| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 27 Nov 23 | AVTA Avantax | Common Stock | Sale back to company | Dispose D | No | No | 26 | 128,807 | 3.35 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Grant | Acquire A | No | No | 0 | 128,807 | 0.00 | 128,807 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Sale back to company | Dispose D | No | No | 26 | 203,619 | 5.29 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Grant | Acquire A | No | No | 0 | 203,619 | 0.00 | 203,619 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Sale back to company | Dispose D | No | No | 26 | 180,832 | 4.70 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Grant | Acquire A | No | No | 0 | 180,832 | 0.00 | 180,832 |
| 27 Nov 23 | AVTA Avantax | Common Stock | Sale back to company | Dispose D | No | No | 26 | 354,121 | 9.21 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Stock Option Common Stock | Sale back to company | Dispose D | No | No | 25.34 | 102,604 | 2.60 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Stock Option Common Stock | Sale back to company | Dispose D | No | No | 17.68 | 135,746 | 2.40 mm | 0 |
| 27 Nov 23 | AVTA Avantax | Stock Option Common Stock | Sale back to company | Dispose D | No | No | 15 | 216,666 | 3.25 mm | 0 |
