UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):December 19, 2006
Tufco Technologies, Inc.
(Exact name of Registrant as specified in its charter)
| | | | | |
| Delaware | | 0-21108 | | 39-1723477 |
| | | | | |
(State or Other Jurisdiction
of Incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
| | | | | |
| PO Box 23500, Green Bay, Wisconsin | | | | 54305 |
| | | | | |
| (Address of Principal Executive Offices) | | | | (Zip Code) |
Registrant’s telephone number, including area code:920.336.0054
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 and ITEM 7.01 RESULTS OF OPERATIONS AND FINANCIAL CONDITION AND REGULATION FD DISCLOSURE.
On December 19, 2006, Tufco Technologies, Inc. issued a press release announcing financial results for the fourth quarter and fiscal year ended September 30, 2006. The information contained in the press release, which is attached as Exhibit 99.1 to this report, is incorporated by reference herein and is furnished pursuant to Item 2.02, “Results of Operations and Financial Condition” and Item 7.01, “Regulation FD Disclosure.”
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
| | | |
| Exhibit No. | | Description |
| 99.1 | | Press Release dated December 19, 2006, furnished in accordance with Items 2.02 and 7.01. |
(remainder of page intentionally left blank; signature on following page.)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| | TUFCO TECHNOLOGIES, INC.
| |
| Dated: December 21, 2006 | By: | /s/ Michael B. Wheeler | |
| | | Michael B. Wheeler | |
| | | Executive Vice President, Chief Financial
Officer and Chief Operating Officer | |
| |
INDEX TO EXHIBITS
| | | |
| EXHIBIT NO. | | DESCRIPTION |
| 99.1 | | Press Release dated December 19, 2006 |
