pascal Yves de Petrini | Management | For | For | ||||||||||
1.15 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor Yamakami, Hiroshi | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor Tanigawa, Seijuro | Management | Against | Against | ||||||||||
2.3 | Appoint a Corporate Auditor Tezuka, Seno | Management | For | For | ||||||||||
2.4 | Appoint a Corporate Auditor Kawana, Hideyuki | Management | For | For | ||||||||||
2.5 | Appoint a Corporate Auditor Machida, Emi | Management | For | For | ||||||||||
NISSIN FOODS HOLDINGS CO.,LTD. | ||||||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | JP3675600005 | Agenda | 712716527 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Approve Minor Revisions | Management | For | For | ||||||||||
3.1 | Appoint a Director Ando, Koki | Management | For | For | ||||||||||
3.2 | Appoint a Director Ando, Noritaka | Management | For | For | ||||||||||
3.3 | Appoint a Director Yokoyama, Yukio | Management | For | For | ||||||||||
3.4 | Appoint a Director Kobayashi, Ken | Management | For | For | ||||||||||
3.5 | Appoint a Director Okafuji, Masahiro | Management | For | For | ||||||||||
3.6 | Appoint a Director Mizuno, Masato | Management | For | For | ||||||||||
3.7 | Appoint a Director Nakagawa, Yukiko | Management | For | For | ||||||||||
3.8 | Appoint a Director Sakuraba, Eietsu | Management | For | For | ||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WYNN | Meeting Date | 25-Jun-2020 | |||||||||||
ISIN | US9831341071 | Agenda | 935208175 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard J. Byrne | For | For | |||||||||||
2 | Patricia Mulroy | For | For | |||||||||||
3 | Clark T. Randt, Jr. | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
4. | To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares. | Management | For | For | ||||||||||
SONY CORPORATION | ||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
ISIN | JP3435000009 | Agenda | 712694000 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Amend Articles to: Change Official Company Name | Management | For | For | ||||||||||
2.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||
2.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||
2.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||
2.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||
2.5 | Appoint a Director Matsunaga, Kazuo | Management | For | For | ||||||||||
2.6 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||
2.7 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||
2.8 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||
2.9 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||
2.10 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||
2.11 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||
2.12 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||
3 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||||
DANONE SA | ||||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
ISIN | FR0000120644 | Agenda | 712789378 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202006052002174-68 | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427874 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND AT 2.10 EUROS PER SHARE | Management | For | For | ||||||||||
O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. GREGG L. ENGLES AS DIRECTOR | Management | For | For | ||||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. GAELLE OLIVIER AS DIRECTOR | Management | For | For | ||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. ISABELLE SEILLIER AS DIRECTOR | Management | For | For | ||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- MICHEL SEVERINO AS DIRECTOR | Management | For | For | ||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. LIONEL ZINSOU-DERLIN AS DIRECTOR | Management | For | For | ||||||||||
O.9 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||
O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.11 | APPROVAL OF THE COMPENSATION POLICY OF EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||
O.12 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||
O.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY, HOLD OR TRANSFER SHARES OF THE COMPANY | Management | For | For | ||||||||||
E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | For | For | ||||||||||
E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||
E.16 | AMENDMENT TO ARTICLE 15.III OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES | Management | For | For | ||||||||||
E.17 | AMENDMENT TO ARTICLE 19.III OF THE BYLAWS OF THE COMPANY RELATING TO REGULATED AGREEMENTS | Management | For | For | ||||||||||
E.18 | AMENDMENT TO ARTICLE 21.I OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DEPUTY STATUTORY AUDITORS | Management | For | For | ||||||||||
E.19 | AMENDMENT TO ARTICLES 20.I AND 27.I OF THE BYLAWS OF THE COMPANY RELATING TO THE COMPENSATION OF DIRECTORS AND TO THE POWERS OF THE ORDINARY GENERAL MEETING | Management | For | For | ||||||||||
E.20 | AMENDMENT TO ARTICLE 1 AND THE TITLE IV OF THE COMPANY'S BY-LAWS IN ORDER TO ADOPT THE STATUS OF A COMPANY WITH A MISSION | Management | For | For | ||||||||||
E.21 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
SONY CORPORATION | ||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNE | Meeting Date | 26-Jun-2020 | |||||||||||
ISIN | US8356993076 | Agenda | 935221717 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend a part of the Articles of Incorporation. | Management | For | For | ||||||||||
2A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
2B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
2C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
2D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
2E. | Election of Director: Kazuo Matsunaga | Management | For | For | ||||||||||
2F. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
2G. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
2H. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
2I. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
2J. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
2K. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
2L. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||||
3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
LIBERTY GLOBAL PLC | ||||||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jun-2020 | |||||||||||
ISIN | GB00B8W67662 | Agenda | 935223228 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Elect Miranda Curtis as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
2. | Elect John W. Dick as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
3. | Elect JC Sparkman as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
4. | Elect J. David Wargo as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For | ||||||||||
5. | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2019, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
6. | Approve the director's compensation policy contained in Appendix A of Liberty Global's proxy statement for the 2020 annual general meeting of shareholders (the AGM) (in accordance with requirements applicable to United Kingdom (U.K.) companies) to be effective as of the date of the 2020 AGM. | Management | For | For | ||||||||||
7. | Approve, on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global's proxy statement for the 2020 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading "Executive Officers and Directors Compensation". | Management | For | For | ||||||||||
8. | Choose, on an advisory basis, the frequency at which future advisory votes on the compensation of the named executive officers, as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules, will be held. | Management | 3 Years | For | ||||||||||
9. | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2020. | Management | For | For | ||||||||||
10. | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
11. | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
12. | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under Section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
13. | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
14. | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2020 AGM. | Management | For | For |
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The Gabelli Focus Five Fund | Report Date: 07/01/2020 1 |
Investment Company Report | ||||||||||||||
BIOSCRIP, INC. | ||||||||||||||
Security | 09069N108 | Meeting Type | Special | |||||||||||
Ticker Symbol | BIOS | Meeting Date | 02-Aug-2019 | |||||||||||
ISIN | US09069N1081 | Agenda | 935058924 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approve the issuance of BioScrip's Common Stock to HC Group Holdings I, LLC ("Omega Parent"), pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 14, 2019, by and among BioScrip, Omega Parent, HC Group Holdings II, Inc., HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC. | Management | No Action | |||||||||||
2. | Approve BioScrip's third amended and restated certificate of incorporation in the form attached as Annex B to the Proxy Statement. | Management | No Action | |||||||||||
3. | Approve an amendment to BioScrip's certificate of designations of Series A Preferred Stock in the form attached as Annex C to the Proxy Statement. | Management | No Action | |||||||||||
4. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to certain BioScrip named executive officers in connection with the mergers contemplated by the Merger Agreement. | Management | No Action | |||||||||||
5. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 or 3. | Management | No Action | |||||||||||
CONAGRA BRANDS, INC. | ||||||||||||||
Security | 205887102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAG | Meeting Date | 19-Sep-2019 | |||||||||||
ISIN | US2058871029 | Agenda | 935067694 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Anil Arora | Management | For | For | ||||||||||
1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Stephen G. Butler | Management | For | For | ||||||||||
1D. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||||
1E. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||||
1F. | Election of Director: Rajive Johri | Management | For | For | ||||||||||
1G. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||||
1H. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
1I. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
1J. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||||
1K. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2020. | Management | For | For | ||||||||||
3. | Advisory approval of our named executive officer compensation. | Management | For | For | ||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MWA | Meeting Date | 29-Jan-2020 | |||||||||||
ISIN | US6247581084 | Agenda | 935114936 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
POST HOLDINGS, INC. | ||||||||||||||
Security | 737446104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | POST | Meeting Date | 30-Jan-2020 | |||||||||||
ISIN | US7374461041 | Agenda | 935112209 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert E. Grote | For | For | |||||||||||
2 | David W. Kemper | For | For | |||||||||||
3 | Robert V. Vitale | For | For | |||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
Security | 65341B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEP | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US65341B1061 | Agenda | 935138102 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
1D. | Election of Director: James L. Robo | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy Partners' compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
APTIV PLC | ||||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | APTV | Meeting Date | 23-Apr-2020 | |||||||||||
ISIN | JE00B783TY65 | Agenda | 935134673 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
2. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
3. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||||
4. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||||
5. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
6. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
7. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
8. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
9. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
10. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | ||||||||||
12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US29355X1072 | Agenda | 935158572 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||
2 | Thomas M. Botts | For | For | |||||||||||
3 | Felix M. Brueck | For | For | |||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||
5 | Diane C. Creel | For | For | |||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||
7 | David L. Hauser | For | For | |||||||||||
8 | John Humphrey | For | For | |||||||||||
9 | Kees van der Graaf | For | For | |||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | To approve the EnPro Industries, Inc. 2020 Equity Compensation Plan. | Management | For | For | ||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
GOGO INC. | ||||||||||||||
Security | 38046C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOGO | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US38046C1099 | Agenda | 935163294 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Hugh W. Jones | For | For | |||||||||||
2 | Oakleigh Thorne | For | For | |||||||||||
2. | Advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | Approval of an amendment to the Gogo Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Approval of a stock option exchange program. | Management | Against | Against | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2787681061 | Agenda | 935146743 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Anthony M. Federico | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US3154051003 | Agenda | 935175136 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
CALIFORNIA RESOURCES CORPORATION | ||||||||||||||
Security | 13057Q206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRC | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US13057Q2066 | Agenda | 935150665 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
1B. | Election of Director: Justin A. Gannon | Management | For | For | ||||||||||
1C. | Election of Director: Harry T. McMahon | Management | For | For | ||||||||||
1D. | Election of Director: Richard W. Moncrief | Management | For | For | ||||||||||
1E. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||||
1F. | Election of Director: Anita M. Powers | Management | For | For | ||||||||||
1G. | Election of Director: Laurie A. Siegel | Management | For | For | ||||||||||
1H. | Election of Director: Robert V. Sinnott | Management | For | For | ||||||||||
1I. | Election of Director: Todd A. Stevens | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
MGM RESORTS INTERNATIONAL | ||||||||||||||
Security | 552953101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGM | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US5529531015 | Agenda | 935157392 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: William W. Grounds | Management | For | For | ||||||||||
1B. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1C. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
1D. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||||
1E. | Election of Director: John Kilroy | Management | For | For | ||||||||||
1F. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||||
1G. | Election of Director: Keith A. Meister | Management | For | For | ||||||||||
1H. | Election of Director: Paul Salem | Management | For | For | ||||||||||
1I. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||||
1J. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||||
1K. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
MGM GROWTH PROPERTIES LLC | ||||||||||||||
Security | 55303A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGP | Meeting Date | 06-May-2020 | |||||||||||
ISIN | US55303A1051 | Agenda | 935157405 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Paul Salem | Management | For | For | ||||||||||
1B. | Election of Director: Michael Rietbrock | Management | For | For | ||||||||||
1C. | Election of Director: Thomas Roberts | Management | For | For | ||||||||||
1D. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
1E. | Election of Director: Corey Sanders | Management | For | For | ||||||||||
1F. | Election of Director: John M. McManus | Management | For | For | ||||||||||
1G. | Election of Director: Robert Smith | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
E*TRADE FINANCIAL CORPORATION | ||||||||||||||
Security | 269246401 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ETFC | Meeting Date | 07-May-2020 | |||||||||||
ISIN | US2692464017 | Agenda | 935152695 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard J. Carbone | Management | For | For | ||||||||||
1B. | Election of Director: Robert J. Chersi | Management | For | For | ||||||||||
1C. | Election of Director: Jaime W. Ellertson | Management | For | For | ||||||||||
1D. | Election of Director: James P. Healy | Management | For | For | ||||||||||
1E. | Election of Director: Kevin T. Kabat | Management | For | For | ||||||||||
1F. | Election of Director: James Lam | Management | For | For | ||||||||||
1G. | Election of Director: Rodger A. Lawson | Management | For | For | ||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
1I. | Election of Director: Michael A. Pizzi | Management | For | For | ||||||||||
1J. | Election of Director: Rebecca Saeger | Management | For | For | ||||||||||
1K. | Election of Director: Donna L. Weaver | Management | For | For | ||||||||||
1L. | Election of Director: Joshua A. Weinreich | Management | For | For | ||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2020 Annual Meeting. | Management | For | For | ||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
4. | A stockholder proposal regarding simple majority voting. | Shareholder | For | |||||||||||
NEWELL BRANDS INC. | ||||||||||||||
Security | 651229106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWL | Meeting Date | 11-May-2020 | |||||||||||
ISIN | US6512291062 | Agenda | 935154928 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Bridget Ryan Berman | Management | For | For | ||||||||||
1B. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||||
1C. | Election of Director: James R. Craigie | Management | For | For | ||||||||||
1D. | Election of Director: Debra A. Crew | Management | For | For | ||||||||||
1E. | Election of Director: Brett M. Icahn | Management | For | For | ||||||||||
1F. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||||||||
1G. | Election of Director: Courtney R. Mather | Management | For | For | ||||||||||
1H. | Election of Director: Ravichandra K. Saligram | Management | For | For | ||||||||||
1I. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||||
1J. | Election of Director: Robert A. Steele | Management | For | For | ||||||||||
1K. | Election of Director: Steven J. Strobel | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
MONDELEZ INTERNATIONAL, INC. | ||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDLZ | Meeting Date | 13-May-2020 | |||||||||||
ISIN | US6092071058 | Agenda | 935158736 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Crew | Management | For | For | ||||||||||
1D. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||
1E. | Election of Director: Peter W. May | Management | For | For | ||||||||||
1F. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||
1H | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||||
1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | For | For | ||||||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US42704L1044 | Agenda | 935150045 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||||
1B. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||||
1E. | Election of Director: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||||
1G. | Election of Director: Jean K. Holley | Management | For | For | ||||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1I. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||||
1J. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
1K. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
Security | 55608B105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIC | Meeting Date | 14-May-2020 | |||||||||||
ISIN | US55608B1052 | Agenda | 935160363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
GCI LIBERTY, INC. | ||||||||||||||
Security | 36164V305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLIBA | Meeting Date | 19-May-2020 | |||||||||||
ISIN | US36164V3050 | Agenda | 935187650 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald A. Duncan | For | For | |||||||||||
2 | Donne F. Fisher | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PYPL | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US70450Y1038 | Agenda | 935170869 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Management | For | For | ||||||||||
4. | Stockholder Proposal - Stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shareholder | Abstain | Against | ||||||||||
COLFAX CORPORATION | ||||||||||||||
Security | 194014106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CFX | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US1940141062 | Agenda | 935176900 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||||
1B. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||||||||
1C. | Election of Director: Patrick W. Allender | Management | For | For | ||||||||||
1D. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||
1E. | Election of Director: Rhonda L. Jordan | Management | For | For | ||||||||||
1F. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||||
1G. | Election of Director: A. Clayton Perfall | Management | For | For | ||||||||||
1H. | Election of Director: Didier Teirlinck | Management | For | For | ||||||||||
1I. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||||||||
1J. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the Colfax Corporation 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 21-May-2020 | |||||||||||
ISIN | US5312298707 | Agenda | 935196774 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Evan D. Malone | For | For | |||||||||||
2 | David E. Rapley | For | For | |||||||||||
3 | Larry E. Romrell | For | For | |||||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
OPTION CARE HEALTH INC | ||||||||||||||
Security | 68404L201 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OPCH | Meeting Date | 22-May-2020 | |||||||||||
ISIN | US68404L2016 | Agenda | 935176467 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John J. Arlotta | For | For | |||||||||||
2 | Elizabeth Q. Betten | For | For | |||||||||||
3 | David W. Golding | For | For | |||||||||||
4 | Harry M J Kraemer, Jr | For | For | |||||||||||
5 | Alan Nielsen | For | For | |||||||||||
6 | R. Carter Pate | For | For | |||||||||||
7 | John C. Rademacher | For | For | |||||||||||
8 | Nitin Sahney | For | For | |||||||||||
9 | Timothy Sullivan | For | For | |||||||||||
10 | Mark Vainisi | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
3. | To hold a non-binding advisory vote to approve executive compensation. | Management | For | For | ||||||||||
SERVICEMASTER GLOBAL HOLDINGS INC. | ||||||||||||||
Security | 81761R109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SERV | Meeting Date | 26-May-2020 | |||||||||||
ISIN | US81761R1095 | Agenda | 935202224 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Deborah H. Caplan | Management | For | For | ||||||||||
1B. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
1C. | Election of Director: Mark E. Tomkins | Management | For | For | ||||||||||
2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||
Security | 36164Y101 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | GCP | Meeting Date | 28-May-2020 | |||||||||||
ISIN | US36164Y1010 | Agenda | 935188450 - Opposition | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kevin W. Brown | Withheld | Against | |||||||||||
2 | Peter A. Feld | For | For | |||||||||||
3 | Janet P. Giesselman | Withheld | Against | |||||||||||
4 | Clay H. Kiefaber | Withheld | Against | |||||||||||
5 | Marran H. Ogilvie | For | For | |||||||||||
6 | Andrew M. Ross | Withheld | Against | |||||||||||
7 | Linda J. Welty | Withheld | Against | |||||||||||
8 | Robert H. Yanker | For | For | |||||||||||
2. | Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | |||||||||||
3. | Company's proposal to approve, on an advisory, non- binding basis, the compensation of the Company's named executive officers. | Management | For | |||||||||||
4. | Company's proposal to approve the amendment to the Company's Rights Agreement. | Management | For | |||||||||||
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||
Security | 649445103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NYCB | Meeting Date | 03-Jun-2020 | |||||||||||
ISIN | US6494451031 | Agenda | 935194996 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Dominick Ciampa | Management | For | For | ||||||||||
1B. | Election of Director: Leslie D. Dunn | Management | For | For | ||||||||||
1C. | Election of Director: Lawrence Rosano, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Robert Wann | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
4. | A proposal to amend the Amended and Restated Certificate of Incorporation and Bylaws of the Company to eliminate the supermajority voting requirements. | Management | For | For | ||||||||||
5. | Approval of the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
6. | A shareholder proposal requesting board action to eliminate the classified board of directors and provide instead for the annual election of directors. | Shareholder | Against | For | ||||||||||
7. | A shareholder proposal recommending the adoption of director age and term limits. | Shareholder | Against | For | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US82968B1035 | Agenda | 935192346 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joan L. Amble | For | For | |||||||||||
2 | George W. Bodenheimer | For | For | |||||||||||
3 | Mark D. Carleton | For | For | |||||||||||
4 | Eddy W. Hartenstein | For | For | |||||||||||
5 | James P. Holden | For | For | |||||||||||
6 | Gregory B. Maffei | For | For | |||||||||||
7 | Evan D. Malone | For | For | |||||||||||
8 | James E. Meyer | For | For | |||||||||||
9 | James F. Mooney | For | For | |||||||||||
10 | Michael Rapino | For | For | |||||||||||
11 | Kristina M. Salen | For | For | |||||||||||
12 | Carl E. Vogel | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Advisory vote to approve the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2020. | Management | For | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US8725901040 | Agenda | 935192524 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcelo Claure | For | For | |||||||||||
2 | Srikant M. Datar | For | For | |||||||||||
3 | Ronald D. Fisher | For | For | |||||||||||
