Guggenheim Active Allocation Fund

Fund Profile

Fund profile

Fund manager

Total assets

$792.76 mm

Liabilities

$231.62 mm

Net assets

$561.14 mm

Number of holdings

1.30 k

Top 200 of 1296 Holdings

As of Nov 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
CIFC Funding Ltd.	8.96 mm	9.00 mm principal	1.60	ABS-other	Long	Cayman Islands
Madison Park Funding LIII Ltd.	7.56 mm	7.50 mm principal	1.35	ABS-other	Long	Cayman Islands
Hotwire Funding LLC	7.35 mm	7.70 mm principal	1.31	ABS-other	Long	USA
NAA Risk Managed Real Estate Fund	7.04 mm	198.07 k shares	1.25	Common equity	Long	USA
Thunderbird A	6.79 mm	7.35 mm principal	1.21	ABS-other	Long	USA
Lightning A	6.77 mm	7.33 mm principal	1.21	ABS-other	Long	USA
NuStar Logistics, LP	6.18 mm	6.00 mm principal	1.10	Debt	Long	USA
Lyons Magnus	5.88 mm	6.07 mm principal	1.05	Loan	Long	USA
Obra Longevity	5.75 mm	5.50 mm principal	1.02	ABS-other	Long	USA
CCO Holdings LLC / CCO Holdings Capital Corp.	5.64 mm	6.50 mm principal	1.00	Debt	Long	USA
Freddie Mac	5.60 mm	5.61 mm principal	1.00	ABS-mortgage backed security	Long	USA
American Bath Group LLC	5.47 mm	5.58 mm principal	0.98	Loan	Long	USA
Gibson Brands, Inc.	5.43 mm	5.59 mm principal	0.97	Loan	Long	USA
LaserAway Intermediate Holdings II LLC	5.34 mm	5.59 mm principal	0.95	Loan	Long	USA
National Mentor Holdings, Inc.	5.11 mm	5.17 mm principal	0.91	Loan	Long	USA
MKL Markel Corporation	5.00 mm	5.00 mm shares	0.89	Preferred equity	Long	USA
Pelican Products, Inc.	5.00 mm	5.59 mm principal	0.89	Loan	Long	USA
DVA DaVita Inc.	4.87 mm	5.20 mm principal	0.87	Debt	Long	USA
Pacific Bells LLC	4.87 mm	4.86 mm principal	0.87	Loan	Long	USA
Level 3 Financing, Inc.	4.83 mm	6.10 mm principal	0.86	Debt	Long	USA
C Citigroup Inc.	4.80 mm	5.00 mm shares	0.86	Preferred equity	Long	USA
Goldman Sachs Group, Inc.	4.79 mm	5.00 mm shares	0.85	Preferred equity	Long	USA
KIOR Kior Inc	4.78 mm	5.00 mm shares	0.85	Preferred equity	Long	USA
VB-S1 Issuer LLC - VBTEL	4.78 mm	5.00 mm principal	0.85	ABS-other	Long	USA
British Telecommunications plc	4.63 mm	5.00 mm principal	0.83	Debt	Long	UK
United Wholesale Mortgage LLC	4.16 mm	4.30 mm principal	0.74	Debt	Long	USA
1011778 BC ULC / New Red Finance, Inc.	4.09 mm	4.50 mm principal	0.73	Debt	Long	Canada
US Foods, Inc.	4.05 mm	4.25 mm principal	0.72	Debt	Long	USA
Boyce Park CLO Ltd.	4.03 mm	4.00 mm principal	0.72	ABS-other	Long	Jersey
SK Invictus Intermediate II SARL	4.02 mm	4.25 mm principal	0.72	Debt	Long	Luxembourg
Altice France S.A.	3.98 mm	5.26 mm principal	0.71	Debt	Long	France
Ziggo Bond Company B.V.	3.94 mm	4.36 mm principal	0.70	Debt	Long	Netherlands
