Brombach Theodore J is President & CEO of XAI Octagon Floating Rate & Alternative Income Trust.
Person profile
Roles
Address
Chicago, Illinois
Employees
SEC CIK
Latest filings (excl ownership)
No filings
Latest ownership filings
4
John Yogi Spence
20 Mar 24
3
Octagon XAI CLO Income Fund
26 Feb 24
4
XAI Octagon Floating Rate & Alternative Income Term Trust
13 Dec 23
4
XAI Octagon Floating Rate & Alternative Income Term Trust
6 Dec 23
4
XAI Octagon Floating Rate & Alternative Income Term Trust
16 Nov 23
4
XAI Octagon Floating Rate & Alternative Income Term Trust
15 Nov 22
4
XAI Octagon Floating Rate & Alternative Income Term Trust
14 Nov 22
4/A
XAI Octagon Floating Rate & Alternative Income Term Trust
9 Nov 22
4
XAI Octagon Floating Rate & Alternative Income Term Trust
9 Nov 22
4/A
XAI Octagon Floating Rate & Alternative Income Term Trust
9 Nov 22
Recent insider trades
Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
14 Mar 24 | AIRJ Montana Technologies Corp. - Ordinary Shares | Class A Common Stock | Grant | Acquire A | Yes | No | 0 | 162,059 | 0.00 | 162,059 |
14 Mar 24 | AIRJ Montana Technologies Corp. - Ordinary Shares | Class A Common Stock | Option exercise | Acquire M | Yes | No | 0 | 6,827,969 | 0.00 | 6,827,969 |
14 Mar 24 | AIRJ Montana Technologies Corp. - Ordinary Shares | Class B Common Stock Class A Common Stock | Option exercise | Dispose M | Yes | No | 0 | 6,827,969 | 0.00 | 0 |
14 Mar 24 | AIRJ Montana Technologies Corp. - Ordinary Shares | Class B Common Stock Class A Common Stock | Sale back to company | Dispose D | Yes | No | 0 | 269,531 | 0.00 | 6,827,969 |
12 Dec 23 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Common Shares of Beneficial Ownership | Buy | Acquire P | Yes | No | 7.05 | 825 | 5.82 k | 19,326.57 |
11 Dec 23 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Common Shares of Beneficial Ownership | Other | Dispose J | Yes | No | 0 | 5,409 | 0.00 | 18,501.57 |
5 Dec 23 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Common Shares of Beneficial Ownership | Buy | Acquire P | Yes | No | 6.89 | 6,000 | 41.34 k | 23,683.85 |
13 Nov 23 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Common Shares of Beneficial Ownership | Buy | Acquire P | Yes | No | 7.08 | 289 | 2.05 k | 17,683.85 |