Richmond Brothers 401 is an investment advisor in Jackson with $273.55 mm assets under management.
Person profile
Address
Jackson, Michigan
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
SEC advisor number
801-72736
FINRA CRD number
158916
AUM ?
$273.55 mm
(as of 31 Mar 22)
Accounts
2,549
(as of 31 Mar 22)
Employees
17
(5 investment advisory or research)
Address
Richmond Brothers 401
3568 WILDWOOD AVENUE
JACKSON
MI 49202
3568 WILDWOOD AVENUE
JACKSON
MI 49202
Office hours
Monday - Friday, MO - THU: 8 A.M. - 6 P.M. & FRI : 8 A.M. - 12 P.M.
Phone
(517) 435-4040
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Richmond, David, Scott | President | 09/2011 | 50-75% |
Curfman, Matthew, Jeremy | Senior Vice President of Investment Services | 09/2011 | 10-25% |
Pirner, Gary, Matthew | Chief Compliance Officer | 12/2018 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
4
Matthew J. Curfman
23 Dec 20
4
David S. Richmond
17 Dec 20
4
David S. Richmond
16 Dec 20
4
David S. Richmond
2 Jul 20
4
David S. Richmond
25 Mar 20
4
David S. Richmond
2 Aug 19
4
Matthew J. Curfman
26 Jul 19
4
David S. Richmond
23 Jul 19
4
David S. Richmond
10 Jul 19
4
ROCKWELL MEDICAL, INC.
13 May 19