KALU Kaiser Aluminum Corporation	3.93 mm	4.35 mm principal	0.70	Debt	Long	USA
U.S. Treasury Bonds	3.91 mm	12.65 mm principal	0.70	Debt	Long	USA
OXY Occidental Petroleum Corporatio	3.74 mm	3.19 mm principal	0.67	Debt	Long	USA
VOD Vodafone Group Public Limited Company	3.70 mm	4.75 mm principal	0.66	Debt	Long	UK
Secretariat Advisors LLC	3.68 mm	3.70 mm principal	0.66	Loan	Long	USA
AP Grange Holdings	3.62 mm	3.56 mm principal	0.64	Debt	Long	Cayman Islands
Jefferies Finance LLC / JFIN Company-Issuer Corp.	3.56 mm	3.81 mm principal	0.63	Debt	Long	USA
ITT Holdings LLC	3.51 mm	3.75 mm principal	0.63	Debt	Long	USA
Palmer Square Loan Funding Ltd.	3.51 mm	3.50 mm principal	0.63	ABS-other	Long	Cayman Islands
Liberty Mutual Group, Inc.	3.40 mm	5.25 mm principal	0.61	Debt	Long	USA
UPBD Upbound Group, Inc.	3.35 mm	3.41 mm principal	0.60	Debt	Long	USA
Dun & Bradstreet Corp.	3.20 mm	3.30 mm principal	0.57	Debt	Long	USA
Merlin Buyer, Inc.	3.20 mm	3.22 mm principal	0.57	Loan	Long	USA
ASP Dream Acquisiton Co. LLC	3.19 mm	3.17 mm principal	0.57	Loan	Long	USA
BTZ BlackRock Credit Allocation Income Trust	3.19 mm	290.33 k shares	0.57	Common equity	Long	USA
EVV Eaton Vance Limited Duration Income Fund	3.15 mm	309.60 k shares	0.56	Common equity	Long	USA
Icebox Holdco III, Inc.	3.15 mm	3.12 mm principal	0.56	Loan	Long	USA
Kennedy-Wilson, Inc.	3.15 mm	3.50 mm principal	0.56	Debt	Long	USA
FSK FS KKR Capital Corp.	3.13 mm	3.30 mm principal	0.56	Debt	Long	USA
CVI CVR Energy, Inc.	3.12 mm	3.30 mm principal	0.56	Debt	Long	USA
ACRES Commercial Realty Ltd.	3.10 mm	3.25 mm principal	0.55	ABS-other	Long	Cayman Islands
BCP V Modular Services Finance II plc	3.09 mm	3.00 mm principal	0.55	Debt	Long	UK
ADT Security Corp.	3.07 mm	3.30 mm principal	0.55	Debt	Long	USA
Zayo Group Holdings Inc.	3.06 mm	3.25 mm principal	0.55	Debt	Long	USA
AthenaHealth Group, Inc.	3.06 mm	3.20 mm principal	0.55	Debt	Long	USA
PENN PENN Entertainment, Inc.	3.05 mm	3.35 mm principal	0.54	Debt	Long	USA
HIO Western Asset High Income Opportunity Fund Inc.	3.05 mm	765.34 k shares	0.54	Common equity	Long	USA
GAIA Aviation Ltd.	3.03 mm	3.22 mm principal	0.54	ABS-other	Long	Cayman Islands
Cheplapharm Arzneimittel GmbH	3.00 mm	3.13 mm principal	0.54	Debt	Long	Germany
OneMain Finance Corp.	2.96 mm	3.30 mm principal	0.53	Debt	Long	USA
Station Casinos LLC	2.94 mm	3.25 mm principal	0.52	Debt	Long	USA
Triton Water Holdings, Inc.	2.93 mm	2.91 mm principal	0.52	Loan	Long	USA
CSV Carriage Services, Inc.	2.91 mm	3.15 mm principal	0.52	Debt	Long	USA
CoBank ACB	2.85 mm	3.00 mm shares	0.51	Preferred equity	Long	USA
