2 results
10-K/A
2023 FY
VIASP
Via Renewables, Inc.
27 Mar 24
Annual report (amended)
5:28pm
10.42 | Amendment No. 2 to Engagement Letter Agreement, dated November 28, 2022, by and between Good Counsel Group LLC and Spark Energy, LLC. | 10-Q | 10.1 | 5/4/2023 | 001-36559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10.43 | Amendment to Engagement Letter Agreement, dated July 5, 2023, by and between Good Counsel Group, LLC and Spark Energy, LLC | 8-K | 10.1 | 7/6/2023 | 001-36559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10.44 | Transition and Resignation Agreement and Mutual Release of Claims, dated April 2, 2021, between Spark Energy, Inc. and Kevin McMinn. | 8-K | 10.1 | 4/8/2021 | 001-36559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
10.45 † | Transition and Resignation Agreement and Mutual Release of Claims, dated November 4, 2021, by and between Via Renewables, Inc. and James Jones | 10-Q | 10.4 | 11/4/2021 | 001-36559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
16.1 | Letter from Ernst & Young LLP, dated March 31, 2022 | 8-K | 16.1 | 3/31/2022 | 001-36559 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
21.1* | List of Subsidiaries of Via Renewables, Inc. | 23.1* | Consent of Ernst & Young LLP | 23.2* | Consent of Grant Thornton LLP | 31.1*** | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. | 31.2*** | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. | 32** | Certifications pursuant to 18 U.S.C. Section 1350. | 97* | Incentive-Based Compensation Recovery Policy | 101.INS* | XBRL Instance Document. | 101.SCH* | XBRL Schema Document. | 101.CAL* | XBRL Calculation Document. | 101.LAB* | XBRL Labels Linkbase Document. | 101.PRE* | XBRL Presentation Linkbase Document. | 101.DEF* | XBRL Definition Linkbase Document. | 104*** | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101.INS) |
10-K/A
2023 FY
VIASP
Via Renewables, Inc.
27 Mar 24
Annual report (amended)
5:28pm
10.23† | Form of Restricted Stock Unit Agreement | S-1 | 10.4 | 6/30/2014 | 333-196375 | ||||||||||||
10.24† | Form of Restricted Stock Unit Agreement (Second A&R LTIP). | 10-Q | 10.2 | 8/5/2020 | 001-36559 | ||||||||||||
10.25† | Form of Notice of Grant of Restricted Stock Unit | S-1 | 10.5 | 6/30/2014 | 333-197738 | ||||||||||||
10.26† | Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units). | 10-Q | 10.5 | 8/3/2018 | 333-196375 | ||||||||||||
10.27† | Form of Notice of Grant of Restricted Stock Unit (Second A&R LTIP). | 10-Q | 10.3 | 8/5/2020 | 001-36559 | ||||||||||||
10.28† | Indemnification Agreement, dated August 1, 2014, by and between Spark Energy, Inc. and W. Keith Maxwell III. | 8-K | 10.5 | 8/4/2014 | 001-36559 | ||||||||||||
10.29† | Indemnification Agreement, dated August 1, 2014, by and between Spark Energy, Inc. and James G. Jones II. | 8-K | 10.10 | 8/4/2014 | 001-36559 | ||||||||||||
10.30† | Indemnification Agreement, dated August 1, 2014, by and between Spark Energy, Inc. and Kenneth M. Hartwick. | 8-K | 10.12 | 8/4/2014 | 001-36559 | ||||||||||||
10.31† | Indemnification Agreement, dated May 25, 2016, by and between Spark Energy, Inc. and Nick W. Evans, Jr. | 8-K | 10.1 | 5/27/2016 | 001-36559 | ||||||||||||
10.32† | Indemnification Agreement, dated August 29, 2019, by and among Spark Energy, Inc. and Amanda Bush | 8-K | 10.1 | 8/30/2019 | 001-36559 | ||||||||||||
10.33† | Indemnification Agreement, dated as of March 17, 2020, by and between Spark Energy, Inc. and Kevin McMinn. | 8-K | 10.2 | 3/19/2020 | 001-36559 | ||||||||||||
10.34 | Indemnification Agreement, dated as of June 7, 2023, by and between Via Renewables, Inc. and A. Stephen Kennedy. | 8-K | 10.1 | 6/12/2023 | 001-36559 | ||||||||||||
10.35† | Employment Agreement, dated June 14, 2019, by and between Spark Energy, Inc. and James G. Jones II. | 8-K | 10.3 | 6/18/2019 | 001-36559 | ||||||||||||
10.36† | Employment Agreement, effective as of March 13, 2020, by and between Spark Energy, Inc. and W. Keith Maxwell III. | 8-K | 10.1 | 3/19/2020 | 001-36559 | ||||||||||||
10.37† | Employment Agreement, effective as of March 23, 2020, by and between Spark Energy, Inc. and Kevin McMinn. | 8-K | 10.1 | 3/25/2020 | 001-36559 | ||||||||||||
10.38† | Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Miguel “Mike” Barajas | 10-Q | 10.5 | 11/4/2021 | 001-36559 | ||||||||||||
10.39† | Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Paul Konikowski. | 8-K | 10.1 | 11/8/2021 | 001-36559 | ||||||||||||
10.40† | Engagement Letter Agreement, dated August 27, 2020, by and among Spark Energy, Inc. and Good Counsel Legal Services, LLC | 10-K | 10.47 | 3/4/2021 | 001-36559 | ||||||||||||
10.41† | Amendment to Engagement Letter Agreement, dated August 1, 2021, by and between Good Counsel Legal Services, LLC and Spark Energy, LLC. | 10-Q | 10.3 | 11/4/2021 | 001-36559 |
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