ALPS | Smith Short Duration Bond Fund

Fund Profile

Fund profile

Tickers

SMASX, SMCMX, SMDSX, SMRSX

Fund manager

Financial Investors Trust

Total assets

$577.34 mm

Liabilities

$344.20 k

Net assets

$577.00 mm

Number of holdings

163.00

163 Holdings

As of Oct 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
U.S. Treasury Note	26.24 mm	26.56 mm principal	4.55	Debt	Long	USA
U.S. Treasury Note	24.97 mm	24.90 mm principal	4.33	Debt	Long	USA
U.S. Treasury Note	23.59 mm	23.77 mm principal	4.09	Debt	Long	USA
U.S. Treasury Note	22.58 mm	22.39 mm principal	3.91	Debt	Long	USA
U.S. Treasury Note	19.87 mm	19.70 mm principal	3.44	Debt	Long	USA
U.S. Treasury Note	18.53 mm	18.48 mm principal	3.21	Debt	Long	USA
U.S. Treasury Note	17.53 mm	18.04 mm principal	3.04	Debt	Long	USA
U.S. Treasury Note	9.73 mm	9.63 mm principal	1.69	Debt	Long	USA
Danske Bank A/S	8.55 mm	8.54 mm principal	1.48	Debt	Long	Denmark
Gray Oak Pipeline LLC	7.43 mm	7.60 mm principal	1.29	Debt	Long	USA
Credit Suisse Group AG	7.21 mm	7.00 mm principal	1.25	Debt	Long	Switzerland
General Motors Financial Co., Inc.	7.07 mm	7.00 mm principal	1.23	Debt	Long	USA
Goldman Sachs Group, Inc.	7.04 mm	7.00 mm principal	1.22	Debt	Long	USA
National Securities Clearing Corp.	7.00 mm	7.00 mm principal	1.21	Debt	Long	USA
OXY Occidental Petroleum Corporation	7.00 mm	7.00 mm principal	1.21	Debt	Long	USA
LHX L3Harris Technologies, Inc.	6.61 mm	6.50 mm principal	1.15	Debt	Long	USA
STLD Steel Dynamics, Inc.	6.58 mm	6.59 mm principal	1.14	Debt	Long	USA
Warnermedia Holdings, Inc.	6.50 mm	6.50 mm principal	1.13	Debt	Long	USA
Ford Motor Credit Co. LLC	6.34 mm	6.47 mm principal	1.10	Debt	Long	USA
Goldman Sachs Bank USA	6.04 mm	6.00 mm principal	1.05	Debt	Long	USA
KR The Kroger Co.	6.02 mm	6.00 mm principal	1.04	Debt	Long	USA
DUK Duke Energy Corporation	6.02 mm	6.00 mm principal	1.04	Debt	Long	USA
VICI Properties LP	5.98 mm	6.00 mm principal	1.04	Debt	Long	USA
Alcon Finance Corp.	5.92 mm	6.15 mm principal	1.03	Debt	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	5.84 mm	5.79 mm principal	1.01	Debt	Long	USA
GEHC GE HealthCare Technologies Inc.	5.79 mm	5.80 mm principal	1.00	Debt	Long	USA
HCA, Inc.	5.70 mm	5.70 mm principal	0.99	Debt	Long	USA
Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC	5.46 mm	5.33 mm principal	0.95	Debt	Long	USA
SCHW The Charles Schwab Corporation	5.11 mm	5.00 mm principal	0.88	Debt	Long	USA
Wells Fargo & Co.	5.10 mm	5.00 mm principal	0.88	Debt	Long	USA
SOLV Solventum Corporation	5.07 mm	5.00 mm principal	0.88	Debt	Long	USA
AXP American Express Company	5.06 mm	5.00 mm principal	0.88	Debt	Long	USA
Permian Resources Operating LLC	5.06 mm	5.08 mm principal	0.88	Debt	Long	USA
National Securities Clearing Corp.	5.06 mm	5.00 mm principal	0.88	Debt	Long	USA
National Securities Clearing Corp.	5.05 mm	5.00 mm principal	0.87	Debt	Long	USA
Wells Fargo Bank NA	5.01 mm	5.00 mm principal	0.87	Debt	Long	USA
Chubb INA Holdings LLC	5.01 mm	5.00 mm principal	0.87	Debt	Long	USA
T-Mobile USA, Inc.	5.00 mm	5.00 mm principal	0.87	Debt	Long	USA
Bank of New York Mellon	5.00 mm	5.00 mm principal	0.87	Debt	Long	USA
U.S. Treasury Note	5.00 mm	5.00 mm principal	0.87	Debt	Long	USA
PWR Quanta Services, Inc.	4.99 mm	5.00 mm principal	0.87	Debt	Long	USA
BA The Boeing Company	4.82 mm	5.00 mm principal	0.83	Debt	Long	USA
BAESY BAE Systems plc	4.53 mm	4.50 mm principal	0.79	Debt	Long	UK
RRC Range Resources Corporation	4.47 mm	4.48 mm principal	0.77	Debt	Long	USA
Volkswagen Group of America Finance LLC	4.42 mm	4.40 mm principal	0.77	Debt	Long	USA
ASB Associated Banc-Corp	4.31 mm	4.33 mm principal	0.75	Debt	Long	USA
Element Fleet Management Corp.	4.08 mm	4.00 mm principal	0.71	Debt	Long	Canada
Broadcom Pte. Ltd.	4.04 mm	4.00 mm principal	0.70	Debt	Long	USA
Bank of Ireland Group PLC	4.04 mm	4.00 mm principal	0.70	Debt	Long	Ireland
Bank of America Corp.	4.01 mm	4.00 mm principal	0.70	Debt	Long	USA
OXY Occidental Petroleum Corporation	3.99 mm	4.00 mm principal	0.69	Debt	Long	USA
Haleon UK Capital PLC	3.97 mm	4.00 mm principal	0.69	Debt	Long	UK
