40 results
6-K
EX-4.1
DXF
Dunxin Financial Holdings Limited.
28 Jul 23
Dunxin Financial Holdings Announces Pricing of $1.09 Million Registered Direct Offering
4:05pm
with the business of the Company and shall provide to the Company additional benefits in addition to the investment of funds, but shall not include … or consulting fees for services rendered, (ii) reimbursement for expenses incurred on behalf of the Company and (iii) other employee benefits, including
6-K
EX-4.2
DXF
Dunxin Financial Holdings Limited.
28 Jul 23
Dunxin Financial Holdings Announces Pricing of $1.09 Million Registered Direct Offering
4:05pm
Indemnified Party may be subject (i) in accordance with the relative benefits received by the Company and its stockholders, subsidiaries and affiliates … is not permitted by applicable law, in such proportion as to reflect not only the relative benefits, but also the relative fault of the Company
424B5
DXF
Dunxin Financial Holdings Limited.
27 Jul 23
Prospectus supplement for primary offering
5:05pm
. Additionally, the inability of the PCAOB to conduct inspections deprives our investors with the benefits of such inspections; and
All of our officers and our … to effectively control the VIE and receive economic benefits from them. If we cannot resolve any conflict of interest or dispute between us
F-6 POS
EX-99.1
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25 Jul 23
Automatic registration for ADRs (post-effective amendment, foreign)
6:20am
F-3/A
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18 Jul 22
Shelf registration (foreign) (amended)
4:31pm
S-8
EX-10.1
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8 Jul 22
Registration of securities for employees
5:25pm
F-3/A
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23 Jun 22
Shelf registration (foreign) (amended)
4:31pm
CORRESP
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23 Jun 22
Correspondence with SEC
12:00am
UPLOAD
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26 Apr 22
Letter from SEC
12:00am
F-3
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7 Apr 22
Shelf registration (foreign)
4:01pm
6-K
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5 Apr 21
Current report (foreign)
4:41pm
6-K
EX-10.1
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23 Oct 18
Current report (foreign)
12:20pm