67 filings
13F-HR
LPL Financial Holdings, Inc.
10 May 24
Quarterly holdings report by institutional manager
1:54pm
13F-HR
LPL Financial Holdings, Inc.
14 Feb 24
Quarterly holdings report by institutional manager
10:26am
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
4:22pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:19pm
SC 13G/A
LPL Financial Holdings, Inc.
9 Feb 24
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:16pm
SC 13G/A
476xjy mfbx
9 Feb 24
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
4:12pm
SC 13G/A
m83jtv6z
9 Feb 24
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
4:09pm
SC 13G/A
dsgblgipb1izo59
9 Feb 24
Destra Multi-Alternative Fund / LPL Financial ownership change
4:06pm
13F-HR
7aki2zpotvt x1
13 Nov 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
84ute4sekhnvn py
31 Jul 23
Quarterly holdings report by institutional manager
2:33pm
13F-HR
x97j 8yj96jd8plpxs75
10 May 23
Quarterly holdings report by institutional manager
11:57am
13F-HR
90of9g7k0
7 Feb 23
Quarterly holdings report by institutional manager
11:50am
SC 13G
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3 Feb 23
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND / LPL Financial ownership change
5:01pm
SC 13G
isg2ab6tf63eb5io6h4a
3 Feb 23
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND / LPL Financial ownership change
4:54pm
SC 13G
jhks58kcgcggvelepau
3 Feb 23
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND / LPL Financial ownership change
4:16pm
SC 13G/A
nrke8qc1l6r1er0q
17 Jan 23
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II / LPL Financial ownership change
1:22pm
SC 13G/A
70s79w
17 Jan 23
Destra Multi-Alternative Fund / LPL Financial ownership change
11:46am
SC 13G/A
7sbhip1
17 Jan 23
NUVEEN FLOATING RATE INCOME FUND / LPL Financial ownership change
11:35am
13F-HR
be16g0j1rsn
14 Nov 22
Quarterly holdings report by institutional manager
9:38am
SC 13G
c2l1e 8awza
6 Oct 22
Destra Multi-Alternative Fund / LPL Financial ownership change
12:47pm