Guggenheim Active INvestment Series (GAINS) - Core Plus Fund

Fund Profile

Fund profile

Tickers

GUCPX

Fund manager

Guggenheim Macro Opportunities Fund Class A

Total assets

$12.94 mm

Liabilities

$563.82 k

Net assets

$12.37 mm

Number of holdings

150.00

150 Holdings

As of Dec 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
Owl Rock CLO X LLC	1.86 mm	1.85 mm principal	15.00	ABS-other	Long	USA
Slam Ltd.	964.84 k	984.16 k principal	7.80	ABS-other	Long	USA
Dreyfus Treasury Securities Cash Management Fund - Institutional Shares	350.60 k	350.60 k shares	2.83	Short-term investment vehicle	Long	USA
Owl Rock CLO IX LLC	254.14 k	250.00 k principal	2.05	ABS-other	Long	USA
Ares Direct Lending CLO 3 LLC	253.83 k	250.00 k principal	2.05	ABS-other	Long	USA
Wellfleet CLO 2022-2 Ltd.	251.71 k	250.00 k principal	2.03	ABS-other	Long	Cayman Islands
Neuberger Berman Loan Advisers Clo 58 Ltd.	251.22 k	250.00 k principal	2.03	ABS-other	Long	Cayman Islands
Fortress Credit BSL XVI Ltd.	250.89 k	250.00 k principal	2.03	ABS-other	Long	Jersey
Fortress Credit Opportunities XXV CLO LLC	250.00 k	250.00 k principal	2.02	ABS-other	Long	Cayman Islands
AASET Ltd.	244.22 k	245.69 k principal	1.97	ABS-other	Long	USA
Navigator Aviation Ltd.	238.22 k	244.05 k principal	1.93	ABS-other	Long	Cayman Islands
Dreyfus Treasury Obligations Cash Management Fund - Institutional Shares	210.14 k	210.14 k shares	1.70	Short-term investment vehicle	Long	USA
Lunar Structured Aircraft Portfolio Notes	170.01 k	186.13 k principal	1.37	ABS-other	Long	Ireland
NYMT Loan Trust	159.10 k	160.24 k principal	1.29	ABS-mortgage backed security	Long	USA
JP Morgan Mortgage Trust Series 2024-NQM1	150.14 k	150.00 k principal	1.21	ABS-mortgage backed security	Long	USA
FIGRE Trust 2024-HE5	142.71 k	143.68 k principal	1.15	ABS-mortgage backed security	Long	USA
PRPM LLC	140.34 k	140.87 k principal	1.13	ABS-mortgage backed security	Long	USA
Five Guys Holdings, Inc.	103.39 k	100.00 k principal	0.84	ABS-other	Long	USA
Ares Direct Lending CLO 2 LLC	101.69 k	100.00 k principal	0.82	ABS-other	Long	Cayman Islands
Owl Rock CLO XIX LLC	101.69 k	100.00 k principal	0.82	ABS-other	Long	USA
Barings CLO Limited 2022-III	100.86 k	100.00 k principal	0.82	ABS-other	Long	Cayman Islands
Cerberus Loan Funding XLVIII LLC	100.75 k	100.00 k principal	0.81	ABS-other	Long	USA
ABPCI Direct Lending Fund CLO V Ltd.	100.61 k	100.00 k principal	0.81	ABS-other	Long	Jersey
Owl Rock CLO XIII LLC	100.60 k	100.00 k principal	0.81	ABS-other	Long	USA
Cerberus Loan Funding XLVIII LLC	100.47 k	100.00 k principal	0.81	ABS-other	Long	USA
BDS LLC	100.23 k	100.00 k principal	0.81	ABS-other	Long	USA
Wingstop Funding LLC	100.21 k	100.00 k principal	0.81	ABS-other	Long	USA
SCIH Salt Holdings, Inc.	100.16 k	100.00 k principal	0.81	Loan	Long	USA
Blue Stream Issuer LLC	100.16 k	100.00 k principal	0.81	ABS-other	Long	USA
BCRED MML CLO 2022-1 LLC	100.05 k	100.00 k principal	0.81	ABS-other	Long	USA
IP Lending X Ltd.	100.00 k	100.00 k principal	0.81	Debt	Long	Bermuda
Ceamer Finance LLC	100.00 k	100.00 k principal	0.81	ABS-other	Long	USA
Pacific Bells LLC	99.95 k	100.00 k principal	0.81	Loan	Long	USA
BSPRT Issuer LLC	99.90 k	100.00 k principal	0.81	ABS-other	Long	USA
