31 filings
EFFECT
SWS
SWS Group Inc
5 Jan 15
Notice of effectiveness
12:00am
EFFECT
SWS
SWS Group Inc
5 Jan 15
Notice of effectiveness
12:00am
EFFECT
SWS
SWS Group Inc
5 Jan 15
Notice of effectiveness
12:00am
UPLOAD
SWS
SWS Group Inc
15 Oct 14
Letter from SEC
12:00am
UPLOAD
SWS
SWS Group Inc
22 Jul 14
Letter from SEC
12:00am
CORRESP
ylhol
9 Jul 14
Correspondence with SEC
12:00am
UPLOAD
87t9g37tueg2wzrz6
24 Jun 14
Letter from SEC
12:00am
CORRESP
7dnhbaz7bq yoe
11 Jun 14
Correspondence with SEC
12:00am
UPLOAD
9ar 6fbu7
29 May 14
Letter from SEC
12:00am
EFFECT
hcgfj880
23 Nov 11
Notice of effectiveness
12:00am
CORRESP
9xfnzfdq587
21 Nov 11
Correspondence with SEC
12:00am
CORRESP
r0t1pyqt ti
16 Nov 11
Correspondence with SEC
12:00am
UPLOAD
ozqyijsjvt1s
10 Nov 11
Letter from SEC
12:00am
CORRESP
ssjriw7elq8r
4 Nov 11
Correspondence with SEC
12:00am
UPLOAD
9r3e0gxq 42e
19 Oct 11
Letter from SEC
12:00am
UPLOAD
0whogz
28 Mar 11
Letter from SEC
12:00am
CORRESP
idliof9s5y9o7n78
8 Mar 11
Correspondence with SEC
12:00am
UPLOAD
0ujk8lrojd2adct
1 Mar 11
Letter from SEC
12:00am
EFFECT
2uheizsm5
10 Nov 09
Notice of effectiveness
12:00am
CORRESP
s5r9imnz32d00pa6vb9a
5 Nov 09
Correspondence with SEC
12:00am