4 results
424B3
Tate Capital Co
27 Jun 24
Prospectus supplement
3:15pm
of any securities transaction or investment strategy involving securities to a retail customer. The obligations of Regulation Best Interest … to make recommendations without regard to the financial or any other interest of any party other than the retail customer, and that broker-dealers must
10-K
2023 FY
Tate Capital Co
27 Mar 24
Annual report
7:14pm
positioning in their industries, experienced management teams, and diverse customer and supplier bases; and
maintaining rigorous portfolio monitoring … as customer, counterparty, employee and borrower information. Cybersecurity failures or breaches by the Advisor and other service providers (including
8-K
EX-10.1
Tate Capital Co
25 Apr 23
Entry into a Material Definitive Agreement
4:14pm
to time. The Prime Rate is a reference rate and does not necessarily represent the lowest or best rate actually charged to any customer … that are structured to be “bankruptcy remote” in a manner substantially similar to the Borrower); (2) a customer or supplier of the Borrower or any of its
10-12G
Tate Capital Co
17 Nov 22
Registration of securities
5:27pm
competitive positioning in their industries, experienced management teams, and diverse customer and supplier bases.
The Advisor also considers … certain functions, and these relationships allow for the storage and processing of its information, as well as customer, counterparty, employee and borrower
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