Polen DDJ Opportunistic High Yield Fund

Fund Profile

Fund profile

Tickers

DDJCX, DDJRX, DDJIX

Fund manager

ALPS Series Trust

Total assets

$293.42 mm

Liabilities

$4.89 mm

Net assets

$288.54 mm

Number of holdings

103.00

103 Holdings

As of Jun 2023

Security	$Holding	Balance	% of Fund	Category	Position	Country
CENX Century Aluminum Company	11.76 mm	12.42 mm principal	4.08	Debt	Long	USA
HUB International, Ltd.	11.59 mm	11.61 mm principal	4.02	Debt	Long	USA
Baffinland Iron Mines Corp. / Baffinland Iron Mines LP	9.10 mm	9.49 mm principal	3.15	Debt	Long	Canada
CNT Holdings I Corp	8.31 mm	8.62 mm principal	2.88	Loan	Long	USA
NFP Corp.	8.26 mm	9.50 mm principal	2.86	Debt	Long	USA
Asurion LLC	8.21 mm	9.76 mm principal	2.85	Loan	Long	USA
Titan Acquisition, Ltd. / Titan Co.-Borrower LLC	7.95 mm	8.75 mm principal	2.76	Debt	Long	USA
Learning Care Group No. 2, Inc.	7.35 mm	7.35 mm principal	2.55	Loan	Long	USA
AssuredPartners, Inc.	7.27 mm	7.35 mm principal	2.52	Debt	Long	USA
THC Tenet Healthcare Corporation	7.22 mm	7.49 mm principal	2.50	Debt	Long	USA
MSILF Treasury Securities Portfolio	6.73 mm	6.73 mm shares	2.33	Short-term investment vehicle	Long	USA
Brand Energy & Infrastructure Services, Inc.	6.67 mm	6.75 mm principal	2.31	Loan	Long	USA
F Ford Motor Company	5.82 mm	5.00 mm principal	2.02	Debt	Long	USA
Dornoch Debt Merger Sub, Inc.	5.66 mm	6.93 mm principal	1.96	Debt	Long	USA
Oscar AcquisitionCo LLC / Oscar Finance, Inc.	5.52 mm	6.00 mm principal	1.91	Debt	Long	USA
Surgery Center Holdings, Inc.	5.35 mm	5.35 mm principal	1.85	Loan	Long	USA
UBER Uber Technologies, Inc.	5.22 mm	5.66 mm principal	1.81	Debt	Long	USA
Ten-X LLC	5.22 mm	5.48 mm principal	1.81	Loan	Long	USA
MH Sub I LLC	4.93 mm	5.63 mm principal	1.71	Loan	Long	USA
Trident TPI Holdings, Inc.	4.78 mm	4.60 mm principal	1.66	Debt	Long	USA
Presidio Holdings, Inc.	4.56 mm	4.78 mm principal	1.58	Debt	Long	USA
F Ford Motor Company	4.46 mm	4.18 mm principal	1.55	Debt	Long	USA
Cano Health LLC	4.41 mm	7.03 mm principal	1.53	Debt	Long	USA
PACKAGING COORDINATORS MIDCO, INC., TL	4.35 mm	4.41 mm principal	1.51	Loan	Long	USA
SRS Distribution, Inc.	4.18 mm	4.84 mm principal	1.45	Debt	Long	USA
Surgery Center Holdings, Inc.	3.77 mm	3.69 mm principal	1.31	Debt	Long	USA
BGS B&G Foods, Inc.	3.73 mm	3.90 mm principal	1.29	Debt	Long	USA
GTLS Chart Industries, Inc.	3.70 mm	3.48 mm principal	1.28	Debt	Long	USA
UKG INC., TL	3.66 mm	3.76 mm principal	1.27	Loan	Long	USA
Real Hero Merger Sub 2, Inc.	3.65 mm	4.45 mm principal	1.27	Debt	Long	USA
VSAT Viasat, Inc.	3.65 mm	4.30 mm principal	1.26	Debt	Long	USA