JPMorgan Chase & Co.	3.88 mm	3.88 mm principal	0.67	Debt	Long	USA
Ford Motor Credit Co. LLC	3.82 mm	3.75 mm principal	0.66	Debt	Long	USA
Vistra Operations Co. LLC	3.79 mm	3.79 mm principal	0.66	Debt	Long	USA
Fannie Mae Pool	3.56 mm	3.61 mm principal	0.62	ABS-mortgage backed security	Long	USA
Morgan Stanley Bank NA	3.51 mm	3.50 mm principal	0.61	Debt	Long	USA
SNV Synovus Financial Corp.	3.45 mm	3.45 mm principal	0.60	Debt	Long	USA
AerCap Ireland Capital DAC / AerCap Global Aviation Trust	3.43 mm	3.40 mm principal	0.59	Debt	Long	Ireland
Truist Bank	3.42 mm	3.50 mm principal	0.59	Debt	Long	USA
AMGN Amgen Inc.	3.35 mm	3.30 mm principal	0.58	Debt	Long	USA
STT State Street Corporation	3.28 mm	3.25 mm principal	0.57	Debt	Long	USA
VNT Vontier Corporation	3.20 mm	3.35 mm principal	0.55	Debt	Long	USA
AXP American Express Company	3.05 mm	3.00 mm principal	0.53	Debt	Long	USA
LVS Las Vegas Sands Corp.	3.05 mm	3.00 mm principal	0.53	Debt	Long	USA
CPB Campbell Soup Company	3.04 mm	3.00 mm principal	0.53	Debt	Long	USA
Penske Truck Leasing Co. Lp / PTL Finance Corp.	3.04 mm	3.00 mm principal	0.53	Debt	Long	USA
Hyundai Capital America	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Morgan Stanley	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
GE HealthCare Technologies, Inc.	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Toronto-Dominion Bank	3.02 mm	3.00 mm principal	0.52	Debt	Long	Canada
AXP American Express Company	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
BMY Bristol-Myers Squibb Company	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
American Electric Power Co., Inc.	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
JPMorgan Chase & Co.	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
NextEra Energy Capital Holdings, Inc.	3.01 mm	3.00 mm principal	0.52	Debt	Long	USA
AMGN Amgen Inc.	3.00 mm	3.00 mm principal	0.52	Debt	Long	USA
SHW The Sherwin-Williams Company	2.99 mm	3.00 mm principal	0.52	Debt	Long	USA
Mondelez International Holdings Netherlands BV	2.99 mm	3.00 mm principal	0.52	Debt	Long	Netherlands
USAA Capital Corp.	2.98 mm	3.00 mm principal	0.52	Debt	Long	USA
SON Sonoco Products Company	2.98 mm	3.00 mm principal	0.52	Debt	Long	USA
AXP American Express Company	2.97 mm	3.00 mm principal	0.52	Debt	Long	USA
LPL Holdings, Inc.	2.94 mm	2.90 mm principal	0.51	Debt	Long	USA
GFL GFL Environmental Inc.	2.94 mm	2.97 mm principal	0.51	Debt	Long	Canada
AS Mileage Plan IP, Ltd.	2.92 mm	3.00 mm principal	0.51	Debt	Long	Cayman Islands
CCO Holdings LLC / CCO Holdings Capital Corp.	2.89 mm	2.90 mm principal	0.50	Debt	Long	USA
Discover Bank	2.77 mm	2.71 mm principal	0.48	Debt	Long	USA
Lseg US Fin Corp.	2.51 mm	2.50 mm principal	0.43	Debt	Long	USA
SCHW The Charles Schwab Corporation	2.49 mm	2.47 mm principal	0.43	Debt	Long	USA
RTX RTX Corporation	2.04 mm	2.00 mm principal	0.35	Debt	Long	USA
SOLV Solventum Corporation	2.03 mm	2.00 mm principal	0.35	Debt	Long	USA
HD The Home Depot, Inc.	2.03 mm	2.00 mm principal	0.35	Debt	Long	USA
SRE Sempra	2.02 mm	2.00 mm principal	0.35	Debt	Long	USA
HCA, Inc.	2.02 mm	2.00 mm principal	0.35	Debt	Long	USA
Daimler Truck Finance North America LLC	2.01 mm	2.00 mm principal	0.35	Debt	Long	USA
DTE DTE Energy Company	2.01 mm	2.00 mm principal	0.35	Debt	Long	USA
General Motors Financial Co., Inc.	2.01 mm	2.00 mm principal	0.35	Debt	Long	USA
Morgan Stanley	2.01 mm	2.00 mm principal	0.35	Debt	Long	USA
GE HealthCare Technologies, Inc.	2.00 mm	2.00 mm principal	0.35	Debt	Long	USA
ILMN Illumina, Inc.	2.00 mm	2.00 mm principal	0.35	Debt	Long	USA
ZBH Zimmer Biomet Holdings, Inc.	2.00 mm	2.00 mm principal	0.35	Debt	Long	USA
HPE Hewlett Packard Enterprise Company	1.99 mm	2.00 mm principal	0.35	Debt	Long	USA
SON Sonoco Products Company	1.95 mm	2.00 mm principal	0.34	Debt	Long	USA
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	1.69 mm	1.69 mm shares	0.29	Short-term investment vehicle	Long	USA
Columbia Pipelines Holding Co. LLC	1.52 mm	1.50 mm principal	0.26	Debt	Long	USA
General Motors Financial Co., Inc.	1.52 mm	1.50 mm principal	0.26	Debt	Long	USA
VMW Vmware, Inc.	1.50 mm	1.50 mm principal	0.26	Debt	Long	USA
