644 filings
Page 5 of 33
SC 13D/A
axa9ov4e leyamu4q
1 Nov 19
Beneficial ownership report (amended)
1:10pm
4
myr88u0
18 Oct 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
10:01am
4
6682oqi2e on
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:55pm
3/A
v0xvxwa8c9 j7gbe11ax
29 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
1:51pm
3
x9xzuz7aa
23 Aug 19
HERZFELD CARIBBEAN BASIN FUND / PHILLIP GOLDSTEIN ownership change
2:50pm
4
0i8in3
16 Jul 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
3:58pm
SC 13D
gq95a1u6zwcc7tq63u
30 Apr 19
Beneficial ownership report
12:36pm
4
brcso08orx
22 Apr 19
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Andrew Dakos ownership change
4:09pm
5
5tmlacizl fr
29 Mar 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
8:25pm
4
p6775
28 Mar 19
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
2:13pm
4
kcdk8 p201
27 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
3:31pm
4
fxcjv97p9croo
20 Mar 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
3:16pm
4
p12wui7o 45x5
20 Mar 19
HIGH INCOME SECURITIES FUND / Steven Samuels ownership change
12:52pm
4
u38dpug0idk652u pt9
20 Mar 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
11:00am
SC 13G
nb7 wbvxg
4 Mar 19
Herzfeld Caribbean Basin Fund Inc
1:43pm
4
jhe94cs pw
21 Feb 19
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
5
cljd l7gbt59s6
14 Feb 19
HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
5:32pm
4
zvq1igypk8
12 Feb 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
il9vmjhwjkl
29 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:58pm
4
8lcxk4
16 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am