27 filings
CORRESP
First Trust Exchange-Traded Fund III
10 Apr 23
Correspondence with SEC
12:00am
EFFECT
First Trust Exchange-Traded Fund III
2 Aug 21
Notice of effectiveness
12:15am
CERT
First Trust Exchange-Traded Fund III
11 May 21
Certification of approval for exchange listing
4:31pm
CORRESP
FEN
First Trust Energy Income and Growth Fund
9 Oct 20
Correspondence with SEC
12:00am
CERT
First Trust Exchange-Traded Fund III
3 Apr 20
Certification of approval for exchange listing
3:06pm
CORRESP
aprnt4ks 6ty7d71w
13 Mar 20
Correspondence with SEC
12:00am
CORRESP
v7th7
9 Mar 20
Correspondence with SEC
12:00am
CERT
bo00n4ia4ulgy22
3 Feb 20
Certification of approval for exchange listing
1:03pm
CORRESP
2lofhcrjh
23 Jan 20
Correspondence with SEC
12:00am
CERT
34q58 5ut6l
1 Nov 18
Certification of approval for exchange listing
9:15am
CERT
jwpvul4o
1 Nov 18
Certification of approval for exchange listing
9:12am
CORRESP
zau jk9zk
23 Oct 18
Correspondence with SEC
12:00am
CORRESP
sn0zabi9wsvv85amiv5c
23 Oct 18
Correspondence with SEC
12:00am
CORRESP
fxwmbcsaw9leo
15 Dec 17
Correspondence with SEC
12:00am
CERTNYS
1jbiowr1d18
21 Aug 17
Certification of approval for NYSE listing
12:00am
CORRESP
a1ejge
22 Sep 16
Correspondence with SEC
12:00am
CERTNYS
ue85wpxn7
23 Aug 16
Certification of approval for NYSE listing
12:00am
CORRESP
2zi76yd46z
22 Aug 16
Correspondence with SEC
12:00am
CORRESP
6zpb7jxs7eq5qvqs8qz
15 May 15
Correspondence with SEC
12:00am
EFFECT
w5ko2boz
2 Mar 15
Notice of effectiveness
12:00am