RIVERPARK STRATEGIC INCOME FUND

Fund Profile

Fund profile

Tickers

RSIIX, RSIVX

Fund manager

RiverPark Long/Short Opportunity Fd Inst

Total assets

$253.95 mm

Liabilities

$11.59 mm

Net assets

$242.36 mm

Number of holdings

137.00

137 Holdings

As of Mar 2023

Security	$Holding	Balance	% of Fund	Category	Position	Country
BROWN BROTHERS HARRIMAN SWEEP INTEREST	14.87 mm	14.87 mm principal	6.14	Short-term investment vehicle	Long	USA
INFRABUILD AUSTRALIA PTY LTD 144A 12.000000% 10/01/2024	8.80 mm	9.19 mm principal	3.63	Debt	Long	Australia
IEA ENERGY SERVICES LLC 144A 6.625000% 08/15/2029	6.41 mm	6.72 mm principal	2.65	Debt	Long	USA
STONEX GROUP INC 144A 8.625000% 06/15/2025	5.72 mm	5.69 mm principal	2.36	Debt	Long	USA
HAWAIIAN AIRLINES 2013-1 CLASS A PASS THROUGH CERT 3.900000% 01/15/2026	5.19 mm	5.78 mm principal	2.14	Debt	Long	USA
HP INC 0% CP 24/04/2023 COMMERCIAL PAPER (ISITC)	5.14 mm	5.16 mm principal	2.12	ABS-asset backed commercial paper	Long	USA
CROWN CASTLE INTL CORP 0% CP 04/13/2023 04/13/2023	5.12 mm	5.13 mm principal	2.11	ABS-asset backed commercial paper	Long	USA
FMC CORP 0 CP 4/27/2023	4.83 mm	4.85 mm principal	1.99	ABS-asset backed commercial paper	Long	USA
COLUMBIA CARE INC 9.500000% 02/03/2026	4.68 mm	5.07 mm principal	1.93	Debt	Long	Canada
Chobani 10/20 TLB 10/25/2027	4.62 mm	4.66 mm principal	1.90	Loan	Long	USA
GLENCORE FDG LLC 0% CP 04/05/2023 COMMERCIAL PAPER (ISITC)	4.58 mm	4.58 mm principal	1.89	ABS-asset backed commercial paper	Long	USA
INOTIV TL LIEN 1 11/05/2026 AND 7.25%	4.54 mm	4.73 mm principal	1.87	Loan	Long	USA
MOUNTAINEER MERGER CORP 10/26/2028	4.49 mm	5.99 mm principal	1.85	Loan	Long	USA
INNOVATE CORP 144A 8.500000% 02/01/2026	4.48 mm	5.77 mm principal	1.85	Debt	Long	USA
CLEAR CHANNEL INTERNATIONAL BV 144A 6.625000% 08/01/2025	4.46 mm	4.58 mm principal	1.84	Debt	Long	UK
Casino Guichard 3/21 8/31/2025	4.33 mm	5.36 mm principal	1.79	Loan	Long	France
GO NORTH GROUP AB VARIABLE RATE 02/09/2026	4.24 mm	4.23 mm principal	1.75	Debt	Long	Sweden
CENGAGE LEARNING, INC. 7/14/2026	4.14 mm	4.48 mm principal	1.71	Loan	Long	USA
TALEN ENERGY SUPPLY LLC 144A 6.625000% 01/15/2028	4.13 mm	4.06 mm principal	1.70	Debt	Long	USA
NGL ENERGY OPERATING LLC / NGL ENERGY FINANCE CORP 7.500000% 02/01/2026	4.11 mm	4.26 mm principal	1.70	Debt	Long	USA
INTL FLAVORS & FRAGRANCE 0% CP 04/14/2023	4.04 mm	4.05 mm principal	1.67	ABS-asset backed commercial paper	Long	USA
TACORA RESOURCES INC 144A 8.250000% 05/15/2026	3.94 mm	5.20 mm principal	1.63	Debt	Long	Canada
COPPER MOUNTAIN MINING CORP 144A 8.000000% 04/09/2026	3.85 mm	4.03 mm principal	1.59	Debt	Long	Canada
ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE C 4.750000% 09/15/2024	3.78 mm	3.87 mm principal	1.56	Debt	Long	USA
Leafly Holdings, Inc.	3.77 mm	4.16 mm principal	1.55	Debt	Long	USA
WALGREENS BOOTS ALLIANCE INC 0% CP 05/05/2023 05/05/2023	3.76 mm	3.79 mm principal	1.55	ABS-asset backed commercial paper	Long	USA
TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 06/01/2028	3.68 mm	3.58 mm principal	1.52	Debt	Long	USA
LINKEM SPA 144A VARIABLE RATE 08/09/2023	3.68 mm	3.40 mm principal	1.52	Debt	Long	Italy
BUZZFEED INC 144A 8.500000% 12/03/2026	3.52 mm	5.40 mm principal	1.45	Debt	Long	USA
FLOATEL INTERNATIONAL LTD 144A 11.250000% 03/23/2026	3.38 mm	3.35 mm principal	1.39	Debt	Long	Sweden
CONNECT FINCO SARL / CONNECT US FINCO LLC 144A 6.750000% 10/01/2026	3.22 mm	3.42 mm principal	1.33	Debt	Long	UK
FIRST BRANDS GROUP, LLC 3/30/2028	2.99 mm	3.39 mm principal	1.23	Loan	Long	USA
WALGREENS 0% CP 5/12/2023 COMMERCIAL PAPER (ISITC)	2.99 mm	3.01 mm principal	1.23	ABS-asset backed commercial paper	Long	USA
CROCS 1/22 2/20/2029	2.98 mm	3.00 mm principal	1.23	Loan	Long	USA
QUARTERNORTH ENERGY HOLD. 8/27/2026	2.96 mm	2.98 mm principal	1.22	Loan	Long	USA
WARNERMEDIA HOLDINGS INC 144A 5.050000% 03/15/2042	2.94 mm	3.52 mm principal	1.21	Debt	Long	USA
FIDELITY NATL INFO SVCS INC 0% CP 04/04/2023	2.82 mm	2.82 mm principal	1.16	ABS-asset backed commercial paper	Long	USA
GETTY IMAGES INC 144A 9.750000% 03/01/2027	2.57 mm	2.57 mm principal	1.06	Debt	Long	USA
GENERAL MOTORS FINL CO 0 CP 5/15/2023	2.49 mm	2.50 mm principal	1.03	ABS-asset backed commercial paper	Long	USA
GETTY IMAGES 2/19/2026	2.36 mm	2.36 mm principal	0.97	Loan	Long	USA
FOSL Fossil Group, Inc.	2.35 mm	130.34 k shares	0.97	Preferred equity	Long	USA
CP BROOKFIELD INFRASTRUCTURE 0% 4/11/23 COMMERCIAL PAPER (ISITC)	2.32 mm	2.32 mm principal	0.96	ABS-asset backed commercial paper	Long	USA
SKILL BIDCO APS VARIABLE RATE 03/02/2028	2.29 mm	2.18 mm principal	0.94	Debt	Long	Denmark
CTO CTO Realty Growth, Inc.	2.23 mm	129.04 k shares	0.92	Common equity	Long	USA
FIVE POINT OPERATING CO LP / FIVE POINT CAPITAL CO 7.875000% 11/15/2025	2.21 mm	2.45 mm principal	0.91	Debt	Long	USA
RA PARENT INC DUMMY CUSIP	2.13 mm	32.78 shares	0.88	Common equity	Long	USA
LR GLOBAL HOLDING GMBH VARIABLE RATE 02/03/2025	2.05 mm	2.13 mm principal	0.85	Debt	Long	Germany
MIME PETROLEUM AS 13.00 09/17/2025	1.95 mm	1.93 mm principal	0.80	Debt	Long	Norway
Lionsgate Studios Corp.	1.85 mm	182.53 k shares	0.76	Common equity	Long	USA
INTERNATIONAL PETROLEUM CORP 144A 7.250000% 02/01/2027	1.83 mm	1.95 mm principal	0.75	Debt	Long	Canada
