ALPS | Smith Credit Opportunities Fund

Fund Profile

Fund profile

Tickers

SMCVX, SMCAX, SMCCX, SMCRX

Fund manager

Financial Investors Trust

Total assets

$212.24 mm

Liabilities

$1.72 mm

Net assets

$210.52 mm

Number of holdings

326.00

Top 200 of 326 Holdings

As of Oct 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
U.S. Treasury Bond	3.86 mm	3.99 mm principal	1.83	Debt	Long	USA
U.S. Treasury Note	3.10 mm	3.19 mm principal	1.47	Debt	Long	USA
Credit Suisse Group AG	2.78 mm	2.59 mm principal	1.32	Debt	Long	Switzerland
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	2.76 mm	2.76 mm shares	1.31	Short-term investment vehicle	Long	USA
National Rural Utilities Cooperative Finance Corp.	2.69 mm	2.69 mm principal	1.28	Debt	Long	USA
Six Flags Entertainment Corp	2.67 mm	2.60 mm principal	1.27	Debt	Long	USA
FTRE Fortrea Holdings Inc.	2.54 mm	2.58 mm principal	1.20	Debt	Long	USA
PENN PENN Entertainment, Inc.	2.44 mm	2.48 mm principal	1.16	Debt	Long	USA
Chobani LLC	2.40 mm	2.38 mm principal	1.14	Loan	Long	USA
Discover Bank	2.38 mm	2.33 mm principal	1.13	Debt	Long	USA
Kennedy-Wilson, Inc.	2.29 mm	2.56 mm principal	1.09	Debt	Long	USA
ABG Intermediate Holdings 2 LLC	2.29 mm	2.28 mm principal	1.09	Loan	Long	USA
Synovus Bank/Columbus GA	2.28 mm	2.42 mm principal	1.08	Debt	Long	USA
TIBX TIBCO Software Inc	2.20 mm	2.25 mm principal	1.04	Debt	Long	USA
TransDigm, Inc.	2.20 mm	2.19 mm principal	1.04	Loan	Long	USA
Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC	2.15 mm	2.10 mm principal	1.02	Debt	Long	USA
HCA, Inc.	2.09 mm	2.10 mm principal	0.99	Debt	Long	USA
Wrangler Holdco Corp.	2.04 mm	2.00 mm principal	0.97	Debt	Long	USA
OXY Occidental Petroleum Corporation	2.02 mm	1.80 mm principal	0.96	Debt	Long	USA
Flex Intermediate Holdco LLC	2.01 mm	2.32 mm principal	0.95	Debt	Long	USA
Nexstar Media, Inc.	1.97 mm	2.00 mm principal	0.93	Debt	Long	USA
Neptune Bidco US, Inc.	1.96 mm	2.10 mm principal	0.93	Debt	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	1.84 mm	1.80 mm principal	0.88	Debt	Long	USA
FOR Forestar Group Inc.	1.80 mm	1.85 mm principal	0.86	Debt	Long	USA
Genesis Energy LP / Genesis Energy Finance Corp.	1.79 mm	1.75 mm principal	0.85	Debt	Long	USA
United Airlines 2020-1 Class A Pass Through Trust	1.75 mm	1.71 mm principal	0.83	Debt	Long	USA
Caesars Entertainment, Inc.	1.74 mm	1.74 mm principal	0.83	Loan	Long	USA
SCHW The Charles Schwab Corporation	1.74 mm	1.73 mm principal	0.83	Debt	Long	USA
Organon & Co. / Organon Foreign Debt Co-Issuer BV	1.71 mm	1.65 mm principal	0.81	Debt	Long	USA
CIVI Civitas Resources, Inc.	1.68 mm	1.60 mm principal	0.80	Debt	Long	USA
Sirius XM Radio, Inc.	1.67 mm	1.70 mm principal	0.79	Debt	Long	USA
Nissan Motor Acceptance Co. LLC	1.66 mm	1.60 mm principal	0.79	Debt	Long	USA
BPL Buckeye Partners L.P.	1.62 mm	1.70 mm principal	0.77	Debt	Long	USA
GTN Gray Television, Inc.	1.61 mm	1.55 mm principal	0.77	Debt	Long	USA
Global Partners LP / GLP Finance Corp.	1.60 mm	1.57 mm principal	0.76	Debt	Long	USA
CZR Caesars Entertainment, Inc.	1.54 mm	1.50 mm principal	0.73	Debt	Long	USA
Fannie Mae Pool	1.51 mm	1.50 mm principal	0.72	ABS-mortgage backed security	Long	USA
Organon & Co. / Organon Foreign Debt Co-Issuer BV	1.49 mm	1.63 mm principal	0.71	Debt	Long	USA
