What's new? Log in Free sign up

Table search / Ownership / Virtus Artificial Intelligence & Technology Opportunities Fund

7 results

Newest first

EDF Virtus Stone Harbor Emerging Markets Income Fund

Definitive proxy

AIO, CBH, NCV, NCZ, ACV, NFJ and NIE (for fiscal year ended January 31, 2024)

		Name of Trustee				Aggregate Compensation from AIO							Aggregate Compensation from CBH							Aggregate Compensation from NCV							Aggregate Compensation from NCZ
		Donald C. Burke(1)					$	1,575						$	397						$	815						$	611
		Sarah E. Cogan					$	5,979						$	1,502						$	3,152						$	2,361
		Deborah A. DeCotis					$	5,979						$	1,502						$	3,152						$	2,361
		F. Ford Drummond					$	6,210						$	1,559						$	3,276						$	2,453
		Connie D. McDaniel(2)					$	1,790						$	451						$	927						$	694
		Philip R. McLoughlin					$	6,636						$	1,667						$	3,492						$	2,615
		Geraldine M. McNamara(3)					$	5,993						$	1,505						$	3,159						$	2,366
		Alan Rappaport(4)					$	610						$	152						$	326						$	244
		R. Keith Walton(5)					$	6,119						$	1,537						$	3,224						$	2,415
		Brian T. Zino					$	7,203						$	1,809						$	3,800						$	2,846

9 Apr 24

5:21pm

EDF Virtus Stone Harbor Emerging Markets Income Fund

Definitive proxy

Title of Class			Name and Address of Beneficial Ownership			No. of Shares						Percent of Class
Preferred Shares of NCZ			Metropolitan Life Insurance Company 200 Park Ave New York, NY 10166					820,000						15.65%(1)
Preferred Shares of NCZ			Fidelity National Financial, Inc. 601 Riverside Ave Jacksonville, FL 32204					475,000						9.06%(1)
Common Shares of NCZ			Morgan Stanley 1585 Broadway New York, NY 10036					7,683,500						10.09%
Common Shares of NFJ			Morgan Stanley 1585 Broadway New York, NY 10036					6,331,011						6.68%
Common Shares of VGI			SIT Investment Associates Inc 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402					1,466,443						12.96%
Common Shares of VGI			1607 Capital Partners, LLC 13 S. 13th Street, Suite 400 Richmond, VA 23219					586,724						5.19%
Common Shares of ZTR			SIT Investment Associates Inc 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402					4,020,721						5.86%

9 Apr 24

5:21pm

EDF Virtus Stone Harbor Emerging Markets Income Fund

Definitive proxy

		Name of Trustee				Aggregate Compensation from ACV							Aggregate Compensation from NFJ							Aggregate Compensation from NIE							Total Compensation from the Funds and Fund Complex(6)
		F. Ford Drummond					$	2,002						$	12,388						$	5,830						$	381,250
		Connie D. McDaniel(2)					$	581						$	3,643						$	1,732						$	413,750
		Philip R. McLoughlin					$	2,141						$	13,267						$	6,253						$	633,750
		Geraldine M. McNamara(3)					$	1,932						$	11,956						$	5,631						$	491,397
		Alan Rappaport(4)					$	196						$	1,209						$	559						$	3,297
		R. Keith Walton(5)					$	1,973						$	12,217						$	5,754						$	400,353
		Brian T. Zino					$	2,322						$	14,363						$	6,761						$	415,000

9 Apr 24

5:21pm

EDF Virtus Stone Harbor Emerging Markets Income Fund

Definitive proxy

The aggregate fees paid to PwC or Deloitte in each of the last two fiscal years in connection with each Fund’s annual audit were as follows:

Fund			Auditor						Fiscal Year Ended			Audit Fees						Audit- Related Fees*						Tax Fees**						All Other Fees
AIO					PwC				January 31, 2024				$	43,588					$	2,914					$	8,104					$	0
AIO					PwC				January 31, 2023				$	42,525					$	1,424					$	14,864					$	0
CBH					PwC				January 31, 2024				$	47,355					$	2,914					$	8,104					$	0
CBH					PwC				January 31, 2023				$	46,200					$	1,424					$	10,668					$	0
NCV					PwC				January 31, 2024				$	47,355					$	2,914					$	8,104					$	0
NCV					PwC				January 31, 2023				$	46,200					$	18,424					$	9,873					$	0
NCZ					PwC				January 31, 2024				$	47,355					$	2,914					$	8,104					$	0
NCZ					PwC				January 31, 2023				$	46,200					$	18,424					$	7,779					$	0
ACV					PwC				January 31, 2024				$	43,588					$	2,914					$	10,604					$	0
ACV					PwC				January 31, 2023				$	42,525					$	1,424					$	24,705					$	0
NFJ					PwC				January 31, 2024				$	43,588					$	2,914					$	10,604					$	0
NFJ					PwC				January 31, 2023				$	42,525					$	1,424					$	27,717					$	0
NIE					PwC				January 31, 2024				$	43,588					$	2,914					$	10,604					$	0
NIE					PwC				January 31, 2023				$	42,525					$	1,424					$	16,326					$	0
VGI					PwC				November 30, 2023				$	33,881					$	7,931					$	3,504					$	0
VGI					PwC				November 30, 2022				$	33,055					$	4,724					$	4,078					$	0
EDF					PwC				November 30, 2023				$	43,153					$	0					$	0					$	0
EDF					Deloitte				November 30, 2022				$	55,900					$	0					$	5,000					$	0
ZTR					PwC				November 30, 2023				$	33,881					$	7,931					$	5,147					$	0
ZTR					PwC				November 30, 2022				$	33,050					$	4,724					$	4,078					$	1,500

9 Apr 24

5:21pm

EDF Virtus Stone Harbor Emerging Markets Income Fund

Definitive proxy

As of April 3, 2024, to the best of each Fund’s knowledge, no person beneficially owns more than five percent of the outstanding shares of each Fund’s Shares other than as listed in the below table. This information is primarily based on publicly available Schedule 13D and 13G disclosures filed with the SEC.

Title of Class			Name and Address of Beneficial Ownership			No. of Shares						Percent of Class
Preferred Shares of ACV			Metropolitan Life Insurance Co/NY One MetLife Way Whippany, NJ 07981					1,200,000						100%(1)
Common Shares of CBH			Punch & Associates Investment Management Inc. 7701 France Ave South, Suite 300 Edina, MN 55435					1,247,027						6.83%
Common Shares of CBH			Morgan Stanley 1585 Broadway New York, NY 10036					1,152,609						6.31%
Common Shares of EDF			First Trust Portfolios L.P. First Trust Advisors L.P. The Charger Corporation 120 East Liberty Drive, Suite 400 Wheaton, IL 60187					4,737,018						16.32%
Preferred Shares of NCV			Metropolitan Life Insurance Company 200 Park Ave New York, NY 10166					2,580,000						38.86%(1)
Preferred Shares of NCV			RiverNorth Capital Management LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654					342,884						5.16%(1)
Common Shares of NCV			Morgan Stanley 1585 Broadway New York, NY 10036					5,363,123						5.93%

9 Apr 24

5:21pm

Definitive proxy

9 Apr 24

5:21pm

sz0t3oz3le8fchqpx8e

Definitive proxy

9 Apr 24

5:21pm

Prev
1
Next

We use cookies on this site to provide a more responsive and personalized service. Continuing to browse, clicking I Agree, or closing this banner indicates agreement. See our Cookie Policy for more information.