IRM Iron Mountain Incorporated	2.85 mm	2.94 mm principal	0.51	Debt	Long	USA
Mill City Securities Ltd.	2.85 mm	3.15 mm principal	0.51	ABS-mortgage backed security	Long	USA
GLP Capital Limited Partnership / GLP Financing II, Inc.	2.84 mm	3.25 mm principal	0.51	Debt	Long	USA
Venture Global LNG, Inc.	2.84 mm	2.55 mm principal	0.51	Debt	Long	USA
Vmed O2 UK Financing I plc	2.82 mm	3.25 mm principal	0.50	Debt	Long	UK
Jane Street Group / JSG Finance, Inc.	2.81 mm	2.70 mm principal	0.50	Debt	Long	USA
JOL Air Ltd.	2.78 mm	2.84 mm principal	0.50	ABS-other	Long	Cayman Islands
HighTower Holding LLC	2.77 mm	2.75 mm principal	0.49	Loan	Long	USA
Women's Care Holdings, Inc.	2.76 mm	2.91 mm principal	0.49	Loan	Long	USA
Eisner Advisory Group	2.75 mm	2.73 mm principal	0.49	Loan	Long	USA
NIC Acquisition Corp.	2.74 mm	3.06 mm principal	0.49	Loan	Long	USA
BHC Bausch Health Companies Inc.	2.73 mm	3.30 mm principal	0.49	Debt	Long	Canada
Florida Food Products LLC	2.71 mm	3.17 mm principal	0.48	Loan	Long	USA
NGVT Ingevity Corporation	2.69 mm	2.90 mm principal	0.48	Debt	Long	USA
Wells Fargo & Co.	2.68 mm	139.39 k shares	0.48	Preferred equity	Long	USA
Rinchem Company LLC	2.67 mm	3.13 mm principal	0.48	Loan	Long	USA
Visma AS	2.62 mm	2.50 mm principal	0.47	Loan	Long	Norway
Avalara, Inc.	2.61 mm	2.64 mm principal	0.47	Loan	Long	USA
TK Elevator US Newco, Inc.	2.59 mm	2.63 mm principal	0.46	Debt	Long	USA
Capstone Acquisition Holdings, Inc.	2.56 mm	2.57 mm principal	0.46	Loan	Long	USA
Bank of America Corp.	2.56 mm	131.50 k shares	0.46	Preferred equity	Long	USA
VLO Valero Energy Corporation	2.55 mm	3.35 mm principal	0.45	Debt	Long	USA
Cordobes Holdco SL	2.53 mm	2.40 mm principal	0.45	Loan	Long	Spain
Accident Fund Insurance Company of America	2.53 mm	2.55 mm principal	0.45	Debt	Long	USA
NVRI Enviri Corporation	2.52 mm	2.63 mm principal	0.45	Debt	Long	USA
Fontainbleau Vegas	2.50 mm	2.50 mm principal	0.45	ABS-other	Long	USA
MIWD Holdco II LLC / MIWD Finance Corp.	2.50 mm	2.60 mm principal	0.44	Debt	Long	USA
Global Partners Limited Partnership / GLP Finance Corp.	2.42 mm	2.40 mm principal	0.43	Debt	Long	USA
Blue Ribbon LLC	2.41 mm	3.44 mm principal	0.43	Loan	Long	USA
GrafTech Finance, Inc.	2.39 mm	3.20 mm principal	0.43	Debt	Long	USA
Higginbotham Insurance Agency, Inc.	2.38 mm	2.39 mm principal	0.42	Loan	Long	USA
New Enterprise Stone & Lime Company, Inc.	2.35 mm	2.30 mm principal	0.42	Debt	Long	USA
Ceamer Finance LLC	2.29 mm	2.29 mm principal	0.41	ABS-other	Long	USA
Southern Veterinary Partners LLC	2.26 mm	2.24 mm principal	0.40	Loan	Long	USA