FOXTROT ESCROW ISSUER LLC / FOXTROT ESCROW CORP 14 12.250000% 11/15/2026	1.79 mm	2.01 mm principal	0.74	Debt	Long	USA
99 ESCROW ISSUER INC 144A 7.500000% 01/15/2026	1.68 mm	4.19 mm principal	0.69	Debt	Long	USA
XPO CNW INC 6.700000% 05/01/2034	1.66 mm	1.84 mm principal	0.69	Debt	Long	USA
ANAGRAM INTERNATIONAL INC / ANAGRAM HOLDINGS LLC 1 15.000000% 08/15/2025	1.59 mm	1.63 mm principal	0.66	Debt	Long	USA
American Greeti TL 4/6/28 4/6/2028	1.43 mm	1.47 mm principal	0.59	Loan	Long	USA
STOCKWIK FORVALTNING AB MTN VARIABLE RATE 03/20/2026	1.43 mm	15.00 mm principal	0.59	Debt	Long	Sweden
First Brands Group, LLC 3/30/2027	1.42 mm	1.49 mm principal	0.59	Loan	Long	USA
GREENFIRE RESOURCES INC 144A 12.000000% 08/15/2025	1.42 mm	1.33 mm principal	0.59	Debt	Long	Canada
TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 05/15/2027	1.40 mm	1.36 mm principal	0.58	Debt	Long	USA
American Greetings Corp	1.38 mm	1.40 mm principal	0.57	Debt	Long	USA
UPHL UpHealth, Inc.	1.35 mm	4.59 mm principal	0.56	Debt	Long	USA
PROSOMNUS HOLDINGS INC FLOAT CONVERTIBLE BOND 9% 04/06/2026	1.30 mm	1.51 mm principal	0.54	Debt	Long	USA
GIII G-III Apparel Group, Ltd.	1.30 mm	1.38 mm principal	0.54	Debt	Long	USA
AMERICAN GREETINGS 4/6/2024	1.25 mm	1.26 mm principal	0.52	Loan	Long	USA
NGL NGL Energy Partners LP	1.24 mm	56.61 k shares	0.51	Preferred equity	Long	USA
NGL ENERGY PARTNERS LP / NGL ENERGY FINANCE CORP 7.500000% 11/01/2023	1.21 mm	1.21 mm principal	0.50	Debt	Long	USA
LIFEFIT GROUP MIDCO GMBH MTN VARIABLE RATE 07/26/2023	1.21 mm	1.16 mm principal	0.50	Debt	Long	Germany
FIDELITY NATL INFO SVCS INC 0% CP 04/03/2023	1.12 mm	1.12 mm principal	0.46	ABS-asset backed commercial paper	Long	USA
Real Alloy 2L Exit Term Loan 11/29/2018	1.10 mm	1.10 mm principal	0.45	Loan	Long	USA
CONDUENT BUSINESS SERVICES LLC / CONDUENT STATE & 6.000000% 11/01/2029	970.78 k	1.23 mm principal	0.40	Debt	Long	USA
INNOVATE CORP 144A 8.500000% 02/01/2026	953.49 k	1.23 mm principal	0.39	Debt	Long	USA
SAR Saratoga Investment Corp.	947.78 k	40.77 k shares	0.39	Preferred equity	Long	USA
TREE LendingTree, Inc.	922.73 k	1.23 mm principal	0.38	Debt	Long	USA
Fogo de Chao Inc. 7/4/2025	847.53 k	872.25 k principal	0.35	Loan	Long	USA
BTMD biote Corp.	837.34 k	135.27 k shares	0.35	Common equity	Long	USA
FINANCIALS ACQUISITIO-DI W/I COMMON STOCK	823.34 k	64.49 k shares	0.34	Common equity	Long	UK
JACKTEL AS 144A 10.000000% 12/04/2023	777.74 k	840.80 k principal	0.32	Debt	Long	Norway
MHH HOLDING BV VARIABLE RATE 02/10/2025	777.24 k	762.00 k principal	0.32	Debt	Long	Netherlands
AKER HORIZONS ASA VARIABLE RATE 08/15/2025	775.21 k	8.50 mm principal	0.32	Debt	Long	Norway
