644 filings
Page 6 of 33
4
xblzxocjqylg o30bem5
10 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
py8 07ign3qd9
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:34pm
4/A
4wop5d7s4h
8 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:33pm
4
a0i9g7i5jbt
4 Jan 19
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:30pm
4
lk0cj
4 Jan 19
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
4:46pm
4
2kl7923j ni5p
4 Jan 19
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:45pm
4
dbv6883 tlqvaj21j6ta
31 Dec 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
5:31pm
4
99sigx xp
23 Nov 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
9:06pm
4
hviyhbreybjtz ij0a
23 Oct 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:50pm
4
8oow8r6hn95slmqcs
12 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:00pm
4/A
q2qwyg2r1f rk1l
10 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
7:08pm
4
5va41
9 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:41pm
4
fhnwev ed9tv
9 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Steven Samuels ownership change
2:02pm
4
6ox3 6a8zsznpq
5 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
5:09pm
4
hqotsmy7 39
5 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
2:13pm
4
0zlrmbgsuq 7xcniw48
3 Oct 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:30pm
4
6je0rm
3 Oct 18
Brookfield DTLA Fund Office Trust Investor / PHILLIP GOLDSTEIN ownership change
4:19pm
4
0efnx2
3 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:43pm
4
60z4reb
1 Oct 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:40pm
4
b0tvt1
27 Sep 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
12:00am