30 results
8-K
EX-14.1
RILY
B. Riley Financial Inc
30 May 23
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
1:00pm
to participate in seminars, training meetings and similar activities related to reinforcing your understanding of this Code and its applicability … and policies, the Company has established various compliance policies and procedures and, where appropriate, may conduct information and training
8-K
EX-10.2
RILY
B. Riley Financial Inc
22 Dec 21
B. Riley Financial Purchases Receivables Portfolio in Connection with Franchise Group’s Recent Acquisition of W.S. Badcock Corporation
3:04pm
Training
COMP-007: Servicemembers Civil Relief Act
COMP-008: Equal Credit Opportunity Act
COMP-009: Unfair, Deceptive, or Abusive Acts or Practices (UDAAP … Credit Application Training and Procedures Work Instructions located in the SBM Folder.
Accounts with incomplete or improper Credit Applications
8-K
EX-10.1
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22 Dec 21
B. Riley Financial Purchases Receivables Portfolio in Connection with Franchise Group’s Recent Acquisition of W.S. Badcock Corporation
3:04pm
8-K
EX-99.1
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25 Jun 21
Other Events
4:16pm
8-K
EX-14.1
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1 Mar 21
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
12:00am
424B5
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20 Sep 19
Prospectus supplement for primary offering
4:18pm
424B5
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18 Sep 19
Prospectus supplement for primary offering
8:00am
424B5
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3 May 19
Prospectus supplement for primary offering
5:16pm
424B5
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2 May 19
Prospectus supplement for primary offering
7:56am
424B5
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18 Dec 18
Prospectus supplement for primary offering
5:07pm