8 results
10-K
2019 FY
EX-14.1
New Mountain Guardian III BDC, L.L.C.
4 Mar 20
Annual report
4:39pm
it difficult for them to perform their job objectively and effectively. For example, a conflict of interest probably exists if:
Personnel causes the Funds … . If the Funds’ Personnel are unsure of whether a particular fact pattern gives rise to a conflict of interest or whether a particular transaction
10-K
2019 FY
New Mountain Guardian III BDC, L.L.C.
4 Mar 20
Annual report
4:39pm
by the senior officers who are responsible for monitoring each of its clients' investments. To ensure that its vote is not the product of a conflict of interest … in the Investment Adviser by a member of the Board, could result in a conflict of interest as the Investment Adviser's management fee and incentive fees
10-12G/A
EX-10.8
5c8w3
13 Sep 19
Registration of securities (amended)
4:24pm
10-12G/A
i597vuuhb 0sw63n0962
13 Sep 19
Registration of securities (amended)
4:24pm
10-12G
azpo3ch4iz
15 Jul 19
Registration of securities
12:29pm
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