4 | Srini Gopalan | For | For | |||||||||||
5 | Lawrence H. Guffey | For | For | |||||||||||
6 | Timotheus Höttges | For | For | |||||||||||
7 | Christian P. Illek | For | For | |||||||||||
8 | Stephen R. Kappes | For | For | |||||||||||
9 | Raphael Kübler | For | For | |||||||||||
10 | Thorsten Langheim | For | For | |||||||||||
11 | G. Michael Sievert | For | For | |||||||||||
12 | Teresa A. Taylor | For | For | |||||||||||
13 | Kelvin R. Westbrook | For | For | |||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | For | For | ||||||||||
4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | For | ||||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||
Security | 41068X100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HASI | Meeting Date | 04-Jun-2020 | |||||||||||
ISIN | US41068X1000 | Agenda | 935193122 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jeffrey W. Eckel | For | For | |||||||||||
2 | Teresa M. Brenner | For | For | |||||||||||
3 | Michael T. Eckhart | For | For | |||||||||||
4 | Simone F. Lagomarsino | For | For | |||||||||||
5 | Charles M. O'Neil | For | For | |||||||||||
6 | Richard J. Osborne | For | For | |||||||||||
7 | Steven G. Osgood | For | For | |||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in this proxy statement. | Management | For | For | ||||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROP | Meeting Date | 08-Jun-2020 | |||||||||||
ISIN | US7766961061 | Agenda | 935189868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Shellye L. Archambeau | For | For | |||||||||||
2 | Amy Woods Brinkley | For | For | |||||||||||
3 | John F. Fort, III | For | For | |||||||||||
4 | L. Neil Hunn | For | For | |||||||||||
5 | Robert D. Johnson | For | For | |||||||||||
6 | Robert E. Knowling, Jr. | For | For | |||||||||||
7 | Wilbur J. Prezzano | For | For | |||||||||||
8 | Laura G. Thatcher | For | For | |||||||||||
9 | Richard F. Wallman | For | For | |||||||||||
10 | Christopher Wright | For | For | |||||||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For | ||||||||||
PETIQ, INC. | ||||||||||||||
Security | 71639T106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PETQ | Meeting Date | 18-Jun-2020 | |||||||||||
ISIN | US71639T1060 | Agenda | 935209444 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of class III director to serve until the third annual meeting: McCord Christensen | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 Gabelli Global Financial Services Fund | Report Date: 07/01/2020 1 |
Investment Company Report | ||||||||||||||
CAVCO INDUSTRIES, INC. | ||||||||||||||
Security | 149568107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVCO | Meeting Date | 09-Jul-2019 | |||||||||||
ISIN | US1495681074 | Agenda | 935052150 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Greenblatt | For | For | |||||||||||
2 | Richard A. Kerley | For | For | |||||||||||
3 | Julia W. Sze | For | For | |||||||||||
2. | Ratification of the appointment of independent auditor for fiscal 2020. | Management | For | For | ||||||||||
3. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A. | ||||||||||||||
Security | T10584117 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-Oct-2019 | ||||||||||||
ISIN | IT0000062957 | Agenda | 711582886 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | BALANCE SHEET AS OF 30 JUNE 2019, BOARD OF DIRECTORS AND EXTERNAL AUDITORS REPORT, INTERNAL AUDITORS' REPORT, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
2.A | REMUNERATION AND INCENTIVE POLICIES CONCERNING THE GROUP EMPLOYEES: REMUNERATION POLICIES | Management | No Action | |||||||||||
2.B | REMUNERATION AND INCENTIVE POLICIES CONCERNING THE GROUP EMPLOYEES: TO DETERMINE THE RATIO BETWEEN VARIABLE AND FIXED REMUNERATION ON A MAXIMUM RATE OF 2:1 | Management | No Action | |||||||||||
2.C | REMUNERATION AND INCENTIVE POLICIES CONCERNING THE GROUP EMPLOYEES: POLICIES CONCERNING THE TERMINATION OF OFFICE OR THE TERMINATION OF EMPLOYMENT | Management | No Action | |||||||||||
3 | TO UPDATE THE PERFORMANCE SHARES PLAN | Management | No Action | |||||||||||
LEGACY HOUSING CORPORATION | ||||||||||||||
Security | 52472M101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LEGH | Meeting Date | 08-Nov-2019 | |||||||||||
ISIN | US52472M1018 | Agenda | 935088232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Curtis D. Hodgson | For | For | |||||||||||
2 | Kenneth E. Shipley | For | For | |||||||||||
3 | Mark E. Bennett | For | For | |||||||||||
4 | John A. lsakson | For | For | |||||||||||
5 | Stephen L. Crawford | For | For | |||||||||||
2. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the reincorporation of the Company from the state of Delaware to the state of Texas. | Management | For | For | ||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEN | Meeting Date | 11-Feb-2020 | |||||||||||
ISIN | US3546131018 | Agenda | 935116827 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Peter K. Barker | Management | For | For | ||||||||||
1B. | Election of Director: Mariann Byerwalter | Management | For | For | ||||||||||
1C. | Election of Director: Gregory E. Johnson | Management | For | For | ||||||||||
1D. | Election of Director: Jennifer M. Johnson | Management | For | For | ||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Anthony J. Noto | Management | For | For | ||||||||||
1G. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||
1H. | Election of Director: Laura Stein | Management | For | For | ||||||||||
1I. | Election of Director: Seth H. Waugh | Management | For | For | ||||||||||
1J. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
3. | To approve the amendment and restatement of our 1998 Employee Stock Investment Plan, which includes increasing the number of shares of common stock authorized for issuance thereunder by 5,000,000 shares. | Management | For | For | ||||||||||
4. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
SHINHAN FINANCIAL GROUP | ||||||||||||||
Security | 824596100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHG | Meeting Date | 26-Mar-2020 | |||||||||||
ISIN | US8245961003 | Agenda | 935142745 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Financial Statements and Annual Dividends for fiscal year 2019 (January 1, 2019 - December 31, 2019) | Management | For | For | ||||||||||
2. | Approval of Revision to Articles of Incorporation | Management | For | For | ||||||||||
3.1 | Election of Director: Mr. Cho Yong-byoung (Executive Candidate) | Management | For | For | ||||||||||
3.2 | Election of Director (Non-Executive Candidate): Mr. Philippe Avril | Management | For | For | ||||||||||
3.3 | Election of Director (Outside Candidate): Mr. Park Ansoon | Management | For | For | ||||||||||
3.4 | Election of Director (Outside Candidate): Mr. Park Cheul | Management | For | For | ||||||||||
3.5 | Election of Director (Outside Candidate): Ms. Yoon Jaewon | Management | For | For | ||||||||||
3.6 | Election of Director (Outside Candidate): Mr. Jin Hyun- duk | Management | For | For | ||||||||||
3.7 | Election of Director (Outside Candidate): Mr. Choi Kyong- rok | Management | For | For | ||||||||||
3.8 | Election of Director (Outside Candidate): Mr. Yuki Hirakawa | Management | For | For | ||||||||||
4.1 | Election of Audit Committee Member: Ms. Yoon Jaewon | Management | For | For | ||||||||||
4.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
5. | Approval of the Director Remuneration Limit | Management | For | For | ||||||||||
UNICREDIT SPA | ||||||||||||||
Security | T9T23L642 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | ||||||||||||
ISIN | IT0005239360 | Agenda | 712245112 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
O.1 | TO APPROVE THE 2019 BALANCE SHEET | Management | No Action | |||||||||||
O.2 | TO ALLOCATE THE NET PROFIT FOR THE YEAR 2019 | Management | No Action | |||||||||||
O.3 | TO DISTRIBUTE A DIVIDEND FROM PROFIT RESERVES | Management | No Action | |||||||||||
O.4 | TO REMOVE THE SO-CALLED "NEGATIVE RESERVES" FOR ITEMS NOT SUBJECT TO AMENDMENTS BY MEANS OF THEIR DEFINITIVE COVERAGE | Management | No Action | |||||||||||
O.5.1 | TO STATE DIRECTORS' NUMBER | Management | No Action | |||||||||||
O.5.2 | TO APPOINT BEATRIZ LARA BARTOLOME' AS DIRECTOR | Management | No Action | |||||||||||
O.5.3 | TO APPOINT DIEGO DE GIORGI AS DIRECTOR | Management | No Action | |||||||||||
O.6 | TO APPOINT THE EXTERNAL AUDITORS OF UNICREDIT S.P.A. FOR THE YEARS 2022-2030 AND TO STATE ITS EMOLUMENT | Management | No Action | |||||||||||
O.7 | 2020 GROUP INCENTIVE SYSTEM | Management | No Action | |||||||||||
O.8 | REPORT ON 2020 GROUP COMPENSATION POLICY | Management | No Action | |||||||||||
O.9 | REPORT ON THE GRANTED EMOLUMENTS | Management | No Action | |||||||||||
O.10 | TO STATE THE LONG-TERM 2020-2023 INCENTIVE SYSTEM (PIANO LTI 2020-2023) | Management | No Action | |||||||||||
O.11 | TO AUTHORIZE THE PURCHASE OF OWN SHARES. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
E.1 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE STOCK CAPITAL FOR A MAXIMUM AMOUNT OF EUR 18,779,138 IN ORDER TO EXECUTE THE 2019 GROUP INCENTIVE SYSTEM AND FURTHER STATUTORY AMENDMENTS | Management | No Action | |||||||||||
E.2 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE STOCK CAPITAL FOR A MAXIMUM AMOUNT OF EUR 123,146,209 IN ORDER TO EXECUTE THE 2020 GROUP INCENTIVE SYSTEM AND FURTHER STATUTORY AMENDMENTS | Management | No Action | |||||||||||
E.3 | TO AMEND ART. 6 (STOCK CAPITAL INCREASE) OF THE COMPANY BY-LAW | Management | No Action | |||||||||||
E.4 | TO CANCEL OWN SHARES WITHOUT REDUCING THE SHARE CAPITAL, TO AMEND ART. 5 OF THE COMPANY BY-LAW. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 15-Apr-2020 | |||||||||||
ISIN | US0640581007 | Agenda | 935134940 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1E. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1F. | Election of Director: Jennifer B. Morgan | Management | For | For | ||||||||||
1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1H. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1I. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1J. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2019 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2020. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding pay equity report. | Shareholder | Abstain | Against | ||||||||||
5. | Stockholder proposal regarding stockholder vote on bylaw and charter amendments. | Shareholder | Against | For | ||||||||||
JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||
Security | 47233W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JEF | Meeting Date | 17-Apr-2020 | |||||||||||
ISIN | US47233W1099 | Agenda | 935135485 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||
1D. | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||
1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||
1H. | Election of Director: Robert E. Joyal | Management | For | For | ||||||||||
1I. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
1J. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
1K. | Election of Director: Stuart H. Reese | Management | For | For | ||||||||||
1L. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||
2. | Approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
3. | Ratify Deloitte & Touche LLP as independent auditors for the year-ended November 30, 2020. | Management | For | For | ||||||||||
CITIGROUP INC. | ||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||
Ticker Symbol | C | Meeting Date | 21-Apr-2020 | |||||||||||
ISIN | US1729674242 | Agenda | 935139849 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Michael L. Corbat | Management | For | For | ||||||||||
1B. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1C. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
1D. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
1E. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||||
1J. | Election of Director: Renée J. James | Management | For | For | ||||||||||
1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
1M. | Election of Director: James S. Turley | Management | For | For | ||||||||||
1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||||
1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||||
1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
3. | Advisory vote to approve Citi's 2019 Executive Compensation. | Management | For | For | ||||||||||
4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Against | For | ||||||||||
6. | Stockholder proposal requesting that the Board review Citi's governance documents and make recommendations to shareholders on how the "Purpose of a Corporation" signed by Citi's CEO can be fully implemented. | Shareholder | Against | For | ||||||||||
7. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
DIAMOND HILL INVESTMENT GROUP, INC. | ||||||||||||||
Security | 25264R207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHIL | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US25264R2076 | Agenda | 935145741 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for a one year term: Heather E. Brilliant | Management | For | For | ||||||||||
1.2 | Election of Director for a one year term: Randolph J. Fortener | Management | For | For | ||||||||||
1.3 | Election of Director for a one year term: James F. Laird | Management | For | For | ||||||||||
1.4 | Election of Director for a one year term: Paula R. Meyer | Management | For | For | ||||||||||
1.5 | Election of Director for a one year term: Bradley C. Shoup | Management | For | For | ||||||||||
