Filing search / Ownership / Oaktree Capital Group, LLC 6.625% PFD UT A / Page 17

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7 Sep 17

Change in insider ownership

12:00am

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21 Aug 17

Oaktree Capital / John Frank ownership change

12:00am

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21 Aug 17

Oaktree Capital / SHELDON M STONE ownership change

12:00am

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18 Aug 17

Oaktree Capital / JAY S WINTROB ownership change

12:00am

13F-NT

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14 Aug 17

Notice of holdings reported by another manager

12:00am

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9 Aug 17

Change in insider ownership

12:00am

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21 Jul 17

Initial statement of insider ownership

12:00am

3

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21 Jul 17

Initial statement of insider ownership

12:00am

4

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14 Jun 17

Change in insider ownership

12:00am

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8 Jun 17

Change in insider ownership

12:00am

4

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18 May 17

Change in insider ownership

12:00am

4

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16 May 17

Change in insider ownership

12:00am

4

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16 May 17

Change in insider ownership

12:00am

13F-NT

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15 May 17

Notice of holdings reported by another manager

12:00am

3

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8 May 17

Initial statement of insider ownership

12:00am

4

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28 Apr 17

Oaktree Capital / JAY S WINTROB ownership change

12:00am

4

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21 Apr 17

Change in insider ownership

12:00am

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5 Apr 17

Oaktree Capital / Susan Gentile ownership change

12:00am

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5 Apr 17

Oaktree Capital / ROBERT E DENHAM ownership change

12:00am

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5 Apr 17

Oaktree Capital / WAYNE G PIERSON ownership change

12:00am