76 filings
3
GUG
Guggenheim Active Allocation Fund
24 Nov 21
Guggenheim Active Allocation Fund / THOMAS F LYDON JR ownership change
3:12pm
4
GROW
U.S. Global Investors, Inc. - Ordinary Shares
6 Oct 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
5:37pm
4
GROW
U.S. Global Investors, Inc. - Ordinary Shares
1 Oct 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
12:16pm
4
Thomas F Lydon JR
1 Sep 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
12:05pm
4
Thomas F Lydon JR
3 Aug 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1:39pm
4
h73fe xf8
1 Jul 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
3:10pm
4
j0mon0pt0
1 Jun 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:30pm
4
epwxa4hrvw07
1 May 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1:08pm
4
uujp bmmhk1obp7f9li7
2 Apr 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
9:39am
4
2tdf5p1 3jt
2 Mar 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
3:26pm
4
wqzjary xrf6i
3 Feb 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:59pm
4
m5ju4c95u86n
2 Jan 20
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
2:35pm
4
o4l7ey5stdx
23 Dec 19
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND / THOMAS F LYDON JR ownership change
9:42am
4
89q ujdy4h
2 Dec 19
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
4:32pm
3
juapmv9 kuodq
15 Nov 19
Guggenheim Energy & Income Fund / THOMAS F LYDON JR ownership change
1:35pm
3
kqw5aavabjj8p nvc
15 Nov 19
Guggenheim Credit Allocation Fund / THOMAS F LYDON JR ownership change
1:32pm
3
xnswm522nhsm kh6e
15 Nov 19
Guggenheim Enhanced Equity Income Fund / THOMAS F LYDON JR ownership change
1:31pm
3
k7eto6 yukn
15 Nov 19
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND / THOMAS F LYDON JR ownership change
1:29pm
3
igcribqms
15 Nov 19
Guggenheim Taxable Municipal Managed Duration Trust / THOMAS F LYDON JR ownership change
1:27pm
3
2a7mvc5
15 Nov 19
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND / THOMAS F LYDON JR ownership change
1:25pm