ALPS | Smith Total Return Bond Fund

Fund Profile

Fund profile

Tickers

SMAMX, SMCHX, SMTHX, SMTRX

Fund manager

Financial Investors Trust

Total assets

$3.26 bn

Liabilities

$5.42 mm

Net assets

$3.25 bn

Number of holdings

1.64 k

Top 200 of 1641 Holdings

As of Oct 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
U.S. Treasury Bond	150.76 mm	155.80 mm principal	4.64	Debt	Long	USA
U.S. Treasury Note	143.00 mm	144.09 mm principal	4.40	Debt	Long	USA
U.S. Treasury Note	123.54 mm	122.83 mm principal	3.80	Debt	Long	USA
U.S. Treasury Bond	115.52 mm	123.00 mm principal	3.55	Debt	Long	USA
U.S. Treasury Bond	85.16 mm	84.71 mm principal	2.62	Debt	Long	USA
U.S. Treasury Bond	84.65 mm	82.69 mm principal	2.60	Debt	Long	USA
U.S. Treasury Note	80.37 mm	81.35 mm principal	2.47	Debt	Long	USA
U.S. Treasury Note	72.99 mm	72.27 mm principal	2.25	Debt	Long	USA
U.S. Treasury Bond	66.74 mm	69.34 mm principal	2.05	Debt	Long	USA
U.S. Treasury Note	51.23 mm	50.90 mm principal	1.58	Debt	Long	USA
U.S. Treasury Note	48.11 mm	49.53 mm principal	1.48	Debt	Long	USA
U.S. Treasury Note	42.53 mm	42.17 mm principal	1.31	Debt	Long	USA
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	38.17 mm	38.17 mm shares	1.17	Short-term investment vehicle	Long	USA
RTX RTX Corporation	30.99 mm	28.91 mm principal	0.95	Debt	Long	USA
U.S. Treasury Note	30.66 mm	30.57 mm principal	0.94	Debt	Long	USA
OXY Occidental Petroleum Corporation	28.13 mm	25.08 mm principal	0.87	Debt	Long	USA
Credit Suisse Group AG	27.87 mm	25.94 mm principal	0.86	Debt	Long	Switzerland
DFS Discover Financial Services	23.69 mm	20.61 mm principal	0.73	Debt	Long	USA
Government National Mortgage Association	23.48 mm	23.48 mm principal	0.72	ABS-mortgage backed security	Long	USA
KR The Kroger Co.	23.42 mm	23.80 mm principal	0.72	Debt	Long	USA
LHX L3Harris Technologies, Inc.	22.16 mm	21.89 mm principal	0.68	Debt	Long	USA
Fannie Mae Pool	16.60 mm	16.50 mm principal	0.51	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	16.39 mm	16.67 mm principal	0.50	ABS-mortgage backed security	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	16.25 mm	16.10 mm principal	0.50	Debt	Long	USA
TransDigm, Inc.	16.11 mm	16.08 mm principal	0.50	Loan	Long	USA
BA The Boeing Company	16.05 mm	15.22 mm principal	0.49	Debt	Long	USA
PARA Paramount Global	15.32 mm	17.57 mm principal	0.47	Debt	Long	USA
Boost Newco Borrower LLC	15.30 mm	15.24 mm principal	0.47	Loan	Long	USA
Alcon Finance Corp.	15.05 mm	14.77 mm principal	0.46	Debt	Long	USA
Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC	15.03 mm	14.67 mm principal	0.46	Debt	Long	USA
AMGN Amgen Inc.	14.94 mm	14.78 mm principal	0.46	Debt	Long	USA
General Motors Financial Co., Inc.	14.72 mm	14.67 mm principal	0.45	Debt	Long	USA
HON Honeywell International Inc.	14.71 mm	14.63 mm principal	0.45	Debt	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	14.62 mm	174.10 mm principal	0.45	ABS-mortgage backed security	Long	USA
AMGN Amgen Inc.	14.50 mm	14.47 mm principal	0.45	Debt	Long	USA
AerCap Ireland Capital DAC / AerCap Global Aviation Trust	13.77 mm	13.64 mm principal	0.42	Debt	Long	Ireland
BMY Bristol-Myers Squibb Company	13.75 mm	13.58 mm principal	0.42	Debt	Long	USA
