116 filings
Page 6 of 6
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / Joanna M. Catalucci ownership change
3:19pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / Brian E. Binder ownership change
3:16pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / SANDRA G SPONEM ownership change
3:13pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / RONALD NYBERG ownership change
3:13pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / THOMAS F LYDON JR ownership change
3:12pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / Angela Brock-Kyle ownership change
3:11pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / Randall C Barnes ownership change
3:06pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / RONALD E TOUPIN JR ownership change
3:05pm
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Initial statement of insider ownership
2:49pm
EFFECT
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Notice of effectiveness
12:15am
CORRESP
GUG
Guggenheim Active Allocation Fund
22 Nov 21
Correspondence with SEC
12:00am
CERT
GUG
Guggenheim Active Allocation Fund
18 Nov 21
Certification of approval for exchange listing
3:27pm
8-A12B
GUG
Guggenheim Active Allocation Fund
17 Nov 21
Registration of securities on exchange
12:00am
CORRESP
GUG
Guggenheim Active Allocation Fund
27 Oct 21
Correspondence with SEC
12:00am
CORRESP
GUG
Guggenheim Active Allocation Fund
1 Oct 21
Correspondence with SEC
12:00am
UPLOAD
GUG
Guggenheim Active Allocation Fund
2 Jul 21
Letter from SEC
12:00am