12 filings
D/A
Tradewinds Global Investors, LLC
11 Mar 15
Indefinite amount in equity, 34 investors
12:00am
S-4/A
Nuveen WCM Holdings, LLC
2 Jul 14
Registration of securities issued in business combination transactions (amended)
12:00am
S-4
Nuveen Asset Management, LLC
13 Mar 14
Registration of securities issued in business combination transactions
12:00am
D/A
Tradewinds Global Investors, LLC
9 Apr 13
Indefinite amount in equity, 34 investors
12:00am
D
Tradewinds Global Investors, LLC
9 Apr 12
Indefinite amount in equity, 34 investors
12:00am
424B3
oov09ra3
16 Nov 09
Prospectus supplement
12:00am
424B3
3nc73 19o
10 Nov 09
Prospectus supplement
12:00am
EFFECT
3v6 wgcpltqcyxi
10 Nov 09
Notice of effectiveness
12:00am
S-4/A
ic789n846mgrups09a
24 Aug 09
Registration of securities issued in business combination transactions (amended)
12:00am
S-4
1cu 6nc5rw
13 May 09
Registration of securities issued in business combination transactions
12:00am
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