| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 5 Sep 24 | AMK AssetMark Financial | Common Stock | Sale back to company | Dispose D | Yes | No | 35.25 | 37,808 | 1.33 mm | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Common Stock | Sale back to company | Dispose D | No | No | 35.25 | 355,794 | 12.54 mm | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 88,415 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 197,359 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 117,057 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 166,298 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 37,955 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Employee Stock Option Common Stock | Sale back to company | Dispose D | No | No | 0 | 62,095 | 0.00 | 0 |
| 30 Aug 24 | AMK AssetMark Financial | Common Stock | Gift | Acquire G | Yes | No | 0 | 34,731 | 0.00 | 37,808 |
| 30 Aug 24 | AMK AssetMark Financial | Common Stock | Gift | Dispose G | No | No | 0 | 34,731 | 0.00 | 355,794 |