Carlyle Global Market Strategies	2.25 mm	2.25 mm principal	0.40	ABS-other	Long	Cayman Islands
Standard Industries, Inc.	2.23 mm	2.40 mm principal	0.40	Debt	Long	USA
SCIL IV LLC / SCIL USA Holdings LLC	2.23 mm	2.25 mm principal	0.40	Debt	Long	USA
BANGL LLC	2.21 mm	2.18 mm principal	0.39	Loan	Long	USA
Arcline FM Holdings, LLC	2.20 mm	2.19 mm principal	0.39	Loan	Long	USA
SPDR S&P 500 ETF Trust Bank of America, N.A.	2.19 mm	21.50 k contracts	0.39	Equity derivative	N/A	USA
Breitling Financing SARL	2.08 mm	2.00 mm principal	0.37	Loan	Long	Luxembourg
ECPG Encore Capital Group, Inc.	2.06 mm	1.95 mm principal	0.37	Debt	Long	USA
Pactiv Evergreen Group Issuer Incorporated/Pactiv Evergreen Group Issuer LLC	2.06 mm	2.15 mm principal	0.37	Debt	Long	USA
Freddie Mac	2.06 mm	2.18 mm principal	0.37	ABS-mortgage backed security	Long	USA
Top Pressure Recovery Turbines	2.05 mm	2.04 mm principal	0.36	ABS-mortgage backed security	Long	USA
Cerberus Loan Funding XLII LLC	2.03 mm	2.00 mm principal	0.36	ABS-other	Long	USA
Cerberus Loan Funding XLIV LLC	2.03 mm	2.05 mm principal	0.36	ABS-other	Long	USA
Sotheby's/Bidfair Holdings, Inc.	2.01 mm	2.20 mm principal	0.36	Debt	Long	USA
Suburban Propane Partners Limited Partnership/Suburban Energy Finance Corp.	2.00 mm	2.20 mm principal	0.36	Debt	Long	USA
CRBG Corebridge Financial, Inc.	2.00 mm	1.95 mm principal	0.36	Debt	Long	USA
Aramark Services, Inc.	1.96 mm	2.00 mm principal	0.35	Debt	Long	USA
CMP Compass Minerals International, Inc.	1.96 mm	1.94 mm principal	0.35	Debt	Long	USA
Air Canada	1.94 mm	2.75 mm principal	0.35	Debt	Long	Canada
KDAC Aviation Finance Ltd.	1.93 mm	1.99 mm principal	0.34	ABS-other	Long	Cayman Islands
Nidda Healthcare Holding GmbH	1.91 mm	1.80 mm principal	0.34	Loan	Long	Germany
FR Refuel LLC	1.91 mm	1.94 mm principal	0.34	Loan	Long	USA
Fannie Mae	1.89 mm	1.92 mm principal	0.34	ABS-mortgage backed security	Long	USA
MB2 Dental Solutions LLC	1.89 mm	1.89 mm principal	0.34	Loan	Long	USA
Illuminate Buyer LLC / Illuminate Holdings IV, Inc.	1.88 mm	1.85 mm principal	0.33	Debt	Long	USA
HAH Group Holding Co. LLC	1.87 mm	1.89 mm principal	0.33	Loan	Long	USA
Freddie Mac	1.84 mm	1.87 mm principal	0.33	ABS-mortgage backed security	Long	USA
The Facilities Group	1.81 mm	1.84 mm principal	0.32	Loan	Long	USA
THS TreeHouse Foods, Inc.	1.81 mm	2.00 mm principal	0.32	Debt	Long	USA
NFM & J LLC	1.78 mm	1.81 mm principal	0.32	Loan	Long	USA
Precise Midco B.V.	1.77 mm	1.67 mm principal	0.32	Loan	Long	Netherlands
McGraw-Hill Education, Inc.	1.76 mm	1.80 mm principal	0.31	Debt	Long	USA
Neuberger Berman Loan Advisers CLO 47 Ltd.	1.76 mm	1.75 mm principal	0.31	ABS-other	Long	Cayman Islands