1.6 | Election of Director for a one year term: Nicole R. St. Pierre | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
ALLY FINANCIAL INC | ||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALLY | Meeting Date | 28-Apr-2020 | |||||||||||
ISIN | US02005N1000 | Agenda | 935146806 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||
1B. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||
1C. | Election of Director: Katryn (Trynka) Shineman Blake | Management | For | For | ||||||||||
1D. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||
1E. | Election of Director: William H. Cary | Management | For | For | ||||||||||
1F. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||
1G. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||
1H. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||
1I. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||||
1J. | Election of Director: John J. Stack | Management | For | For | ||||||||||
1K. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||
1L. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
ROYAL BANK OF SCOTLAND GROUP PLC | ||||||||||||||
Security | G7S86Z172 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||
ISIN | GB00B7T77214 | Agenda | 712346572 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE 2019 REPORT AND ACCOUNTS | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION IN THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 3 PENCE PER ORDINARY SHARE | Management | Abstain | Against | ||||||||||
5 | TO DECLARE A SPECIAL DIVIDEND OF 5 PENCE PER ORDINARY SHARE | Management | Abstain | Against | ||||||||||
6 | TO RE-ELECT HOWARD DAVIES AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO ELECT ALISON ROSE-SLADE AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT KATIE MURRAY AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT FRANK DANGEARD AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT PATRICK FLYNN AS A DIRECTOR | Management | For | For | ||||||||||
11 | TO RE-ELECT MORTEN FRIIS AS A DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-ELECT ROBERT GILLESPIE AS A DIRECTOR | Management | For | For | ||||||||||
13 | TO ELECT YASMIN JETHA AS A DIRECTOR | Management | For | For | ||||||||||
14 | TO RE-ELECT BARONESS NOAKES AS A DIRECTOR | Management | For | For | ||||||||||
15 | TO RE-ELECT MIKE ROGERS AS A DIRECTOR | Management | For | For | ||||||||||
16 | TO RE-ELECT MARK SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||
17 | TO RE-ELECT LENA WILSON AS A DIRECTOR | Management | For | For | ||||||||||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
19 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
20 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||||
21 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES | Management | For | For | ||||||||||
22 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH THE PURPOSES OF FINANCING A TRANSACTION | Management | For | For | ||||||||||
23 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO ORDINARY SHARES IN RELATION TO EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
24 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES | Management | For | For | ||||||||||
25 | TO RENEW THE AUTHORITY TO PERMIT THE HOLDING OF GENERAL MEETINGS AT 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
26 | TO RENEW THE AUTHORITY IN RESPECT OF POLITICAL DONATIONS AND EXPENDITURE BY THE COMPANY IN TERMS OF SECTION 366 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||
27 | TO RENEW THE AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES ON A RECOGNISED INVESTMENT EXCHANGE | Management | For | For | ||||||||||
28 | TO RENEW THE AUTHORITY TO MAKE OFF-MARKET PURCHASES OF ORDINARY SHARES FROM HM TREASURY | Management | For | For | ||||||||||
29 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
30 | TO APPROVE THE EMPLOYEE SHARE OWNERSHIP PLAN | Management | For | For | ||||||||||
CMMT | 15 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WDR | Meeting Date | 29-Apr-2020 | |||||||||||
ISIN | US9300591008 | Agenda | 935147909 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sharilyn S. Gasaway | For | For | |||||||||||
2 | Katherine M.A. Kline | For | For | |||||||||||
3 | Jerry W. Walton | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Approve the Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated. | Management | Against | Against | ||||||||||
4. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JHG | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935147315 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the 2019 Annual Report and Accounts. | Management | For | For | ||||||||||
2. | To reappoint Ms K Desai as a Director. | Management | For | For | ||||||||||
3. | To reappoint Mr J Diermeier as a Director. | Management | For | For | ||||||||||
4. | To reappoint Mr K Dolan as a Director. | Management | For | For | ||||||||||
5. | To reappoint Mr E Flood Jr as a Director. | Management | For | For | ||||||||||
6. | To reappoint Mr R Gillingwater as a Director. | Management | For | For | ||||||||||
7. | To reappoint Mr L Kochard as a Director. | Management | For | For | ||||||||||
8. | To reappoint Mr G Schafer as a Director. | Management | For | For | ||||||||||
9. | To reappoint Ms A Seymour-Jackson as a Director. | Management | For | For | ||||||||||
10. | To reappoint Mr R Weil as a Director. | Management | For | For | ||||||||||
11. | To reappoint Mr T Yamamoto as a Director. | Management | For | For | ||||||||||
12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | ||||||||||
13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | ||||||||||
14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | ||||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
Security | 14040H105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COF | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US14040H1059 | Agenda | 935149080 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||||||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||||||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||||||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||||
1I. | Election of Director: Eileen Serra | Management | For | For | ||||||||||
1J. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||
1K. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||||
1L. | Election of Director: Catherine G. West | Management | For | For | ||||||||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2020. | Management | For | For | ||||||||||
3. | Advisory approval of Capital One's 2019 Named Executive Officer compensation. | Management | For | For | ||||||||||
4. | Approval of amendments to Capital One's Restated Certificate of Incorporation to allow stockholder to act by written consent. | Management | For | For | ||||||||||
5. | Stockholder proposal regarding an independent Board chairman, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
CREDIT SUISSE GROUP | ||||||||||||||
Security | 225401108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CS | Meeting Date | 30-Apr-2020 | |||||||||||
ISIN | US2254011081 | Agenda | 935164549 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Consultative vote on the 2019 compensation report | Management | Against | Against | ||||||||||
1.2 | Approval of the 2019 management report, the 2019 parent company financial statements, and the 2019 Group consolidated financial statements | Management | For | For | ||||||||||
2 | Discharge of the members of the Board of Directors and the Executive Board | Management | Against | Against | ||||||||||
3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves | Management | For | For | ||||||||||
4 | Capital reduction through cancellation of shares that were repurchased under the share buyback programs in 2019/2020 | Management | For | For | ||||||||||
5AA | Re-election of Urs Rohner as member and Chairman of the Board of Directors | Management | For | For | ||||||||||
5AB | Re-election of Iris Bohnet | Management | For | For | ||||||||||
5AC | Re-election of Christian Gellerstad | Management | For | For | ||||||||||
5AD | Re-election of Andreas Gottschling | Management | For | For | ||||||||||
5AE | Re-election of Michael Klein | Management | For | For | ||||||||||
5AF | Re-election of Shan Li | Management | For | For | ||||||||||
5AG | Re-election of Seraina Macia | Management | For | For | ||||||||||
5AH | Re-election of Kai S. Nargolwala | Management | For | For | ||||||||||
5AI | Re-election of Ana Paula Pessoa | Management | For | For | ||||||||||
5AJ | Re-election of Joaquin J. Ribeiro | Management | For | For | ||||||||||
5AK | Re-election of Severin Schwan | Management | For | For | ||||||||||
5AL | Re-election of John Tiner | Management | For | For | ||||||||||
5AM | Election of Richard Meddings | Management | For | For | ||||||||||
5BA | Re-election of Iris Bohnet as member of the Compensation Committee | Management | For | For | ||||||||||
5BB | Re-election of Christian Gellerstad as member of the Compensation Committee | Management | For | For | ||||||||||
5BC | Re-election of Michael Klein as member of the Compensation Committee | Management | For | For | ||||||||||
5BD | Re-election of Kai S. Nargolwala as member of the Compensation Committee | Management | For | For | ||||||||||
6A | Approval of the compensation of the Board of Directors | Management | For | For | ||||||||||
6BA | Short-term variable incentive compensation (STI) | Management | For | For | ||||||||||
6BB | Fixed compensation | Management | For | For | ||||||||||
6BC | Long-term variable incentive compensation (LTI) | Management | For | For | ||||||||||
7.1 | Election of the independent auditors | Management | For | For | ||||||||||
7.2 | Election of the special auditors | Management | For | For | ||||||||||
7.3 | Election of the independent proxy | Management | For | For | ||||||||||
8 | Proposals of Shareholders | Shareholder | Abstain | |||||||||||
9 | Proposals of the Board of Directors | Management | Against | Against | ||||||||||
STANDARD CHARTERED PLC | ||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2020 | ||||||||||||
ISIN | GB0004082847 | Agenda | 712474232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 385288 DUE TO INCLUSION-OF WITHDRAWAL RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF USD 0.20 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Abstain | Against | ||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 AS SET OUT ON PAGES 108 TO 137 OF THE 2019 ANNUAL REPORT | Management | For | For | ||||||||||
4 | TO ELECT PHIL RIVETT (64), AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
5 | TO ELECT, DAVID TANG (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT DAVID CONNER (71), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT BYRON GROTE (72), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT ANDY HALFORD (61), AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT CHRISTINE HODGSON, CBE (55), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
10 | TO RE-ELECT GAY HUEY EVANS, OBE (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
11 | TO RE-ELECT NAGUIB KHERAJ (55), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
12 | TO RE-ELECT NGOZI OKONJO-IWEALA (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
13 | TO RE-ELECT CARLSON TONG (65), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
14 | TO RE-ELECT JOSE VINALS (65), AS GROUP CHAIRMAN | Management | For | For | ||||||||||
15 | TO RE-ELECT JASMINE WHITBREAD (56), AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
16 | TO RE-ELECT BILL WINTERS, CBE (58), AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
17 | TO APPOINT ERNST & YOUNG LLP (EY) AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Management | For | For | ||||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
19 | THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006, THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT ARE AUTHORISED TO: (A) MAKE DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 100,000 IN TOTAL; (B) MAKE DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 100,000 IN TOTAL; AND (C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006) PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE SHALL NOT EXCEED GBP 100,000 DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING OF THIS RESOLUTION AND EXPIRING AT THE END OF NEXT YEAR S AGM, UNLESS SUCH AUTHORITY HAS BEEN PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING AND PROVIDED THAT THE AUTHORISED SUM REFERRED TO IN PARAGRAPHS (A), (B) AND (C) MAY BE COMPRISED OF ONE OR MORE AMOUNTS IN DIFFERENT CURRENCIES WHICH, FOR THE PURPOSES OF CALCULATING THAT AUTHORISED SUM, SHALL BE CONVERTED INTO POUNDS STERLING AT THE RATE OF EXCHANGE PUBLISHED IN THE LONDON EDITION OF THE FINANCIAL TIMES ON THE DAY ON WHICH THE RELEVANT DONATION IS MADE OR THE RELEVANT EXPENDITURE IS INCURRED OR, IF EARLIER, ON THE DAY ON WHICH THE COMPANY OR ITS SUBSIDIARY ENTERS INTO ANY CONTRACT OR UNDERTAKING IN RELATION TO SUCH DONATION OR EXPENDITURE (OR, IF SUCH DAY IS NOT A BUSINESS DAY, THE FIRST BUSINESS DAY THEREAFTER) | Management | For | For | ||||||||||