LG Chem, Ltd.	1.49 mm	1.50 mm principal	0.26	Debt	Long	Korea, Republic of
Buckeye Partners LP	1.49 mm	1.49 mm principal	0.26	Loan	Long	USA
Paramount Global	1.40 mm	1.50 mm principal	0.24	Debt	Long	USA
Columbia Pipelines Holding Co. LLC	1.03 mm	1.00 mm principal	0.18	Debt	Long	USA
Cox Communications, Inc.	1.02 mm	1.00 mm principal	0.18	Debt	Long	USA
DINO HF Sinclair Corporation	1.01 mm	1.00 mm principal	0.18	Debt	Long	USA
FANG Diamondback Energy, Inc.	1.01 mm	1.00 mm principal	0.18	Debt	Long	USA
CPB Campbell Soup Company	1.01 mm	1.00 mm principal	0.17	Debt	Long	USA
KeyCorp	1.00 mm	1.00 mm principal	0.17	Debt	Long	USA
Fannie Mae Pool	751.24 k	750.00 k principal	0.13	ABS-mortgage backed security	Long	USA
ENLC EnLink Midstream, LLC	668.52 k	660.00 k principal	0.12	Debt	Long	USA
BPL Buckeye Partners L.P.	600.18 k	604.00 k principal	0.10	Debt	Long	USA
Nasdaq, Inc.	502.31 k	500.00 k principal	0.09	Debt	Long	USA
Fannie Mae Pool	474.64 k	475.97 k principal	0.08	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	197.81 k	200.00 k principal	0.03	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	192.48 k	195.00 k principal	0.03	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	174.42 k	175.00 k principal	0.03	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	173.47 k	178.06 k principal	0.03	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	120.59 k	122.17 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	111.29 k	118.94 k principal	0.02	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	110.54 k	113.00 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	97.97 k	110.00 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	92.28 k	94.22 k principal	0.02	ABS-mortgage backed security	Long	USA
Freddie Mac Gold Pool	85.38 k	86.32 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	82.12 k	83.15 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	77.66 k	79.00 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	72.78 k	73.59 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	62.53 k	63.34 k principal	0.01	ABS-mortgage backed security	Long	USA
Ginnie Mae I Pool	44.39 k	46.09 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	34.54 k	35.65 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	32.79 k	33.82 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	30.64 k	30.68 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Gold Pool	29.29 k	29.85 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	17.84 k	18.03 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae I Pool	14.49 k	14.53 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	13.22 k	13.37 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	11.84 k	12.17 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	9.64 k	9.75 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	8.62 k	8.62 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	8.17 k	8.27 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	8.09 k	8.43 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	7.78 k	7.79 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	6.08 k	6.06 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	5.83 k	5.89 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	4.87 k	4.89 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	4.20 k	4.25 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	4.15 k	4.18 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	3.77 k	3.78 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	3.65 k	3.66 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	2.90 k	2.93 k principal	0.00	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	1.64 k	1.65 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	1.40 k	1.40 k principal	0.00	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	1.21 k	1.23 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	327.39	328.27 principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	269.16	270.12 principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	6.26	6.28 principal	0.00	ABS-mortgage backed security	Long	USA