Hilcorp Energy I LP / Hilcorp Finance Co.	1.47 mm	1.51 mm principal	0.70	Debt	Long	USA
RRC Range Resources Corporation	1.44 mm	1.40 mm principal	0.69	Debt	Long	USA
Transocean Titan Financing, Ltd.	1.39 mm	1.35 mm principal	0.66	Debt	Long	Cayman Islands
Cushman & Wakefield US Borrower LLC	1.38 mm	1.37 mm principal	0.66	Debt	Long	USA
NMG Holding Co. Inc / Neiman Marcus Group LLC	1.37 mm	1.35 mm principal	0.65	Debt	Long	USA
Noble Finance II LLC	1.37 mm	1.35 mm principal	0.65	Debt	Long	USA
Flex Intermediate Holdco LLC	1.35 mm	1.73 mm principal	0.64	Debt	Long	USA
Vistra Operations Co. LLC	1.32 mm	1.33 mm principal	0.63	Debt	Long	USA
General Motors Financial Co., Inc.	1.30 mm	1.30 mm principal	0.62	Debt	Long	USA
Carnival Corp.	1.30 mm	1.29 mm principal	0.62	Loan	Long	Panama
SCHW The Charles Schwab Corporation	1.23 mm	1.24 mm principal	0.59	Debt	Long	USA
AXP American Express Company	1.22 mm	1.29 mm principal	0.58	Debt	Long	USA
Boost Newco Borrower LLC	1.20 mm	1.20 mm principal	0.57	Loan	Long	USA
Light & Wonder International, Inc.	1.20 mm	1.19 mm principal	0.57	Loan	Long	USA
Buckeye Partners LP	1.19 mm	1.19 mm principal	0.57	Loan	Long	USA
Viking Ocean Cruises Ship VII, Ltd.	1.18 mm	1.20 mm principal	0.56	Debt	Long	Bermuda
CCO Holdings LLC / CCO Holdings Capital Corp.	1.18 mm	1.20 mm principal	0.56	Debt	Long	USA
Outfront Media Capital LLC / Outfront Media Capital Corp.	1.18 mm	1.20 mm principal	0.56	Debt	Long	USA
VNT Vontier Corporation	1.18 mm	1.30 mm principal	0.56	Debt	Long	USA
BA The Boeing Company	1.16 mm	1.10 mm principal	0.55	Debt	Long	USA
Shift4 Payments LLC / Shift4 Payments Finance Sub, Inc.	1.16 mm	1.13 mm principal	0.55	Debt	Long	USA
AS Mileage Plan IP, Ltd.	1.16 mm	1.20 mm principal	0.55	Debt	Long	Cayman Islands
MTB M&T Bank Corporation	1.16 mm	1.08 mm principal	0.55	Debt	Long	USA
NCR Atleos Corp.	1.16 mm	1.05 mm principal	0.55	Debt	Long	USA
WASH Multifamily Acquisition, Inc.	1.15 mm	1.15 mm principal	0.55	Debt	Long	USA
Macy's Retail Holdings LLC	1.15 mm	1.20 mm principal	0.55	Debt	Long	USA
Perrigo Finance Unlimited Co.	1.14 mm	1.15 mm principal	0.54	Debt	Long	Ireland
RTX RTX Corporation	1.13 mm	1.06 mm principal	0.54	Debt	Long	USA
BZH Beazer Homes USA, Inc.	1.13 mm	1.10 mm principal	0.54	Debt	Long	USA
MUR Murphy Oil Corporation	1.13 mm	1.18 mm principal	0.54	Debt	Long	USA
Blue Racer Midstream LLC / Blue Racer Finance Corp.	1.13 mm	1.10 mm principal	0.54	Debt	Long	USA
PARA Paramount Global	1.13 mm	1.29 mm principal	0.54	Debt	Long	USA
RF Regions Financial Corporation	1.13 mm	1.14 mm principal	0.54	Debt	Long	USA
U.S. Treasury Bond	1.13 mm	1.20 mm principal	0.53	Debt	Long	USA
Boost Newco Borrower LLC	1.12 mm	1.07 mm principal	0.53	Debt	Long	USA
SOLV Solventum Corporation	1.12 mm	1.12 mm principal	0.53	Debt	Long	USA
BCO The Brink's Company	1.12 mm	1.10 mm principal	0.53	Debt	Long	USA
EAT Brinker International, Inc.	1.12 mm	1.05 mm principal	0.53	Debt	Long	USA
Amer Sports Co.	1.12 mm	1.10 mm principal	0.53	Debt	Long	USA
British Airways 2020-1 Class A Pass Through Trust	1.11 mm	1.17 mm principal	0.53	Debt	Long	USA
Spirit AeroSystems, Inc.	1.11 mm	1.00 mm principal	0.53	Debt	Long	USA
