Guggenheim Ultra Short Duration Fund

Fund Profile

Fund profile

Tickers

GIYAX, GIYIX

Fund manager

Guggenheim Alpha Opportunity Fund Class C

Total assets

$520.42 mm

Liabilities

$5.26 mm

Net assets

$515.17 mm

Number of holdings

169.00

169 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
Dreyfus Treasury Securities Cash Management Fund - Institutional Shares	135.82 mm	135.82 mm shares	26.36	Short-term investment vehicle	Long	USA
Dreyfus Treasury Obligations Cash Management Fund - Institutional Shares	35.75 mm	35.75 mm shares	6.94	Short-term investment vehicle	Long	USA
BNP Paribas	12.04 mm	12.04 mm principal	2.34	Repurchase agreement	Long	France
BX Commercial Mortgage Trust	10.14 mm	10.25 mm principal	1.97	ABS-mortgage backed security	Long	USA
NYMT Loan Trust	6.49 mm	6.55 mm principal	1.26	ABS-mortgage backed security	Long	USA
Golub Capital Partners CLO 49M Ltd.	6.24 mm	6.25 mm principal	1.21	ABS-other	Long	Cayman Islands
Oak Street Investment Grade Net Lease Fund Series	5.95 mm	6.21 mm principal	1.16	ABS-other	Long	USA
OSAT Trust	5.82 mm	5.83 mm principal	1.13	ABS-mortgage backed security	Long	USA
GPN Global Payments Inc.	5.67 mm	5.70 mm principal	1.10	Debt	Long	USA
Warnermedia Holdings, Inc.	5.66 mm	5.70 mm principal	1.10	Debt	Long	USA
FS Rialto	5.44 mm	5.50 mm principal	1.06	ABS-other	Long	Cayman Islands
Macquarie Group Ltd.	5.24 mm	5.25 mm principal	1.02	Debt	Long	Australia
CRBG Corebridge Financial, Inc.	5.11 mm	5.15 mm principal	0.99	Debt	Long	USA
FOX Fox Corporation	5.05 mm	5.10 mm principal	0.98	Debt	Long	USA
GS The Goldman Sachs Group, Inc.	5.02 mm	5.05 mm principal	0.97	Debt	Long	USA
Cerberus Loan Funding XXXV, LP	5.00 mm	5.00 mm principal	0.97	ABS-other	Long	Cayman Islands
HUM Humana Inc.	4.99 mm	5.00 mm principal	0.97	Debt	Long	USA
HERA Commercial Mortgage Ltd.	4.88 mm	5.00 mm principal	0.95	ABS-other	Long	Cayman Islands
Ryder System, Inc.	4.76 mm	4.82 mm principal	0.92	Debt	Long	USA
Golub Capital Partners CLO 54M LP	4.75 mm	4.75 mm principal	0.92	ABS-other	Long	Cayman Islands
Triton Container Finance VIII LLC	4.60 mm	5.09 mm principal	0.89	ABS-other	Long	USA
Owl Rock CLO IV Ltd.	4.52 mm	4.50 mm principal	0.88	ABS-other	Long	Cayman Islands
Palmer Square Loan Funding Ltd.	4.50 mm	4.50 mm principal	0.87	ABS-other	Long	Cayman Islands
CSMC Trust	4.40 mm	4.42 mm principal	0.85	ABS-mortgage backed security	Long	USA
Golub Capital Partners CLO 16 Ltd.	4.25 mm	4.25 mm principal	0.83	ABS-other	Long	Cayman Islands
Domino's Pizza Master Issuer LLC	4.20 mm	4.25 mm principal	0.82	ABS-other	Long	USA
CDW LLC / CDW Finance Corp.	4.14 mm	4.30 mm principal	0.80	Debt	Long	USA
BRSP Ltd.	4.12 mm	4.25 mm principal	0.80	ABS-other	Long	Cayman Islands
Bank of America Corp.	4.08 mm	4.10 mm principal	0.79	Debt	Long	USA
Madison Park Funding XLVIII Ltd.	4.00 mm	4.00 mm principal	0.78	ABS-other	Long	Cayman Islands
Brighthouse Financial Global Funding	3.98 mm	3.90 mm principal	0.77	Debt	Long	USA
AEGON Funding Company LLC	3.83 mm	3.75 mm principal	0.74	Debt	Long	USA
