649 filings
Page 4 of 33
CORRESP
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22 Nov 21
Correspondence with SEC
12:00am
CORRESP
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22 Nov 21
Correspondence with SEC
12:00am
4
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16 Nov 21
Portman Ridge Finance / Patrick Schafer ownership change
6:52pm
D
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4 Nov 21
$16.7M in investment fund / equity, sold $16.7M, 2 investors
3:40pm
8-K
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26 Oct 21
Unregistered Sales of Equity Securities
5:29pm
N-14 8C
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5 Oct 21
Registration statement for closed-end investment company
5:21pm
8-K
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26 Aug 21
Portman Ridge Finance Corporation Announces Completion of
8:30am
8-K
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23 Aug 21
Portman Ridge Finance Corporation Announces Further Detail on About Portman Ridge Finance Corporation
8:30am
3
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4 Aug 21
Portman Ridge Finance / David Held ownership change
4:30pm
25-NSE
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23 Jul 21
Exchange delisting
4:10pm
8-K
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21 Jul 21
Amendments to Articles of Incorporation or Bylaws
4:26pm
8-K
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6 Jul 21
Departure of Directors or Certain Officers
4:31pm
8-K
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24 Jun 21
Portman Ridge Finance Corporation Closes Private Placement of
7:01am
8-K
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10 Jun 21
Portman Ridge Finance Corporation Completes Merger with Harvest Capital Credit Corporation
12:00am
CERT
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9 Jun 21
Certification of approval for exchange listing
4:24pm
8-A12B
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9 Jun 21
Registration of securities on exchange
4:13pm
8-K
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8 Jun 21
Submission of Matters to a Vote of Security Holders
4:30pm
25-NSE
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28 May 21
Exchange delisting
4:16pm