Royal Caribbean Cruises, Ltd.	1.11 mm	1.09 mm principal	0.53	Debt	Long	Liberia
Station Casinos LLC	1.11 mm	1.10 mm principal	0.53	Debt	Long	USA
Medline Borrower LP	1.10 mm	1.09 mm principal	0.52	Loan	Long	USA
Genesis Energy LP / Genesis Energy Finance Corp.	1.09 mm	1.08 mm principal	0.52	Debt	Long	USA
PPC Pilgrim's Pride Corporation	1.09 mm	1.05 mm principal	0.52	Debt	Long	USA
PPC Pilgrim's Pride Corporation	1.09 mm	1.00 mm principal	0.52	Debt	Long	USA
Viking Cruises, Ltd.	1.08 mm	1.00 mm principal	0.51	Debt	Long	Bermuda
Talen Energy	1.08 mm	1.00 mm principal	0.51	Debt	Long	USA
Raising Cane's Restaurants LLC	1.08 mm	1.00 mm principal	0.51	Debt	Long	USA
Chart Industries, Inc.	1.07 mm	1.07 mm principal	0.51	Loan	Long	USA
ASB Associated Banc-Corp	1.07 mm	1.05 mm principal	0.51	Debt	Long	USA
NCL Corp., Ltd.	1.06 mm	1.00 mm principal	0.50	Debt	Long	Bermuda
Star Parent, Inc.	1.04 mm	1.00 mm principal	0.49	Debt	Long	USA
Jane Street Group / JSG Finance, Inc.	1.04 mm	1.00 mm principal	0.49	Debt	Long	USA
Diamond Foreign Asset Co. / Diamond Finance LLC	1.03 mm	1.00 mm principal	0.49	Debt	Long	Cayman Islands
SUN Sunoco LP	1.03 mm	1.00 mm principal	0.49	Debt	Long	USA
Cloud Software Group, Inc.	1.03 mm	1.00 mm principal	0.49	Debt	Long	USA
MBC MasterBrand, Inc.	1.03 mm	1.00 mm principal	0.49	Debt	Long	USA
Bombardier, Inc.	1.03 mm	1.00 mm principal	0.49	Debt	Long	Canada
Seadrill Finance, Ltd.	1.02 mm	1.00 mm principal	0.49	Debt	Long	Bermuda
BTE Baytex Energy Corp.	1.02 mm	1.00 mm principal	0.48	Debt	Long	Canada
Ford Motor Credit Co. LLC	1.01 mm	1.00 mm principal	0.48	Debt	Long	USA
Transocean, Inc.	1.01 mm	1.00 mm principal	0.48	Debt	Long	Cayman Islands
Cox Communications, Inc.	1.00 mm	1.00 mm principal	0.48	Debt	Long	USA
Venture Global LNG, Inc.	1.00 mm	1.00 mm principal	0.48	Debt	Long	USA
ASB Associated Banc-Corp	996.46 k	1.00 mm principal	0.47	Debt	Long	USA
Owens-Brockway Glass Container, Inc.	996.05 k	1.00 mm principal	0.47	Debt	Long	USA
SM SM Energy Company	994.62 k	1.00 mm principal	0.47	Debt	Long	USA
Truist Financial Corp.	993.06 k	1.00 mm principal	0.47	Debt	Long	USA
SM SM Energy Company	992.53 k	1.00 mm principal	0.47	Debt	Long	USA
Ascent Resources Utica Holdings LLC / ARU Finance Corp.	991.27 k	1.00 mm principal	0.47	Debt	Long	USA
Ford Motor Credit Co. LLC	981.09 k	1.00 mm principal	0.47	Debt	Long	USA
BA The Boeing Company	949.16 k	881.00 k principal	0.45	Debt	Long	USA
KR The Kroger Co.	836.39 k	850.00 k principal	0.40	Debt	Long	USA
Gray Television, Inc.	827.83 k	850.00 k principal	0.39	Debt	Long	USA
AmeriGas Partners LP / AmeriGas Finance Corp.	823.83 k	800.00 k principal	0.39	Debt	Long	USA
Hilcorp Energy I LP / Hilcorp Finance Co.	783.40 k	798.00 k principal	0.37	Debt	Long	USA
Alaska Airlines 2020-1 Class B Pass Through Trust	780.30 k	771.27 k principal	0.37	Debt	Long	USA
BPL Buckeye Partners L.P.	758.87 k	746.00 k principal	0.36	Debt	Long	USA
GFL Environmental 6/24	756.77 k	757.00 k principal	0.36	Loan	Long	Canada
NWL Newell Brands Inc.	754.04 k	750.00 k principal	0.36	Debt	Long	USA
VICI Properties LP / VICI Note Co., Inc.	653.00 k	656.00 k principal	0.31	Debt	Long	USA
DFS Discover Financial Services	649.43 k	565.00 k principal	0.31	Debt	Long	USA