Hunt Companies, Inc.	1.75 mm	1.85 mm principal	0.31	Debt	Long	USA
TLP Transmontaigne Partners L.P.	1.74 mm	1.75 mm principal	0.31	Debt	Long	USA
Alexander Mann	1.72 mm	1.78 mm principal	0.31	Loan	Long	UK
McGraw-Hill Education, Inc.	1.72 mm	1.70 mm principal	0.31	Debt	Long	USA
Medline Borrower, LP	1.71 mm	1.75 mm principal	0.30	Debt	Long	USA
CDW LLC / CDW Finance Corp.	1.70 mm	1.90 mm principal	0.30	Debt	Long	USA
Atlantic Marine Corporations Communities LLC	1.68 mm	2.01 mm principal	0.30	Debt	Long	USA
Fertitta Entertainment LLC	1.66 mm	1.66 mm principal	0.30	Loan	Long	USA
CRS Carpenter Technology Corporation	1.66 mm	1.60 mm principal	0.30	Debt	Long	USA
POST Post Holdings, Inc.	1.66 mm	1.70 mm principal	0.30	Debt	Long	USA
STWD Starwood Property Trust, Inc.	1.66 mm	1.70 mm principal	0.30	Debt	Long	USA
BX Trust	1.65 mm	1.65 mm principal	0.29	ABS-mortgage backed security	Long	USA
Midwest Veterinary Partners LLC	1.65 mm	1.65 mm principal	0.29	Loan	Long	USA
Datix Bidco Ltd.	1.65 mm	1.30 mm principal	0.29	Loan	Long	USA
SIGI Selective Insurance Group, Inc.	1.64 mm	85.54 k shares	0.29	Preferred equity	Long	USA
Fannie Mae	1.64 mm	1.73 mm principal	0.29	ABS-mortgage backed security	Long	USA
TIBX TIBCO Software Inc	1.63 mm	1.66 mm principal	0.29	Debt	Long	USA
WNC Wabash National Corporation	1.63 mm	1.75 mm principal	0.29	Debt	Long	USA
PlayCore	1.61 mm	1.59 mm principal	0.29	Loan	Long	USA
BAC Bank of America Corporation	1.59 mm	1.65 mm shares	0.28	Preferred equity	Long	USA
RAI Reynolds American Inc	1.59 mm	1.55 mm principal	0.28	Debt	Long	USA
BXHPP Trust	1.59 mm	1.70 mm principal	0.28	ABS-mortgage backed security	Long	USA
Owl Rock CLO I LLC	1.58 mm	1.55 mm principal	0.28	ABS-other	Long	USA
RCI Rogers Communications Inc.	1.58 mm	1.60 mm principal	0.28	Debt	Long	Canada
Total Webhosting Solutions B.V.	1.57 mm	1.50 mm principal	0.28	Loan	Long	Netherlands
Rocket Mortgage LLC / Rocket Mortgage Company-Issuer, Inc.	1.57 mm	1.80 mm principal	0.28	Debt	Long	USA
Scientific Games Holdings Limited Partnership/Scientific Games US FinCo, Inc.	1.56 mm	1.60 mm principal	0.28	Debt	Long	USA
Fertitta Entertainment LLC / Fertitta Entertainment Finance Company, Inc.	1.55 mm	1.65 mm principal	0.28	Debt	Long	USA
FS Rialto 2024-FL9 Issuer LLC	1.55 mm	1.55 mm principal	0.28	ABS-other	Long	USA
Cerberus Loan Funding XLV LLC	1.54 mm	1.50 mm principal	0.28	ABS-other	Long	USA
Fannie Mae	1.54 mm	1.64 mm principal	0.27	ABS-mortgage backed security	Long	USA
BLDR Builders FirstSource, Inc.	1.53 mm	1.50 mm principal	0.27	Debt	Long	USA
