82 filings
TA-W
LPL Financial LLC
10 Nov 20
Notice of withdrawal from registration as transfer agent
7:17am
TA-1/A
LPL Financial LLC
7 Oct 20
Registration as a transfer agent (amended)
6:27am
TA-1/A
LPL Financial LLC
15 Jul 20
Registration as a transfer agent (amended)
12:20pm
TA-1/A
LPL Financial LLC
15 May 20
Registration as a transfer agent (amended)
1:12pm
TA-2
LPL Financial LLC
22 Apr 20
Annual report of transfer agent activities
8:56pm
TA-1/A
0vikw
16 Mar 20
Registration as a transfer agent (amended)
2:38pm
TA-1/A
144 62ijpv8fatw
28 Aug 19
Registration as a transfer agent (amended)
1:15pm
TA-1/A
7a0iiyvsk2cujt l9
8 Aug 19
Registration as a transfer agent (amended)
12:19pm
TA-1/A
mudf5k
12 Jun 19
Registration as a transfer agent (amended)
4:08pm
TA-1/A
3zv6 dhx0ze8c4w
6 Jun 19
Registration as a transfer agent (amended)
10:50am
TA-1/A
pbxf 0wt7lafv
2 May 19
Registration as a transfer agent (amended)
4:58pm
TA-2
n27qic67rzn plo
1 Apr 19
Annual report of transfer agent activities
12:00am
TA-1/A
ze1g9htv4y3lsqge7kb
4 Mar 19
Registration as a transfer agent (amended)
10:48am
TA-1/A
0cqa2tm u9a
7 Feb 19
Registration as a transfer agent (amended)
11:29am
TA-1/A
af9 r5jlz
21 Dec 18
Registration as a transfer agent (amended)
12:22pm
TA-1/A
d43do
19 Oct 18
Registration as a transfer agent (amended)
1:09pm
TA-1/A
f77a c2xsm
17 Aug 18
Registration as a transfer agent (amended)
12:00am
TA-1/A
3mm3x1mq0k4lcbt5elx
1 Aug 18
Registration as a transfer agent (amended)
5:24pm
TA-1/A
s71s4i13d 9vgu2
12 Jul 18
Registration as a transfer agent (amended)
4:43pm
TA-1/A
jt3tq9p
3 May 18
Registration as a transfer agent (amended)
10:56am