643 filings
Page 7 of 33
4
vbjk3f45qm2u5hp4v0wo
25 Sep 18
MVC CAPITAL / PHILLIP GOLDSTEIN ownership change
4:32pm
4
uu6cgeq 0z78
31 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
1ku2j597hb8t52 0cn
29 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / Steven Samuels ownership change
12:00am
3
xn64av86c1nhllexj9
27 Aug 18
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
3
lrkv633whsbk
6 Jul 18
SWISS HELVETIA FUND / PHILLIP GOLDSTEIN ownership change
5:31pm
4
24d7h
3 Jul 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
1:22pm
4
vstoo
2 Jul 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
7:46am
3
lreiqt5l804qcx
29 Jun 18
PUTNAM HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
12:15pm
4
g56n k4blp7ie3yq9
7 Jun 18
PUTNAM HIGH INCOME SECURITIES FUND / PHILLIP GOLDSTEIN ownership change
10:38am
4
0a615lhv5ixn3j
25 May 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
11:45am
4
r2wyc9pwa66n b7u
15 May 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
10:03am
4
xjo p3lvyd
17 Apr 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
3rxs8
29 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
pnnqm1grd7lx20ki
26 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
erczwyh69dyhktuk
1 Mar 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
8qiai
1 Mar 18
MEXICO EQUITY & INCOME FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
gi4b3wpx
6 Feb 18
SPECIAL OPPORTUNITIES FUND / PHILLIP GOLDSTEIN ownership change
12:00am
4
7ldqy8uj0tkw b77b
6 Feb 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am
4
w1r3h aou
2 Feb 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am
4
pnenhmjo
31 Jan 18
PUTNAM HIGH INCOME SECURITIES FUND / Andrew Dakos ownership change
12:00am