Filing search / Portman Ridge Finance Corporation / "Clawback"

8-K/A

EX-99.1

PTMN Portman Ridge Finance Corporation

11 Jan 21

Report of Independent Registered Public Accounting Firm

4:27pm

condition. Due to the fact that there is no clawback of amounts previously paid to the Investment Adviser in accordance with the Investment Advisory Agreement … recorded as payable on the consolidated statement of financial condition. Due to the fact that there is no clawback of amounts previously paid

8-K

EX-2.1

PTMN Portman Ridge Finance Corporation

4 Jan 19

Completion of Acquisition or Disposition of Assets

5:00pm

(A) a “clawback” or similar undertaking requiring the contribution, reimbursement or refund by an Acquired Company of any prior distribution, return

8-K

EX-2.1

PTMN Portman Ridge Finance Corporation

1 Mar 12

Entry into a Material Definitive Agreement

12:00am

investment product (including any CLO); (xiii) any Contractual Obligation that contains (A) a “clawback” or similar undertaking requiring