Filing search / Ownership / Swap Financial Group, LLC / Page 3

MA-A

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27 Mar 18

Municipal Advisor registration (firm) (update)

12:00am

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13 Mar 18

Municipal Advisor registration (individual)

12:00am

MA/A

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26 Oct 17

Municipal Advisor registration (firm) (amended)

12:00am

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26 Oct 17

Municipal Advisor registration (individual) (amended)

12:00am

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10 Oct 17

Municipal Advisor registration (individual) (amended)

12:00am

MA-A

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3 Mar 17

Municipal Advisor registration (firm) (update)

12:00am

MA-I

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11 Jan 17

Municipal Advisor registration (individual)

12:00am

MA-I/A

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23 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

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22 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

MA-I/A

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22 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

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22 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

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22 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

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22 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

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19 Aug 16

Municipal Advisor registration (individual) (amended)

12:00am

MA/A

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19 Aug 16

Municipal Advisor registration (firm) (amended)

12:00am

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23 May 16

Municipal Advisor registration (individual) (amended)

12:00am

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23 May 16

Municipal Advisor registration (individual) (amended)

12:00am

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23 May 16

Municipal Advisor registration (individual) (amended)

12:00am

MA-I/A

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23 May 16

Municipal Advisor registration (individual) (amended)

12:00am

MA-I/A

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23 May 16

Municipal Advisor registration (individual) (amended)

12:00am