20 | THAT THE BOARD BE AUTHORISED: (A) TO MAKE AN OFFER TO THE HOLDERS OF ORDINARY SHARES (EXCLUDING ANY MEMBER HOLDING SHARES AS TREASURY SHARES) TO ELECT TO RECEIVE NEW ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, CREDITED AS FULLY PAID, IN LIEU OF ALL OR ANY PART OF ANY INTERIM OR FINAL DIVIDEND PAID IN RESPECT OF ANY FINANCIAL PERIOD OF THE COMPANY ENDING ON OR PRIOR TO 31 DECEMBER 2022 UPON SUCH TERMS AS THE BOARD MAY DETERMINE; AND (B) IN RESPECT OF ANY SUCH DIVIDEND TO CAPITALISE SUCH AMOUNT STANDING TO THE CREDIT OF THE COMPANY'S RESERVES OR FUNDS AS MAY BE NECESSARY, AND THE MAKING BY THE BOARD OF ANY SUCH OFFER AND ANY SUCH CAPITALISATION BY THE BOARD IN EACH CASE IN RESPECT OF ANY PRIOR FINANCIAL PERIOD IS CONFIRMED | Management | For | For | ||||||||||
21 | THAT THE BOARD BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: (A) UP TO A NOMINAL AMOUNT OF USD 317,956,410.50 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (B) OR (C) SO THAT IN TOTAL NO MORE THAN USD 529,927,351.50 CAN BE ALLOTTED UNDER PARAGRAPHS (A) AND (B) AND NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)); (B) UP TO A NOMINAL AMOUNT OF USD 529,927,351.50 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (A) OR (C) SO THAT IN TOTAL NO MORE THAN USD 529,927,351.50 CAN BE ALLOTTED UNDER PARAGRAPHS (A) AND (B) AND NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)) IN CONNECTION WITH A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT IMPLEMENTED IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; (C) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A NOMINAL AMOUNT OF USD 1,059,854,703 (SUCH AMOUNT TO BE RESTRICTED TO THE EXTENT THAT ANY ALLOTMENTS OR GRANTS ARE MADE UNDER PARAGRAPHS (A) OR (B) SO THAT IN TOTAL NO MORE THAN USD 1,059,854,703 CAN BE ALLOTTED UNDER PARAGRAPHS (A), (B) AND (C)) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDERS | Management | For | For | ||||||||||
NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (D) PURSUANT TO THE TERMS OF ANY EXISTING SHARE SCHEME OF THE COMPANY OR ANY OF ITS SUBSIDIARIES OR SUBSIDIARY UNDERTAKINGS ADOPTED PRIOR TO THE DATE OF THIS MEETING. SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH SUCH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | ||||||||||||||
22 | THAT THE AUTHORITY GRANTED TO THE BOARD TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UP TO A NOMINAL AMOUNT OF USD 317,956,410.50 PURSUANT TO PARAGRAPH (A) OF RESOLUTION 21 BE EXTENDED BY THE ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF USD 0.50 EACH REPRESENTING THE NOMINAL AMOUNT OF THE COMPANY'S SHARE CAPITAL REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27, TO THE EXTENT THAT SUCH EXTENSION WOULD NOT RESULT IN THE AUTHORITY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES PURSUANT TO RESOLUTION 21 EXCEEDING USD 1,059,854,703 | Management | For | For | ||||||||||
23�� | THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 (IF PASSED), THE BOARD BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 317,956,410.50 (OR 635,912,821 SHARES), REPRESENTING APPROXIMATELY 20 PER CENT OF THE COMPANY'S NOMINAL ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020, IN RELATION TO ANY ISSUE BY THE COMPANY OR ANY SUBSIDIARY OR SUBSIDIARY UNDERTAKING OF THE COMPANY (TOGETHER, THE GROUP) OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 | Management | For | For | ||||||||||
SECURITIES (ECAT1 SECURITIES) THAT AUTOMATICALLY CONVERT INTO OR ARE EXCHANGED FOR ORDINARY SHARES IN THE COMPANY IN PRESCRIBED CIRCUMSTANCES WHERE THE BOARD CONSIDERS THAT SUCH AN ISSUANCE OF ECAT1 SECURITIES WOULD BE DESIRABLE IN CONNECTION WITH, OR FOR THE PURPOSES OF COMPLYING WITH OR MAINTAINING COMPLIANCE WITH THE REGULATORY CAPITAL REQUIREMENTS OR TARGETS APPLICABLE TO THE GROUP FROM TIME TO TIME, SUCH AUTHORITY TO EXPIRE AT THE END OF NEXT YEAR S AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT SO THAT, IN THE PERIOD BEFORE THE AUTHORITY ENDS, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | ||||||||||||||
24 | THAT IF RESOLUTION 21 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT IMPLEMENTED IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; (B) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES UNDER THE AUTHORITIES GRANTED UNDER PARAGRAPHS (A) AND (C) OF RESOLUTION 21 (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (C) OF RESOLUTION 21, BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR | Management | For | For | ||||||||||
APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (C) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 21 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPHS (A) AND (B)) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF USD 79,489,102.50, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | ||||||||||||||
25 | THAT IF RESOLUTION 21 IS PASSED, THE BOARD BE GIVEN POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 24 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 21 AND/ OR SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO SUCH ALLOTMENT OR SALE, SUCH POWER TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF USD 79,489,102.50; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OR FOR THE PURPOSES OF REFINANCING SUCH A TRANSACTION WITHIN SIX MONTHS OF ITS TAKING PLACE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR | Management | For | For | ||||||||||
MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | ||||||||||||||
26 | THAT, IN ADDITION TO THE POWERS GRANTED PURSUANT TO RESOLUTIONS 24 AND 25 (IF PASSED), AND IF RESOLUTION 23 IS PASSED, THE BOARD BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 23 AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | For | For | ||||||||||
27 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF USD 0.50 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PURCHASE MORE THAN 317,956,410 SHARES UNDER THIS AUTHORITY; (B) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (C) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN THE HIGHER OF (I) FIVE PER CENT OVER THE AVERAGE OF THE MIDDLE MARKET PRICES OF THE ORDINARY SHARES ACCORDING TO THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT (INCLUDING WHEN THE SHARES ARE TRADED ON DIFFERENT TRADING VENUES), SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE | Management | For | For | ||||||||||
AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (B) AND (C), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE. STANDARD CHARTERED 16 NOTICE OF ANNUAL GENERAL MEETING 2020 891413 (STANDARD CHARTERED) NOTICE OF AGM CIR (ENG) 21/03/2020 M40 P.16 THE BOARD CONSIDERS THAT THE RESOLUTIONS IN THIS NOTICE OF MEETING ARE IN THE BEST INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AND RECOMMEND ALL SHAREHOLDERS VOTE IN FAVOUR OF ALL THE RESOLUTIONS, AS THE DIRECTORS INTEND TO DO IN RESPECT OF THEIR OWN SHARES, WITH THE EXCEPTION OF RESOLUTION 21. BY ORDER OF THE BOARD AMANDA MELLOR GROUP COMPANY SECRETARY STANDARD CHARTERED PLC 1 BASINGHALL AVENUE, LONDON EC2V 5DD REGISTERED IN ENGLAND AND WALES NUMBER 966425 27 MARCH 2020 EXISTING ARTICLES OF ASSOCIATION SINCE THEY WERE LAST AMENDED IN 2010. THE NEW ARTICLES TAKE ACCOUNT OF DEVELOPMENTS IN MARKET PRACTICE AND TECHNOLOGICAL ADVANCEMENTS REGARDING SHAREHOLDER ACCESSIBILITY AND PARTICIPATION AT THE COMPANY S GENERAL MEETINGS, FOR EXAMPLE BY PERMITTING THE COMPANY TO HOLD GENERAL MEETINGS PARTLY THROUGH AN ELECTRONIC PLATFORM. THE AMENDMENTS WILL ALSO PROVIDE GREATER FLEXIBILITY IN DECIDING DIVIDEND PAYMENT METHODS, ENSURING SHAREHOLDERS RECEIVE THEIR PAYMENTS PROMPTLY AND SECURELY. UNDER THE NEW ARTICLES, THE COMPANY WILL BE ABLE TO MAXIMISE ITS CAPACITY TO LOCATE AND UNITE CERTAIN GONE-AWAY AND LOST SHAREHOLDERS WITH THEIR DIVIDENDS AND/ OR SHARES THROUGH AN UNCLAIMED ASSET REUNIFICATION PROGRAMME. THE PRINCIPAL CHANGES ARE SET OUT IN APPENDIX 2 ON PAGES | ||||||||||||||
25 AND 26. OTHER CHANGES WHICH ARE OF A MINOR, TECHNICAL OR CLARIFYING NATURE HAVE NOT BEEN SUMMARISED IN THAT APPENDIX. THE NEW ARTICLES WILL, IF RESOLUTION 29 IS PASSED, BECOME EFFECTIVE AT CONCLUSION OF THE AGM. NOTICE OF GENERAL MEETINGS RESOLUTION 30 PRESERVES THE COMPANY S ABILITY TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON 14 CLEAR DAYS NOTICE. 30. THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE. THE NOTICE PERIOD REQUIRED FOR GENERAL MEETINGS OF THE COMPANY IS 21 DAYS UNLESS SHAREHOLDERS APPROVE A SHORTER NOTICE PERIOD, WHICH CANNOT HOWEVER BE LESS THAN 14 CLEAR DAYS (AGMS ARE STILL REQUIRED TO BE HELD ON AT LEAST 21 CLEAR DAYS NOTICE). RESOLUTION 30 SEEKS SUCH APPROVAL. THE APPROVAL WILL BE EFFECTIVE UNTIL THE COMPANY S NEXT ANNUAL GENERAL MEETING, WHEN IT IS INTENDED THAT A SIMILAR RESOLUTION WILL BE PROPOSED. NOTE THAT, IN ORDER TO BE ABLE TO CALL A GENERAL MEETING ON LESS THAN 21 CLEAR DAYS NOTICE, THE COMPANY MUST MAKE A MEANS OF ELECTRONIC VOTING AVAILABLE TO ALL SHAREHOLDERS FOR THAT MEETING. THE SHORTER NOTICE PERIOD WOULD NOT BE USED ROUTINELY FOR SUCH MEETINGS, BUT ONLY WHERE THE FLEXIBILITY IS MERITED BY THE BUSINESS OF THE MEETING AND IS THOUGHT TO BE TO THE ADVANTAGE OF SHAREHOLDERS AS A WHOLE. IN ACCORDANCE WITH RULE 7.19A(1) OF THE HONG KONG LISTING RULES, THE DIRECTORS (EXCLUDING INDEPENDENT NON-EXECUTIVE DIRECTORS) AND THEIR RESPECTIVE ASSOCIATES WILL ABSTAIN FROM VOTING IN FAVOUR OF RESOLUTION 21 FOR THE REASONS SET OUT ON PAGES 12 AND 13 OF THIS DOCUMENT. THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE RELEVANT PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE | ||||||||||||||
28 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF UP TO 15,000 PREFERENCE SHARES OF USD 5.00 EACH AND UP TO 195,285,000 PREFERENCE SHARES OF GBP 1.00 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (B) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN 25 PER CENT ABOVE THE FOLLOWING: (I) IN RESPECT OF THE USD PREFERENCE SHARES, THE BLOOMBERG FIT COMPOSITE BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE; (II) IN RESPECT OF THE GBP PREFERENCE SHARES, THE LONDON STOCK EXCHANGE BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE; (III) IN RESPECT OF EITHER USD OR GBP PREFERENCE SHARES, WHERE THE RELEVANT BID PRICE IS NOT AVAILABLE UNDER (I) OR (II), THE HIGHEST INDEPENDENT BID PRICE SHOWN ON THE RELEVANT BLOOMBERG PAGE ALLQ FOR THE RELEVANT PREFERENCE SHARE (OR ANY REPLACEMENT PAGE WHICH DISPLAYS THAT PRICE) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY ON WHICH THE COMPANY AGREES TO BUY SUCH SHARE, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (A) AND (B), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE EFFECT OF THIS RESOLUTION IS TO RENEW THE AUTHORITY GRANTED TO THE COMPANY TO PURCHASE ITS OWN SHARES UP TO A MAXIMUM OF 317,956,410 ORDINARY SHARES UNTIL NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 | Management | For | For | ||||||||||
AUGUST 2021) AT, OR BETWEEN, THE MINIMUM AND MAXIMUM PRICES SPECIFIED IN THIS RESOLUTION. THIS IS APPROXIMATELY 10 PER CENT OF THE COMPANY S ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020 (THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT). NO REPURCHASES OF SHARES WILL BE CONDUCTED ON THE STOCK EXCHANGE OF HONG KONG LIMITED. THE DIRECTORS BELIEVE THAT IT IS IN THE BEST INTERESTS OF THE COMPANY AND ALL OF ITS SHAREHOLDERS TO HAVE A GENERAL AUTHORITY FOR THE COMPANY TO BUY BACK ITS ORDINARY SHARES IN THE MARKET. THE DIRECTORS INTEND TO KEEP UNDER REVIEW THE POTENTIAL TO PURCHASE ORDINARY SHARES. PURCHASES WILL ONLY BE MADE IF THE DIRECTORS CONSIDER THAT THE PURCHASE WOULD BE FOR THE BENEFIT OF THE COMPANY AND OF ITS SHAREHOLDERS GENERALLY, TAKING INTO ACCOUNT RELEVANT FACTORS AND CIRCUMSTANCES AT THAT TIME, FOR EXAMPLE THE EFFECT ON EARNINGS PER SHARE. THE COMPANIES ACT 2006 PERMITS THE COMPANY TO HOLD ANY SUCH BOUGHT BACK SHARES IN TREASURY AS AN ALTERNATIVE TO CANCELLING THEM IMMEDIATELY. IF THE COMPANY PURCHASES ANY OF ITS ORDINARY SHARES AND HOLDS THEM IN TREASURY, THE COMPANY MAY SELL THESE SHARES (OR ANY OF THEM) FOR CASH, TRANSFER THESE SHARES (OR ANY OF THEM) FOR THE PURPOSES OF OR PURSUANT TO AN EMPLOYEE SHARE SCHEME, CANCEL THESE SHARES (OR ANY OF THEM) OR CONTINUE TO HOLD THEM IN TREASURY. HOLDING SUCH SHARES IN TREASURY GIVES THE COMPANY THE ABILITY TO REISSUE THEM QUICKLY AND COST EFFECTIVELY AND PROVIDES ADDITIONAL FLEXIBILITY IN THE MANAGEMENT OF THE COMPANY S CAPITAL BASE. NO DIVIDENDS WILL BE PAID ON, AND NO VOTING RIGHTS WILL BE EXERCISED, IN RESPECT OF SHARES HELD IN TREASURY. THE DIRECTORS INTEND TO DECIDE WHETHER TO CANCEL SHARES PURCHASED PURSUANT TO THIS AUTHORITY OR HOLD THEM IN TREASURY BASED ON THE INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AT THE RELEVANT TIME. THE TOTAL NUMBER OF OPTIONS TO SUBSCRIBE FOR ORDINARY SHARES OUTSTANDING AT 13 MARCH 2020, THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT, WAS 77,399,464, WHICH REPRESENTED 2.43 PER CENT OF THE ISSUED ORDINARY SHARE CAPITAL AT THAT DATE. AS AT 13 MARCH 2020, THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS DOCUMENT, THERE WERE NO WARRANTS OVER ORDINARY | ||||||||||||||
