Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
14 Aug 24
13F-NT
Notice of holdings reported by another manager
13 May 24
13F-NT
Notice of holdings reported by another manager
12 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
11 Aug 23
13F-NT
Notice of holdings reported by another manager
10 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT/A
Notice of holdings reported by another manager (amended)
5 Dec 22
13F-NT/A
Notice of holdings reported by another manager (amended)
14 Nov 22
13F-NT
Notice of holdings reported by another manager
14 Nov 22
3
Theravance Biopharma, Inc.
28 Sep 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
13 May 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22
13F-NT
Notice of holdings reported by another manager
12 Nov 21
4
Thunder Bridge Capital Partners IV, Inc.
19 Aug 21
13F-NT
Notice of holdings reported by another manager
13 Aug 21
3
Thunder Bridge Capital Partners IV, Inc.
2 Jul 21
4
Marquee Raine Acquisition Corp.
17 May 21
3
Marquee Raine Acquisition Corp.
17 May 21
13F-NT
Notice of holdings reported by another manager
14 May 21
13F-NT
Notice of holdings reported by another manager
12 Feb 21
13F-NT
Notice of holdings reported by another manager
13 Nov 20
4
Pfenex Inc.
2 Oct 20
4
Pfenex Inc.
30 Sep 20
3
Pfenex Inc.
30 Sep 20
13F-NT
Notice of holdings reported by another manager
13 Aug 20
13F-NT
Notice of holdings reported by another manager
14 May 20
13F-NT
Notice of holdings reported by another manager
14 Feb 20
13F-NT
Notice of holdings reported by another manager
14 Nov 19
13F-NT
Notice of holdings reported by another manager
14 Aug 19
4
KBL MERGER CORP. IV
7 Jun 19
13F-NT
Notice of holdings reported by another manager
15 May 19
3
KBL MERGER CORP. IV
12 Mar 19
13F-NT
Notice of holdings reported by another manager
14 Feb 19
13F-NT
Notice of holdings reported by another manager
13 Nov 18
13F-NT
Notice of holdings reported by another manager
13 Aug 18
13F-NT
Notice of holdings reported by another manager
15 May 18
13F-NT
Notice of holdings reported by another manager
14 Feb 18
13F-NT
Notice of holdings reported by another manager
14 Nov 17