Filing search / Ownership / root9B Technologies, Inc. / Page 14

S-1

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3 May 11

IPO registration

12:00am

8-K/A

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11 Mar 11

Unregistered Sales of Equity Securities

12:00am

8-K/A

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11 Mar 11

Unregistered Sales of Equity Securities

12:00am

D

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9 Mar 11

$5M in options / Convertible Preferred Stock, sold $5M, 2 investors

12:00am

8-K

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7 Mar 11

Unregistered Sales of Equity Securities

12:00am

8-K

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1 Feb 11

Departure of Directors or Certain Officers

12:00am

D

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22 Dec 10

$560K in other securities, sold $112K, 4 investors

12:00am

8-K

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15 Dec 10

Unregistered Sales of Equity Securities

12:00am

8-K/A

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8 Nov 10

Financial Statements and Exhibits

12:00am

8-K

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7 Sep 10

Entry into a Material Definitive Agreement

12:00am

UPLOAD

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30 Aug 10

Letter from SEC

12:00am

EFFECT

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27 Aug 10

Notice of effectiveness

12:00am

S-3/A

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5 Aug 10

Shelf registration (amended)

12:00am

UPLOAD

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2 Aug 10

Letter from SEC

12:00am