643 filings
Page 6 of 33
4
8siffklubvkdgc
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:34pm
4/A
bvdv3a8zn n1
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:33pm
4
0rr3ixd3u
4 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
dde8ucqtwj2
4 Jan 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:46pm
4
6zlv g58qd3n1
4 Jan 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:45pm
4
8kel7x ol0
31 Dec 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:31pm
4
71b53qbjd9g
23 Nov 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
9:06pm
4
lufoy5pf8nwblrv7ijf
23 Oct 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:50pm
4
v0h7 c2uoi0lo0w
12 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:00pm
4/A
hxfoz
10 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
7:08pm
4
rmf9oink
9 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:41pm
4
uxhtrpwv1zmb8botw
9 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Steven Samuels ownership change
2:02pm
4
fm9pftti
5 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:09pm
4
q4qongv 8dk
5 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
2:13pm
4
fz2m a0izx5zz6pkf
3 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:30pm
4
94nkv 0k0ipi0xt
3 Oct 18
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:19pm
4
q3bz y745s
3 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:43pm
4
mfzx45tur0zbzv jmic
1 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:40pm
4
ingdem9bjflk7 ahkf6
27 Sep 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
12:00am
4
8zkdn0qk3u
26 Sep 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am