SHARES OUTSTANDING. IF THE COMPANY WERE TO PURCHASE THE MAXIMUM NUMBER OF ORDINARY SHARES PERMITTED UNDER THIS RESOLUTION, THE PROPORTION OF ORDINARY SHARES SUBJECT TO OUTSTANDING OPTIONS WOULD REPRESENT APPROXIMATELY 3.06 PER CENT OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 13 MARCH 2020. PURCHASE OF OWN ORDINARY SHARES OR PREFERENCE SHARES RESOLUTIONS 27 AND 28 SEEK AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES OR PREFERENCE SHARES SUBJECT TO SPECIFIED LIMITS AND CONDITIONS. 27. THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF USD 0.50 EACH PROVIDED THAT: (A) THE COMPANY DOES NOT PURCHASE MORE THAN 317,956,410 SHARES UNDER THIS AUTHORITY; (B) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE (BEFORE EXPENSES) THAN THE NOMINAL VALUE OF THE SHARE; AND (C) THE COMPANY DOES NOT PAY MORE FOR EACH SHARE (BEFORE EXPENSES) THAN THE HIGHER OF (I) FIVE PER CENT OVER THE AVERAGE OF THE MIDDLE MARKET PRICES OF THE ORDINARY SHARES ACCORDING TO THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT (INCLUDING WHEN THE SHARES ARE TRADED ON DIFFERENT TRADING VENUES), SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 5 AUGUST 2021) BUT DURING THIS PERIOD THE COMPANY MAY AGREE TO PURCHASE SHARES WHERE THE PURCHASE MAY NOT BE COMPLETED (FULLY OR PARTLY) UNTIL AFTER THE AUTHORITY ENDS AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN ACCORDANCE WITH ANY SUCH AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED. FOR THE PURPOSES OF DETERMINING COMPLIANCE WITH THE CONDITIONS IN PARAGRAPHS (B) AND (C), THE NOMINAL VALUE OF THE SHARE OR THE RELEVANT PRICE (RESPECTIVELY) SHALL, IF NECESSARY, BE CONVERTED INTO THE CURRENCY IN WHICH THE PURCHASE IS TO BE MADE, CALCULATED BY REFERENCE TO THE SPOT RATE OF EXCHANGE BETWEEN THE CURRENCY OF THE NOMINAL VALUE OR OF THE PRICE (AS APPLICABLE) AND THE CURRENCY IN WHICH THE PURCHASE IS TO BE | ||||||||||||||
MADE, AS DISPLAYED ON THE APPROPRIATE PAGE OF THE BLOOMBERG SCREEN (OR ON THE APPROPRIATE PAGE OF SUCH OTHER INFORMATION SERVICE WHICH PUBLISHES THAT RATE FROM TIME TO TIME) AT OR AROUND 11.00AM UK TIME ON THE BUSINESS DAY BEFORE THE DAY THE COMPANY AGREES TO BUY SUCH SHARE. STANDARD CHARTERED 16 NOTICE OF ANNUAL GENERAL MEETING 2020 891413 (STANDARD CHARTERED) NOTICE OF AGM CIR (ENG) 21/03/2020 M40 P.16 THE BOARD CONSIDERS THAT THE RESOLUTIONS IN THIS NOTICE OF MEETING ARE IN THE BEST INTERESTS OF THE COMPANY AND SHAREHOLDERS AS A WHOLE AND RECOMMEND ALL SHAREHOLDERS VOTE IN FAVOUR OF ALL THE RESOLUTIONS, AS THE DIRECTORS INTEND TO DO IN RESPECT OF THEIR OWN SHARES, WITH THE EXCEPTION OF RESOLUTION 21 | ||||||||||||||
29 | THAT WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED FOR THE PURPOSE OF IDENTIFICATION BY THE GROUP CHAIRMAN, BE AND ARE HEREBY ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
30 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 2, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397601, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
ASSURED GUARANTY LTD. | ||||||||||||||
Security | G0585R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGO | Meeting Date | 06-May-2020 | |||||||||||
ISIN | BMG0585R1060 | Agenda | 935156489 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Francisco L. Borges | Management | For | For | ||||||||||
1B | Election of Director: G. Lawrence Buhl | Management | For | For | ||||||||||
1C | Election of Director: Dominic J. Frederico | Management | For | For | ||||||||||
1D | Election of Director: Bonnie L. Howard | Management | For | For | ||||||||||
1E | Election of Director: Thomas W. Jones | Management | For | For | ||||||||||
1F | Election of Director: Patrick W. Kenny | Management | For | For | ||||||||||
1G | Election of Director: Alan J. Kreczko | Management | For | For | ||||||||||
1H | Election of Director: Simon W. Leathes | Management | For | For | ||||||||||
1I | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||
1J | Election of Director: Yukiko Omura | Management | For | For | ||||||||||
2 | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
3 | To appoint PricewaterhouseCoopers LLP ("PwC") as the Company's independent auditor for the fiscal year ending December 31, 2020, and to authorize the Board of Directors, acting through its Audit Committee, to set the fees of the independent auditor. | Management | For | For | ||||||||||
4AA | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Howard W. Albert | Management | For | For | ||||||||||
4AB | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Robert A. Bailenson | Management | For | For | ||||||||||
4AC | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Russell B. Brewer II | Management | For | For | ||||||||||
4AD | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Gary Burnet | Management | For | For | ||||||||||
4AE | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Ling Chow | Management | For | For | ||||||||||
4AF | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Stephen Donnarumma | Management | For | For | ||||||||||
4AG | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Dominic J. Frederico | Management | For | For | ||||||||||
4AH | To authorize the Company to vote for Director of the Company's subsidiary, Assured Guaranty Re Ltd. ("AG Re"): Walter A. Scott | Management | For | For | ||||||||||
4B | To authorize the Company to appoint PwC as AG Re's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
BARCLAYS PLC | ||||||||||||||
Security | G08036124 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
ISIN | GB0031348658 | Agenda | 712359505 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | THAT THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE RECEIVED | Management | For | For | ||||||||||
2 | THAT THE DIRECTORS REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE APPROVED | Management | For | For | ||||||||||
3 | THAT THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019, NOW LAID BEFORE THE MEETING, BE APPROVED | Management | For | For | ||||||||||
4 | THAT DAWN FITZPATRICK BE APPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | THAT MOHAMED A. EL-ERIAN BE APPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | THAT BRIAN GILVARY BE APPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | THAT MIKE ASHLEY BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | THAT TIM BREEDON BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | THAT SIR IAN CHESHIRE BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
10 | THAT MARY ANNE CITRINO BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
11 | THAT MARY FRANCIS BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
12 | THAT CRAWFORD GILLIES BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
13 | THAT NIGEL HIGGINS BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
14 | THAT TUSHAR MORZARIA BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
15 | THAT DIANE SCHUENEMAN BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
16 | THAT JAMES STALEY BE REAPPOINTED A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
17 | THAT KPMG LLP, CHARTERED ACCOUNTANTS AND STATUTORY AUDITORS, BE REAPPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
18 | THAT THE BOARD AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, BE AUTHORIZED TO SET THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
19 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE ACT, THE COMPANY AND ANY COMPANY WHICH, AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, IS A SUBSIDIARY OF THE COMPANY, BE AND ARE HEREBY AUTHORISED TO: (A) MAKE DONATIONS TO POLITICAL PARTIES, AND/OR INDEPENDENT ELECTION CANDIDATES, NOT EXCEEDING GBP 25,000 IN TOTAL; (B) MAKE DONATIONS TO POLITICAL ORGANISATIONS, OTHER THAN POLITICAL PARTIES, NOT EXCEEDING GBP 25,000 IN TOTAL; AND (C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL, IN EACH CASE DURING THE PERIOD COMMENCING ON THE DATE OF THIS RESOLUTION AND ENDING ON THE DATE OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, UNLESS SUCH AUTHORITY HAS BEEN PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING, AND PROVIDED THAT THE MAXIMUM AMOUNTS REFERRED TO IN (A), (B) AND (C) MAY CONSIST OF SUMS IN ANY CURRENCY CONVERTED INTO POUND STERLING AT SUCH RATE AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DETERMINE. FOR THE PURPOSES OF THIS RESOLUTION, THE TERMS "POLITICAL DONATIONS" , "POLITICAL PARTIES" , "INDEPENDENT ELECTION CANDIDATES" , "POLITICAL ORGANISATIONS" AND "POLITICAL EXPENDITURE" SHALL HAVE THE MEANINGS GIVEN TO THEM IN SECTIONS 363 TO 365 OF THE ACT | Management | For | For | ||||||||||
20 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES BUT WITHOUT PREJUDICE TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 23, IF PASSED, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO: (A) ALLOT SHARES (AS DEFINED IN SECTION 540 OF THE ACT) IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,484,346,712, USD77,500,000, EUR 40,000,000 AND Y4,000,000,000; AND (B) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 | Management | For | For | ||||||||||
OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,888,693,425 (SUCH AMOUNT TO BE REDUCED BY THE AGGREGATE NOMINAL AMOUNT OF ORDINARY SHARES ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, ORDINARY SHARES IN THE COMPANY GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION 20) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES, OR SUBJECT TO SUCH RIGHTS AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR SECURITIES REPRESENTED BY DEPOSITARY RECEIPTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER, SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
21 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES, BUT WITHOUT PREJUDICE TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTIONS 22 AND 24, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 20, THE DIRECTORS BE GENERALLY AUTHORISED PURSUANT TO SECTION 570 AND SECTION 573 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED BY SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 20 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH BY VIRTUE OF SECTION 560(3) | Management | For | For | ||||||||||
OF THE ACT, IN EACH CASE AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (B) OF RESOLUTION 20, SUCH AUTHORITY SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT), AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR SECURITIES REPRESENTED BY DEPOSITARY RECEIPTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES, PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (A) OF RESOLUTION 20 AND/OR SALE OF TREASURY SHARES BY VIRTUE OF SECTION 560(3) OF THE ACT (IN EACH CASE OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT IN PARAGRAPH (A) OF THIS RESOLUTION) UP TO A NOMINAL AMOUNT OF GBP 216,652,006 REPRESENTING NO MORE THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL (EXCLUDING TREASURY SHARES) AS AT 20 MARCH 2020; COMPLIANCE WITH THAT LIMIT SHALL BE CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES (AS DEFINED IN SECTION 560 OF THE ACT) BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS, SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT THE END OF THE AGM IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, | ||||||||||||||
REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
22 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTIONS 21 AND 24, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 20, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 216,652,006 REPRESENTING NO MORE THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL (EXCLUDING TREASURY SHARES) AS AT 20 MARCH 2020; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
23 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 20, IF PASSED, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES (AS DEFINED IN SECTION 540 OF THE ACT) IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN | Management | For | For | ||||||||||
THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 825,000,000 IN RELATION TO ANY ISSUE BY THE COMPANY OR ANY MEMBER OF THE GROUP OF ECNS THAT AUTOMATICALLY CONVERT INTO OR ARE EXCHANGED FOR ORDINARY SHARES IN THE COMPANY IN PRESCRIBED CIRCUMSTANCES WHERE THE DIRECTORS CONSIDER THAT SUCH AN ISSUANCE OF ECNS WOULD BE DESIRABLE IN CONNECTION WITH, OR FOR THE PURPOSES OF, COMPLYING WITH OR MAINTAINING COMPLIANCE WITH REGULATORY CAPITAL REQUIREMENTS OR TARGETS APPLICABLE TO THE GROUP FROM TIME TO TIME, SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
24 | THAT, IN ADDITION TO ANY AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 21 AND 22, IF PASSED, AND SUBJECT TO THE PASSING OF RESOLUTION 23, THE DIRECTORS BE GENERALLY AUTHORISED PURSUANT TO SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 23, FREE OF THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING) AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
25 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE ACT) ON THE LONDON STOCK EXCHANGE OF UP TO AN AGGREGATE OF 1,733,216,055 ORDINARY SHARES OF 25P EACH IN ITS CAPITAL ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS SHALL FROM TIME TO TIME DETERMINE, AND MAY HOLD SUCH SHARES AS TREASURY SHARES, PROVIDED THAT: (A) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS NOT LESS THAN 25P; (B) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE SHALL NOT BE MORE THAN THE HIGHER OF: (I) 105% OF THE AVERAGE MARKET VALUES OF THE ORDINARY SHARES (AS DERIVED FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE) FOR THE FIVE BUSINESS DAYS PRIOR TO THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, INCLUDING WHEN THE SHARES ARE TRADED ON DIFFERENT TRADING VENUES; AND (C) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER (EXCEPT IN RELATION TO ANY PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE SUCH DATE AND WHICH WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH DATE) | Management | For | For | ||||||||||
26 | THAT THE DIRECTORS BE AUTHORISED TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2021 OR THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER | Management | For | For | ||||||||||
27 | THAT THE RULES OF THE BARCLAYS GROUP SAYE SHARE OPTION SCHEME (THE "SHARESAVE PLAN"), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 2 AND THE DRAFT RULES OF WHICH ARE PRODUCED TO THE MEETING AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION, BE AND ARE HEREBY APPROVED AND ADOPTED BY THE COMPANY AND THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO: (A) DO ALL SUCH ACTS | Management | For | For | ||||||||||
