534 filings
Page 9 of 27
8-K
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3 Mar 20
B. Riley Financial Reports Results for Fourth Quarter and Full Year 2019 and Increases Quarterly Dividend
4:22pm
EFFECT
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25 Feb 20
Notice of effectiveness
12:15am
8-K
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21 Feb 20
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
5:28pm
CORRESP
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20 Feb 20
Correspondence with SEC
12:00am
UPLOAD
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20 Feb 20
Letter from SEC
12:00am
CERT
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13 Feb 20
Certification of approval for exchange listing
8:24am
8-A12B
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12 Feb 20
Registration of securities on exchange
4:18pm
8-K
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12 Feb 20
B. Riley Financial Announces Pricing of $115 Million Offering of Senior Notes due 2025
4:10pm
424B5
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11 Feb 20
Prospectus supplement for primary offering
5:21pm
FWP
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10 Feb 20
Free writing prospectus
5:08pm
S-3MEF
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10 Feb 20
Registration of additional securities for an S-3
4:02pm
8-K
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10 Feb 20
B. Riley Financial Announces Offering of $50 Million Senior Notes Due 2025
8:03am
424B5
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10 Feb 20
Prospectus supplement for primary offering
7:56am
8-K
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22 Jan 20
B. Riley Financial Releases Guidance for Fourth Quarter; Raises Guidance for Full Year 2019
8:15am
8-K
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9 Jan 20
B. Riley Financial Declares Dividend on Series A Preferred Stock
4:21pm
25-NSE
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27 Dec 19
Exchange delisting
4:14pm
8-K
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5 Dec 19
Entry into a Material Definitive Agreement
4:26pm
424B5
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5 Dec 19
Prospectus supplement for primary offering
9:09am