PPC Pilgrim's Pride Corporation	13.34 mm	12.27 mm principal	0.41	Debt	Long	USA
BA The Boeing Company	12.91 mm	11.99 mm principal	0.40	Debt	Long	USA
Wells Fargo & Co.	12.74 mm	12.65 mm principal	0.39	Debt	Long	USA
SCHW The Charles Schwab Corporation	12.74 mm	12.00 mm principal	0.39	Debt	Long	USA
SOLV Solventum Corporation	12.28 mm	12.18 mm principal	0.38	Debt	Long	USA
Ginnie Mae II Pool	11.99 mm	12.87 mm principal	0.37	ABS-mortgage backed security	Long	USA
SCHW The Charles Schwab Corporation	11.27 mm	11.30 mm principal	0.35	Debt	Long	USA
Flex Intermediate Holdco LLC	11.20 mm	12.94 mm principal	0.34	Debt	Long	USA
Government National Mortgage Association	11.18 mm	10.71 mm principal	0.34	ABS-mortgage backed security	Long	USA
Ford Motor Credit Co. LLC	11.13 mm	10.49 mm principal	0.34	Debt	Long	USA
Royalty Pharma PLC	11.03 mm	11.10 mm principal	0.34	Debt	Long	UK
AS Mileage Plan IP, Ltd.	10.93 mm	11.25 mm principal	0.34	Debt	Long	Cayman Islands
STLD Steel Dynamics, Inc.	10.89 mm	10.91 mm principal	0.34	Debt	Long	USA
Hilcorp Energy I LP / Hilcorp Finance Co.	10.75 mm	10.96 mm principal	0.33	Debt	Long	USA
Ginnie Mae II Pool	10.74 mm	10.39 mm principal	0.33	ABS-mortgage backed security	Long	USA
GFL GFL Environmental Inc.	10.66 mm	10.76 mm principal	0.33	Debt	Long	Canada
CCL Carnival Corporation & plc	10.48 mm	9.71 mm principal	0.32	Debt	Long	Panama
JPMorgan Chase & Co.	10.48 mm	10.39 mm principal	0.32	Debt	Long	USA
PPC Pilgrim's Pride Corporation	10.39 mm	10.00 mm principal	0.32	Debt	Long	USA
Ford Motor Credit Co. LLC	10.28 mm	9.92 mm principal	0.32	Debt	Long	USA
Fannie Mae Pool	10.11 mm	10.00 mm principal	0.31	ABS-mortgage backed security	Long	USA
HCA, Inc.	10.05 mm	11.93 mm principal	0.31	Debt	Long	USA
Gray Oak Pipeline LLC	9.93 mm	10.17 mm principal	0.31	Debt	Long	USA
BPL Buckeye Partners L.P.	9.92 mm	9.75 mm principal	0.31	Debt	Long	USA
Vistra Operations Co. LLC	9.82 mm	9.85 mm principal	0.30	Debt	Long	USA
VMW Vmware, Inc.	9.79 mm	9.96 mm principal	0.30	Debt	Long	USA
BA The Boeing Company	9.66 mm	10.03 mm principal	0.30	Debt	Long	USA
SCHW The Charles Schwab Corporation	9.51 mm	9.43 mm principal	0.29	Debt	Long	USA
Fannie Mae-Aces	9.32 mm	9.85 mm principal	0.29	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	9.30 mm	9.07 mm principal	0.29	ABS-mortgage backed security	Long	USA
Morgan Stanley	9.26 mm	8.44 mm principal	0.28	Debt	Long	USA
Buckeye Partners LP	9.25 mm	9.25 mm principal	0.28	Loan	Long	USA
Fannie Mae Pool	9.12 mm	8.93 mm principal	0.28	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	9.10 mm	9.14 mm principal	0.28	ABS-mortgage backed security	Long	USA
AMGN Amgen Inc.	8.96 mm	8.96 mm principal	0.28	Debt	Long	USA
VICI Properties LP	8.95 mm	9.13 mm principal	0.28	Debt	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	8.95 mm	8.74 mm principal	0.28	Debt	Long	USA
Fannie Mae REMICS	8.91 mm	10.75 mm principal	0.27	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	8.82 mm	8.59 mm principal	0.27	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	8.63 mm	8.63 mm principal	0.27	ABS-mortgage backed security	Long	USA