Infinite Bidco LLC	3.62 mm	4.25 mm principal	1.26	Loan	Long	USA
Brooks Automation 11/21 2nd Lien TL	3.38 mm	3.79 mm principal	1.17	Loan	Long	USA
TransDigm, Inc.	3.17 mm	3.21 mm principal	1.10	Debt	Long	USA
Learning Care Group No. 2, Inc.	3.16 mm	3.19 mm principal	1.09	Loan	Long	USA
Madison IAQ LLC	3.12 mm	3.85 mm principal	1.08	Debt	Long	USA
VSAT Viasat, Inc.	3.07 mm	3.17 mm principal	1.07	Debt	Long	USA
Aruba Investments, Inc.	3.07 mm	3.45 mm principal	1.07	Loan	Long	USA
TransDigm, Inc.	2.87 mm	2.88 mm principal	0.99	Debt	Long	USA
CWT Travel Group, Inc.	2.83 mm	5.13 mm principal	0.98	Debt	Long	USA
ASURION, LLC, TLB	2.71 mm	2.84 mm principal	0.94	Loan	Long	USA
Kuegh Corp., TL 1L	2.67 mm	2.69 mm principal	0.93	Loan	Long	USA
Engineered Machinery Holdings, Inc.	2.59 mm	2.76 mm principal	0.90	Loan	Long	USA
AthenaHealth Group, Inc.	2.57 mm	2.67 mm principal	0.89	Loan	Long	USA
Aveanna Healthcare LLC	2.50 mm	4.00 mm principal	0.86	Loan	Long	USA
LaserShip, Inc.	2.46 mm	3.28 mm principal	0.85	Loan	Long	USA
Arches Buyer, Inc.	2.44 mm	2.83 mm principal	0.85	Debt	Long	USA
Eyecare Partners LLC	2.35 mm	3.43 mm principal	0.82	Loan	Long	USA
BYD Boyd Gaming Corporation	2.21 mm	2.47 mm principal	0.77	Debt	Long	USA
Engineered Machinery Holdings, Inc.	2.15 mm	2.30 mm principal	0.75	Loan	Long	USA
Jones Deslauriers Insurance Management, Inc.	2.13 mm	2.09 mm principal	0.74	Debt	Long	Canada
GTCR AP Finance, Inc.	2.04 mm	2.08 mm principal	0.71	Debt	Long	USA
GI Consilio Parent LLC	1.93 mm	2.05 mm principal	0.67	Loan	Long	USA
IEA Energy Services LLC	1.93 mm	2.00 mm principal	0.67	Debt	Long	USA
CD&R Smokey Buyer, Inc.	1.90 mm	2.04 mm principal	0.66	Debt	Long	USA
LABL, Inc.	1.79 mm	1.82 mm principal	0.62	Debt	Long	USA
Apple Bidco LLC	1.78 mm	1.79 mm principal	0.62	Loan	Long	USA
TWLO Twilio Inc.	1.76 mm	2.11 mm principal	0.61	Debt	Long	USA
FET Forum Energy Technologies, Inc.	1.68 mm	1.68 mm principal	0.58	Debt	Long	USA
Medical Solutions LLC	1.58 mm	1.77 mm principal	0.55	Loan	Long	USA
TransDigm, Inc.	1.48 mm	1.66 mm principal	0.51	Debt	Long	USA
Radiate Holdco LLC / Radiate Finance, Inc.	1.47 mm	2.52 mm principal	0.51	Debt	Long	USA
TransDigm, Inc.	1.47 mm	1.46 mm principal	0.51	Debt	Long	USA
Mitchell International, Inc. TL	1.46 mm	1.65 mm principal	0.51	Loan	Long	USA
CP Iris Holdco I, Inc.	1.39 mm	1.72 mm principal	0.48	Loan	Long	USA
Clear Channel Outdoor Holdings, Inc.	1.33 mm	1.39 mm principal	0.46	Loan	Long	USA
CCO Clear Channel Outdoor Holdings, Inc.	1.31 mm	1.67 mm principal	0.46	Debt	Long	USA
Intelligent Packaging, Ltd. Finco, Inc. / Intelligent Packaging Ltd Co.-Issuer LLC	1.22 mm	1.43 mm principal	0.42	Debt	Long	Canada
