21 filings
CANCELLATION-MA
Christen Group, Inc.
4 Oct 23
Municipal Advisor registration cancelled
8:09am
TA-2
Christen Group, Inc.
7 Feb 22
Annual report of transfer agent activities
4:58pm
TA-2
Christen Group, Inc.
7 Feb 22
Annual report of transfer agent activities
4:58pm
TA-2
Christen Group, Inc.
7 Feb 22
Annual report of transfer agent activities
4:56pm
D/A
Christen Group, Inc.
7 Feb 22
$5M in options / securities to be acquired, sold $1K, 1 investor
2:43pm
D/A
sfb68fa45pcez2k w95
21 Jan 22
$5M in equity / debt / options / securities to be acquired, sold $1K, 1 investor
1:18pm
D/A
0y7e pmjl3
16 Aug 21
$5M in debt / options / securities to be acquired, sold $1K, 1 investor
1:03pm
D/A
f7rci7
29 Jul 21
$5M in options / securities to be acquired, sold $1K, 1 investor
11:30am
D/A
6ikx7 2or8x8
14 Apr 21
$5M in debt / options / securities to be acquired, sold $1K, 1 investor
10:16am
D/A
almhsunr h65s
15 Jun 20
$5M in options / securities to be acquired, sold $1K, 1 investor
12:00am
D/A
yhi5l
13 Feb 20
$5M in options / securities to be acquired, sold $1K, 1 investor
8:53am
D/A
cmbxcoelu6g1pvrm6n3p
21 Jan 20
$5M in options / securities to be acquired, sold $1K, 1 investor
12:00am
EFFECT
1zljla
27 Nov 19
Notice of effectiveness
12:15am
TA-1
bd08itvm2n 8oqw7
26 Nov 19
Registration as a transfer agent
4:04pm
MA-I
mnmxtw3rjkoi 6445x4
26 Nov 19
Municipal Advisor registration (individual)
9:44am
D/A
52g3pihazss dmke7lt
13 Sep 19
$5M in other securities, sold $1K, 1 investor
5:21pm
D/A
z075bk01hz8sq8qz5hq
9 Sep 19
$5M in other securities, sold $1K, 1 investor
1:05pm
D/A
k0am0lysy6mlra9lxg2z
16 Aug 19
$5M in other securities, 1 investor
11:54am
MA
8iufh4jeeiro7jce0p3s
5 Jul 19
Municipal Advisor registration (firm)
3:04pm
D/A
7c5n8soqx8uxf9lj19t
23 May 19
$5M in other securities, sold $1K, 1 investor
2:46pm