FS Rialto 2024-FL9 Issuer LLC	99.75 k	100.00 k principal	0.81	ABS-other	Long	USA
GreenSky Home Improvement Issuer Trust 2024-2	99.69 k	100.00 k principal	0.81	ABS-other	Long	USA
SERVPRO Master Issuer LLC	99.56 k	99.25 k principal	0.80	ABS-other	Long	USA
LHOME Mortgage Trust 2024-RTL5	99.04 k	100.00 k principal	0.80	ABS-mortgage backed security	Long	USA
Foundation Finance Trust	98.54 k	100.00 k principal	0.80	ABS-other	Long	USA
Caesars Entertainment, Inc.	98.46 k	98.50 k principal	0.80	Loan	Long	USA
Tenet Equity Funding LLC	98.42 k	99.96 k principal	0.80	ABS-other	Long	USA
Finance of America HECM Buyout 2024-HB1	98.20 k	100.00 k principal	0.79	ABS-mortgage backed security	Long	USA
Vantage Data Centers Issuer LLC	98.14 k	100.00 k principal	0.79	ABS-other	Long	USA
Mill City Mortgage Loan Trust	97.87 k	120.00 k principal	0.79	ABS-mortgage backed security	Long	USA
Cross 2024-H7 Mortgage Trust	97.56 k	98.16 k principal	0.79	ABS-mortgage backed security	Long	USA
PRPM 2024-6 LLC	97.48 k	97.47 k principal	0.79	ABS-mortgage backed security	Long	USA
Applebee's Funding LLC / IHOP Funding LLC	97.26 k	99.00 k principal	0.79	ABS-other	Long	USA
OBX 2024-NQM15 Trust	97.24 k	97.77 k principal	0.79	ABS-mortgage backed security	Long	USA
HOMES 2024-AFC2 Trust	97.17 k	97.37 k principal	0.79	ABS-mortgage backed security	Long	USA
OBX 2024-NQM16 Trust	97.15 k	97.46 k principal	0.79	ABS-mortgage backed security	Long	USA
BRAVO	96.35 k	96.77 k principal	0.78	ABS-mortgage backed security	Long	USA
Tricon Residential 2024-SFR4 Trust	96.30 k	100.00 k principal	0.78	ABS-other	Long	USA
Towd Point Mortgage Trust 2024-4	94.74 k	97.55 k principal	0.77	ABS-mortgage backed security	Long	USA
OBX Trust	93.90 k	94.73 k principal	0.76	ABS-mortgage backed security	Long	USA
Invitation Homes Trust	93.57 k	100.00 k principal	0.76	ABS-other	Long	USA
FIGRE Trust	93.26 k	95.02 k principal	0.75	ABS-mortgage backed security	Long	USA
Capital Automotive REIT	93.11 k	99.69 k principal	0.75	ABS-other	Long	USA
OBX Trust	92.92 k	93.14 k principal	0.75	ABS-mortgage backed security	Long	USA
ATLX Trust	92.42 k	96.89 k principal	0.75	ABS-mortgage backed security	Long	USA
Mill City Securities Ltd.	92.41 k	100.00 k principal	0.75	ABS-mortgage backed security	Long	USA
BRAVO Residential Funding Trust	92.09 k	92.77 k principal	0.74	ABS-mortgage backed security	Long	USA
Stream Innovations 2024-2 Issuer Trust	91.76 k	92.07 k principal	0.74	ABS-other	Long	USA
Arbys Funding LLC	90.92 k	95.75 k principal	0.73	ABS-other	Long	USA
New Residential Mortgage Loan Trust	89.83 k	90.88 k principal	0.73	ABS-mortgage backed security	Long	USA
Mill City Securities Ltd.	89.69 k	98.51 k principal	0.72	ABS-mortgage backed security	Long	USA
Citigroup Mortgage Loan Trust, Inc.	81.21 k	81.19 k principal	0.66	ABS-mortgage backed security	Long	USA
Towd Point Mortgage Trust	77.47 k	76.09 k principal	0.63	ABS-mortgage backed security	Long	USA
Station Place Securitization Trust Series 2024-SP4	75.00 k	75.00 k principal	0.61	ABS-other	Long	USA
Venture Global LNG, Inc.	73.19 k	70.00 k shares	0.59	Preferred equity	Long	USA
Golub Capital Partners CLO 36M Ltd.	70.42 k	70.32 k principal	0.57	ABS-other	Long	Cayman Islands
