82 filings
TA-W
LPL Financial LLC
10 Nov 20
Notice of withdrawal from registration as transfer agent
7:17am
TA-1/A
LPL Financial LLC
7 Oct 20
Registration as a transfer agent (amended)
6:27am
TA-1/A
LPL Financial LLC
15 Jul 20
Registration as a transfer agent (amended)
12:20pm
TA-1/A
LPL Financial LLC
15 May 20
Registration as a transfer agent (amended)
1:12pm
TA-2
LPL Financial LLC
22 Apr 20
Annual report of transfer agent activities
8:56pm
TA-1/A
aixpw9 og
16 Mar 20
Registration as a transfer agent (amended)
2:38pm
TA-1/A
15nj4ax62a794mm8
28 Aug 19
Registration as a transfer agent (amended)
1:15pm
TA-1/A
be8 931n1dz
8 Aug 19
Registration as a transfer agent (amended)
12:19pm
TA-1/A
otdiyn4fecek4n32a
12 Jun 19
Registration as a transfer agent (amended)
4:08pm
TA-1/A
c5xb9zhkbivyc2
6 Jun 19
Registration as a transfer agent (amended)
10:50am
TA-1/A
29ne86cg94nj159ofu
2 May 19
Registration as a transfer agent (amended)
4:58pm
TA-2
arbqvn t8ppxbir51n6
1 Apr 19
Annual report of transfer agent activities
12:00am
TA-1/A
kl2pdhw8vrfubabz
4 Mar 19
Registration as a transfer agent (amended)
10:48am
TA-1/A
6hcqtra1640
7 Feb 19
Registration as a transfer agent (amended)
11:29am
TA-1/A
0ur 9path5pqlaz3u1
21 Dec 18
Registration as a transfer agent (amended)
12:22pm
TA-1/A
lqcsae1vju
19 Oct 18
Registration as a transfer agent (amended)
1:09pm
TA-1/A
gb4k2q7f3rfxhpv1jsi
17 Aug 18
Registration as a transfer agent (amended)
12:00am
TA-1/A
kiv57o4rkshroi9vo
1 Aug 18
Registration as a transfer agent (amended)
5:24pm
TA-1/A
jir1 e7wys92bifa
12 Jul 18
Registration as a transfer agent (amended)
4:43pm
TA-1/A
2b0knb 9j1kll6tx0yxi
3 May 18
Registration as a transfer agent (amended)
10:56am