VC GB Holdings I Corp	1.16 mm	1.33 mm principal	0.40	Loan	Long	USA
THC Tenet Healthcare Corporation	1.11 mm	1.11 mm principal	0.39	Debt	Long	USA
Scripps Escrow, Inc.	1.09 mm	1.34 mm principal	0.38	Debt	Long	USA
Learning Care Group No. 2, Inc.	1.08 mm	1.07 mm principal	0.37	Loan	Long	USA
Teine Energy, Ltd.	1.06 mm	1.15 mm principal	0.37	Debt	Long	Canada
Scripps Escrow II, Inc.	1.05 mm	1.49 mm principal	0.36	Debt	Long	USA
Surgery Center Holdings, Inc.	1.02 mm	1.02 mm principal	0.35	Debt	Long	USA
Xplornet Communications Inc. TL	974.65 k	1.93 mm principal	0.34	Loan	Long	Canada
White Cap Buyer LLC	956.59 k	1.05 mm principal	0.33	Debt	Long	USA
Eyecare Partners, LLC	956.50 k	1.29 mm principal	0.33	Loan	Long	USA
Quirch Foods Holdings LLC	890.48 k	930.00 k principal	0.31	Loan	Long	USA
NEXUS BUYER LLC, TL	832.03 k	920.00 k principal	0.29	Loan	Long	USA
SM Wellness Holdings, Inc.	803.40 k	1.03 mm principal	0.28	Loan	Long	USA
Cloudera, Inc.	782.60 k	860.00 k principal	0.27	Loan	Long	USA
ABG Intermediate Holdings 2 LLC	757.35 k	810.00 k principal	0.26	Loan	Long	USA
Arctic Canadian Diamond Corp, 2L TL	601.86 k	601.86 k principal	0.21	Loan	Long	USA
Utex Industries, Inc.	541.26 k	7.51 k shares	0.19	Common equity	Long	USA
Ankura Consulting Group LLC	537.88 k	650.00 k principal	0.19	Loan	Long	USA
CWT Travel Holdings Inc	454.38 k	89.76 k shares	0.16	Common equity	Long	USA
AthenaHealth Group, Inc.	315.99 k	327.45 k principal	0.11	Loan	Long	USA
Carlson Travel, Inc.	287.30 k	4.49 k shares	0.10	Preferred equity	Long	USA
Arctic Canadian Diamond Co LTD.	259.68 k	541.00 shares	0.09	Common equity	Long	USA
American Tire Distributors, Inc.	226.62 k	2.94 k shares	0.08	Common equity	Long	USA
Specialty Steel Holdco, Inc.	210.00 k	210.00 k principal	0.07	Debt	Long	USA
Real Alloy Holding, Inc.	191.15 k	2.88 shares	0.07	Common equity	Long	USA
Specialty Steel Holdco, Inc.	134.78 k	0.88 shares	0.05	Common equity	Long	USA
CCO Clear Channel Outdoor Holdings, Inc.	111.17 k	150.00 k principal	0.04	Debt	Long	USA
Sportsnet	95.25 k	100.00 k principal	0.03	Loan	Long	USA
Material Sciences Corp.	92.72 k	92.72 k principal	0.03	Debt	Long	USA
Skillsoft Corp	40.62 k	32.76 k shares	0.01	Common equity	Long	USA
Northwest Acquisitions ULC / Dominion Finco, Inc.	99.00	1.65 mm principal	0.00	Debt	Long	Canada
High Ridge Brands Escrow	12.50	125.00 k principal	0.00	Debt	Long	USA
CWT Travel Holdings, Inc.	0	3.37 k contracts	0.00	Equity derivative	N/A	USA
CWT Travel Holdings, Inc.	0	3.55 k contracts	0.00	Equity derivative	N/A	USA
Utex Industries Holdings, LLC	0	1.15 k contracts	0.00	Equity derivative	N/A	USA