AND THINGS NECESSARY OR EXPEDIENT FOR THE PURPOSES OF IMPLEMENTING AND OPERATING THE SHARESAVE PLAN (INCLUDING AMENDING THE RULES OF THE SHARESAVE PLAN); AND (B) ESTABLISH SUCH APPENDICES, SCHEDULES, SUPPLEMENTS OR FURTHER SCHEMES BASED ON THE SHARESAVE PLAN BUT MODIFIED TO TAKE ADVANTAGE OF, OR TO COMPLY WITH, LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN JURISDICTIONS OUTSIDE THE UK, PROVIDED THAT ANY ORDINARY SHARES MADE AVAILABLE UNDER ANY SUCH APPENDICES, SCHEDULES, SUPPLEMENTS OR FURTHER SCHEMES ARE TREATED AS COUNTING AGAINST THE LIMITS AND OVERALL PARTICIPATION IN THE SHARESAVE PLAN | ||||||||||||||
28 | THAT THE RULES OF THE BARCLAYS GROUP SHARE VALUE PLAN (THE "SVP" ) BE HEREBY AMENDED TO INTRODUCE A FRENCH SCHEDULE IN ACCORDANCE WITH THE COPY OF THE RULES OF THE SVP MARKED TO SHOW THE PROPOSED AMENDMENTS, WHICH IS PRODUCED TO THE MEETING AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION, AND THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSES OF IMPLEMENTING AND GIVING EFFECT TO THE FRENCH SCHEDULE | Management | For | For | ||||||||||
29 |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| Management | For | For | ||||||||||
30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO PROMOTE THE LONG-TERM SUCCESS OF THE COMPANY, GIVEN THE RISKS AND OPPORTUNITIES ASSOCIATED WITH CLIMATE CHANGE, WE AS SHAREHOLDERS DIRECT THE COMPANY TO SET AND DISCLOSE TARGETS TO PHASE OUT THE PROVISION OF | Shareholder | Against | For | ||||||||||
FINANCIAL SERVICES, INCLUDING BUT NOT LIMITED TO PROJECT FINANCE, CORPORATE FINANCE, AND UNDERWRITING, TO THE ENERGY SECTOR (AS DEFINED BY THE GLOBAL INDUSTRY CLASSIFICATION STANDARD) AND ELECTRIC AND GAS UTILITY COMPANIES THAT ARE NOT ALIGNED WITH ARTICLES 2.1 AND 4.1 OF THE PARIS AGREEMENT ( 'THE PARIS GOALS '). THE TIMELINES FOR PHASE OUT MUST BE ALIGNED WITH THE PARIS GOALS. THE COMPANY SHOULD REPORT ON PROGRESS ON AN ANNUAL BASIS, STARTING FROM 2021 ONWARDS. DISCLOSURE AND REPORTING SHOULD BE DONE AT REASONABLE COST AND OMIT PROPRIETARY INFORMATION | ||||||||||||||
CIT GROUP INC. | ||||||||||||||
Security | 125581801 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CIT | Meeting Date | 12-May-2020 | |||||||||||
ISIN | US1255818015 | Agenda | 935151833 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Ellen R. Alemany | Management | For | For | ||||||||||
1B. | Election of Director: Michael L. Brosnan | Management | For | For | ||||||||||
1C. | Election of Director: Michael A. Carpenter | Management | For | For | ||||||||||
1D. | Election of Director: Dorene C. Dominguez | Management | For | For | ||||||||||
1E. | Election of Director: Alan Frank | Management | For | For | ||||||||||
1F. | Election of Director: William M. Freeman | Management | For | For | ||||||||||
1G. | Election of Director: R. Brad Oates | Management | For | For | ||||||||||
1H. | Election of Director: Gerald Rosenfeld | Management | For | For | ||||||||||
1I. | Election of Director: Vice Admiral John R. Ryan, USN (Ret.) | Management | For | For | ||||||||||
1J. | Election of Director: Sheila A. Stamps | Management | For | For | ||||||||||
1K. | Election of Director: Khanh T. Tran | Management | For | For | ||||||||||
1L. | Election of Director: Laura S. Unger | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as CIT's independent registered public accounting firm and external auditors for 2020. | Management | For | For | ||||||||||
3. | To recommend, by non-binding vote, the compensation of CIT's named executive officers. | Management | For | For | ||||||||||
CREDIT AGRICOLE SA | ||||||||||||||
Security | F22797108 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||
ISIN | FR0000045072 | Agenda | 712391705 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 27 APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202004102000868-44;- https://www.journal- officiel.gouv.fr/balo/document/202003252000649-37 AND-https://www.journal- officiel.gouv.fr/balo/document/202004272001048-51; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL ULR LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES TO MID 389382, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 378310 DUE TO CHANGE IN-TEXT OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
O.4 | APPROVAL OF THE TRANSFER AGREEMENT OF THE 32,953 CLASS C VISA INC PREFERENCE SHARES, HELD BY CREDIT AGRICOLE S.A., TO CREDIT AGRICOLE CIB, PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
O.5 | APPOINTMENT OF MRS. MARIE-CLAIRE DAVEU AS DIRECTOR, AS A REPLACEMENT FOR MR. CHRISTIAN STREIFF, WHO HAS REACHED THE STATUTORY AGE LIMIT | Management | For | For | ||||||||||
O.6 | APPOINTMENT OF MR. PIERRE CAMBEFORT AS DIRECTOR, AS A REPLACEMENT FOR MRS. VERONIQUE FLACHAIRE, WHO RESIGNED | Management | For | For | ||||||||||
O.7 | APPOINTMENT OF MR. PASCAL LHEUREUX AS DIRECTOR, AS A REPLACEMENT FOR MR. FRANCOIS THIBAULT, WHO HAS REACHED THE STATUTORY AGE LIMIT | Management | For | For | ||||||||||
O.8 | APPOINTMENT OF MR. PHILIPPE DE WAAL AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE BOUJUT, WHO HAS REACHED THE STATUTORY AGE LIMIT | Management | For | For | ||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. CAROLINE CATOIRE AS DIRECTOR | Management | For | For | ||||||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURENCE DORS AS DIRECTOR | Management | For | For | ||||||||||
O.11 | RENEWAL OF THE TERM OF OFFICE OF MRS. FRANCOISE GRI AS DIRECTOR | Management | For | For | ||||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MRS. CATHERINE POURRE AS DIRECTOR | Management | For | For | ||||||||||
O.13 | RENEWAL OF THE TERM OF OFFICE OF MR. DANIEL EPRON AS DIRECTOR | Management | For | For | ||||||||||
O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. GERARD OUVRIER-BUFFET AS DIRECTOR | Management | For | For | ||||||||||
O.15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
O.16 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.17 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.18 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | ||||||||||
O.19 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
O.20 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. PHILIPPE BRASSAC, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.21 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
O.22 | APPROVAL OF THE REPORT ON THE COMPENSATIONS | Management | For | For | ||||||||||
O.23 | OPINION ON THE TOTAL AMOUNT OF THE COMPENSATIONS PAID, DURING THE PAST FINANCIAL YEAR, TO EFFECTIVE MANAGERS UNDER ARTICLE L.511-13 OF THE FRENCH MONETARY AND FINANCIAL CODE AND TO THE CATEGORIES OF PERSONS IDENTIFIED UNDER ARTICLE L.511-71 OF THE MONETARY AND FINANCIAL CODE | Management | For | For | ||||||||||
O.24 | APPROVAL AND SETTING OF THE CEILING ON THE VARIABLE PART OF THE TOTAL COMPENSATION OF EFFECTIVE MANAGERS UNDER ARTICLE L.511-13 OF THE FRENCH MONETARY AND FINANCIAL CODE AND OF THE CATEGORIES OF PERSONS IDENTIFIED UNDER ARTICLE L.511 -71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | ||||||||||
O.25 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR ARRANGE FOR THE PURCHASE OF SHARES OF THE COMPANY | Management | For | For | ||||||||||
E.26 | AMENDMENT TO ARTICLE 11 OF THE BY-LAWS, RELATING TO THE COMPOSITION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
E.27 | ALIGNMENT OF THE BY-LAWS WITH THE LEGAL AND REGULATORY PROVISIONS AND VARIOUS AMENDMENTS | Management | For | For | ||||||||||
E.28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES, GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||
E.29 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES, GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH THE PUBLIC OFFERINGS REFERRED TO IN ARTICLE L.411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | ||||||||||
E.30 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES, GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERINGS OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | ||||||||||
E.31 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF THE INITIAL ISSUE IN THE EVENT OF AN ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, DECIDED PURSUANT TO THE TWENTY-EIGHTH, TWENTY-NINTH, THIRTIETH, THIRTY-SECOND, THIRTY-THIRD, THIRTY-SIXTH AND THIRTY-SEVENTH RESOLUTIONS | Management | For | For | ||||||||||
E.32 | POSSIBILITY TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, OUTSIDE PUBLIC EXCHANGE OFFERS | Management | For | For | ||||||||||
E.33 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE FOR SHARES ISSUED IN THE CONTEXT OF THE REDEMPTION OF CONTINGENT CAPITAL INSTRUMENTS (DUBBED "COCOS") PURSUANT TO THE TWENTY-NINTH AND/OR THIRTIETH RESOLUTION, WITHIN THE ANNUAL LIMIT OF 10% OF THE CAPITAL | Management | For | For | ||||||||||
E.34 | OVERALL LIMITATION ON ISSUE AUTHORIZATIONS WITH RETENTION OR CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||
E.35 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PREMIUMS OR ANY OTHER AMOUNTS | Management | For | For | ||||||||||
E.36 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES, GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF COMPANIES OF THE CREDIT AGRICOLE GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | For | For | ||||||||||
E.37 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, RESERVED FOR A CATEGORY OF BENEFICIARIES, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | For | For | ||||||||||
E.38 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Management | For | For | ||||||||||
E.39 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING OR TO BE ISSUED, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | For | For | ||||||||||
E.40 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
COMMERZBANK AG | ||||||||||||||
Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||
ISIN | DE000CBK1001 | Agenda | 712416812 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
5.1 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2020 | Management | No Action | |||||||||||
5.2 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL 2021 | Management | No Action | |||||||||||
6.1 | ELECT JUTTA DOENGES TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | ELECT FRANK CZICHOWSKI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
10 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
11 | AMEND ARTICLES RE: SPECIAL RULES FOR CONVENING A GENERAL SHAREHOLDERS MEETING FOR THE PURPOSE OF A RECOVERY | Management | No Action | |||||||||||
12 | AMEND ARTICLES RE: PARTICIPATION AND VOTING RIGHTS | Management | No Action | |||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
AEGON NV | ||||||||||||||
Security | N00927298 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | ||||||||||||
ISIN | NL0000303709 | Agenda | 712361702 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | OPENING | Non-Voting | ||||||||||||
2 | 2019 BUSINESS OVERVIEW | Non-Voting | ||||||||||||
3.1 | REPORTS OF THE BOARDS FOR 2019 | Non-Voting | ||||||||||||
3.2 | ANNUAL ACCOUNTS 2019 AND REPORT INDEPENDENT AUDITOR | Non-Voting | ||||||||||||
3.3 | REMUNERATION REPORT 2019 | Management | No Action | |||||||||||
3.4 | ADOPTION OF THE ANNUAL ACCOUNTS 2019 | Management | No Action | |||||||||||
3.5 | DIVIDEND 2019 | Non-Voting | ||||||||||||
4.1 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2019 | Management | No Action | |||||||||||
4.2 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2019 | Management | No Action | |||||||||||
5.1 | ADOPTION OF THE REMUNERATION POLICY FOR MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
5.2 | ADOPTION OF THE REMUNERATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.1 | APPOINTMENT OF MR. THOMAS WELLAUER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.2 | APPOINTMENT OF MRS. CAROLINE RAMSAY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7.1 | APPOINTMENT OF MR. LARD FRIESE AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
8.1 | PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | No Action | |||||||||||
8.2 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
8.3 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | |||||||||||
8.4 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
10 | CLOSING | Non-Voting | ||||||||||||
SOCIETE GENERALE SA | ||||||||||||||
Security | F8591M517 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | ||||||||||||
ISIN | FR0000130809 | Agenda | 712283770 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | 15 APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202003182000587-34 AND-https://www.journal- officiel.gouv.fr/balo/document/202004152000928-46; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECIEPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
O.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
O.2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019; SETTING OF THE DIVIDEND: EUR 2.20 PER SHARE | Management | No Action | |||||||||||
