649 filings
Page 7 of 33
EFFECT
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2 Sep 20
Notice of effectiveness
12:15am
424B3
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1 Sep 20
Prospectus supplement
5:05pm
N-14 8C/A
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28 Aug 20
Registration statement for closed-end investment company (amended)
5:07pm
CORRESP
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28 Aug 20
Correspondence with SEC
12:00am
CORRESP
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28 Aug 20
Correspondence with SEC
12:00am
4
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27 Aug 20
Portman Ridge Finance / Robert Herman Warshauer ownership change
5:43pm
4
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26 Aug 20
Portman Ridge Finance / Alexander Duka ownership change
5:19pm
4
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13 Aug 20
Portman Ridge Finance / Patrick Schafer ownership change
4:56pm
N-14 8C
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17 Jul 20
Registration statement for closed-end investment company
4:15pm
8-K
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26 Jun 20
Submission of Matters to a Vote of Security Holders
4:20pm
425
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25 Jun 20
Business combination disclosure
12:00am
425
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24 Jun 20
Business combination disclosure
9:21pm
8-K
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24 Jun 20
Garrison Capital Inc. to Merge with Portman Ridge Finance Corporation
9:18pm
8-K
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2 Apr 20
Regulation FD Disclosure
12:00am
4
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24 Mar 20
Portman Ridge Finance / Edward J. Goldthorpe ownership change
4:41pm
8-K
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18 Mar 20
Portman Ridge Finance Corporation Announces Declaration of Distribution
4:20pm
4
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17 Mar 20
Portman Ridge Finance / Edward J. Goldthorpe ownership change
8:18pm