Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund

Fund Profile

Fund profile

Tickers

GULDX

Fund manager

Guggenheim Macro Opportunities Fund Class A

Total assets

$3.94 mm

Liabilities

$423.01 k

Net assets

$3.51 mm

Number of holdings

56.00

56 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
Dreyfus Treasury Securities Cash Management Fund - Institutional Shares	400.90 k	400.90 k shares	11.41	Short-term investment vehicle	Long	USA
Navigator 2024-1 Aviation Ltd.	249.64 k	250.00 k principal	7.11	ABS-other	Long	Cayman Islands
Fortress Credit Opportunities XI CLO Ltd.	144.65 k	144.63 k principal	4.12	ABS-other	Long	Cayman Islands
Five Guys Holdings, Inc.	105.71 k	100.00 k principal	3.01	ABS-other	Long	USA
SERVPRO Master Issuer LLC	102.27 k	99.50 k principal	2.91	ABS-other	Long	USA
Mill City Mortgage Loan Trust	101.23 k	120.00 k principal	2.88	ABS-mortgage backed security	Long	USA
ABPCI Direct Lending Fund CLO V Ltd.	101.15 k	100.00 k principal	2.88	ABS-other	Long	Jersey
Owl Rock CLO XIII LLC	100.59 k	100.00 k principal	2.86	ABS-other	Long	USA
Owl Rock CLO X LLC	100.49 k	100.00 k principal	2.86	ABS-other	Long	USA
FIGRE Trust 2023-HE2	100.41 k	100.00 k principal	2.86	ABS-mortgage backed security	Long	USA
BRAVO	100.40 k	99.86 k principal	2.86	ABS-mortgage backed security	Long	USA
Foundation Finance Trust 2024-2	100.18 k	100.00 k principal	2.85	ABS-other	Long	USA
BCRED MML CLO 2022-1 LLC	100.10 k	100.00 k principal	2.85	ABS-other	Long	USA
Barings CLO Limited 2022-III	100.00 k	100.00 k principal	2.85	ABS-other	Long	Cayman Islands
Ares Direct Lending CLO 2 LLC	100.00 k	100.00 k principal	2.85	ABS-other	Long	Cayman Islands
New Residential Mortgage Loan Trust 2024-NQM2	99.92 k	100.00 k principal	2.84	ABS-mortgage backed security	Long	USA
BSPRT 2024-FL11 Issuer LLC	99.81 k	100.00 k principal	2.84	ABS-other	Long	USA
OBX 2024-NQM13 Trust	99.79 k	99.47 k principal	2.84	ABS-mortgage backed security	Long	USA
BDS 2024-FL13 LLC	99.75 k	100.00 k principal	2.84	ABS-other	Long	USA
Slam Ltd.	99.73 k	100.00 k principal	2.84	ABS-other	Long	USA
OBX Trust	99.24 k	98.61 k principal	2.82	ABS-mortgage backed security	Long	USA
Applebee's Funding LLC / IHOP Funding LLC	97.38 k	99.00 k principal	2.77	ABS-other	Long	USA
ATLX 2024-RPL1 Trust	96.37 k	99.46 k principal	2.74	ABS-mortgage backed security	Long	USA
Invitation Homes Trust	95.59 k	100.00 k principal	2.72	ABS-other	Long	USA
BRAVO Residential Funding Trust	92.54 k	93.24 k principal	2.63	ABS-mortgage backed security	Long	USA
Mill City Securities 2024-RS1 Ltd.	92.32 k	100.00 k principal	2.63	ABS-mortgage backed security	Long	USA
Arbys Funding LLC	91.65 k	96.00 k principal	2.61	ABS-other	Long	USA
Towd Point Mortgage Trust	84.38 k	82.39 k principal	2.40	ABS-mortgage backed security	Long	USA
Subway Funding LLC	49.99 k	50.00 k principal	1.42	ABS-other	Long	USA
SBA Tower Trust	49.71 k	50.00 k principal	1.42	ABS-other	Long	USA
ANG-PB American National Group Inc.	30.17 k	30.00 k principal	0.86	Debt	Long	USA
PCI Gaming Authority, Inc.	29.80 k	30.00 k principal	0.85	Loan	Long	USA
Six Flags Entertainment Corporation / Six Flags Theme Parks, Inc.	25.89 k	25.00 k principal	0.74	Debt	Long	USA
1011778 BC ULC / New Red Finance, Inc.	25.36 k	25.00 k principal	0.72	Debt	Long	Canada
Prime Security Services Borrower LLC / Prime Finance, Inc.	25.11 k	25.00 k principal	0.71	Debt	Long	USA
Service Logic Acquisition, Inc.	25.05 k	25.00 k principal	0.71	Loan	Long	USA
ACIW ACI Worldwide, Inc.	24.99 k	25.00 k principal	0.71	Debt	Long	USA
GHC Graham Holdings Company	24.99 k	25.00 k principal	0.71	Debt	Long	USA
Williams Scotsman, Inc.	24.97 k	25.00 k principal	0.71	Debt	Long	USA
Ryan Specialty LLC	24.95 k	25.00 k principal	0.71	Loan	Long	USA
Viper Energy, Inc.	24.90 k	25.00 k principal	0.71	Debt	Long	USA
TransDigm, Inc.	24.90 k	25.00 k principal	0.71	Loan	Long	USA
Froneri US, Inc.	24.89 k	25.00 k principal	0.71	Loan	Long	USA
Calpine Construction Finance Company, LP	24.83 k	25.00 k principal	0.71	Loan	Long	USA
BPL Buckeye Partners L.P.	24.79 k	25.00 k principal	0.71	Debt	Long	USA
Duff & Phelps	24.46 k	25.00 k principal	0.70	Loan	Long	USA
AMN Healthcare, Inc.	24.44 k	25.00 k principal	0.70	Debt	Long	USA
BXHPP Trust	23.45 k	25.00 k principal	0.67	ABS-mortgage backed security	Long	USA
StandardAero	18.05 k	18.04 k principal	0.51	Loan	Long	USA
Focus Financial Partners LLC	10.10 k	10.00 k principal	0.29	Debt	Long	USA
HAH Group Holding Co. LLC	9.86 k	10.00 k principal	0.28	Loan	Long	USA
Truck Hero, Inc.	9.82 k	10.00 k principal	0.28	Loan	Long	USA
Capstone Acquisition Holdings, Inc.	9.14 k	9.19 k principal	0.26	Loan	Long	USA
StandardAero	6.96 k	6.96 k principal	0.20	Loan	Long	Canada
Dreyfus Treasury Obligations Cash Management Fund - Institutional Shares	50.60	50.60 shares	0.00	Short-term investment vehicle	Long	USA
Capstone Acquisition Holdings, Inc.	-4.56	-805.04 principal	-0.00	Loan	Short	USA