Gray Television, Inc.	634.36 k	1.05 mm principal	0.30	Debt	Long	USA
Intesa Sanpaolo SpA	633.62 k	575.00 k principal	0.30	Debt	Long	Italy
U.S. Treasury Bond	623.37 k	609.00 k principal	0.30	Debt	Long	USA
VistaJet Malta Finance PLC / Vista Management Holding, Inc.	590.07 k	600.00 k principal	0.28	Debt	Long	USA
CFG Citizens Financial Group, Inc.	576.59 k	540.00 k principal	0.27	Debt	Long	USA
CFG Citizens Financial Group, Inc.	575.66 k	570.00 k principal	0.27	Debt	Long	USA
Huntington National Bank	572.19 k	560.00 k principal	0.27	Debt	Long	USA
Nexstar Media, Inc.	570.82 k	570.20 k principal	0.27	Loan	Long	USA
LHX L3Harris Technologies, Inc.	566.83 k	560.00 k principal	0.27	Debt	Long	USA
Shelf Drilling Holdings, Ltd.	566.03 k	625.00 k principal	0.27	Debt	Long	Cayman Islands
TPR Tapestry, Inc.	562.19 k	550.00 k principal	0.27	Debt	Long	USA
Alaska Airlines 2020-1 Class A Pass Through Trust	556.40 k	560.83 k principal	0.26	Debt	Long	USA
AMGN Amgen Inc.	555.88 k	550.00 k principal	0.26	Debt	Long	USA
Genesis Energy LP / Genesis Energy Finance Corp.	550.07 k	550.00 k principal	0.26	Debt	Long	USA
OXY Occidental Petroleum Corporation	549.38 k	550.00 k principal	0.26	Debt	Long	USA
Venture Global LNG, Inc.	546.08 k	500.00 k principal	0.26	Debt	Long	USA
Ford Motor Credit Co. LLC	544.39 k	513.00 k principal	0.26	Debt	Long	USA
AMGN Amgen Inc.	536.19 k	535.00 k principal	0.25	Debt	Long	USA
Brand Industrial Services, Inc.	530.70 k	500.00 k principal	0.25	Debt	Long	USA
NDSN Nordson Corporation	523.41 k	534.00 k principal	0.25	Debt	Long	USA
CCL Carnival Corporation & plc	523.30 k	500.00 k principal	0.25	Debt	Long	Panama
SUN Sunoco LP	520.92 k	500.00 k principal	0.25	Debt	Long	USA
SCHW The Charles Schwab Corporation	520.55 k	500.00 k principal	0.25	Debt	Long	USA
FITB Fifth Third Bancorp	514.89 k	550.00 k principal	0.24	Debt	Long	USA
Truist Financial Corp.	514.35 k	500.00 k principal	0.24	Debt	Long	USA
Adient Global Holdings, Ltd.	508.74 k	500.00 k principal	0.24	Debt	Long	Jersey
CMA Comerica Incorporated	506.75 k	500.00 k principal	0.24	Debt	Long	USA
Royal Caribbean Cruises, Ltd.	503.38 k	500.00 k principal	0.24	Debt	Long	Liberia
Raising Cane's Restaurants LLC TLB 1L	500.10 k	500.00 k principal	0.24	Loan	Long	USA
SNV Synovus Financial Corp.	500.09 k	500.00 k principal	0.24	Debt	Long	USA
Permian Resources Operating LLC	496.74 k	500.00 k principal	0.24	Debt	Long	USA
Warnermedia Holdings, Inc.	495.32 k	565.00 k principal	0.24	Debt	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	484.72 k	14.30 mm principal	0.23	ABS-mortgage backed security	Long	USA
CTRA Coterra Energy Inc.	472.11 k	472.00 k principal	0.22	Debt	Long	USA
Owens-Brockway Glass Container, Inc.	443.15 k	450.00 k principal	0.21	Debt	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	438.55 k	27.73 mm principal	0.21	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	437.34 k	16.40 mm principal	0.21	ABS-mortgage backed security	Long	USA
ERAC USA Finance LLC	382.38 k	379.00 k principal	0.18	Debt	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	371.89 k	28.93 mm principal	0.18	ABS-mortgage backed security	Long	USA
JXN Jackson Financial Inc.	370.43 k	13.67 k shares	0.18	Preferred equity	Long	USA