UBS AG/Stamford CT	3.76 mm	3.80 mm principal	0.73	Debt	Long	Switzerland
Golub Capital Partners CLO 33M Ltd.	3.74 mm	3.75 mm principal	0.73	ABS-other	Long	Cayman Islands
Imperial Fund Mortgage Trust	3.59 mm	3.83 mm principal	0.70	ABS-mortgage backed security	Long	USA
Essex Portfolio, LP	3.16 mm	3.18 mm principal	0.61	Debt	Long	USA
LCCM Trust	3.03 mm	3.05 mm principal	0.59	ABS-other	Long	USA
Taco Bell Funding LLC	2.99 mm	3.19 mm principal	0.58	ABS-other	Long	USA
PRPM LLC	2.84 mm	2.85 mm principal	0.55	ABS-mortgage backed security	Long	USA
PRPM LLC	2.81 mm	2.83 mm principal	0.55	ABS-mortgage backed security	Long	USA
BRAVO Residential Funding Trust	2.78 mm	2.80 mm principal	0.54	ABS-mortgage backed security	Long	USA
Legacy Mortgage Asset Trust	2.76 mm	2.76 mm principal	0.54	ABS-mortgage backed security	Long	USA
Legacy Mortgage Asset Trust	2.71 mm	2.73 mm principal	0.53	ABS-mortgage backed security	Long	USA
Macquarie Bank Ltd.	2.68 mm	2.60 mm principal	0.52	Debt	Long	Australia
VFC V.F. Corporation	2.65 mm	2.70 mm principal	0.52	Debt	Long	USA
ORCL Oracle Corporation	2.62 mm	2.65 mm principal	0.51	Debt	Long	USA
ARE Alexandria Real Estate Equities, Inc.	2.58 mm	2.60 mm principal	0.50	Debt	Long	USA
Jackson National Life Global Funding	2.57 mm	2.60 mm principal	0.50	Debt	Long	USA
Citigroup, Inc.	2.56 mm	2.55 mm principal	0.50	Debt	Long	USA
Rocket Mortgage LLC / Rocket Mortgage Company-Issuer, Inc.	2.54 mm	2.65 mm principal	0.49	Debt	Long	USA
STWD Starwood Property Trust, Inc.	2.54 mm	2.55 mm principal	0.49	Debt	Long	USA
JP Morgan Chase Commercial Mortgage Securities Trust	2.51 mm	2.70 mm principal	0.49	ABS-mortgage backed security	Long	USA
Cerberus Loan Funding XXXII, LP	2.50 mm	2.50 mm principal	0.49	ABS-other	Long	Cayman Islands
Morgan Stanley Bank North America	2.49 mm	2.40 mm principal	0.48	Debt	Long	USA
BXMT Ltd.	2.46 mm	2.55 mm principal	0.48	ABS-other	Long	Cayman Islands
BXMT Ltd.	2.44 mm	2.50 mm principal	0.47	ABS-other	Long	Cayman Islands
FS KKR Capital Corp.	2.44 mm	2.45 mm principal	0.47	Debt	Long	USA
RCI Rogers Communications Inc.	2.38 mm	2.40 mm principal	0.46	Debt	Long	Canada
Carlyle Global Market Strategies CLO Ltd.	2.32 mm	2.31 mm principal	0.45	ABS-other	Long	Cayman Islands
ABPCI Direct Lending Fund CLO I LLC	2.25 mm	2.25 mm principal	0.44	ABS-other	Long	Cayman Islands
Cerberus Loan Funding XXXIII, LP	2.25 mm	2.25 mm principal	0.44	ABS-other	Long	Cayman Islands
THL Credit Lake Shore MM CLO I Ltd.	2.25 mm	2.25 mm principal	0.44	ABS-other	Long	Cayman Islands
SLGN Silgan Holdings Inc.	2.23 mm	2.35 mm principal	0.43	Debt	Long	USA
AGR Avangrid, Inc.	2.23 mm	2.25 mm principal	0.43	Debt	Long	USA
Parliament CLO II Ltd.	2.17 mm	2.17 mm principal	0.42	ABS-other	Long	Cayman Islands
ANG-PB American National Group Inc.	2.16 mm	2.15 mm principal	0.42	Debt	Long	USA
BXMT Ltd.	2.12 mm	2.21 mm principal	0.41	ABS-other	Long	Cayman Islands
WMRK Commercial Mortgage Trust	2.11 mm	2.10 mm principal	0.41	ABS-mortgage backed security	Long	USA