LINK MOBILITY GROUP HOLDING ASA 3.375000% 12/15/2025	741.80 k	800.00 k principal	0.31	Debt	Long	Norway
ALTERA SHUTTLE TANKERS LLC 9.500000% 12/15/2025	720.00 k	800.00 k principal	0.30	Debt	Long	USA
CLEAR CHANNEL INTERNATIONAL BV 144A 6.625000% 08/01/2025	711.89 k	731.00 k principal	0.29	Debt	Long	UK
SFL CORP LTD 8.875000% 02/01/2027	673.75 k	700.00 k principal	0.28	Debt	Long	Norway
IMPALA BONDCO PLC VARIABLE RATE 10/20/2024	657.58 k	7.50 mm principal	0.27	Debt	Long	UK
ELEVATE TEXTILES, INC. 5/1/2024	636.86 k	1.10 mm principal	0.26	Loan	Long	USA
QUARTERNORTH ENERGY INC DUMMY CUSIP	577.81 k	4.19 k shares	0.24	Common equity	Long	USA
DXC DXC Technology Company	569.18 k	672.00 k principal	0.23	Debt	Long	USA
AZERION HOLDING BV 7.250000% 04/28/2024	539.85 k	500.00 k principal	0.22	Debt	Long	Netherlands
The Chefs' Warehouse 8/22 TL 8/17/2029	536.39 k	539.53 k principal	0.22	Loan	Long	USA
TRANSOCEAN INC 144A 8.750000% 02/15/2030	418.57 k	410.00 k principal	0.17	Debt	Long	USA
DUETT SOFTWARE GROUP AS VARIABLE RATE 04/12/2026	416.39 k	4.59 mm principal	0.17	Debt	Long	Norway
RACKSPACE TECHNOLOGY GLOBAL, INC. 2/15/2028	327.45 k	614.00 k principal	0.14	Loan	Long	USA
GEMMACERT LTD TL 05/19/24 5/19/2024	321.60 k	458.75 k principal	0.13	Loan	Long	USA
BTMD biote Corp.	267.79 k	43.26 k shares	0.11	Common equity	Long	USA
MIME PETROLEUM AS 10.250000% 11/10/2026	242.00 k	440.00 k principal	0.10	Debt	Long	Norway
FIRST BRANDS GROUP, LLC 3/30/2027	174.55 k	182.00 k principal	0.07	Loan	Long	USA
VZ Verizon Communications Inc.	163.34 k	4.20 k shares	0.07	Common equity	Long	USA
HERCULES ACHIEVEMENT INC / VARSITY BRANDS HOLDING VARIABLE RATE 12/22/2024	153.05 k	160.00 k principal	0.06	Debt	Long	USA
PROSOMNUS HOLDINGS INC	130.58 k	33.42 k shares	0.05	Common equity	Long	USA
LEGATO MERGER CORP II SPONSOR SHARES DUMMY ID	108.46 k	17.22 k shares	0.04	Common equity	Long	USA
GTX Garrett Motion Inc.	100.39 k	11.29 k shares	0.04	Preferred equity	Long	Switzerland
ARBK Argo Blockchain plc	56.74 k	8.48 k shares	0.02	Preferred equity	Long	UK
MIME PETROLEUM AS 13.50000% 03/21/2083	55.00 k	110.00 k principal	0.02	Debt	Long	Norway
KORE KORE Group Holdings, Inc.	39.23 k	32.16 k shares	0.02	Common equity	Long	USA
MIME PETROLEUM AS 0.00 03/17/2099	32.02 k	1.93 mm principal	0.01	Debt	Long	Norway
PROSOMNUS HOLDINGS INC WARRANTS 04/06/2026	17.92 k	151.26 k principal	0.01	Structured note	Long	USA
SCTY Monitronics International Inc	10.40 k	208.00 k shares	0.00	Common equity	Long	USA
FINANCIALS ACQUISITION CORP WT EXPIRATION: 04/04/27	1.22 k	33.09 k contracts	0.00	Equity derivative	N/A	Cayman Islands