Claudius Finance Parent SARL	1.53 mm	1.45 mm principal	0.27	Loan	Long	Luxembourg
Ares Direct Lending CLO 2 LLC	1.53 mm	1.50 mm principal	0.27	ABS-other	Long	Cayman Islands
Boyne USA, Inc.	1.53 mm	1.60 mm principal	0.27	Debt	Long	USA
Global Atlantic Finance Co.	1.53 mm	1.75 mm principal	0.27	Debt	Long	USA
Altice France S.A.	1.52 mm	2.00 mm principal	0.27	Debt	Long	France
Cushman & Wakefield US Borrower LLC	1.52 mm	1.50 mm principal	0.27	Debt	Long	USA
CLW Clearwater Paper Corporation	1.51 mm	1.61 mm principal	0.27	Debt	Long	USA
CROX Crocs, Inc.	1.51 mm	1.63 mm principal	0.27	Debt	Long	USA
Iron Mountain Information Management Services, Inc.	1.51 mm	1.60 mm principal	0.27	Debt	Long	USA
Homestead Spe Issuer LLC	1.50 mm	1.50 mm principal	0.27	Debt	Long	USA
PRS Prudential Financial, Inc. 5.62	1.49 mm	1.55 mm principal	0.27	Debt	Long	USA
Deuce FinCo plc	1.49 mm	1.20 mm principal	0.27	Debt	Long	UK
LCPR Senior Secured Financing DAC	1.48 mm	1.63 mm principal	0.26	Debt	Long	USA
Alliant Holdings Intermediate LLC / Alliant Holdings Company-Issuer	1.46 mm	1.45 mm principal	0.26	Debt	Long	USA
Kestra Advisor Services Holdings A, Inc.	1.46 mm	1.45 mm principal	0.26	Loan	Long	USA
BPL Buckeye Partners L.P.	1.46 mm	1.65 mm principal	0.26	Debt	Long	USA
Nexus Buyer LLC	1.45 mm	1.45 mm principal	0.26	Loan	Long	USA
Allwyn Entertainment Financing UK plc	1.45 mm	1.40 mm principal	0.26	Debt	Long	UK
Broadcom Pte. Ltd.	1.44 mm	1.75 mm principal	0.26	Debt	Long	USA
Castor S.p.A.	1.43 mm	1.40 mm principal	0.26	Debt	Long	Italy
AmFam Holdings, Inc.	1.43 mm	2.30 mm principal	0.26	Debt	Long	USA
CPI CG, Inc.	1.43 mm	1.35 mm principal	0.25	Debt	Long	USA
Cobham Ultra SeniorCo SARL	1.43 mm	1.45 mm principal	0.25	Loan	Long	Luxembourg
Pimente Investissement S.A.S.	1.43 mm	1.35 mm principal	0.25	Loan	Long	France
SCS Steelcase Inc.	1.41 mm	1.45 mm principal	0.25	Debt	Long	USA
Neuberger Berman Loan Advisers CLO 57 Ltd.	1.41 mm	1.60 mm principal	0.25	ABS-other	Long	Cayman Islands
Fugue Finance LLC	1.41 mm	1.40 mm principal	0.25	Loan	Long	USA
Fannie Mae	1.40 mm	1.49 mm principal	0.25	ABS-mortgage backed security	Long	USA
Michael Baker International LLC	1.40 mm	1.40 mm principal	0.25	Loan	Long	USA
Engineering Research And Consulting LLC	1.40 mm	1.40 mm principal	0.25	Loan	Long	USA
Curriculum Associates LLC	1.40 mm	1.40 mm principal	0.25	Loan	Long	USA
Switch ABS Issuer LLC	1.39 mm	1.40 mm principal	0.25	ABS-other	Long	USA
Apttus Corp.	1.39 mm	1.38 mm principal	0.25	Loan	Long	USA
TeamSystem S.p.A.	1.38 mm	1.30 mm principal	0.25	Debt	Long	Italy
Albion Financing 3 SARL	1.38 mm	1.30 mm principal	0.25	Loan	Long	Luxembourg