Triton Container International Ltd.	2.10 mm	2.20 mm principal	0.41	Debt	Long	Bermuda
VNT Vontier Corporation	2.06 mm	2.15 mm principal	0.40	Debt	Long	USA
Qorvo, Inc.	2.03 mm	2.05 mm principal	0.39	Debt	Long	USA
CIFC Funding Ltd.	2.03 mm	2.03 mm principal	0.39	ABS-other	Long	Cayman Islands
HERA Commercial Mortgage Ltd.	2.02 mm	2.04 mm principal	0.39	ABS-other	Long	Cayman Islands
BX Commercial Mortgage Trust	2.00 mm	2.01 mm principal	0.39	ABS-mortgage backed security	Long	USA
CFMT LLC	1.95 mm	2.04 mm principal	0.38	ABS-mortgage backed security	Long	USA
CF Hippolyta Issuer LLC	1.95 mm	2.12 mm principal	0.38	ABS-other	Long	USA
CSMC Trust	1.92 mm	1.92 mm principal	0.37	ABS-mortgage backed security	Long	USA
Life Mortgage Trust	1.91 mm	1.94 mm principal	0.37	ABS-mortgage backed security	Long	USA
CLI Funding VIII LLC	1.84 mm	2.02 mm principal	0.36	ABS-other	Long	USA
Madison Avenue Secured Funding Trust	1.80 mm	1.80 mm principal	0.35	ABS-other	Long	USA
Madison Park Funding LIII Ltd.	1.75 mm	1.75 mm principal	0.34	ABS-other	Long	Cayman Islands
PRPM LLC	1.74 mm	2.00 mm principal	0.34	ABS-mortgage backed security	Long	USA
CNO Global Funding	1.71 mm	1.66 mm principal	0.33	Debt	Long	USA
NYMT Loan Trust	1.63 mm	1.66 mm principal	0.32	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	1.57 mm	1.82 mm principal	0.30	ABS-mortgage backed security	Long	USA
T-Mobile USA, Inc.	1.56 mm	1.60 mm principal	0.30	Debt	Long	USA
Structured Asset Securities Corporation Mortgage Loan Trust	1.42 mm	1.48 mm principal	0.28	ABS-mortgage backed security	Long	USA
LCM XXIV Ltd.	1.41 mm	1.41 mm principal	0.27	ABS-other	Long	Cayman Islands
BXHPP Trust	1.41 mm	1.50 mm principal	0.27	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	1.39 mm	1.61 mm principal	0.27	ABS-mortgage backed security	Long	USA
PRPM LLC	1.37 mm	1.38 mm principal	0.27	ABS-mortgage backed security	Long	USA
Textainer Marine Containers VII Ltd.	1.37 mm	1.50 mm principal	0.27	ABS-other	Long	Bermuda
MHP	1.35 mm	1.37 mm principal	0.26	ABS-mortgage backed security	Long	USA
Societe Generale S.A.	1.32 mm	1.30 mm principal	0.26	Debt	Long	France
CSMC Trust	1.27 mm	1.45 mm principal	0.25	ABS-mortgage backed security	Long	USA
Legacy Mortgage Asset Trust	1.26 mm	1.25 mm principal	0.24	ABS-mortgage backed security	Long	USA
GA Global Funding Trust	1.25 mm	1.30 mm principal	0.24	Debt	Long	USA
BCC Middle Market CLO LLC	1.25 mm	1.25 mm principal	0.24	ABS-other	Long	Cayman Islands
Wingstop Funding LLC	1.25 mm	1.33 mm principal	0.24	ABS-other	Long	USA
Element Fleet Management Corp.	1.23 mm	1.20 mm principal	0.24	Debt	Long	Canada
LPL Holdings, Inc.	1.23 mm	1.20 mm principal	0.24	Debt	Long	USA
Angel Oak Mortgage Trust	1.18 mm	1.31 mm principal	0.23	ABS-mortgage backed security	Long	USA
CSMC Trust	1.14 mm	1.15 mm principal	0.22	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	1.14 mm	1.19 mm principal	0.22	ABS-mortgage backed security	Long	USA
OneMain Finance Corp.	1.10 mm	1.15 mm principal	0.21	Debt	Long	USA