ALPHA PARTNERS TECH FOUNDER SHARES DUMMY SECURITY	1.10 k	8.59 k shares	0.00	Common equity	Long	USA
REVELSTONE CAPITAL ACQ CORP FOUNDER SHAR DUMMY SECURITY	822.39	5.93 k shares	0.00	Common equity	Long	USA
LFLY Leafly Holdings, Inc.	742.98	21.23 k contracts	0.00	Equity derivative	N/A	USA
APMI AxonPrime Infrastructure Acquisition Corp	660.80	4.00 k shares	0.00	Common equity	Long	USA
PARABELLUM ACQUISITION CORP FOUNDER SHARES DUMMY SECURITY	196.71	19.67 k shares	0.00	Common equity	Long	USA
MIME PETROLEUM AS 0.00000% 03/21/2083	162.43	4.10 k principal	0.00	Debt	Long	Norway
BERENSON ACQUISITION CORP FOUNDER SHARES DUMMY SECURITY	37.71	12.57 k shares	0.00	Common equity	Long	USA
MCDERMOTT INTERNATIONAL WARRANTS 12.33 STRIKE	25.83	258.27 k shares	0.00	Common equity	Long	USA
GEMMACERT LTD PRIVATE WARRANTS 05/19/24	2.11	21.14 k shares	0.00	Common equity	Long	USA
MCDERMOTT INTERNATIONAL WARRANTS 15.98 STRIKE	0	286.96 k shares	0.00	Common equity	Long	USA
MIME PETROLEUM AS 0% BDS PERP NOK1	0	1.93 mm shares	0.00	Common equity	Long	Norway
BZFD US 06/16/23 C6 SHORT	-560.00	-56.00 contracts	-0.00	Equity derivative	N/A	USA
FX Forward Contract: USD/NOK SETTLE 2023-04-05 BROWN BROTHERS	-7.40 k	1.00 contracts	-0.00	DFE	N/A	USA
WBD US 09/15/23 P12.5 SHORT	-9.38 k	-102.00 contracts	-0.00	Equity derivative	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-12.39 k	1.00 contracts	-0.01	DFE	N/A	USA
FX Forward Contract: USD/NOK SETTLE 2023-04-05 BROWN BROTHERS	-13.82 k	1.00 contracts	-0.01	DFE	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-17.77 k	1.00 contracts	-0.01	DFE	N/A	USA
FX Forward Contract: USD/SEK SETTLE 2023-04-05 BROWN BROTHERS	-19.32 k	1.00 contracts	-0.01	DFE	N/A	USA
CTO US 04/21/23 P17.5 SHORT	-28.22 k	-209.00 contracts	-0.01	Equity derivative	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-28.81 k	1.00 contracts	-0.01	DFE	N/A	USA
FX Forward Contract: USD/GBP SETTLE 2023-04-05 BROWN BROTHERS	-31.32 k	1.00 contracts	-0.01	DFE	N/A	USA
HYG US 04/21/23 C74 SHORT	-33.44 k	-209.00 contracts	-0.01	Equity derivative	N/A	USA
FX Forward Contract: USD/SEK SETTLE 2023-04-05 BROWN BROTHERS	-39.31 k	1.00 contracts	-0.02	DFE	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-48.49 k	1.00 contracts	-0.02	DFE	N/A	USA
HYG US 05/19/23 C75 LONG	-52.96 k	-417.00 contracts	-0.02	Equity derivative	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-54.20 k	1.00 contracts	-0.02	DFE	N/A	USA
FX Forward Contract: USD/EUR SETTLE 2023-04-05 BROWN BROTHERS	-87.43 k	1.00 contracts	-0.04	DFE	N/A	USA
CAG Conagra Brands, Inc.	-1.06 mm	-1.00 mm principal	-0.44	Debt	Short	USA
PEP PepsiCo, Inc.	-1.24 mm	-1.64 mm principal	-0.51	Debt	Short	USA