Verus Securitization Trust 2023-3	67.56 k	67.11 k principal	0.55	ABS-mortgage backed security	Long	USA
Belron Finance US, LLC	60.49 k	60.00 k principal	0.49	Loan	Long	USA
ANG-PB American National Group Inc.	60.07 k	60.00 k principal	0.49	Debt	Long	USA
OneMain Finance Corp.	50.62 k	50.00 k principal	0.41	Debt	Long	USA
Cognita Ltd.	50.50 k	50.00 k principal	0.41	Loan	Long	USA
Jefferies Finance, LLC	50.25 k	50.00 k principal	0.41	Loan	Long	USA
Jefferies Finance, LLC	50.16 k	50.00 k principal	0.41	Loan	Long	USA
ITT Holdings LLC	50.11 k	49.87 k principal	0.40	Loan	Long	USA
United Airlines, Inc.	50.09 k	50.00 k principal	0.40	Loan	Long	USA
Speedster Bidco GMBH	50.08 k	50.00 k principal	0.40	Loan	Long	Germany
Station Place Securitization Trust Series 2024-SP3	50.00 k	50.00 k principal	0.40	ABS-other	Long	USA
CPI Holdco B, LLC	49.94 k	50.00 k principal	0.40	Loan	Long	USA
SBA Tower Trust	48.84 k	50.00 k principal	0.39	ABS-other	Long	USA
Subway Funding LLC	48.82 k	50.00 k principal	0.39	ABS-other	Long	USA
AS Mileage Plan IP Ltd.	48.82 k	50.00 k principal	0.39	Debt	Long	Cayman Islands
Health Care Service Corporation A Mutual Legal Reserve Co.	48.40 k	50.00 k principal	0.39	Debt	Long	USA
Freddie Mac Military Housing Bonds Resecuritization Trust Certificates	46.78 k	913.76 k principal	0.38	ABS-mortgage backed security	Long	USA
BA The Boeing Company	41.90 k	40.00 k principal	0.34	Debt	Long	USA
HERA Commercial Mortgage Ltd.	36.47 k	36.64 k principal	0.29	ABS-other	Long	Cayman Islands
StandardAero	36.36 k	36.22 k principal	0.29	Loan	Long	USA
PCI Gaming Authority, Inc.	29.76 k	29.85 k principal	0.24	Loan	Long	USA
Artera Services LLC	29.62 k	29.92 k principal	0.24	Loan	Long	USA
Six Flags Entertainment Corporation / Six Flags Theme Parks, Inc.	25.34 k	25.00 k principal	0.20	Debt	Long	USA
Service Logic Acquisition, Inc.	25.08 k	24.94 k principal	0.20	Loan	Long	USA
Alliant Holdings Intermediate LLC	25.04 k	25.00 k principal	0.20	Loan	Long	USA
Froneri US, Inc.	25.00 k	25.00 k principal	0.20	Loan	Long	USA
Performance Food Group, Inc.	25.00 k	25.00 k principal	0.20	Debt	Long	USA
Prime Security Services Borrower LLC / Prime Finance, Inc.	24.99 k	25.00 k principal	0.20	Debt	Long	USA
TransDigm, Inc.	24.98 k	24.94 k principal	0.20	Loan	Long	USA
ACIW ACI Worldwide, Inc.	24.95 k	25.00 k principal	0.20	Debt	Long	USA
BPL Buckeye Partners L.P.	24.93 k	25.00 k principal	0.20	Debt	Long	USA
Calpine Construction Finance Company, LP	24.92 k	25.00 k principal	0.20	Loan	Long	USA
Williams Scotsman, Inc.	24.91 k	25.00 k principal	0.20	Debt	Long	USA
Focus Financial Partners LLC	24.90 k	25.00 k principal	0.20	Debt	Long	USA
Graham Holdings Co.	24.89 k	25.00 k principal	0.20	Debt	Long	USA
Ryan Specialty LLC	24.74 k	25.00 k principal	0.20	Debt	Long	USA
Viper Energy, Inc.	24.65 k	25.00 k principal	0.20	Debt	Long	USA
1011778 BC ULC / New Red Finance, Inc.	24.63 k	25.00 k principal	0.20	Debt	Long	Canada
Hilton Domestic Operating Company, Inc.	24.60 k	25.00 k principal	0.20	Debt	Long	USA
Wynn Resorts Finance LLC / Wynn Resorts Capital Corp.	24.56 k	25.00 k principal	0.20	Debt	Long	USA
Duff & Phelps	24.28 k	24.87 k principal	0.20	Loan	Long	USA
AMN Healthcare, Inc.	23.75 k	25.00 k principal	0.19	Debt	Long	USA
