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Bakkt Holdings, Inc.

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BKKT Bakkt Holdings, Inc.

Quarterly report

specified below: “Adverse Proceeding” means any action, suit, proceeding (whether administrative, judicial or otherwise), governmental investigation … by or asserted against any Indemnitee arising out of, in connection with, or as a result of any action, claim, litigation, investigation or proceeding

14 Aug 24

7:06am

BKKT Bakkt Holdings, Inc.

if they do not pass the KYC screening and require further investigation. -16- Bakkt Crypto makes use of third-party providers of custodial services … , a registered broker-dealer. Broker-dealers are subject to regulation, examination, investigation, and disciplinary action by the SEC, FINRA, and state

25 Mar 24

4:31pm

BKKT Bakkt Holdings, Inc.

Bakkt Announces Leadership Transition

with, or otherwise communicating with, cooperating with, or participating in any investigation or proceeding that may be conducted by, any federal … Activity” shall mean filing a charge, complaint, or report with, or otherwise communicating, cooperating, or participating in any investigation or proceeding

BKKT Bakkt Holdings, Inc.

Entry into a Material Definitive Agreement

, suit, investigation or proceeding (including, without limitation, an informal investigation or partial proceeding, such as a deposition), pending … of investigation that any such Purchaser Party may suffer or incur as a result of or relating to (a) any material breach of any

BKKT Bakkt Holdings, Inc.

Entry into a Material Definitive Agreement

contemplated hereby. (e)As of the date of this Agreement, there is no action, proceeding or, to the Supporting Stockholder’s knowledge, investigation

Entry into a Material Definitive Agreement

Quarterly report (amended)

14 Feb 24

12:25pm

Quarterly report (amended)

8 Feb 24

12:00am

Quarterly report (amended)

7 Feb 24

5:10pm

Correspondence with SEC

Quarterly report

14 Nov 23

12:00am

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Quarterly report

10 Aug 23

4:31pm

Shelf registration

Completion of Acquisition or Disposition of Assets

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Completion of Acquisition or Disposition of Assets

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Bakkt to Acquire Apex Crypto

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Entry into a Material Definitive Agreement

Prospectus supplement

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Prospectus update (post-effective amendment)

30 Mar 22

9:30pm

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