1,273 filings
Page 27 of 64
3
Meyer Seth H
4 Mar 19
Hercules Capital / Seth H Meyer ownership change
4:06pm
POS EX
HTGC
Hercules Capital, Inc.
28 Feb 19
Additional exhibits for listing
4:20pm
8-K
HTGC
Hercules Capital, Inc.
21 Feb 19
Hercules Capital Reports Record Fourth Quarter and Full-Year 2018 Financial Results
4:54pm
10-K
2018 FY
HTGC
Hercules Capital, Inc.
Annual report
21 Feb 19
4:11pm
8-K
HTGC
Hercules Capital, Inc.
21 Feb 19
Hercules Capital Appoints Seth Meyer as Chief Financial Officer
2:42pm
8-K
HTGC
Hercules Capital, Inc.
21 Feb 19
Entry into a Material Definitive Agreement
12:00am
SC 13G
Rivernorth Capital Management, LLC
14 Feb 19
Hercules Capital, Inc.
11:21am
8-K
HTGC
Hercules Capital, Inc.
12 Feb 19
Hercules Capital Announces Multiple Outstanding
3:36pm
3
HTGC
Hercules Capital, Inc.
5 Feb 19
Hercules Capital / GAYLE A CROWELL ownership change
4:39pm
8-K
HTGC
Hercules Capital, Inc.
5 Feb 19
Hercules Capital Expands Board of Directors to Nine Members with the Appointment of Gayle Crowell
8:48am
4
HTGC
Hercules Capital, Inc.
4 Feb 19
Hercules Capital / Doreen Woo Ho ownership change
4:39pm
4
Manuel A Henriquez
4 Feb 19
Hercules Capital / Manuel A Henriquez ownership change
4:38pm
4
Bluestein Scott
4 Feb 19
Hercules Capital / Scott Bluestein ownership change
4:37pm
4
HTGC
Hercules Capital, Inc.
4 Feb 19
Hercules Capital / Melanie Grace ownership change
4:36pm
25-NSE
New York Stock Exchange LLC
4 Feb 19
Exchange delisting
3:28pm
8-K
HTGC
Hercules Capital, Inc.
31 Jan 19
Departure of Directors or Certain Officers
11:32am
S-8
HTGC
Hercules Capital, Inc.
31 Jan 19
Registration of securities for employees
8:50am
8-K
HTGC
Hercules Capital, Inc.
22 Jan 19
Hercules Capital Completes $250.0 Million
2:39pm
3
Foster Carol L
18 Jan 19
Hercules Capital / Carol L Foster ownership change
4:08pm
8-K
HTGC
Hercules Capital, Inc.
17 Jan 19
Entry into a Material Definitive Agreement
3:22pm