644 filings
Page 4 of 33
4
70up6ud
23 Jun 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:24pm
4
29rmskaax
10 Jun 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:01pm
4
yd54l45
4 May 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:58pm
4
gtaxx fnk675c8f5
27 Apr 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:47pm
SC 13G/A
ro0 qmrvboqe18bdm
23 Apr 20
HERZFELD CARIBBEAN BASIN FUND / GOLDSTEIN PHILLIP ownership change
10:04am
4
9kaoo9wt md3
21 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:33pm
4
12pz32qqn2v355i
6 Apr 20
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
10:27am
4
tiuhtsxaxvjj92se
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
3:47pm
3/A
7b6ko
6 Mar 20
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
2:09pm
4
70pd5yvymg70fq5xwab
2 Mar 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
1:33pm
4
v20p29
26 Feb 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
12:35pm
4
hvnn0 vefoj4rwrzc4jt
25 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:49pm
4
hdp620v5
18 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
11:50am
5
iqjbuo ydrzwfm
14 Feb 20
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:09pm
4
vm6jy0bm
7 Feb 20
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:03pm
4
8i1 mm3kp7a
8 Jan 20
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:07pm
4
0xp9aj3iuc0gp4z futn
23 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:09pm
4
8tgir03k21 p7a2
19 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:50pm
3
ldwx93l0txwiiuf
6 Dec 19
WESTERN ASSET CORPORATE LOAN FUND / PHILLIP GOLDSTEIN ownership change
10:33am
4
jmv0 leafngxjvfgkmk
3 Dec 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
3:37pm