JPMorgan Chase & Co.	8.58 mm	8.58 mm principal	0.26	Debt	Long	USA
Freddie Mac Pool	8.56 mm	8.36 mm principal	0.26	ABS-mortgage backed security	Long	USA
BPL Buckeye Partners L.P.	8.54 mm	8.96 mm principal	0.26	Debt	Long	USA
Ginnie Mae II Pool	8.53 mm	8.43 mm principal	0.26	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	8.38 mm	8.40 mm principal	0.26	ABS-mortgage backed security	Long	USA
DINO HF Sinclair Corporation	8.29 mm	8.65 mm principal	0.25	Debt	Long	USA
TotalEnergies Capital SA	8.19 mm	8.24 mm principal	0.25	Debt	Long	France
VICI Properties LP / VICI Note Co., Inc.	8.15 mm	8.19 mm principal	0.25	Debt	Long	USA
CSGP CoStar Group, Inc.	8.14 mm	9.32 mm principal	0.25	Debt	Long	USA
Fannie Mae Pool	7.94 mm	7.90 mm principal	0.24	ABS-mortgage backed security	Long	USA
Farm Credit Bank of Texas	7.86 mm	7.90 mm principal	0.24	Debt	Long	USA
RF Regions Financial Corporation	7.82 mm	7.89 mm principal	0.24	Debt	Long	USA
Government National Mortgage Association	7.79 mm	7.76 mm principal	0.24	ABS-mortgage backed security	Long	USA
SON Sonoco Products Company	7.75 mm	8.08 mm principal	0.24	Debt	Long	USA
AS Mileage Plan IP, Ltd.	7.72 mm	8.00 mm principal	0.24	Debt	Long	Cayman Islands
Credit Suisse Group AG	7.72 mm	8.75 mm principal	0.24	Debt	Long	Switzerland
KR The Kroger Co.	7.71 mm	7.94 mm principal	0.24	Debt	Long	USA
Bank of America Corp.	7.68 mm	7.64 mm principal	0.24	Debt	Long	USA
LHX L3Harris Technologies, Inc.	7.65 mm	7.53 mm principal	0.24	Debt	Long	USA
Morgan Stanley	7.57 mm	7.46 mm principal	0.23	Debt	Long	USA
CFG Citizens Financial Group, Inc.	7.57 mm	7.50 mm principal	0.23	Debt	Long	USA
LUV Southwest Airlines Co.	7.55 mm	7.54 mm principal	0.23	Debt	Long	USA
VZ Verizon Communications Inc.	7.53 mm	7.82 mm principal	0.23	Debt	Long	USA
Nexstar Media, Inc.	7.53 mm	8.00 mm principal	0.23	Debt	Long	USA
Energy Transfer LP	7.50 mm	7.12 mm principal	0.23	Debt	Long	USA
SOLV Solventum Corporation	7.49 mm	7.43 mm principal	0.23	Debt	Long	USA
U.S. Treasury Note	7.49 mm	7.54 mm principal	0.23	Debt	Long	USA
SJM The J. M. Smucker Company	7.45 mm	6.98 mm principal	0.23	Debt	Long	USA
SOLV Solventum Corporation	7.44 mm	7.42 mm principal	0.23	Debt	Long	USA
Caesars Entertainment, Inc.	7.43 mm	7.41 mm principal	0.23	Loan	Long	USA
Royal Caribbean Cruises, Ltd.	7.31 mm	7.17 mm principal	0.22	Debt	Long	Liberia
Sirius XM Radio, Inc.	7.28 mm	7.42 mm principal	0.22	Debt	Long	USA
NDSN Nordson Corporation	7.25 mm	7.40 mm principal	0.22	Debt	Long	USA
Leidos, Inc.	7.19 mm	6.94 mm principal	0.22	Debt	Long	USA
American Water Capital Corp.	7.19 mm	7.14 mm principal	0.22	Debt	Long	USA
HWM Howmet Aerospace Inc.	7.17 mm	7.68 mm principal	0.22	Debt	Long	USA
OXY Occidental Petroleum Corporation	7.15 mm	7.16 mm principal	0.22	Debt	Long	USA
Freddie Mac REMICS	7.11 mm	7.40 mm principal	0.22	ABS-mortgage backed security	Long	USA
Chart Industries, Inc.	7.10 mm	7.08 mm principal	0.22	Loan	Long	USA
Truist Financial Corp.	7.09 mm	6.90 mm principal	0.22	Debt	Long	USA
Flex Intermediate Holdco LLC	7.07 mm	9.06 mm principal	0.22	Debt	Long	USA
HCA, Inc.	7.00 mm	6.97 mm principal	0.22	Debt	Long	USA
Freddie Mac REMICS	6.99 mm	6.90 mm principal	0.22	ABS-mortgage backed security	Long	USA
