80 results
8-K
EX-10.1
RILY
B. Riley Financial Inc
25 Aug 23
Entry into a Material Definitive Agreement
4:59pm
with a bank, savings and loan association, credit union or like organization, excluding, for the avoidance of doubt, any investment property (within … supra-national bodies such as the European Union or the European Central Bank).
“Governmental Authorization” shall mean any permit, license
8-K
EX-14.1
RILY
B. Riley Financial Inc
30 May 23
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
1:00pm
governmental agency or entity.
Several countries (including Canada, Argentina, Japan, Hong Kong and Australia) and the European Union have strict rules
8-K
EX-10.1
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22 Apr 22
Entry into a Material Definitive Agreement
7:47pm
8-K
EX-10.1
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22 Dec 21
B. Riley Financial Purchases Receivables Portfolio in Connection with Franchise Group’s Recent Acquisition of W.S. Badcock Corporation
3:04pm
8-K
EX-4.8
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3 Dec 21
B. Riley Financial Prices $300 Million Offering of Senior Notes Due 2026
5:02pm
SC TO-T
EX-99
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23 Sep 21
Third party tender offer statement
4:48pm
8-K
EX-4.7
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6 Aug 21
B. Riley Financial Prices $275 Million Offering of Senior Notes Due 2028
4:10pm
8-K
EX-10.1
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25 Jun 21
Entry into a Material Definitive Agreement
10:06am
8-K
EX-4.6
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29 Mar 21
B. Riley Financial Prices $150 Million Offering of Senior Notes Due 2026
4:17pm
8-K
EX-14.1
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1 Mar 21
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
12:00am
S-3ASR
EX-4.6
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28 Jan 21
Automatic shelf registration
4:12pm
SC TO-T
EX-99
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27 Jan 21
Third party tender offer statement
5:05pm