5 results
424B3
Tate Capital Co
27 Jun 24
Prospectus supplement
3:15pm
interests. A broker-dealer may satisfy the best interest standard imposed by Regulation Best Interest by meeting disclosure, care, conflict of interest … shareholders, giving rise to a conflict of interest. Although the Advisor will endeavor to handle these investment and other decisions in a fair
10-K
2023 FY
Tate Capital Co
27 Mar 24
Annual report
7:14pm
in our best interest and addresses how it will resolve any conflict of interest that may arise when voting proxies and, in so doing, to maximize … expected benefit to clients and the cost of voting the proxy. To ensure that its vote is not the product of a conflict of interest, the Advisor requires
DEF 14A
Tate Capital Co
15 Nov 23
Definitive proxy
3:20pm
that could create a conflict of interest where the transaction is between the Company and the Advisor or the Advisor’s affiliates.
A specific list … Persons would create a conflict of interest, each group of
B-8
Covered Persons which would not cause such a conflict shall have the right to employ
PRE 14A
Tate Capital Co
30 Oct 23
Preliminary proxy
5:13pm
in its role as administrator to the Company (the “Administrator”).
A discussion of certain transactions that could create a conflict of interest where … by the Covered Persons would create a conflict of interest, each group of Covered Persons which would not cause such a conflict shall have the right to employ
10-12G
Tate Capital Co
17 Nov 22
Registration of securities
5:27pm
investment committee or its other investment professionals have interests that differ from those of the Company’s shareholders, giving rise to a conflict … of interest. Although the Advisor will endeavor to handle these investment and other decisions in a fair and equitable manner, the Company and its
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