Berry Global, Inc.	1.03 mm	1.10 mm principal	0.20	Debt	Long	USA
Palmer Square Loan Funding Ltd.	998.97 k	1.00 mm principal	0.19	ABS-other	Long	Cayman Islands
Greystone Commercial Real Estate Notes	990.88 k	1.00 mm principal	0.19	ABS-other	Long	Cayman Islands
MMM 3M Company	988.89 k	1.00 mm principal	0.19	Debt	Long	USA
LCCM Trust	986.44 k	1.00 mm principal	0.19	ABS-other	Long	USA
STWD Ltd.	959.05 k	1.00 mm principal	0.19	ABS-other	Long	Cayman Islands
SERVPRO Master Issuer LLC	929.26 k	952.50 k principal	0.18	ABS-other	Long	USA
Station Place Securitization Trust Series 2024-SP2	900.00 k	900.00 k principal	0.17	ABS-other	Long	USA
Station Place Securitization Trust	900.00 k	900.00 k principal	0.17	ABS-other	Long	USA
Station Place Securitization Trust Series 2024-SP1	900.00 k	900.00 k principal	0.17	ABS-other	Long	USA
Penske Truck Leasing Company LP / PTL Finance Corp.	897.90 k	900.00 k principal	0.17	Debt	Long	USA
Morgan Stanley Capital I Trust	889.00 k	38.31 mm principal	0.17	ABS-mortgage backed security	Long	USA
New Residential Mortgage Loan Trust	869.33 k	919.09 k principal	0.17	ABS-mortgage backed security	Long	USA
Soundview Home Loan Trust	860.73 k	895.67 k principal	0.17	ABS-mortgage backed security	Long	USA
Citigroup Commercial Mortgage Trust	834.63 k	22.93 mm principal	0.16	ABS-mortgage backed security	Long	USA
Legacy Mortgage Asset Trust	820.99 k	827.31 k principal	0.16	ABS-mortgage backed security	Long	USA
CSMC Trust	797.24 k	853.38 k principal	0.15	ABS-mortgage backed security	Long	USA
BENCHMARK Mortgage Trust	774.47 k	34.21 mm principal	0.15	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	734.49 k	862.65 k principal	0.14	ABS-mortgage backed security	Long	USA
Credit Suisse Mortgage Capital Certificates	734.06 k	738.31 k principal	0.14	ABS-mortgage backed security	Long	USA
RenaissanceRe Finance, Inc.	694.57 k	700.00 k principal	0.13	Debt	Long	USA
ST Group Food Industries Holdings Ltd.	675.00 k	675.00 k principal	0.13	ABS-other	Long	USA
Fortress Credit Opportunities XI CLO Ltd.	650.94 k	650.81 k principal	0.13	ABS-other	Long	Cayman Islands
Peachtree Corners Funding Trust	646.68 k	650.00 k principal	0.13	Debt	Long	USA
ACRE Commercial Mortgage Ltd.	646.33 k	649.22 k principal	0.13	ABS-other	Long	Cayman Islands
JBL Jabil Inc.	622.57 k	650.00 k principal	0.12	Debt	Long	USA
U.S. Secured Overnight Financing Rate	604.70 k	-61.00 mm other units	0.12	Interest rate derivative	N/A	USA
JBL Jabil Inc.	595.84 k	600.00 k principal	0.12	Debt	Long	USA
T-Mobile USA, Inc.	583.36 k	600.00 k principal	0.11	Debt	Long	USA
IFF International Flavors & Fragrances Inc.	521.17 k	540.00 k principal	0.10	Debt	Long	USA
FAF First American Financial Corporation	498.52 k	500.00 k principal	0.10	Debt	Long	USA
New Residential Mortgage Loan Trust	495.44 k	519.39 k principal	0.10	ABS-mortgage backed security	Long	USA
BRAVO Residential Funding Trust	478.98 k	480.48 k principal	0.09	ABS-mortgage backed security	Long	USA
