40 filings
UPLOAD
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
30 Dec 20
Letter from SEC
12:00am
UPLOAD
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
23 Dec 20
Letter from SEC
12:00am
CORRESP
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
22 Dec 20
Correspondence with SEC
12:00am
EFFECT
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
9 Oct 19
Notice of effectiveness
12:15am
CORRESP
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
6 Jun 19
Correspondence with SEC
12:00am
UPLOAD
qdxo nk42tiz2hsp5
21 May 19
Letter from SEC
12:00am
CERT
863hw4s7uq77
9 Aug 18
Certification of approval for exchange listing
4:45pm
CERT
e3f ifjva68f
21 May 18
Certification of approval for exchange listing
10:34am
UPLOAD
ogzdecn y8
26 Jul 17
Letter from SEC
12:00am
CORRESP
htjt3pqofqrikamh3
25 Jul 17
Correspondence with SEC
12:00am
CORRESP
hkv 3ka8ydm9pmwlhxw
22 May 17
Correspondence with SEC
12:00am
UPLOAD
ppp8jm6wohutw
2 May 17
Letter from SEC
12:00am
IRAN
xa8ad20rp1 nq3r780
26 Feb 16
Disclosure regarding Iran Threat Reduction and Syria Human Rights Act
12:00am
EFFECT
iqk 5iqpit8
9 Sep 15
Notice of effectiveness
12:00am
IRAN
0881lhx4ao5k fe0a80
6 Aug 15
Disclosure regarding Iran Threat Reduction and Syria Human Rights Act
12:00am
UPLOAD
ev5vtr 6djap
15 May 14
Letter from SEC
12:00am
CORRESP
oosj7x
11 Apr 14
Correspondence with SEC
12:00am
CORRESP
lb98fljmmm2p63
25 Mar 14
Correspondence with SEC
12:00am
UPLOAD
62cd27m tkgk3
20 Mar 14
Letter from SEC
12:00am
UPLOAD
3szyn2j7
21 Feb 14
Letter from SEC
12:00am