| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 21 Sep 23 | AUPH Aurinia Pharmaceuticals | Stock Option Common Stock | Grant | Acquire A | No | No | 8.34 | 32,900 | 274.39 k | 32,900 |
| 21 Sep 23 | AUPH Aurinia Pharmaceuticals | RSU Common Stock | Grant | Acquire A | No | No | 0 | 20,383 | 0.00 | 20,383 |
| 18 Sep 23 | HEPA Hepion Pharmaceuticals | Common Stock | Buy | Acquire P | No | No | 5.6 | 1,600 | 8.96 k | 50,470 |
| 15 Sep 23 | HEPA Hepion Pharmaceuticals | Common Stock | Buy | Acquire P | No | No | 5.4 | 1,600 | 8.64 k | 48,870 |
