| Security | $Holding | Balance | % of Fund | Category | Position | Country |
|---|---|---|---|---|---|---|
| HSBC SECURITIES USA INC | 507.00 k | 507.00 k principal | 22.36 | Repurchase agreement | Long | USA |
| SOCIETE GENERALE | 439.00 k | 439.00 k principal | 19.36 | Repurchase agreement | Long | USA |
| NATWEST MARKETS PLC | 389.00 k | 389.00 k principal | 17.16 | Repurchase agreement | Long | USA |
| UMB FINANCIAL CORP | 302.00 k | 302.00 k principal | 13.32 | Repurchase agreement | Long | USA |
| CREDIT AGRICOLE CIB NY | 243.00 k | 243.00 k principal | 10.72 | Repurchase agreement | Long | USA |
| ROYAL BANK OF CANADA | 194.00 k | 194.00 k principal | 8.56 | Repurchase agreement | Long | USA |
|
TOTAL RETURN SWAP AGREEMENT BASED ON THE S&P CHINA SELECT ADR INDEX (USD)
UBS SECURITIES LLC
|
92.74 k | -802.50 other units | 4.09 | Equity derivative | N/A | USA |
|
TOTAL RETURN SWAP AGREEMENT BASED ON THE S&P CHINA SELECT ADR INDEX (USD)
GOLDMAN SACHS GROUP, INC
|
81.66 k | -531.43 other units | 3.60 | Equity derivative | N/A | USA |