Vistra Operations Co. LLC	6.96 mm	6.96 mm principal	0.21	Debt	Long	USA
Jacobs Engineering Group, Inc.	6.94 mm	6.77 mm principal	0.21	Debt	Long	USA
Warnermedia Holdings, Inc.	6.84 mm	7.80 mm principal	0.21	Debt	Long	USA
BMY Bristol-Myers Squibb Company	6.64 mm	6.53 mm principal	0.20	Debt	Long	USA
Nissan Motor Acceptance Co. LLC	6.62 mm	6.38 mm principal	0.20	Debt	Long	USA
Freddie Mac Pool	6.56 mm	6.74 mm principal	0.20	ABS-mortgage backed security	Long	USA
PRS Prudential Financial, Inc. 5.62	6.51 mm	6.54 mm principal	0.20	Debt	Long	USA
Danske Bank A/S	6.49 mm	6.41 mm principal	0.20	Debt	Long	Denmark
Ford Motor Credit Co. LLC	6.38 mm	6.50 mm principal	0.20	Debt	Long	USA
Danske Bank A/S	6.30 mm	6.50 mm principal	0.19	Debt	Long	Denmark
Boost Newco Borrower LLC	6.24 mm	5.92 mm principal	0.19	Debt	Long	USA
Fannie Mae Pool	6.23 mm	7.95 mm principal	0.19	ABS-mortgage backed security	Long	USA
CTRA Coterra Energy Inc.	6.21 mm	6.21 mm principal	0.19	Debt	Long	USA
Fannie Mae Pool	6.14 mm	6.35 mm principal	0.19	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	6.08 mm	5.93 mm principal	0.19	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	5.87 mm	5.82 mm principal	0.18	ABS-mortgage backed security	Long	USA
ABBV AbbVie Inc.	5.80 mm	5.76 mm principal	0.18	Debt	Long	USA
Fannie Mae Pool	5.76 mm	5.75 mm principal	0.18	ABS-mortgage backed security	Long	USA
Pfizer Investment Enterprises Pte, Ltd.	5.70 mm	5.78 mm principal	0.18	Debt	Long	Singapore
Intesa Sanpaolo SpA	5.69 mm	5.16 mm principal	0.17	Debt	Long	Italy
Freddie Mac Pool	5.68 mm	5.55 mm principal	0.17	ABS-mortgage backed security	Long	USA
Hyundai Capital America	5.59 mm	5.54 mm principal	0.17	Debt	Long	USA
Fannie Mae Pool	5.54 mm	5.51 mm principal	0.17	ABS-mortgage backed security	Long	USA
Alaska Airlines 2020-1 Class A Pass Through Trust	5.50 mm	5.54 mm principal	0.17	Debt	Long	USA
Hilcorp Energy I LP / Hilcorp Finance Co.	5.41 mm	5.54 mm principal	0.17	Debt	Long	USA
Western Midstream Operating LP	5.36 mm	5.49 mm principal	0.16	Debt	Long	USA
Cox Communications, Inc.	5.35 mm	5.49 mm principal	0.16	Debt	Long	USA
Freddie Mac Pool	5.35 mm	5.22 mm principal	0.16	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	5.34 mm	5.42 mm principal	0.16	ABS-mortgage backed security	Long	USA
Cox Communications, Inc.	5.24 mm	5.49 mm principal	0.16	Debt	Long	USA
Credit Suisse Group AG	5.11 mm	4.89 mm principal	0.16	Debt	Long	Switzerland
DVN Devon Energy Corporation	5.10 mm	5.48 mm principal	0.16	Debt	Long	USA
Jane Street Group / JSG Finance, Inc.	5.10 mm	5.09 mm principal	0.16	Debt	Long	USA
Carnival Corp.	5.05 mm	5.03 mm principal	0.16	Loan	Long	Panama
Freddie Mac Pool	4.98 mm	5.00 mm principal	0.15	ABS-mortgage backed security	Long	USA
CCO Holdings LLC / CCO Holdings Capital Corp.	4.98 mm	5.98 mm principal	0.15	Debt	Long	USA
Fannie Mae Pool	4.96 mm	4.96 mm principal	0.15	ABS-mortgage backed security	Long	USA
GFL Environmental 6/24	4.94 mm	4.94 mm principal	0.15	Loan	Long	Canada
Freddie Mac Pool	4.93 mm	5.00 mm principal	0.15	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	4.89 mm	4.75 mm principal	0.15	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	4.85 mm	4.80 mm principal	0.15	ABS-mortgage backed security	Long	USA