O.4 | APPROVAL OF THE STATUTORY AUDITORS' REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.5 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.6 | APPROVAL OF THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.7 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.8 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS PURSUANT TO SECTION II OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.9 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.10 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. FREDERIC OUDEA, CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.11 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. PHILIPPE AYMERICH, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.12 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. SEVERIN CABANNES, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.13 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. PHILIPPE HEIM, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.14 | APPROVAL OF ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MRS. DIONY LEBOT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO SECTION III OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
O.15 | ADVISORY OPINION ON THE COMPENSATION PAID IN 2019 TO THE REGULATED PERSONS REFERRED TO IN ARTICLE L. 511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
O.16 | RENEWAL OF THE TERM OF OFFICE OF MR. JUAN MARIA NIN GENOVA AS DIRECTOR | Management | No Action | |||||||||||
O.17 | APPOINTMENT OF MRS. ANNETTE MESSEMER AS DIRECTOR | Management | No Action | |||||||||||
O.18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMMON SHARES OF THE COMPANY WITHIN THE LIMIT OF 5% OF THE CAPITAL | Management | No Action | |||||||||||
E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, (I) BY THE ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES FOR A MAXIMUM NOMINAL AMOUNT OF SHARES ISSUED OF 352,000,000 EUROS, I.E. 33% OF THE CAPITAL, WITH IMPUTATION FROM THIS AMOUNT OF THOSE SET IN THE 20TH TO 25TH RESOLUTIONS, (II) AND/OR BY CAPITALIZATION, FOR A MAXIMUM NOMINAL AMOUNT OF 550 MILLION EUROS | Management | No Action | |||||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1DECREE) OF THE FRENCH MONETARY AND FINANCIAL CODE, BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES FOR A MAXIMUM | Management | No Action | |||||||||||
NOMINAL AMOUNT OF SHARES ISSUED OF 106,670,000 EUROS, I.E. 10% OF THE CAPITAL,WITH IMPUTATION OF THIS AMOUNT TO THAT SET IN THE 19TH RESOLUTION AND IMPUTATION OF THIS AMOUNT WITH THOSE SET IN THE 21ST AND 22ND RESOLUTIONS | ||||||||||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 106,670,000 EUROS, I.E. 10% OF THE CAPITAL, AND OF THE CEILINGS SET BY THE 19TH AND 20TH RESOLUTIONS, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, EXCEPT IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO PROCEED WITH THE ISSUE OF CONTINGENT DEEPLY SUBORDINATED CONVERTIBLE BONDS, WHICH WOULD BE CONVERTED INTO SHARES OF THE COMPANY IN THE EVENT THAT THE GROUP'S COMMON EQUITY TIER 1 ("CET1") RATIO FALLS BELOW A THRESHOLD SET BY THE ISSUANCE AGREEMENT, WHICH MAY NOT EXCEED 7%, WITH CANCELLATION OF PRE- EMPTIVE SUBSCRIPTION RIGHTS, BY WAY OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE) OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 106,670,000 EUROS, I.E. 10% OF THE CAPITAL, AND OF THE CEILINGS SET BY THE 19TH AND 20TH RESOLUTIONS | Management | No Action | |||||||||||
E.23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, WITH OPERATIONS TO INCREASE THE CAPITAL OR SELL SHARES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 16,000,000 EUROS, I.E. 1.5% OF THE CAPITAL, AND OF THE CEILING SET BY THE 19TH RESOLUTION | Management | No Action | |||||||||||
E.24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO ALLOCATE FREE PERFORMANCE SHARES, EXISTING OR TO BE ISSUED WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS, TO THE REGULATED PERSONS REFERRED TO IN ARTICLE L. 511-71 OF THE FRENCH MONETARY AND | Management | No Action | |||||||||||
FINANCIAL CODE OR TO SIMILAR PERSONS WHOSE VARIABLE COMPENSATION IS DEFERRED, WITHIN THE LIMITS OF 1.2% OF THE CAPITAL, OF WHICH 0.1% FOR THE EXECUTIVE CORPORATE OFFICERS OF SOCIETE GENERALE, AND THE CEILING SET BY THE 19TH RESOLUTION | ||||||||||||||
E.25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO ALLOCATE FREE PERFORMANCE SHARES, EXISTING OR TO BE ISSUED WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS, TO THE BENEFIT OF EMPLOYEES OTHER THAN THE REGULATED PERSONS REFERRED TO IN ARTICLE L. 511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE OR SIMILAR PERSONS WHOSE VARIABLE COMPENSATION IS DEFERRED, WITHIN THE LIMITS OF 0.5% OF THE CAPITAL AND THE CEILING SET BY THE 19TH RESOLUTION | Management | No Action | |||||||||||
E.26 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, WITHIN THE LIMIT OF 5% PER PERIOD OF 24 MONTHS, OWN SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
E.27 | AMENDMENT TO ARTICLE 6.2 OF THE BYLAWS, RELATING TO STATUTORY THRESHOLDS | Management | No Action | |||||||||||
E.28 | ADDITION OF AN ARTICLE 6.5 TO THE BYLAWS, RELATING TO THE PARTICIPATION OF EMPLOYEES IN THE CAPITAL | Management | No Action | |||||||||||
E.29 | AMENDMENT TO SECTIONS I AND II OF ARTICLE 7 OF THE BYLAWS, RELATING TO THE COMPOSITION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
E.30 | AMENDMENT TO ARTICLE 10 OF THE BYLAWS, RELATING TO DECISION-MAKING BY THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
E.31 | ALIGNMENT OF THE BYLAWS WITH THE LEGAL AND REGULATORY PROVISIONS AND VARIOUS EDITORIAL AMENDMENTS | Management | No Action | |||||||||||
E.32 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 20-May-2020 | |||||||||||
ISIN | US8574771031 | Agenda | 935174716 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: L. Dugle | Management | For | For | ||||||||||
1D. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1E. | Election of Director: W. Freda | Management | For | For | ||||||||||
1F. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1G. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1H. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1I. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1J. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1K. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
NN GROUP N.V. | ||||||||||||||
Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||
ISIN | NL0010773842 | Agenda | 712406481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
1 | OPENING | Non-Voting | ||||||||||||
2 | 2019 ANNUAL REPORT | Non-Voting | ||||||||||||
3.A | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
3.B | EXPLANATION OF THE PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | ||||||||||||
4.A | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
4.B | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2019 | Management | No Action | |||||||||||
5 | PROFILE OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
6.A | PROPOSAL TO REAPPOINT CLARA STREIT AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
6.B | PROPOSAL TO REAPPOINT ROBERT JENKINS AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7.A | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2019 REMUNERATION REPORT | Management | No Action | |||||||||||
7.B | PROPOSAL TO ADOPT THE REMUNERATION POLICY FOR THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
7.C | PROPOSAL TO ADOPT THE REMUNERATION POLICY AND REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
7.D | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
8.A.I | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Management | No Action | |||||||||||
8.AII | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Management | No Action | |||||||||||
8.B | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Management | No Action | |||||||||||
9 | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
10 | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
11 | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
DAH SING FINANCIAL HOLDINGS LTD | ||||||||||||||
Security | Y19182107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | ||||||||||||
ISIN | HK0440001847 | Agenda | 712493004 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042401028.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042401066.pdf | Non-Voting | ||||||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||
3.A | TO RE-ELECT MR. GARY PAK-LING WANG AS A DIRECTOR | Management | For | For | ||||||||||
3.B | TO RE-ELECT MR. EIICHI YOSHIKAWA AS A DIRECTOR | Management | Against | Against | ||||||||||
3.C | TO RE-ELECT MR. PAUL FRANZ WINKELMANN AS A DIRECTOR | Management | For | For | ||||||||||
3.D | TO RE-ELECT MR. YOSHIKAZU SHIMAUCHI AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | ||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
7 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management | For | For | ||||||||||
8 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | Management | Against | Against | ||||||||||
9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | Against | Against | ||||||||||
10 | TO APPROVE THE AMENDMENTS TO ARTICLES OF ASSOCIATION AND THE ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||||
Security | 892331307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TM | Meeting Date | 11-Jun-2020 | |||||||||||
ISIN | US8923313071 | Agenda | 935223761 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Takeshi Uchiyamada | Management | For | |||||||||||
1.2 | Election of Director: Shigeru Hayakawa | Management | For | |||||||||||
1.3 | Election of Director: Akio Toyoda | Management | For | |||||||||||
1.4 | Election of Director: Koji Kobayashi | Management | For | |||||||||||
1.5 | Election of Director: Shigeki Terashi | Management | For | |||||||||||
1.6 | Election of Director: James Kuffner | Management | For | |||||||||||
1.7 | Election of Director: Ikuro Sugawara | Management | For | |||||||||||
1.8 | Election of Director: Sir Philip Craven | Management | For | |||||||||||
1.9 | Election of Director: Teiko Kudo | Management | For | |||||||||||
2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | |||||||||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
JAPAN POST BANK CO.,LTD. | ||||||||||||||
Security | J2800C101 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2020 | ||||||||||||
ISIN | JP3946750001 | Agenda | 712704407 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Ikeda, Norito | Management | For | For | ||||||||||
1.2 | Appoint a Director Tanaka, Susumu | Management | For | For | ||||||||||
1.3 | Appoint a Director Masuda, Hiroya | Management | For | For | ||||||||||
1.4 | Appoint a Director Onodera, Atsuko | Management | For | For | ||||||||||
1.5 | Appoint a Director Akashi, Nobuko | Management | For | For | ||||||||||
1.6 | Appoint a Director Ikeda, Katsuaki | Management | For | For | ||||||||||
1.7 | Appoint a Director Chubachi, Ryoji | Management | For | For | ||||||||||
1.8 | Appoint a Director Takeuchi, Keisuke | Management | For | For | ||||||||||
1.9 | Appoint a Director Kaiwa, Makoto | Management | For | For | ||||||||||
1.10 | Appoint a Director Aihara, Risa | Management | For | For | ||||||||||
1.11 | Appoint a Director Kawamura, Hiroshi | Management | For | For | ||||||||||
1.12 | Appoint a Director Yamamoto, Kenzo | Management | For | For | ||||||||||
SHINSEI BANK,LIMITED | ||||||||||||||
Security | J7385L129 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||||
ISIN | JP3729000004 | Agenda | 712712327 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Kudo, Hideyuki | Management | For | For | ||||||||||
1.2 | Appoint a Director Kozano, Yoshiaki | Management | For | For | ||||||||||
1.3 | Appoint a Director Ernest M. Higa | Management | For | For | ||||||||||
1.4 | Appoint a Director Kawamoto, Yuko | Management | For | For | ||||||||||
1.5 | Appoint a Director Makihara, Jun | Management | For | For | ||||||||||
1.6 | Appoint a Director Murayama, Rie | Management | For | For | ||||||||||
1.7 | Appoint a Director Tomimura, Ryuichi | Management | Against | Against | ||||||||||
2 | Appoint a Corporate Auditor Nagata, Shinya | Management | For | For | ||||||||||
3.1 | Appoint a Substitute Corporate Auditor Hatano, Hiroyuki | Management | For | For | ||||||||||
3.2 | Appoint a Substitute Corporate Auditor Murakami, Kanako | Management | For | For | ||||||||||
4 | Approve Details of the Restricted-Share Compensation to be received by Outside Directors | Management | For | For | ||||||||||
5 | Shareholder Proposal: Appoint a Director James B. Rosenwald III | Shareholder | Against | For | ||||||||||
DAIWA SECURITIES GROUP INC. | ||||||||||||||
Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
ISIN | JP3502200003 | Agenda | 712705269 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1.1 | Appoint a Director Hibino, Takashi | Management | For | For | ||||||||||
1.2 | Appoint a Director Nakata, Seiji | Management | For | For | ||||||||||
1.3 | Appoint a Director Matsui, Toshihiro | Management | For | For | ||||||||||
1.4 | Appoint a Director Tashiro, Keiko | Management | For | For | ||||||||||
1.5 | Appoint a Director Ogino, Akihiko | Management | For | For | ||||||||||
1.6 | Appoint a Director Hanaoka, Sachiko | Management | For | For | ||||||||||
1.7 | Appoint a Director Kawashima, Hiromasa | Management | For | For | ||||||||||
1.8 | Appoint a Director Ogasawara, Michiaki | Management | For | For | ||||||||||
1.9 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | ||||||||||
1.10 | Appoint a Director Nishikawa, Ikuo | Management | For | For | ||||||||||
1.11 | Appoint a Director Kawai, Eriko | Management | For | For | ||||||||||
1.12 | Appoint a Director Nishikawa, Katsuyuki | Management | For | For | ||||||||||
1.13 | Appoint a Director Iwamoto, Toshio | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Equity Series Funds, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer |
Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.