Textainer Marine Containers VII Ltd.	473.22 k	495.80 k principal	0.09	ABS-other	Long	USA
Verus Securitization Trust	458.65 k	528.60 k principal	0.09	ABS-mortgage backed security	Long	USA
Anglo American Capital plc	450.37 k	450.00 k principal	0.09	Debt	Long	UK
BPL Buckeye Partners L.P.	446.26 k	450.00 k principal	0.09	Debt	Long	USA
Weir Group plc	423.20 k	440.00 k principal	0.08	Debt	Long	UK
Cogent Communications Group LLC	423.08 k	434.00 k principal	0.08	Debt	Long	USA
SG Residential Mortgage Trust	386.65 k	418.07 k principal	0.08	ABS-mortgage backed security	Long	USA
Cerberus Loan Funding XXXI, LP	372.94 k	372.65 k principal	0.07	ABS-other	Long	Cayman Islands
JPMDB Commercial Mortgage Securities Trust	359.23 k	20.77 mm principal	0.07	ABS-mortgage backed security	Long	USA
ST Group Food Industries Holdings Ltd.	325.00 k	325.00 k principal	0.06	ABS-other	Long	USA
Argent Securities Incorporated Asset-Backed Pass-Through Certificates Series	301.05 k	306.50 k principal	0.06	ABS-mortgage backed security	Long	USA
AES The AES Corporation	295.63 k	300.00 k principal	0.06	Debt	Long	USA
Ellington Financial Mortgage Trust	275.31 k	296.78 k principal	0.05	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	273.75 k	278.20 k principal	0.05	ABS-mortgage backed security	Long	USA
Towd Point Mortgage Trust	257.65 k	263.10 k principal	0.05	ABS-mortgage backed security	Long	USA
Banc of America Funding Trust	238.52 k	240.00 k principal	0.05	ABS-mortgage backed security	Long	USA
Towd Point Mortgage Trust	236.72 k	243.24 k principal	0.05	ABS-mortgage backed security	Long	USA
GS Mortgage-Backed Securities Trust	234.98 k	249.89 k principal	0.05	ABS-mortgage backed security	Long	USA
BRAVO Residential Funding Trust	227.50 k	228.36 k principal	0.04	ABS-mortgage backed security	Long	USA
Morgan Stanley ABS Capital I Incorporated Trust	227.24 k	229.82 k principal	0.04	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	208.49 k	213.32 k principal	0.04	ABS-mortgage backed security	Long	USA
Residential Mortgage Loan Trust	195.74 k	200.07 k principal	0.04	ABS-mortgage backed security	Long	USA
Ellington Financial Mortgage Trust	157.74 k	170.95 k principal	0.03	ABS-mortgage backed security	Long	USA
Verus Securitization Trust	131.54 k	133.67 k principal	0.03	ABS-mortgage backed security	Long	USA
Fidelity & Guaranty Life Holdings, Inc.	126.99 k	127.00 k principal	0.02	Debt	Long	USA
Golub Capital Partners CLO 17 Ltd.	126.18 k	126.11 k principal	0.02	ABS-other	Long	Cayman Islands
Sprint Spectrum Company LLC / Sprint Spectrum Co II LLC / Sprint Spectrum Co III LLC	112.21 k	112.50 k principal	0.02	Debt	Long	USA
Towd Point Mortgage Trust	49.73 k	48.30 k principal	0.01	ABS-mortgage backed security	Long	USA
Starwood Mortgage Residential Trust	41.55 k	43.86 k principal	0.01	ABS-mortgage backed security	Long	USA
MidOcean Credit CLO VII	30.74 k	30.73 k principal	0.01	ABS-other	Long	Cayman Islands
Cascade Funding Mortgage Trust	8.20 k	8.23 k principal	0.00	ABS-mortgage backed security	Long	USA