CCO Holdings LLC / CCO Holdings Capital Corp.	4.81 mm	4.85 mm principal	0.15	Debt	Long	USA
Fannie Mae Pool	4.73 mm	4.73 mm principal	0.15	ABS-mortgage backed security	Long	USA
WFC Wells Fargo & Company	4.71 mm	4.71 mm principal	0.14	Debt	Long	USA
Danske Bank A/S	4.68 mm	4.58 mm principal	0.14	Debt	Long	Denmark
Ginnie Mae II Pool	4.62 mm	4.51 mm principal	0.14	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	4.48 mm	4.41 mm principal	0.14	ABS-mortgage backed security	Long	USA
ERAC USA Finance LLC	4.44 mm	4.40 mm principal	0.14	Debt	Long	USA
Fannie Mae Pool	4.44 mm	4.65 mm principal	0.14	ABS-mortgage backed security	Long	USA
Cooperatieve Rabobank UA	4.40 mm	4.50 mm principal	0.14	Debt	Long	Netherlands
GTLS Chart Industries, Inc.	4.40 mm	4.23 mm principal	0.14	Debt	Long	USA
United Airlines 2020-1 Class A Pass Through Trust	4.38 mm	4.28 mm principal	0.13	Debt	Long	USA
Nexstar Media, Inc.	4.30 mm	4.38 mm principal	0.13	Debt	Long	USA
Truist Bank	4.22 mm	4.32 mm principal	0.13	Debt	Long	USA
GFL GFL Environmental Inc.	4.19 mm	4.06 mm principal	0.13	Debt	Long	Canada
Farm Credit Bank of Texas	4.18 mm	3.98 mm principal	0.13	Debt	Long	USA
VMW Vmware, Inc.	4.16 mm	4.98 mm principal	0.13	Debt	Long	USA
JPMorgan Chase & Co.	4.13 mm	4.05 mm principal	0.13	Debt	Long	USA
FI Fiserv, Inc.	4.10 mm	3.98 mm principal	0.13	Debt	Long	USA
Gray Television, Inc.	4.09 mm	4.20 mm principal	0.13	Debt	Long	USA
ETR Entergy Corporation	4.08 mm	3.98 mm principal	0.13	Debt	Long	USA
SRE Sempra	4.07 mm	4.27 mm principal	0.13	Debt	Long	USA
Ginnie Mae II Pool	4.00 mm	3.81 mm principal	0.12	ABS-mortgage backed security	Long	USA
BOH Bank of Hawaii Corporation	4.00 mm	149.33 k shares	0.12	Preferred equity	Long	USA
T AT&T Inc.	3.98 mm	3.98 mm principal	0.12	Debt	Long	USA
Ginnie Mae II Pool	3.97 mm	4.60 mm principal	0.12	ABS-mortgage backed security	Long	USA
HSBC HSBC Holdings plc	3.94 mm	3.91 mm principal	0.12	Debt	Long	UK
National Rural Utilities Cooperative Finance Corp.	3.93 mm	3.78 mm principal	0.12	Debt	Long	USA
Government National Mortgage Association	3.93 mm	3.82 mm principal	0.12	ABS-mortgage backed security	Long	USA
GS The Goldman Sachs Group, Inc.	3.91 mm	3.72 mm principal	0.12	Debt	Long	USA
HSBC HSBC Holdings plc	3.90 mm	3.91 mm principal	0.12	Debt	Long	UK
Freddie Mac Multifamily Structured Pass Through Certificates	3.90 mm	621.47 mm principal	0.12	ABS-mortgage backed security	Long	USA
AXP American Express Company	3.82 mm	4.02 mm principal	0.12	Debt	Long	USA
Ginnie Mae II Pool	3.79 mm	3.65 mm principal	0.12	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	3.78 mm	3.99 mm principal	0.12	ABS-mortgage backed security	Long	USA
DVN Devon Energy Corporation	3.77 mm	3.91 mm principal	0.12	Debt	Long	USA
OXY Occidental Petroleum Corporation	3.76 mm	3.82 mm principal	0.12	Debt	Long	USA
Accenture Capital, Inc.	3.72 mm	3.85 mm principal	0.11	Debt	Long	USA
Six Flags Entertainment Corp. / Six Flags Theme Parks, Inc.	3.72 mm	3.65 mm principal	0.11	Debt	Long	USA
Ginnie Mae II Pool	3.72 mm	3.66 mm principal	0.11	ABS-mortgage backed security	Long	USA