Solowin Holdings, Ltd. / "Nature" | Tables in SEC filings

SWIN Solowin Holdings, Ltd.

26 Jul 24

Annual report (foreign)

5:01pm

The following table sets forth information with respect to the beneficial ownership of the Ordinary Shares as of the date of this report by (i) each of the directors and executive officers; (ii) all of the directors and executive officers as a group; and (iii) each person known to us to own beneficially more than 5% of the Ordinary Shares. Unless otherwise indicated, the business address of each of the individuals below is Room 1910-1912A, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong.

	Amount and Nature of Beneficial Ownership(1)		Percent of Class(2)
Directors and Executive Officers:
Shing Tak Tam, Chief Executive Officer and Director		0		*
Lili Liu, Chief Financial Officer		0		*
Ling Ngai Lok, Chairman(4)		4,080,000		25.53	%
Tze Bun Cheng, Chief Operation Officer		0		*
Pong Ming Ting, Director of Solomon JFZ		0		*
Wing Yan Ho, Independent Director		0		*
Ho Kuen Tam, Independent Director		0		*
Cha Hwa Chong, Independent Director		0		*
All directors and executive officers as a group (8 persons)		4,080,000		25.53	%

Other Principal Shareholders:
Vulcan Worldwide Holdings Limited(3)		2,960,000		18.52	%
Gemini Asia Holdings Limited(4)		4,080,000		25.53	%
Fortune Dynasty Global Limited(5)		3,960,000		24.78	%

Name	Nature	As of March 31,
		2024		2023
		$’000		$’000
Grow World LPF	Receivable from customers		1		40
Grow World II LPF	Receivable from customers		19		-
Solomon Capital Fund SPC	Receivable from customers		200		269
Total receivable from customers			220		309

Solomon Capital Fund SPC	Amount due from related parties		26		36
Master Venus Limited	Amount due from related parties		-		51
Total amount due from related parties			26		87

Mr. Lok	Amount due from a director		-		28
Mr. Lok	Amount due to a director		(3)		-
Ms. Yao	Amount due to a related party		(6)		(6)

		For the years ended March 31,
Name	Nature	2024		2023		2022
		$’000		$’000		$’000
Grow World LPF	Asset management income		10		40		-
Solomon Capital Fund SPC	Asset management income		815		349		333
Grow World II LPF	Asset management income		46		-		-
Total asset management income			871		389		333

Solomon Capital Asset Management Limited	Expense for referral of customers (included in general and administrative expenses)		-		-		59
Tuoyin Technology Limited	Expense for referral of customers (included in general and administrative expenses)		-		-		136
Tek Fong Group Limited	Expense for referral of customers (included in general and administrative expenses)		-		45		-
Mr. Lok	Expense for referral of customers (included in general and administrative expenses)		-		64		-
Mr. Tam	Expense for referral of customers (included in general and administrative expenses)		-		6		10
Ms. Yao	Expense for referral of customers (included in general and administrative expenses)		-		-		447
Total expense for referral of customers			-		115		652

Tuoyin Technology Limited	Consultancy income (included in other income)		-		-		100
Mr. Lok	Loan interest income		-		-		1

Name	Nature	As of March 31,
		2024		2023
		$’000		$’000
Grow World LPF	Receivable from customers		1		40
Grow World II LPF	Receivable from customers		19		-
Solomon Capital Fund SPC	Receivable from customers		200		269
Total receivable from customers			220		309

Solomon Capital Fund SPC	Amount due from related parties		26		36
Master Venus Limited	Amount due from related parties		-		51
Total amount due from related parties			26		87

Mr. Lok	Amount due from a director		-		28
Mr. Lok	Amount due to a director		(3)		-
Ms. Yao	Amount due to a related party		(6)		(6)

		For the years ended March 31,
Name	Nature	2024		2023		2022
		$’000		$’000		$’000
Grow World LPF	Asset management income		10		40		-
Solomon Capital Fund SPC	Asset management income		815		349		333
Grow World II LPF	Asset management income		46		-		-
Total asset management income			871		389		333

Solomon Capital Asset Management Limited	Expense for referral of customers (included in general and administrative expenses)		-		-		59
Tuoyin Technology Limited	Expense for referral of customers (included in general and administrative expenses)		-		-		136
Tek Fong Group Limited	Expense for referral of customers (included in general and administrative expenses)		-		45		-
Mr. Lok	Expense for referral of customers (included in general and administrative expenses)		-		64		-
Mr. Tam	Expense for referral of customers (included in general and administrative expenses)		-		6		10
Ms. Yao	Expense for referral of customers (included in general and administrative expenses)		-		-		447
Total expense for referral of customers			-		115		652

Tuoyin Technology Limited	Consultancy income (included in other income)		-		-		100
Mr. Lok	Loan interest income		-		-		1

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