BXHPP Trust	23.45 k	25.00 k principal	0.19	ABS-mortgage backed security	Long	USA
ATKR Atkore Inc.	22.07 k	25.00 k principal	0.18	Debt	Long	USA
Farmers Insurance Exchange	20.62 k	20.00 k principal	0.17	Debt	Long	USA
Asurion LLC	19.88 k	19.95 k principal	0.16	Loan	Long	USA
StandardAero	13.83 k	13.78 k principal	0.11	Loan	Long	Canada
HAH Group Holding Co. LLC	9.99 k	10.00 k principal	0.08	Loan	Long	USA
DS Admiral Bidco LLC	9.65 k	9.98 k principal	0.08	Loan	Long	USA
Truck Hero, Inc.	9.63 k	9.95 k principal	0.08	Loan	Long	USA
Crash Champions Inc.	9.42 k	9.98 k principal	0.08	Loan	Long	USA
Capstone Acquisition Holdings, Inc.	9.12 k	9.17 k principal	0.07	Loan	Long	USA
U.S. Secured Overnight Financing Rate	5.21 k	3.20 mm other units	0.04	Interest rate derivative	N/A	USA
U.S. Secured Overnight Financing Rate	4.07 k	1.90 mm other units	0.03	Interest rate derivative	N/A	USA
U.S. Secured Overnight Financing Rate	1.87 k	800.00 k other units	0.02	Interest rate derivative	N/A	USA
U.S. Secured Overnight Financing Rate	1.64 k	600.00 k other units	0.01	Interest rate derivative	N/A	USA
Foreign Exchange EUR/USD	1.61 k	102.00 k contracts	0.01	DFE	N/A	USA
Foreign Exchange EUR/USD	1.61 k	102.00 k contracts	0.01	DFE	N/A	USA
Foreign Exchange EUR/USD	1.13 k	71.00 k contracts	0.01	DFE	N/A	USA
1-Year/2-Year Interest Rate Swap	1.03 k	200.00 k contracts	0.01	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	994.67	200.00 k contracts	0.01	Interest rate derivative	N/A	USA
U.S. Secured Overnight Financing Rate	634.13	500.00 k other units	0.01	Interest rate derivative	N/A	USA
U.S. Secured Overnight Financing Rate	618.21	500.00 k other units	0.00	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	610.45	200.00 k contracts	0.00	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	589.41	200.00 k contracts	0.00	Interest rate derivative	N/A	USA
Foreign Exchange EUR/USD	492.22	31.00 k contracts	0.00	DFE	N/A	USA
Foreign Exchange EUR/USD	476.34	30.00 k contracts	0.00	DFE	N/A	USA
Foreign Exchange EUR/USD	79.39	5.00 k contracts	0.00	DFE	N/A	USA
CURRENCY CONTRACT - Rec USD / Deliver EUR Bank of America, N.A.	49.21	-3.00 k contracts	0.00	DFE	N/A	USA
CURRENCY CONTRACT - Rec USD / Deliver EUR BARCLAYS BANK PLC	16.22	-1.00 k contracts	0.00	DFE	N/A	USA
CURRENCY CONTRACT - Rec USD / Deliver EUR BARCLAYS BANK PLC	14.60	-1.00 k contracts	0.00	DFE	N/A	USA
Capstone Acquisition Holdings, Inc.	-4.34	-805.04 principal	-0.00	Loan	Short	USA
U.S. Secured Overnight Financing Rate	-184.38	50.00 k other units	-0.00	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	-304.25	-200.00 k contracts	-0.00	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	-510.69	-200.00 k contracts	-0.00	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	-846.59	-200.00 k contracts	-0.01	Interest rate derivative	N/A	USA
1-Year/2-Year Interest Rate Swap	-1.41 k	-200.00 k contracts	-0.01	Interest rate derivative	N/A	USA
TD Securities (USA) LLC	-22.85 k	-22.85 k principal	-0.18	Repurchase agreement	Short	USA
TD Securities (USA) LLC	-23.44 k	-23.44 k principal	-0.19	Repurchase agreement	Short	USA
TD Securities (USA) LLC	-46.91 k	-46.91 k principal	-0.38	Repurchase agreement	Short	USA