Jane Street Group / JSG Finance, Inc.	365.46 k	365.00 k principal	0.17	Debt	Long	USA
WFC Wells Fargo & Company	341.05 k	341.00 k principal	0.16	Debt	Long	USA
Government National Mortgage Association	336.35 k	454.67 k principal	0.16	ABS-mortgage backed security	Long	USA
SOLV Solventum Corporation	321.81 k	321.00 k principal	0.15	Debt	Long	USA
Fannie Mae-Aces	311.62 k	22.97 mm principal	0.15	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	308.46 k	12.38 mm principal	0.15	ABS-mortgage backed security	Long	USA
BOH Bank of Hawaii Corporation	303.97 k	11.36 k shares	0.14	Preferred equity	Long	USA
GFL GFL Environmental Inc.	302.04 k	293.00 k principal	0.14	Debt	Long	Canada
Fortrea Holdings, Inc.	293.46 k	293.21 k principal	0.14	Loan	Long	USA
Government National Mortgage Association	282.01 k	324.00 k principal	0.13	ABS-mortgage backed security	Long	USA
Cushman & Wakefield US Borrower LLC	269.58 k	250.00 k principal	0.13	Debt	Long	USA
Fannie Mae REMICS	268.19 k	278.51 k principal	0.13	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	259.59 k	287.31 k principal	0.12	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	256.61 k	269.04 k principal	0.12	ABS-mortgage backed security	Long	USA
ENLC EnLink Midstream, LLC	255.25 k	252.00 k principal	0.12	Debt	Long	USA
NWL Newell Brands Inc.	251.77 k	250.00 k principal	0.12	Debt	Long	USA
Government National Mortgage Association	228.17 k	248.49 k principal	0.11	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	218.35 k	233.71 k principal	0.10	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	207.11 k	6.01 mm principal	0.10	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	197.51 k	216.21 k principal	0.09	ABS-mortgage backed security	Long	USA
Jane Street Group LLC	176.10 k	176.09 k principal	0.08	Loan	Long	USA
Government National Mortgage Association	171.61 k	184.50 k principal	0.08	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	168.92 k	187.93 k principal	0.08	ABS-mortgage backed security	Long	USA
OXY Occidental Petroleum Corporation	168.45 k	171.00 k principal	0.08	Debt	Long	USA
Government National Mortgage Association	164.86 k	184.69 k principal	0.08	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	156.09 k	175.00 k principal	0.07	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	143.36 k	170.00 k principal	0.07	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	142.57 k	262.89 k principal	0.07	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	141.50 k	151.62 k principal	0.07	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	136.78 k	172.20 k principal	0.06	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	136.36 k	162.67 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	134.51 k	136.19 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	132.60 k	150.00 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	131.82 k	136.46 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	128.55 k	140.83 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	128.32 k	134.24 k principal	0.06	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	127.47 k	140.10 k principal	0.06	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	126.34 k	137.34 k principal	0.06	ABS-mortgage backed security	Long	USA